96-27593. Postmarketing Expedited Adverse Experience Reporting for Human Drug and Licensed Biological Products; Increased Frequency Reports  

  • [Federal Register Volume 61, Number 209 (Monday, October 28, 1996)]
    [Proposed Rules]
    [Pages 55602-55607]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-27593]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    
    21 CFR Parts 310, 314, and 600
    
    [Docket No. 96N-0108]
    
    
    Postmarketing Expedited Adverse Experience Reporting for Human 
    Drug and Licensed Biological Products; Increased Frequency Reports
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Proposed rule.
    
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    SUMMARY: The Food and Drug Administration (FDA) is proposing to
    
    [[Page 55603]]
    
    amend its postmarketing expedited adverse experience reporting 
    regulations to revoke the requirement for increased frequency reports 
    for human drug and licensed biological products as expedited reports. 
    This action, which is part of the President's regulatory reinvention 
    initiative, is based on FDA's determination that increased frequency 
    reports, as currently required, have not contributed to timely 
    identification of safety problems requiring regulatory action and are 
    no longer necessary for FDA surveillance of postmarketing adverse 
    experiences. This action would simplify and streamline postmarketing 
    expedited reporting of adverse experiences for human drug and licensed 
    biological products.
    
    DATES: Written comments by January 13, 1997. The agency proposes that 
    any final rule that may issue based on this proposal become effective 
    30 days after its date of publication in the Federal Register.
    
    ADDRESSES: Submit written comments to the Dockets Management Branch 
    (HFA-305), Food and Drug Administration, 12420 Parklawn Dr., rm. 1-23, 
    Rockville, MD 20857.
    
    FOR FURTHER INFORMATION CONTACT: Audrey A. Thomas, Center for Drug 
    Evaluation and Research (HFD-7), Food and Drug Administration, 7500 
    Standish Pl., Rockville, MD 20855, 301-594-1049.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Introduction
    
        On March 4, 1995, President Clinton issued a memorandum titled 
    ``Regulatory Reinvention Initiative.'' This memorandum, part of the 
    reform of the Federal regulatory system, directed heads of departments 
    and agencies to undertake a page-by-page review of their existing 
    regulations and to eliminate or modify those that are outdated or 
    otherwise in need of reform. The President's directive was issued 
    because private businesses, especially small ones, often face a 
    profusion of overlapping and sometimes conflicting rules from Federal 
    regulatory objectives.
        As part of their review, agencies were charged to consider the 
    following issues carefully: Is the regulation obsolete; could its 
    intended goal be achieved in more efficient, less intrusive ways; are 
    there private sector alternatives, such as market mechanisms, that can 
    better achieve the public good envisioned by the regulations; could 
    private business, setting its own standards and being subject to public 
    accountability, do the job as well; and could the States or local 
    governments do the job, making the Federal regulation unnecessary.
        In response to the President's regulatory reinvention initiative, 
    FDA conducted a comprehensive review of its existing regulations and 
    identified regulations to eliminate or modify. Although this proposal 
    was not a result of the initial review of regulations, FDA is 
    continuing its efforts to carry out the President's program. The 
    current proposal to revoke parts of its regulations in Secs. 310.305, 
    314.80, and 600.80 (21 CFR 310.305, 314.80, and 600.80) that require 
    postmarketing expedited increased frequency reports of adverse 
    experiences for human drug and licensed biological products is part of 
    the continuing effort.
    
    II. Background
    
        In the Federal Register of February 22, 1985 (50 FR 7452), FDA 
    published revised regulations governing the approval for marketing of 
    new drugs for human use, which included revisions to its adverse 
    experience reporting requirements. Under Sec. 314.80(c)(1)(ii), any 
    applicant with an approved new drug application (NDA) is required to 
    submit expedited increased frequency reports for any significant 
    increase in frequency of an adverse experience that is both serious and 
    expected. In the Federal Register of July 3, 1986 (51 FR 24476), FDA 
    published regulations for adverse experience reporting for marketed 
    prescription drugs without approved NDA's or abbreviated new drug 
    applications (ANDA's). Under Sec. 310.305(c)(4), any manufacturer, 
    packer, or distributor of a marketed prescription drug without an 
    approved NDA or ANDA is required to submit expedited increased 
    frequency reports for any significant increase in frequency of an 
    adverse experience that is both serious and expected. In the Federal 
    Register of April 28, 1992 (57 FR 17950), FDA published regulations for 
    ANDA's, including requirements for adverse experience reporting for 
    drugs with approved ANDA's and abbreviated antibiotic drug applications 
    (AADA's). Under Sec. 314.98 (21 CFR 314.98), any applicant with an 
    approved ANDA or AADA is required to comply with the requirements of 
    Sec. 314.80 regarding the reporting and recordkeeping of adverse 
    experiences. In the Federal Register of October 27, 1994 (59 FR 54034), 
    FDA finalized regulations for adverse experience reporting for licensed 
    biological products. Under Sec. 600.80(c)(1)(ii), manufacturers of 
    licensed biological products are required to submit expedited increased 
    frequency reports for any significant increase in frequency of an 
    adverse experience that is both serious and expected.
        Under Secs. 310.305(c)(4), 314.80(c)(1)(ii) and (c)(1)(iii), and 
    600.80(c)(1)(ii) and (c)(1)(iii), applicants and manufacturers, 
    packers, and distributors, including licensed manufacturers, are 
    required to review periodically (at least as often as the periodic 
    reporting cycle) the frequency of reports of adverse experiences that 
    are both serious and expected and reports of therapeutic failure (lack 
    of effect), regardless of source, and report any significant increase 
    in frequency as soon as possible but in any case within 15 working days 
    of determining that a significant increase in frequency exists. For 
    drugs with an approved NDA or ANDA, or licensed biological products, 
    the reporting interval is quarterly in the first 3 years of marketing 
    and annually thereafter (Secs. 314.80(c)(2) and 600.80(c)(2)), while 
    for marketed prescription drugs without an approved NDA or ANDA, the 
    reporting interval is annually (Sec. 310.305(c)(4)). Operationally, an 
    increased frequency exists if the adjusted reporting for the reporting 
    interval is at least two times greater than the adjusted reporting for 
    the comparison interval (previous reporting interval). Reporting is 
    adjusted by the ratio of estimated drug use for the reporting interval 
    to that of the comparison interval. If the number of reports received 
    during the reporting interval is less than four, an increased frequency 
    report is not required (see CDER's ``Guideline for Postmarketing 
    Reporting of Adverse Drug Experiences,'' March 1992 and/or CBER's 
    ``Guideline for Adverse Experience Reporting for Licensed Biological 
    Products,'' October 1993).
        These regulations are intended to ensure that applicants and 
    manufacturers, packers, and distributors, including licensed 
    manufacturers, identify increases in the incidence of serious, labeled 
    adverse experiences that occur with changes in medical practice, such 
    as using a drug or biological product in higher risk populations, at 
    higher dosages, or concomitantly with other drugs or biological 
    products causing interactions. FDA intended for these reports to detect 
    increasing incidences of serious, labeled adverse experiences that were 
    not anticipated from premarketing clinical trials and that would 
    necessitate labeling changes or other regulatory actions.
        FDA is proposing to amend its postmarketing expedited adverse 
    experience reporting regulations by revoking the requirement for 
    expedited increased frequency reports in Secs. 310.305(c)(4), 
    314.80(c)(1)(ii), and 600.80(c)(1)(ii). This action would not
    
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    affect the requirement for expedited reporting of all serious, 
    unexpected adverse experiences. Applicants and manufacturers, packers, 
    and distributors, including licensed manufacturers, must continue to 
    submit 15-day alert reports and followup reports for serious, 
    unexpected events, as required under Secs. 310.305(c), 314.80(c), 
    314.98, and 600.80(c). FDA is also proposing to revoke the definition 
    of ``increased frequency'' in Secs. 310.305(b)(5), 314.80(a), and 
    600.80(a). This term is defined as an increase in the rate of 
    occurrence of a particular adverse drug (or biological product) 
    experience, e.g., an increased number of reports of a particular 
    adverse drug (or biological product) experience after appropriate 
    adjustment for drug (or biological product) exposure.
        In the Federal Register of October 27, 1994 (59 FR 54046), FDA 
    proposed to amend, among other things, its regulations for periodic 
    postmarketing reporting of adverse experiences for human drug and 
    licensed biological products in Secs. 314.80(c)(2) and 600.80(c)(2). 
    FDA proposed to amend the requirements for the content of periodic 
    adverse experience reports by adding a section for overall safety 
    evaluation. This section would contain a critical analysis and full 
    discussion of the safety information provided in the periodic report as 
    it pertains to a number of matters, including increased frequencies of 
    known toxicity. FDA based this proposed revision on recommendations 
    developed by the World Health Organization's Council for International 
    Organizations of Medical Sciences (CIOMS) Working Group II. Recently, 
    the International Conference on Harmonisation of Technical Requirements 
    for Registration of Pharmaceuticals for Human Use (ICH) developed, 
    based on the CIOMS II proposals, a draft guideline for periodic 
    reporting entitled ``Clinical Safety Data Management: Periodic Safety 
    Update Reports for Marketed Drugs'' (the ICH E2C guideline). The ICH 
    E2C draft guideline, published in the Federal Register of April 5, 1996 
    (61 FR 15352), recommends that the overall safety evaluation section of 
    periodic safety update reports highlight any new information on 
    increased frequencies of known adverse drug reactions, including 
    comments on whether it is believed that these data reflect a meaningful 
    change in adverse drug reaction occurrences. Thus, under this 
    guideline, regulatory authorities would be able to obtain reports of 
    increased frequencies from periodic reports. FDA plans to finalize its 
    proposed amendments to the periodic postmarketing safety reporting 
    regulations after consensus is reached by ICH on a final guideline on 
    postmarketing periodic safety update reports.
    
    III. FDA's Experience With Increased Frequency Reports
    
        FDA has found that increased frequency reports have rarely prompted 
    regulatory action during the time that the agency has been receiving 
    such reports. These reports have been of little value in identifying 
    increased incidences of serious, labeled experiences.
        From January 1, 1987, to May 31, 1995, FDA received approximately 
    1,800 increased frequency reports. Over this period, FDA identified 
    only a small number of drug/biological product safety problems where 
    increased frequency reports played a role in risk assessment that 
    resulted in regulatory action, three examples of which are given below. 
    For each of the examples, the safety problems may have been detected in 
    other safety reports required by FDA such as periodic adverse 
    experience reports, field alert reports, or annual reports.
        One safety problem involved buprenorphine, a narcotic agonist-
    antagonist analgesic approved in 1985 and labeled at that time as 
    causing less respiratory depression than morphine. In 1986, FDA 
    received an increased frequency report for respiratory depression with 
    buprenorphine, prompting careful monitoring. This resulted in labeling 
    changes and warnings that buprenorphine may depress respiration in a 
    manner equivalent to an equianalgesic dose of morphine.
        A second safety problem involved an increased frequency report of 
    neurotoxicity caused by a medication administration error when 
    vincristine, an antineoplastic, was mistaken for methotrexate, another 
    antineoplastic, and administered intrathecally. This resulted in the 
    repackaging of vincristine to avoid confusion with methotrexate.
        A third safety problem involved Orthoclone OKT3, a monoclonal 
    antibody used as an immunosuppressant for treatment of acute allograft 
    rejection in renal, cardiac, and hepatic transplant patients. In 1990, 
    FDA received an increased frequency report for anaphylaxis and serum 
    sickness associated with Orthoclone OKT3. Two of three anaphylaxis 
    patients were undergoing second courses of therapy. This report 
    resulted in labeling amendments including the addition of a boxed 
    warning on the risk of anaphylaxis after any dose and a boldface 
    paragraph providing further details.
        FDA has also received increased frequency reports for adverse 
    experiences that were previously identified as potential problems in 
    premarketing clinical trials. For example, based on FDA's review of NDA 
    data on ketorolac, an analgesic, the agency was aware of its potential 
    for causing upper gastrointestinal bleeding (UGIB) and renal failure 
    when given at higher doses. Following approval in 1989, the sponsor was 
    asked to conduct a postmarketing safety study. Meanwhile, in 1992, FDA 
    received increased frequency reports for UGIB and renal failure. 
    However, a causal relationship between these adverse experiences and 
    ketorolac could not be established from the increased frequency reports 
    because of uncertainties caused by the underlying illness, concomitant 
    drug administration, and the indication (postsurgical analgesia) for 
    which ketorolac was being used. Following a review of the postmarketing 
    safety study, FDA required labeling changes to address the safety 
    problems associated with ketorolac. Thus, the increased frequency 
    reports did not contribute to the risk assessment that resulted in this 
    regulatory action.
        FDA has found that expedited postmarketing adverse experience 
    reporting systems are best used to identify rare, unexpected adverse 
    drug reactions such as aplastic anemia, hepatic necrosis, renal 
    failure, or anaphylaxis that were not detected in preclinical studies 
    or clinical trials during drug development. For such unexpected 
    reactions, warnings can be added to the labeling without quantifying 
    the incidence of the reaction. Warnings for expected adverse reactions 
    (such as those obtained in increased frequency reports) are already in 
    the labeling. In addition, risk information regarding incidence cannot 
    generally be ascertained from an increased frequency report but 
    requires controlled studies.
    
    IV. Limitations of Increased Frequency Reports
    
        Increased frequency information is derived from incidence rates. An 
    incidence rate is estimated by dividing the number of adverse 
    experiences (numerator) by the number of persons exposed to a drug or 
    biological product (denominator). For increased frequency reports, 
    applicants and manufacturers, including licensed manufacturers,
    
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    compare incidence rates estimated for the reporting interval with rates 
    estimated for the previous reporting interval.
        FDA is aware of several factors that affect the accuracy of 
    incidence rates. First, health care providers do not report all adverse 
    experiences. The percentage of adverse experiences reported is unknown 
    and varies unpredictably over time. Hence, the numerator cannot be 
    reliably estimated. Second, the number of persons exposed to a drug or 
    biological product during a reporting period is not precisely known; it 
    is estimated from sales or production data. The lag time between 
    production or sales by the manufacturer and consumption by patients can 
    vary, thus adding further distortion to comparisons between reporting 
    periods. Hence, the denominator is not always reliably estimated. 
    Third, adverse experience reports may be used for calculating increased 
    frequencies even though the suspect drug or biological product did not 
    necessarily cause the adverse experience. Assessment of causality is 
    frequently limited by incomplete data and uncertainty caused by the 
    underlying illness, indication, or other drug exposures. Fourth, 
    increased frequency calculations are based on the dates when adverse 
    experience reports are received by the sponsor. If health care 
    providers hold adverse experience reports and submit them all at one 
    time, there can be a cluster of adverse experiences that fall into one 
    reporting period creating a false-positive signal.
        Thus, the reliability of increased frequency reports is limited 
    because of the difficulty in accurately estimating incidence rates. FDA 
    has concluded that these concerns make it difficult to rely on 
    increased frequency reports as a tool for identifying important safety 
    problems requiring labeling changes or other regulatory action.
    
    V. Public Comments on Increased Frequency Report Requirements
    
        In the October 27, 1994, proposed rule, FDA proposed to amend its 
    regulations for expedited and periodic premarketing and postmarketing 
    safety reporting of adverse experiences for human drug and biological 
    products. The proposal included revisions to the postmarketing 
    increased frequency report requirements under Secs. 310.305, 314.80, 
    and 600.80. FDA proposed to amend these requirements by altering the 
    time period for submitting increased frequency reports from 15 working 
    days to 15 calendar days, and by revising the reporting interval. Under 
    proposed Sec. 310.305, this interval would be increased from at least 
    once a year to at least twice a year, and, under proposed Secs. 314.80 
    and 600.80, this interval would be revised from at least quarterly for 
    the first 3 years of marketing and annually thereafter to at least 
    twice a year. FDA did not receive any comments on these proposed 
    increased frequency reporting revisions.
        However, FDA received comments from 12 pharmaceutical companies and 
    1 individual regarding other aspects of the current increased frequency 
    reporting requirements that were not within the scope of the October 
    27, 1994, proposal. FDA considered these comments in developing the 
    current proposal.
        Nine comments opposed the requirement for increased frequency 
    reports. One comment stated that there is ``common agreement'' that 
    increased frequency assessments have not provided information on 
    significant safety risks to patients. Another comment stated that it 
    was not aware of any important safety signal that had been identified 
    by an increased frequency report. One comment stated that there is no 
    benefit to be gained from increased frequency assessments, especially 
    for drugs that are not the subject of an approved application. Another 
    comment noted that applicants have available other mechanisms to 
    identify and characterize changes in the nature and frequency of 
    adverse experiences reported to them. Another comment noted that no 
    provision exists for increased frequency calculations in the 
    recommendations of either ICH or CIOMS. Three comments recommended that 
    FDA revoke the requirement unless the agency can show that these 
    reports have produced safety information not otherwise obtainable (for 
    example, important labeling revisions or the initiation of other 
    communication to enhance the safe and effective use of drugs).
        One comment opposed increased frequency reports of therapeutic 
    failure for over-the-counter (OTC) drugs subject to an approved 
    application. The comment contended that such reports are generally not 
    unexpected from consumers of OTC drugs and are unlikely to involve 
    serious outcomes. The comment requested that FDA limit these reports to 
    prescription drugs and to cases involving serious consequences. Another 
    comment requested that FDA limit increased frequency reports of 
    therapeutic failure to U.S. reports.
        One comment requested clarification of the methodology for 
    estimating increased frequency rates because the FDA guideline 
    describing these methods is vague. The comment noted that the 
    ``Guideline for Postmarketing Reporting of Adverse Drug Experiences'' 
    refers to the use of either an arithmetical or statistical method of 
    analysis without specifying either method. The comment said that use of 
    the arithmetic method can produce an increased frequency calculation 
    that would not be replicated by the statistical method (and conversely 
    for the statistical method), thus leading to conflicting 
    interpretations of increased frequency. Another comment requested 
    clarification of the sources of data to be used for increased frequency 
    analyses because of confusion caused by Secs. 314.80(d)(1) and 
    600.80(d)(1), which state that increased frequency reports required 
    under Secs. 314.80(c)(1)(ii) and 600.80(c)(1)(ii) apply only to reports 
    found in scientific and medical journals, either as the result of a 
    formal clinical trial or from epidemiological studies or analyses of 
    experience in a monitored series of patients.
    
    VI. Request for Comments
    
        Interested persons may, on or before January 13, 1997, submit to 
    the Dockets Management Branch (address above) written comments 
    regarding this proposal. Two copies of any comments are to be 
    submitted, except that individuals may submit one copy. Comments are to 
    be identified with the docket number found in brackets in the heading 
    of this document. Received comments may be seen in the office above 
    between 9 a.m. and 4 p.m., Monday through Friday.
    
    VII. Environmental Impact
    
        The agency has determined under 21 CFR 25.24(a)(8) that this action 
    is of a type that does not individually or cumulatively have a 
    significant effect on the human environment. Therefore, neither an 
    environmental assessment nor an environmental impact statement is 
    required.
    
    VIII. Paperwork Reduction Act of 1995
    
        This proposed rule does not require information collections and, 
    thus, is not subject to review by the Office of Management and Budget 
    (OMB) under the Paperwork Reduction Act of 1995 (Pub. L. 104-13).
    
    IX. Analysis of Impacts
    
        FDA has examined the impacts of the proposed rule under Executive 
    Order 12866 and the Regulatory Flexibility Act (Pub. L. 96-354). 
    Executive Order 12866 directs agencies to assess all costs and benefits 
    of available regulatory alternatives and, when regulation is necessary, 
    to select regulatory approaches that maximize net benefits (including 
    potential economic,
    
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    environmental, public health and safety, and other advantages; 
    distributive impacts; and equity). The agency believes that this 
    proposed rule is consistent with the regulatory philosophy and 
    principles identified in the Executive Order. In addition, the proposed 
    rule is not a significant regulatory action as defined by the Executive 
    Order and so is not subject to review under the Executive Order.
        The Regulatory Flexibility Act requires agencies to analyze 
    regulatory options that would minimize any significant impact of a rule 
    on small entities. Because this proposed rule would simplify and 
    streamline current requirements, the agency certifies that the proposed 
    rule will not have a significant economic impact on a substantial 
    number of small entities. Therefore, under the Regulatory Flexibility 
    Act, no further analysis is required.
    
    X. Effective Date
    
        FDA proposes that any final rule that may issue based on this 
    proposal become effective 30 days after its date of publication in the 
    Federal Register.
    
    List of Subjects
    
    21 CFR Part 310
    
        Administrative practice and procedure, Drugs, Labeling, Medical 
    devices, Reporting and recordkeeping requirements.
    
    21 CFR Part 314
    
        Administrative practice and procedure, Confidential business 
    information, Drugs, Reporting and recordkeeping requirements.
    
    21 CFR Part 600
    
        Biologics, Reporting and recordkeeping requirements.
        Therefore, under the Federal Food, Drug, and Cosmetic Act, the 
    Public Health Service Act, and under authority delegated to the 
    Commissioner of Food and Drugs, it is proposed that 21 CFR parts 310, 
    314, and 600 be amended as follows:
    
    PART 310--NEW DRUGS
    
        1. The authority citation for 21 CFR part 310 continues to read as 
    follows:
    
        Authority: Secs. 201, 301, 501, 502, 503, 505, 506, 507, 512-
    516, 520, 601(a), 701, 704, 705, 721 of the Federal Food, Drug, and 
    Cosmetic Act (21 U.S.C. 321, 331, 351, 352, 353, 355, 356, 357, 
    360b-360f, 360j, 361(a), 371, 374, 375, 379e); secs. 215, 301, 
    302(a), 351, 354-360F of the Public Health Service Act (42 U.S.C. 
    216, 241, 242(a), 262, 263b-263n).
    
        2. Section 310.305 is amended by revising paragraph (a), by 
    removing paragraph (b)(5), by removing paragraph (c)(4), by 
    redesignating paragraphs (c)(5) and (c)(6) as paragraphs (c)(4) and 
    (c)(5), respectively, by revising the first sentence of newly 
    redesignated paragraph (c)(4), and by revising paragraph (f)(1) to read 
    as follows:
    
    
    Sec. 310.305  Records and reports concerning adverse drug experiences 
    on marketed prescription drugs for human use without approved new drug 
    applications.
    
        (a) Scope. FDA is requiring manufacturers, packers, and 
    distributors of marketed prescription drug products that are not the 
    subject of an approved new drug or abbreviated new drug application to 
    establish and maintain records and make reports to FDA of all serious, 
    unexpected adverse drug experiences associated with the use of their 
    drug products.
    * * * * *
        (c) *   *   *
        (4) In order to avoid unnecessary duplication in the submission of, 
    and followup to, reports required in this section, a packer's or 
    distributor's obligations may be met by submission of all reports of 
    serious adverse drug experiences to the manufacturer of the drug 
    product. *   *   *
    * * * * *
        (f) Recordkeeping. (1) Each manufacturer, packer, and distributor 
    shall maintain for a period of 10 years records of all adverse drug 
    experiences required under this section to be reported, including raw 
    data and any correspondence relating to the adverse drug experiences, 
    and the records required to be maintained under paragraph (c)(4) of 
    this section.
    * * * * *
    
    PART 314--APPLICATIONS FOR FDA APPROVAL TO MARKET A NEW DRUG OR AN 
    ANTIBIOTIC DRUG
    
        3. The authority citation for 21 CFR part 314 continues to read as 
    follows:
    
        Authority: Secs. 201, 301, 501, 502, 503, 505, 506, 507, 701, 
    704, 721 of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 321, 
    331, 351, 352, 353, 355, 356, 357, 371, 374, 379e).
    
        4. Section 314.80 is amended by removing the definition for 
    Increased frequency in paragraph (a), by removing paragraph (c)(1)(ii), 
    by redesignating paragraphs (c)(1)(iii) and (c)(1)(iv) as paragraphs 
    (c)(1)(ii) and (c)(1)(iii), respectively, by revising the first two 
    sentences in the introductory text of newly redesignated paragraph 
    (c)(1)(ii), by removing the last sentence in paragraph (d)(1), by 
    revising paragraph (f)(1), and by revising the last sentence in 
    paragraph (l) to read as follows:
    
    
    Sec. 314.80  Postmarketing reporting of adverse drug experiences.
    
    * * * * *
        (c) *   *   *
        (1) *   *   *
        (ii) The requirements of paragraph (c)(1)(i) of this section, 
    concerning the submission of 15-day alert reports, shall also apply to 
    any person (other than the applicant) whose name appears on the label 
    of an approved drug product as a manufacturer, packer, or distributor. 
    However, in order to avoid unnecessary duplication in the submission to 
    FDA, and followup to, reports required by paragraph (c)(1)(i) of this 
    section, obligations of a nonapplicant may be met by submission of all 
    reports of serious adverse drug experiences to the applicant.*   *   *
    * * * *
        (f) Reporting Form FDA-1639. (1) Except as provided in paragraph 
    (f)(3) of this section, the applicant shall complete a Form FDA-1639 
    (Adverse Reaction Report) for each report of an adverse drug 
    experience.
    * * * * *
        (l) *   *   * For purposes of this provision, the term 
    ``applicant'' also includes any person reporting under paragraph 
    (c)(1)(ii) of this section.
    * * * * *
    
    PART 600--BIOLOGICAL PRODUCTS: GENERAL
    
        5. The authority citation for 21 CFR part 600 continues to read as 
    follows:
    
        Authority: Secs. 201, 501, 502, 503, 505, 510, 519, 701, 704 of 
    the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 321, 351, 352, 
    353, 355, 360, 360i, 371, 374); secs. 215, 351, 352, 353, 361, 2125 
    of the Public Health Service Act (42 U.S.C. 216, 262, 263, 263a, 
    264, 300aa-25).
    
        6. Section 600.80 is amended by removing the definition for 
    Increased frequency in paragraph (a), by removing paragraph (c)(1)(ii), 
    by redesignating paragraphs (c)(1)(iii) and (c)(1)(iv) as paragraphs 
    (c)(1)(ii) and (c)(1)(iii), respectively, by revising the first 
    sentence in the introductory text of newly redesignated paragraph 
    (c)(1)(ii), by removing the last sentence in paragraph (d)(1), by 
    revising paragraph (f)(1), and by revising the last sentence in 
    paragraph (m) to read as follows:
    
    
    Sec. 600.80  Postmarketing reporting of adverse experiences.
    
    * * * * *
        (c) *   *   *
        (1) *   *   *
        (ii) The requirements of paragraph (c)(1)(i) of this section, 
    concerning the submission of 15-day Alert reports, shall also apply to 
    any person other than the licensed manufacturer of the final
    
    [[Page 55607]]
    
    product whose name appears on the label of a licensed biological 
    product as a manufacturer, packer, distributer, shared manufacturer, 
    joint manufacturer, or any other participant involved in divided 
    manufacturing.
    * * * * *
        (f) Reporting forms. (1) Except as provided in paragraph (f)(3) of 
    this section, the licensed manufacturer shall complete the reporting 
    form designated by FDA (FDA-3500A, or, for vaccines, a VAERS form) for 
    each report of an adverse experience.
    * * * * *
        (m) *   *   * For purposes of this provision, this paragraph also 
    includes any person reporting under paragraph (c)(1)(ii) of this 
    section.
    
        Dated: October 17, 1996.
    William B. Schultz,
    Deputy Commissioner for Policy.
    [FR Doc. 96-27593 10-25-96; 8:45 am]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Published:
10/28/1996
Department:
Food and Drug Administration
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
96-27593
Dates:
Written comments by January 13, 1997. The agency proposes that any final rule that may issue based on this proposal become effective 30 days after its date of publication in the Federal Register.
Pages:
55602-55607 (6 pages)
Docket Numbers:
Docket No. 96N-0108
PDF File:
96-27593.pdf
CFR: (3)
21 CFR 310.305
21 CFR 314.80
21 CFR 600.80