99-28125. Privacy Act; Implementation  

  • [Federal Register Volume 64, Number 208 (Thursday, October 28, 1999)]
    [Rules and Regulations]
    [Pages 57982-57983]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-28125]
    
    
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    POSTAL RATE COMMISSION
    
    39 CFR Part 3003
    
    [Order No. 1269; Docket No. RM99-4]
    
    
    Privacy Act; Implementation
    
    AGENCY: Postal Rate Commission.
    
    ACTION: Final rule.
    
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    SUMMARY: The Commission is adopting previously-proposed revisions to 
    its rules of practice implementing the Privacy Act of 1974. The 
    substantive changes conform the rules to prevailing law. Editorial 
    changes improve clarity.
    
    DATES: Effective November 29, 1999.
    
    ADDRESSES: Send correspondence regarding this document to the attention 
    of Margaret P. Crenshaw, Secretary, Postal Rate Commission, 1333 H 
    Street NW., Washington, DC 20268-0001.
    
    FOR FURTHER INFORMATION CONTACT: Stephen L. Sharfman, General Counsel, 
    Postal Rate Commission, 1333 H Street NW., Suite 300, Washington, DC 
    20268-0001, 202-789-6820.
    
    SUPPLEMENTARY INFORMATION: In Order No. 1256 (published at 64 FR 49120 
    on September 10, 1999), the Commission proposed revisions to its rules 
    implementing the Privacy Act of 1974 (39 CFR part 3003). The proposed 
    revisions clarified application of the rules and shortened and 
    simplified the text. The Commission invited comments on its proposal, 
    but no comments were received.
        The Commission has reviewed its initial proposal, and has 
    determined that adoption of the revisions as previously published is 
    appropriate. Part I explains the changes. Part II summarizes the effect 
    of the changes on organization of the rules. Part III sets out the 
    final rules.
    
    Part I--Background
    
        The Commission's rules implementing the Privacy Act have been 
    amended only in minor respects since their original adoption shortly 
    after the passage of the Act in 1974. The current rules have operated 
    adequately, but it is apparent on review that they are capable of both 
    substantive and editorial improvement. Accordingly, the Commission 
    adopts a redrafted set of rules to replace those currently contained in 
    part 3003.
        The substantive changes in the final rule conform them more closely 
    to prevailing standards of Privacy Act administration without altering 
    the rights of individuals or the obligations of the Commission under 
    the Act. The special procedure for access to medical records contained 
    in current Sec. 3003.6, under which access to such records is 
    contingent on the judgment of the Commission's chief administrative 
    officer, is eliminated in favor of the general access provision in 
    Sec. 3003.4. Section 3003.2 eliminates some unnecessary definitions, 
    links others to the text of the Privacy Act, and rewords other 
    definitions slightly for the sake of clarity. Also for clarification, 
    Sec. 3003.1 adds a statement indicating that the Commission's Privacy 
    Act rules are not intended either to broaden or narrow the scope of an 
    individual's rights afforded by the Act.
        The final rules alter the substance of the current rules pertaining 
    to requests for individual records and appeals of denials only in minor 
    ways, but they appreciably shorten and simplify the provisions. 
    Language that does not relate directly to the exercise of rights by 
    individuals under the Privacy Act, and thus is unnecessary, is not 
    included in the final rules. Additionally, the language of the current 
    rules is generally simplified and shortened without affecting 
    individuals' exercise of their rights or the Commission's performance 
    of its obligations under the Privacy Act.
    
    Part II--Effect on Organization of the Commission's Rules
    
        The set of revisions adopted here operate as a complete replacement 
    for the existing rules.
    
    Part III--Final Rule
    
        The text of the final rule appears below.
    
        Dated: October 22, 1999.
    Margaret P. Crenshaw,
    Secretary.
    
    List of Subjects in 39 CFR Part 3003
    
        Administrative practice and procedure; Archives and records; 
    Privacy; Reporting and recordkeeping requirements.
    
        For the reasons discussed in the preamble, 39 CFR part 3003 is 
    revised as follows:
    
    PART 3003--PRIVACY ACT RULES
    
    Sec.
    3003.1  Purpose and scope.
    3003.2  Definitions.
    3003.3  Procedures for requesting inspection, copying, or 
    correction.
    3003.4  Response to a request.
    3003.5  Appeals of denials of access or amendment.
    3003.6  Fees.
    3003.7  Exemptions.
    
        Authority: Privacy Act of 1974 (Pub. L. 93-579), 5 U.S.C. 552a.
    
    
    Sec. 3003.1  Purpose and scope.
    
        This part implements the Privacy Act of 1974 (5 U.S.C. 552a) by 
    establishing Commission policies and procedures that permit individuals 
    to obtain access to and request amendment of information about 
    themselves that is maintained in systems of records. This part does not 
    expand or restrict any rights granted under the Privacy Act of 1974.
    
    
    Sec. 3003.2  Definitions.
    
        For purposes of this part:
        (a) Commission means the Postal Rate Commission.
        (b) Individual, record, and system of records have the meanings 
    specified in 5 U.S.C. 552a(a).
        (c) Day means a calendar day and does not include Saturdays, 
    Sundays, and legal holidays.
    
    
    Sec. 3003.3  Procedures for requesting inspection, copying, or 
    correction.
    
        (a) An individual who--
        (1) Wishes to know whether a Commission system of records contains 
    a record about him or her,
        (2) Seeks access to a Commission record about him or her that is 
    maintained in a system of records (including the accounting of 
    disclosures), or
        (3) Seeks to amend a record about him or her that is maintained in 
    a system of records, may file a written request with the chief 
    administrative officer of the Commission at the Commission's current 
    address (1333 H Street NW., Suite 300, Washington, DC 20268-0001). The 
    request should state on the outside of the envelope and in the request 
    that it is a Privacy Act request.
        (b) A request for amendment must describe the information sought to 
    be amended and the specific reasons for the amendment.
        (c) A requester--
    
    [[Page 57983]]
    
        (1) May request an appointment to inspect records at the 
    Commission's offices between the hours of 8 a.m. and 4:30 p.m. on any 
    day;
        (2) Must present suitable identification, such as a driver's 
    license, employee identification card, or Medicare card;
        (3) If accompanied by another individual, must sign a statement, if 
    requested by the chief administrative officer, authorizing discussion 
    of his or her record in the presence of that individual;
        (4) Who files a request by mail must include his or her date of 
    birth, dates of employment at the Commission (if applicable), and 
    suitable proof of identity, such as a facsimile of a driver's license, 
    employee identification card, or Medicare card; and
        (5) Must, if requested by the chief administrative officer, provide 
    additional proof of identification.
    
    
    Sec. 3003.4  Response to a request.
    
        (a) In the case of a request for notice of the existence of a 
    record, the chief administrative officer shall respond within 10 days 
    of receipt of a request and shall inform the individual whether a 
    system of records maintained by the Commission contains such a record.
        (b) In the case of a request for access to a record or for a copy 
    of a record, the chief administrative officer shall acknowledge the 
    request within 10 days and shall promptly thereafter--
        (1) Fulfill the request by mail or arrange for an inspection by the 
    requester in the Commission's offices; or
        (2) If the request is denied, notify the requester of the denial, 
    the reasons for the denial, the procedures for appealing the refusal, 
    and the name and address of the Chairman of the Commission who will 
    consider an appeal.
        (c) In the case of a request for amendment, the chief 
    administrative officer shall
        (1) Acknowledge the request in writing within 10 days;
        (2) Promptly review the record; and
        (3)(i) Make any requested amendment of a record found to be not 
    accurate, relevant, timely, or complete; notify the requester of the 
    change and provide a copy of the corrected record; and notify any 
    previous recipient of the record (excluding Commission staff who 
    obtained the record in the performance of their duties and recipients 
    under the Freedom of Information Act) of any change; or
        (ii) Inform the requester of a refusal to amend the record, the 
    reasons for the refusal, the procedures for appealing the refusal, and 
    the name and address of the Chairman of the Commission who will 
    consider an appeal.
    
    
    Sec. 3003.5  Appeals of denials of access or amendment.
    
        (a) If a request for access to or amendment of a record is denied, 
    the requester may file a written appeal with the Chairman of the 
    Commission. The Chairman will decide each appeal within 30 days of 
    receipt unless the Chairman has, for good cause, extended the period 
    for another 30 days.
        (b) If an appeal is denied, the requester will be notified of the 
    decision, the reasons for the denial, the right to file a concise 
    statement of disagreement, the procedures for filing a statement of 
    disagreement, the subsequent uses of a statement of disagreement, and 
    of the right to seek judicial review in accordance with subsection (g) 
    of the Privacy Act.
    
    
    Sec. 3003.6  Fees.
    
        The first copy of any record furnished under the Privacy Act of 
    1974 will be provided without charge. Additional copies will be charged 
    at the cost of reproduction.
    
    
    Sec. 3003.7  Exemptions.
    
        The Postal Rate Commission has not established any exempt system of 
    records.
    [FR Doc. 99-28125 Filed 10-27-99; 8:45 am]
    BILLING CODE 7710-FW-P
    
    
    

Document Information

Effective Date:
11/29/1999
Published:
10/28/1999
Department:
Postal Regulatory Commission
Entry Type:
Rule
Action:
Final rule.
Document Number:
99-28125
Dates:
Effective November 29, 1999.
Pages:
57982-57983 (2 pages)
Docket Numbers:
Order No. 1269, Docket No. RM99-4
PDF File:
99-28125.pdf
CFR: (7)
39 CFR 3003.1
39 CFR 3003.2
39 CFR 3003.3
39 CFR 3003.4
39 CFR 3003.5
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