97-28624. Recombinant DNA Research: Actions Under the Guidelines  

  • [Federal Register Volume 62, Number 209 (Wednesday, October 29, 1997)]
    [Notices]
    [Pages 56196-56197]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-28624]
    
    
    
    [[Page 56196]]
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    National Institutes of Health
    
    
    Recombinant DNA Research: Actions Under the Guidelines
    
    AGENCY: National Institutes of Health (NIH), PHS, DHHS.
    
    ACTION: Notice of Actions under the NIH Guidelines for Research 
    Involving Recombinant DNA Molecules (NIH Guidelines).
    
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    SUMMARY: This notice sets forth actions to be taken by the Director, 
    National Institutes of Health (NIH), under the NIH Guidelines for 
    Research Involving Recombinant DNA Molecules (59 FR 34496, amended 59 
    FR 40170, 60 FR 20726, 61 FR 1482, 61 FR 10004, 62 FR 4782).
    
    FOR FURTHER INFORMATION CONTACT:
    Background documentation and additional information can be obtained 
    from the Office of Recombinant DNA Activities (ORDA), National 
    Institutes of Health, MSC 7010, 6000 Executive Boulevard, Suite 302, 
    Bethesda, Maryland 20892-7010, Phone 301-496-9838, FAX 301-496-9839. 
    The ORDA web site is located at http://www.nih.gov/od/orda/ for further 
    information about the office.
    
    SUPPLEMENTARY INFORMATION: Today's actions are being promulgated under 
    the NIH Guidelines for Research Involving Recombinant DNA Molecules 
    (NIH Guidelines). The proposed actions were published for comment in 
    the Federal Register of August 20, 1997 (62 FR 44387), and reviewed by 
    the NIH Recombinant DNA Advisory Committee (RAC) at its meeting on 
    September 12, 1997.
    
    I. Background Information and Decisions on Actions Under the NIH 
    Guidelines
    
    Amendment to the Submission Requirements--Human Gene Transfer 
    Experiments Under Appendix M of the NIH Guidelines
    
        During the June 12-13, 1997, RAC meeting, the following motions 
    were approved by the RAC: (1) A motion was made to eliminate the point-
    by-point responses to Appendix M-II through M-V, Description of the 
    Proposal, Informed Consent, Privacy and Confidentiality, and Special 
    Issues; however, the questions raised in Appendix M-II through M-V must 
    be addressed in the clinical protocol. The motion passed by a vote of 8 
    in favor, 0 opposed, and 1 abstention. (2) A motion was made to amend 
    the Appendix M-I, Submission Requirements--Human Gene Transfer 
    Proposals of the NIH Guidelines with regard to: (i) The clinical 
    protocol (including discussion of issues in Appendix M-II through M-V), 
    and (ii) deletion of the requirement of three 3\1/2\ inch diskettes 
    with the complete vector nucleotide sequence in ASCII format. The 
    motion passed by a vote of 7 in favor, 0 opposed, and 1 abstention.
        The RAC recommendations were published as proposed actions in the 
    Federal Register of August 20, 1997, for public comment. A letter dated 
    September 8, 1997, was received in response to the Federal Register 
    notice from Alexander E. Kuta, Ph.D., Director, Regulatory Affairs, 
    Genzyme Corporation, Framingham, Massachusetts. Genzyme disagreed with 
    the motion to incorporate the responses to Appendix M-II through M-V 
    into the clinical protocol stating that ``this action would compromise 
    the integrity of the clinical protocol without sufficiently addressing 
    industry's concerns regarding Appendix M. * * * The clinical protocol * 
    * * should be `directed primarily at providing an outline of the 
    investigation.' ''At the September 12, 1997, RAC meeting, the RAC 
    considered the comment from Genzyme and agreed to give the 
    investigators or the sponsors the option to provide the discussion of 
    all pertinent issues raised in Appendix M-II through M-V either in the 
    clinical protocol or as an appendix to the clinical protocol.
        A motion was made to eliminate the point-by-point responses to 
    Appendix M-II through M-V, and discussion of all pertinent issues 
    raised in Appendix M-II through M-V must be provided either in the 
    clinical protocol or as an appendix to the clinical protocol. The 
    motion passed by a vote of 10 in favor, 2 opposed, and 0 abstention.
        No comments were received from the public in response to the 
    proposed actions in the Federal Register of August 20, 1997, with 
    regard to the RAC recommendation to delete the requirement of three 
    3\1/2\ inch diskettes with the complete vector nucleotide sequence in 
    ASCII format from Appendix M-I, Submission Requirements--Human Gene 
    Transfer Proposals of the NIH Guidelines.
        The actions are detailed in Section II--Summary of Actions. I 
    accept the RAC recommendations, and the NIH Guidelines will be amended 
    accordingly.
    
    II. Summary of Actions
    
        Appendix M-I, Submission Requirements--Human Gene Transfer 
    Proposals of the NIH Guidelines, is amended to read:
    
    ``Appendix M-I. Submission Requirements--Human Gene Transfer 
    Proposals
    
        Investigators must submit the following material to the Office of 
    Recombinant DNA Activities, National Institutes of Health/MSC 7010, 
    6000 Executive Boulevard, Suite 302, Bethesda, Maryland 20892-7010, 
    (301) 496-9838 (see exemption in Appendix M-IX-A, Footnotes of Appendix 
    M). Proposals will be submitted in the following order: (1) Scientific 
    abstract--1 page; (2) non-technical abstract--1 page; (3) Institutional 
    Biosafety Committee (IBC) and Institutional Review Board (IRB) 
    approvals and their deliberations pertaining to your protocol (the IBC 
    and IRB may, at their discretion, condition their approval on further 
    specific deliberation by the RAC); (4) Responses to Appendix M-II 
    through M-V, Description of the Proposal, Informed Consent, Privacy and 
    Confidentiality, and Special Issues (the pertinent responses can be 
    provided in the protocol or as an appendix to the protocol); (5) 
    protocol (as approved by the local IBC and IRB)--20 pages; (6) Informed 
    Consent document--approved by IRB (see Appendix M-III, Informed 
    Consent); (7) appendices (including tables, figures, and manuscripts); 
    and (8) curricula vitae--2 pages for each key professional person in 
    biographical sketch format.''
        OMB's ``Mandatory Information Requirements for Federal Assistance 
    Program Announcements'' (45 FR 39592) requires a statement concerning 
    the official government programs contained in the Catalog of Federal 
    Domestic Assistance. Normally NIH lists in its announcements the number 
    and title of affected individual programs for the guidance of the 
    public. Because the guidance in this notice covers virtually every NIH 
    and Federal research program in which DNA recombinant molecule 
    techniques could be used, it has been determined not to be cost 
    effective or in the public interest to attempt to list these programs. 
    Such a list would likely require several additional pages. In addition, 
    NIH could not be certain that every Federal program would be included 
    as many Federal agencies, as well as private organizations, both 
    national and international, have elected to follow the NIH Guidelines. 
    In lieu of the individual program listing, NIH invites readers to 
    direct questions to the information address above about whether 
    individual programs listed in the Catalog of Federal Domestic 
    Assistance are affected.
    
    
    [[Page 56197]]
    
    
        Effective Date: October 20, 1997.
    Harold Varmus,
    Director, National Institutes of Health.
    [FR Doc. 97-28624 Filed 10-28-97; 8:45 am]
    BILLING CODE 4140-01-M
    
    
    

Document Information

Published:
10/29/1997
Department:
National Institutes of Health
Entry Type:
Notice
Action:
Notice of Actions under the NIH Guidelines for Research Involving Recombinant DNA Molecules (NIH Guidelines).
Document Number:
97-28624
Dates:
October 20, 1997. Harold Varmus, Director, National Institutes of Health. [FR Doc. 97-28624 Filed 10-28-97; 8:45 am] BILLING CODE 4140-01-M
Pages:
56196-56197 (2 pages)
PDF File:
97-28624.pdf