[Federal Register Volume 59, Number 207 (Thursday, October 27, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-26696]
[[Page Unknown]]
[Federal Register: October 27, 1994]
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SECURITIES AND EXCHANGE COMMISSION
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meetings during the week of
October 31, 1994.
An open meeting will be held on Tuesday, November 1, 1994, at 10:00
a.m., in Room 1C30. A closed meeting will be held on Wednesday,
November 2, 1994, at 10:00 a.m.
Commissioners, Counsel of the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the closed meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c) (4), (8), (9)(A) and (10) and 17 CFR 200.402(a)
(4), (8), (9)(i) and (10), permit consideration of the scheduled
matters at a closed meeting.
Commissioner Roberts, as duty officer, voted to consider the items
listed for the closed meeting in a closed session.
The subject matter of the open meeting scheduled for Tuesday,
November 1, 1994, at 10:00 a.m., will be:
1. Consideration of whether to adopt Rule 3a12-11 under the
Securities Exchange Act of 1934 (``Exchange Act'') exempting debt
securities listed on a national securities exchange from the
restrictions on borrowing of Section 8(a) and most of the proxy,
shareholder communications, and information statement rules of
Sections 14(a), 14(b), and 14(c) of the Exchange Act. In addition,
consideration of whether to adopt amendments providing for the
automatic effectiveness of Form 8-A registration statements for
listed debt securities and the elimination of the filing fee
associated with Form 8-A registration statements for listed debt.
For further information, please contact Beth Stekler at (202) 942-
0190; with regard to issues relating to the proxy rules or Form 8-A,
contact Joseph P. Babits at (202) 942-2910.
2. Consideration of whether to propose amendments that would:
(1) Expand the categories of legal proceedings involving directors,
executive officers, controlling persons, significant shareholders
and specified others, required to be discussed in various filed
documents; (2) extend the reporting period for such disclosure from
the current five years to 10 years; (3) conform provisions of forms
and schedules that currently require disclosure of legal
proceedings; and (4) add legal proceedings disclosure provisions to
registration statement forms used by registered investment
companies. For further information, please contact Jim Budge at
(202) 942-2846.
3. Consideration of whether to issue a concept release
requesting comments on modernization of the regulation of public-
utility holding companies. The concept release relates to the
Commission's thorough reevaluation of the Public Utility Holding
Company Act of 1935 as a result of developments in recent years. For
further information, please contact Joanne C. Rutkowski at (202)
942-0545.
The subject matter of the closed meeting scheduled for Wednesday,
November 2, 1994, at 10:00 a.m., will be:
Institution of administrative proceedings of an enforcement
nature.
Institution of injunctive actions.
Settlement of administrative proceedings of an enforcement
nature.
Settlement of injunctive action.
Opinions.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items. For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact: The Office of the Secretary (202) 942-7070.
Dated: October 24, 1994.
Jonathan G. Katz,
Secretary.
[FR Doc. 94-26696 Filed 10-24-94; 4:25 pm]
BILLING CODE 8010-01-M
