98-28907. Medical Devices; Performance Standards for Dental and Mammographic X-Ray Devices; Amendment  

  • [Federal Register Volume 63, Number 209 (Thursday, October 29, 1998)]
    [Proposed Rules]
    [Pages 57957-57963]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-28907]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    
    21 CFR Part 1020
    
    [Docket No. 98N-0877]
    
    
    Medical Devices; Performance Standards for Dental and 
    Mammographic X-Ray Devices; Amendment
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Proposed rule.
    
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    SUMMARY: The Food and Drug Administration (FDA) is proposing to exempt 
    panoramic dental x-ray units from the requirement that they be 
    manufactured with exposure timers which automatically reset to zero 
    upon premature termination of an exposure. Removing the automatic timer 
    reset requirement will not compromise the quality of the radiographic 
    image and will protect patients from being subjected to unnecessary 
    radiation due to repeat radiographs. FDA also proposes five changes to 
    align the performance standard with the
    
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    equipment requirements issued under the Mammography Quality Standards 
    Act of 1992 (MQSA). First, the agency proposes to remove any reference 
    to the use of equipment not specifically designed for mammography from 
    the performance requirements for mammography equipment. Second, FDA 
    proposes that the mammographic field alignment requirements restrict 
    the irradiation beam to less than 2 percent of the source-image 
    receptor distance (SID) beyond the image receptor edges. Third, it is 
    proposed that the definition of an image receptor support device be 
    amended to specify that it must provide a primary protective barrier 
    for any orientation of the x-ray tube and image receptor support device 
    assembly. Fourth, it is proposed that the useful beam must be confined 
    to the dimensions of the primary barrier provided by the image receptor 
    support device (except on the chest wall side). Fifth, it is proposed 
    that exposures not be permitted without the primary barrier in place.
    
    DATES: Written comments by January 27, 1999.
    
    ADDRESSES: Submit written comments to the Dockets Management Branch 
    (HFA-305), Food and Drug Administration, 5630 Fishers Lane, rm. 1061, 
    Rockville, MD 20852.
    
    FOR FURTHER INFORMATION CONTACT: Richard V. Kaczmarek, Center for 
    Devices and Radiological Health (HFZ-240), Food and Drug 
    Administration, 1350 Piccard Dr., Rockville, MD 20850, 301-594-0865.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background
    
        The Safe Medical Devices Act of 1990 (Pub. L. 101-629), enacted on 
    November 28, 1990, transferred the provisions of the Radiation Control 
    for Health and Safety Act of 1968 (Pub. L. 90-602) from Title III of 
    the Public Health Service Act (PHS Act) to Chapter V of the Federal 
    Food, Drug, and Cosmetic Act (the act). Under the act (21 U.S.C. 301 et 
    seq.), FDA is proposing to amend the performance standard for 
    diagnostic x-ray systems and their major components. Performance 
    Standards for Ionizing Radiation Emitting Products are contained in 
    part 1020 (21 CFR part 1020). This standard was initially published in 
    the Federal Register of August 15, 1972 (37 FR 16461). Since that time 
    there have been several amendments, both to stay current with 
    technological developments and to clarify the interpretation of the 
    provisions. Additionally, the President's Radiation Protection Guidance 
    to Federal Agencies for Diagnostic X-Rays, published on February 1, 
    1978 (43 FR 4377), recommended that the fundamental objective in 
    performing x-ray examinations should be to obtain optimum diagnostic 
    information with minimum patient exposure.
        The radiographic equipment standards of Sec. 1020.31 apply to 
    diagnostic x-ray systems, including those used for dental radiography 
    and mammography. The most recent amendments to the performance 
    standard, published in the Federal Register of May 3, 1993 (58 FR 
    26386), and corrected May 28, 1993 (58 FR 31067), and May 19, 1994 (59 
    FR 26402), did not affect the timer requirements for dental systems or 
    the x-ray beam limitation on mammography systems. Most recently, the 
    passage of the MQSA (Pub. L. 102-539) and issuance of interim and final 
    MQSA regulations have focussed attention on the mammography equipment 
    requirements contained in part 1020. Although the MQSA is directed to 
    facility requirements for maintaining mammography quality, both the 
    interim and the final MQSA regulations contain certain requirements for 
    mammographic x-ray equipment that is also subject to the performance 
    standard for diagnostic x-ray systems (58 FR 67558, 58 FR 67565, and 62 
    FR 55976).
        The safety and performance aspects of panoramic dental systems were 
    discussed with the Technical Electronic Product Radiation Safety 
    Standards Committee (TEPRSSC) in 1996. TEPRSSC is a statutory advisory 
    committee (21 U.S.C. 360kk(f)(1)(A)) that FDA is required to consult 
    prior to proposing any electronic product performance standards under 
    the act. TEPRSSC recommended that the performance standard be amended 
    to exempt panoramic systems from the timer reset requirement. The 
    issues of collimation of the mammography x-ray field and primary 
    barrier transmission were presented and discussed with TEPRSSC at the 
    1997 meeting. The recommendation was that FDA amend the performance 
    standard for diagnostic x-ray systems to allow the dimensions of the x-
    ray beam to exceed the image receptor dimensions by up to 2 percent of 
    the SID, and that the beam be fully intercepted by the image receptor 
    support device, except on the chest wall side. TEPRSSC also recommended 
    that the primary barrier transmission requirement be retained, that 
    manufacturers discontinue the practice of designing general purpose x-
    ray systems so that they may be used to perform mammography, and that 
    manufacturers not promote or encourage their use for mammography. FDA 
    has reviewed the recommendations of TEPRSSC and agrees with their 
    recommendations. Accordingly, FDA is proposing to amend the performance 
    standard as indicated as follows.
        Amendments to performance standards for electronic products 
    ordinarily become effective 1 year after the date of publication of the 
    final rule to allow sufficient time for manufacturers to implement 
    changes in design or production practices (21 U.S.C. 360kk(c)). FDA 
    believes it would have good cause for prescribing an earlier effective 
    date for these proposed mammography amendments, as unneeded delay in 
    their implementation could lead to difficulties for mammography 
    facilities because of confusion about the requirements of different 
    government standards when the MQSA final regulations become effective 
    in April 1999. FDA also feels that an unneeded delay in the final 
    dental x-ray amendments could lead to problems for dental facilities. 
    Because this proposed amendment clarifies a provision of the Federal 
    standards, FDA believes that it will prevent misunderstandings by State 
    regulators. FDA welcomes comments on the timeframe for implementation 
    of a final rule.
    
    II. Dental X-Ray Devices
    
    A. Panoramic Dental Radiography
    
        FDA established the requirement that exposure timers be 
    automatically reset upon premature termination of an exposure because 
    the agency believed that the resulting radiograph would not provide 
    adequate diagnostic information because of insufficient exposure of the 
    film. Further, it was felt that the continuation of the exposure was 
    not advisable because any patient movement occurring for any reason 
    would make it impossible to obtain an adequate diagnostic image. The 
    rationale was that discontinuing exposure would ensure that the patient 
    did not receive exposure to x-rays that was unnecessary since it would 
    not produce a clinically useful radiograph. The requirement that the 
    timer automatically be reset results in a repeat exposure from the 
    start in order to achieve adequate radiographic quality.
        In 1974, FDA determined through correspondence with a manufacturer 
    of panoramic dental units that the timer requirement of 
    Sec. 1020.31(a)(2)(i) should not apply to the manufacturer's units. The 
    manufacturer's units performed a panoramic sweep in 9 to 12 seconds. 
    However, if the system were stopped, it could resume the panoramic 
    examination starting from where it was
    
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    interrupted, and viable image data would still be obtained without the 
    need to restart the panoramic view. This resumption was because of the 
    design of the system and the manner in which the image was acquired. As 
    the tube head of a panoramic system moves, so does the film, resulting 
    in only a small portion of the film being irradiated at a given 
    interval of time. A lead shield protects the unexposed and previously 
    exposed parts of the film. Therefore, stopping and restarting of the 
    exposure did not result in a radiograph which was unusable.
        FDA notified the manufacturer that the panoramic dental unit would 
    not be considered noncompliant with the performance standard of 
    Sec. 1020.31(a)(2)(i) and FDA has followed this interpretation for 
    other panoramic dental units that perform in a similar manner since 
    then.
    
    B. Interpretations of the Performance Standard
    
        Although the agency has exercised its discretion in not enforcing 
    the timer requirement against manufacturers of panoramic dental units, 
    FDA believes it is necessary to expressly exempt such units from the 
    timer reset requirement. Section 542 of the act (21 U.S.C. 360ss) 
    provides that any State or local standard applicable to the same aspect 
    of performance as the Federal performance standard must be identical to 
    the Federal standard. State and local officials in jurisdictions that 
    have adopted requirements identical to Sec. 1020.31(a)(2)(i) may 
    enforce that requirement against manufacturers of panoramic dental 
    units. Thus, to ensure consistency among Federal, State, and local 
    requirements, FDA believes a change to the performance standard is 
    necessary.
    
    III. Mammography X-Ray Devices
    
    A. Equipment Requirements and the Mammography Quality Standards Act
    
        The MQSA and FDA's regulations governing mammography establish 
    quality standards for facilities performing mammography to assure safe, 
    reliable, and accurate mammography nationwide. FDA would like to ensure 
    that the standards pertaining to radiation emitting electronic 
    products, including mammography equipment, and those pertaining to the 
    facilities that use such equipment are in accord. Presently, the 
    equipment standard specifies that the x-ray field must be contained 
    within the borders of the image receptor, except on the chest wall side 
    (Sec. 1020.31(f)(3)). The equipment standard also indicates a limit on 
    the maximum allowable transmission through the image receptor support 
    device. FDA proposes to modify the field alignment requirements to 
    allow the x-ray field to extend beyond any edge of the image receptor 
    in such a manner that this extension does not exceed 2 percent of the 
    SID. The limit on x-ray transmission through the image receptor support 
    would still apply except on the chest wall edge.
        The MQSA requires that only equipment specifically designed for 
    mammography can be used by facilities. Systems designed for other types 
    of studies but provided with special attachments for mammography are no 
    longer allowed under MQSA. As a result, it is proposed that 
    Sec. 1020.31(f)(3) be changed to be consistent with the MQSA 
    requirements by deleting the language which previously included general 
    purpose radiographic systems.
    
    B. Field Size Limitations
    
        Section 1020.31(f)(3) pertains to field limitation of mammographic 
    x-ray equipment. It states that:
        [R]adiographic systems designed only for mammography and general 
    purpose radiographic systems, when special attachments for 
    mammography are in service, shall be provided with means to limit 
    the useful beam such that the x-ray field at the plane of the image 
    receptor does not extend beyond any edge of the image receptor at 
    any designated SID except the edge of the image receptor designed to 
    be adjacent to the chest wall where the x-ray field may not extend 
    beyond this edge by more than 2 percent of the SID.
    The previous requirement holds the manufacturer or assembler of the 
    equipment (not the facility) responsible for providing means to limit 
    the x-ray field at the image receptor plane so that the x-ray field 
    does not extend beyond any edge of the image receptor except the side 
    adjacent to the chest wall. FDA's standard also defines the image 
    receptor as a fluorescent screen, radiographic film, solid-state 
    detector, or gaseous detector, which transforms incident x-ray photons 
    either into a visible image or into another form which can be made into 
    a visible image by further transformations.
        The image receptor is the film itself (where film is used). In this 
    case, neither the image receptor assembly nor the cassette holder is 
    considered the image receptor. For fixed aperture devices, in order to 
    assure that the x-ray field does not exceed the edges of the image 
    receptor, the manufacturer must restrict the beam so that unexposed 
    edges will appear on the developed film to account for film size 
    tolerances or shifts inside the cassette. For stepless adjustable beam-
    limiting devices (BLD), the means provided by the manufacturer to 
    assure compliance with the previous requirement is that the x-ray field 
    must always be slightly smaller than the light field. Thus, when the 
    operator adjusts the light field to the image receptor size, the x-ray 
    field will indeed be contained within the borders of the image receptor 
    (except of course on the side adjacent to the chest wall which is 
    allowed a tolerance of up to 2 percent of the SID). For this type of 
    BLD, the operator may also open the field to any size and is limited 
    only by the maximum opening allowed by the system which should be 
    restricted by the limits established by Sec. 1020.31(m).
        One aspect of the MQSA requirements addresses the proper viewing of 
    mammography films. The standard practice is that these be read on view 
    boxes (light boxes) with the ambient room light levels reduced. 
    Unexposed film areas and parts of the light box should be masked to 
    prevent the bright light surrounding the radiograph from interfering 
    with the interpretation under these conditions. It is possible to 
    tailor the masking of these areas for individual cases; however, this 
    becomes a problem when large numbers of films are viewed, as in a 
    breast screening program. The work of the radiologist is expedited if 
    radiographs are produced without transparent margins. Another 
    consideration is that the clinical image review process of 
    accreditation bodies, such as the American College of Radiology, is 
    simplified by having to create only one mask size, rather than having 
    to create individualized masks for each facility. A practice used by 
    some facilities with variable aperture BLD is to increase the x-ray 
    field size to expose the borders of the film and thus reduce the need 
    to provide a different mask for each film. However, fixed aperture 
    systems cannot open up or adjust the field size to cover the entire 
    film to eliminate the unexposed borders. The radiation safety concept 
    of collimating the x-ray beam to the body region of interest is valid 
    in mammography, but it is of little relevance since the breast is 
    normally completely irradiated. There is little evidence that changing 
    the x-ray field coverage from just inside the edges of the film to just 
    outside the edges of the film would make a clinically significant 
    difference in image quality or significantly raise the radiation safety 
    risk to either the patient or the equipment operator.
        Adoption of the 2 percent tolerance would bring FDA into 
    harmonization with the International Electrotechnical Commission (IEC) 
    equipment standard. The IEC has developed a draft standard
    
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    which addresses the requirements for the safety of mammographic x-ray 
    equipment and mammographic stereotactic devices (IEC 62B/60601-2-45). 
    Included in this document is a requirement that the x-ray field not 
    exceed the dimensions of the image receptor by more than 2 percent of 
    the source-image receptor distance, in agreement with what FDA is 
    herein proposing. In the rationale given for this decision, the IEC 
    included a discussion of currently accepted clinical practice that 
    involves irradiating the same field size area for all patients, which 
    in most cases substantially overlaps the actual region of interest. The 
    increasing use of brighter view boxes and radiographs of higher optical 
    densities is also mentioned, along with the importance of eliminating 
    view box glare at the film edges. Balancing this against the basic 
    radiation safety guidance of irradiating only the area of interest, the 
    IEC concluded that, in this case, any potential increase in patient 
    dose was justified by the overall benefit to the population being 
    screened.
        With variable aperture collimation there is no control over how 
    much the x-ray beam can exceed the image receptor since the operator 
    can adjust the field larger. However, the field should not be larger 
    than the image receptor supporting device to prevent primary beam 
    irradiation of other parts of the body.
        Manufacturers of mammographic equipment have requested that FDA 
    address the confusion between the requirements of the x-ray performance 
    standards and the MQSA. FDA is not requiring that the x-ray field must 
    exceed the area of the x-ray film. Rather, FDA is providing flexibility 
    by allowing the manufacturers to design their equipment so that the x-
    ray field may be used to darken the film to its borders if desired by 
    the purchaser. Whether the film has borders or is darkened to the 
    edges, proper masking of the film for viewing is still needed for best 
    viewing results.
    
    C. X-ray Transmission Through Primary Barrier
    
        In addition to the requirements for x-ray field limitation and 
    alignment for mammography, requirements for primary beam transmission 
    became effective on September 5, 1978. The current requirement, 
    Sec. 1020.31(m), states that:
        [F]or x-ray systems manufactured after September 5, 1978, which 
    are designed only for mammography, the transmission of the primary 
    beam through any image receptor support provided with the system 
    shall be limited such that the exposure 5 centimeters from any 
    accessible surface beyond the plane of the image receptor supporting 
    device does not exceed 2.58x10-8 C/kg (0.1 mR) for each 
    activation of the tube.
        The intent of this requirement is to provide radiation safety for 
    the patient beyond the plane of the image receptor. Based on the 
    restrictions described in Sec. 1020.31(m) and the accompanying 
    preamble, it is clear that the intent of the image receptor supporting 
    device (IRSD) requirement was to reduce irradiation beyond the plane of 
    the image receptor or the IRSD which could strike the patient. Thus, 
    primary irradiation must be blocked and reduced for any accessible area 
    5 centimeters (cm) beyond the image plane. It is understood that for 
    the chest wall side some primary beam irradiation would not be blocked 
    by the IRSD and this is allowed in order to obtain as much diagnostic 
    information from the chest wall side of the breast as possible. Since 
    all of the primary beam (except on the chest wall side) should be 
    intercepted by the IRSD, a measurement only need be made of the 
    transmitted beam and at the shortest SID which would yield the largest 
    transmission reading. While it may be safe to allow the x-ray field to 
    exceed the image receptor by a certain amount, and necessary in order 
    to adequately image the breast tissue anatomy in the chest wall area, 
    there is no adequate justification for allowing the primary beam to 
    extend beyond the primary barrier provided by the IRSD except at the 
    chest wall side.
        An additional problem arises for those manufacturers who use their 
    cassette as the image receptor support device and have placed 
    attenuating material on the bottom of the cassette in order to meet the 
    transmission requirements. Should the edge alignment requirements be 
    increased by amendment, these manufacturers would need to add an 
    additional barrier to their system or continue to restrict the beam to 
    prevent unattenuated primary beam beyond the plane of the IRSD. FDA 
    feels that the definition of an image receptor support which appears in 
    Sec. 1020.30(b) should be changed to indicate that the support device 
    must provide a primary protective barrier. This should apply for any 
    orientation of the x-ray tube and image receptor support device 
    assembly, not just in the horizontal plane as it currently states. 
    Furthermore, exposures should not be possible without the image 
    receptor support device, acting as the primary barrier, being in place.
        The primary barrier transmission requirement is an absolute 
    restriction. The limit specified leaves the manufacturer free to choose 
    the method to reduce the x-ray transmission so that it does not exceed 
    2.58 x10-8 coulombs (C) per kilogram (kg) (0.1 milliroentgen 
    (mR)) per exposure. The image receptor support device must intercept 
    all of the primary beam (except the chest wall side) and reduce the 
    transmitted radiation to what is considered safe and feasible. Any 
    changes in the field sizing should ensure adherence to the transmission 
    requirements. In the past, all systems in use for mammography had fixed 
    aperture plates for x-ray field determination. The advent of the 
    variable aperture BLD for mammography is potentially a problem if a 
    beam-limiting device is opened so that primary x-rays extend beyond the 
    primary barrier provided by the image receptor support device. In order 
    to prevent this, a variable aperture BLD must provide some restriction 
    on the maximum field size to ensure that the primary beam is contained 
    within the IRSD which is also a primary barrier. In other words, with 
    the collimator opened as wide as possible, primary x-radiation should 
    not extend beyond the barrier, at any available SID, except at the 
    chest wall side, and the exposure level 5 cm beyond this barrier should 
    be less than the exposure value given previously.
        FDA's position on primary barrier transmission is in agreement with 
    that taken by the IEC. Their draft standard on safety requirements for 
    mammography systems (62B/60601-2-45) requires primary barrier shielding 
    to extend at least to the projection of the patient support at the 
    chest wall side, and to extend at least 1 percent of the SID beyond the 
    x-ray field at the other sides.
    
    IV. Environmental Impact
    
        The agency has determined under 21 CFR 25.30(a) and (i) and 
    25.34(c) that this action is of a type that does not individually or 
    cumulatively have a significant effect on the human environment. 
    Therefore, neither an environmental assessment nor an environmental 
    impact statement is required.
    
    V. Comments
    
        Interested persons may, on or before January 27, 1999, submit to 
    the Dockets Management Branch (address above) written comments 
    regarding this proposal. Two copies of any comments are to be 
    submitted, except that individuals may submit one copy. Comments are to 
    be identified with the docket number found in brackets in the heading 
    of this document. Received comments may be seen in the office above 
    between 9 a.m. and 4 p.m., Monday through Friday.
    
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    VI. Analysis of Impacts
    
        FDA has examined the impact of this proposed rule under Executive 
    Order 12866 and the Regulatory Flexibility Act (5 U.S.C. 601-612) (as 
    amended by subtitle D of the Small Business Regulatory Fairness Act of 
    1996 (Pub. L. 104-121)), and the Unfunded Mandates Reform Act of 1995 
    (Pub. L. 104-4). Executive Order 12866 directs agencies to assess all 
    costs and benefits of available regulatory alternatives and, when 
    regulation is necessary, to select regulatory approaches that maximize 
    net benefits (including potential economic, environmental, public 
    health and safety, and other advantages; distributive impacts; and 
    equity). The agency believes that this proposed rule is consistent with 
    the regulatory philosophy and principles identified in the Executive 
    Order. In addition, the proposed rule is not a significant regulatory 
    action as defined by the Executive Order and therefore is not subject 
    to review under the Executive Order.
        The Regulatory Flexibility Act requires agencies to analyze 
    regulatory options that would minimize any significant impact of a rule 
    on small entities. An analysis of available information suggests that 
    costs to the entities most affected by this rule, including small 
    entities, are not expected to be significant, as described in the 
    following analysis. FDA believes that the proposed regulation will not 
    have a significant impact on a substantial number of small entities, 
    but conducted an initial regulatory flexibility analysis to ensure that 
    impacts on small entities were assessed and to alert any potentially 
    impacted entities to the opportunity to submit comments to the agency. 
    This proposed rule will not impose costs of $100 million or more in 
    either the private sector or State, local, and tribal governments in 
    the aggregate. Consequently, a summary statement of analysis under 
    section 202(a) of the Unfunded Mandates Reform Act of 1995 is not 
    required.
        In part, the proposed rule codifies the equipment performance 
    standards established under the Mammography Quality Standards Act of 
    1992 (MQSA) (Pub. L. 102-539) by proposing to require only x-ray 
    systems designed solely for mammography be marketed for mammography. 
    This proposal updates the x-ray performance standard to reflect a 
    standard already enforced under MQSA. Consequently, FDA expects no 
    economic impact from this portion of the proposed rule.
        The proposed rule also proposes to permit the x-ray irradiation 
    field to extend to the edges of the x-ray film but not beyond the 
    primary barrier provided by the image receptor support device. It 
    further proposes to change the definition of an image receptor support 
    device, clarifying that it must provide a primary protective barrier 
    and that exposures should not be possible without the image receptor 
    support device being in place, acting as the primary barrier. Exposing 
    all of the film allows one size of film mask to be used for proper 
    viewing of mammography films using light boxes while not allowing the 
    beam beyond the primary barrier protects the patient from unnecessary 
    exposure to radiation. FDA believes that most of the image receptor 
    support devices that are currently in use provide a primary protective 
    barrier that meets the requirements in the proposed amendments to 
    Secs. 1020.30(b) and 1020.31(m). In addition, when the manufacturer's 
    design of the cassette holder provides the primary barrier attenuation 
    itself, then the cassette holder is considered a part of the image 
    receptor support device. Therefore, FDA estimates that the proposed 
    amendments to Secs. 1020.30(b) and 1020.31(m) will impose minimal new 
    costs. This proposal also allows more flexibility for mammography 
    facilities and accreditation bodies without compromising the public 
    health and may reduce costs to mammography facilities and accreditation 
    bodies by simplifying the masking of images.
        The proposed rule further proposes to exempt panoramic x-ray dental 
    units from the requirement that they be manufactured with exposure 
    timers which automatically reset to zero or the initial setting upon 
    premature termination of an exposure. For panoramic dental exposures, 
    interrupting the exposure does not affect the quality of images already 
    taken. Consequently, restarting the exposure at the initial starting 
    point exposes patients to unnecessary radiation. This proposal removes 
    a regulatory requirement, while still protecting the public health, and 
    may reduce costs to dental facilities and patients.
        The Safe Medical Devices Act of 1990 (Pub. L. 101-629), enacted on 
    November 28, 1990, transferred the provisions of the Radiation Control 
    for Health and Safety Act of 1968 (Pub. L. 90-602) from Title III of 
    the PHS Act (42 U.S.C. 201 et seq.) (PHS Act) to chapter V of the act. 
    These provisions regulate electronic products which emit radiation. On 
    October 27, 1992, the MQSA (Pub. L. 102-539) was enacted to establish 
    uniform, national quality standards for mammography. MQSA (42 U.S.C. 
    263b(f)(1)(B)) requires the use of radiological equipment specifically 
    designed for mammography to be used for mammography. Similarly, 
    Sec. 900.12(b)(1) of the interim and final mammography regulations 
    prohibits the use of conventional radiographic equipment for 
    mammography. FDA has reviewed related Federal rules and has not 
    identified any other rules that duplicate, overlap, or conflict with 
    the proposed rule. FDA has also identified no new reporting, 
    recordkeeping or other compliance requirements associated with this 
    proposed rule.
        There are approximately 10,000 mammography facilities in the United 
    States. Because this potential change in the performance standard only 
    applies to machines manufactured after the effective date of the final 
    rule, the associated cost does not apply to those machines manufactured 
    prior to that date. FDA estimates that approximately 10 percent of 
    facilities replace their mammography machines in any 1 year. At this 
    time, FDA is unable to estimate the demand for the proposed systems 
    modifications. As discussed previously, the proposed change concerning 
    x-ray beam collimation is less restrictive than the present standard. 
    FDA estimates the cost per system to be between $0 and $5,000 if the 
    system modification is made during production.
        There are approximately 138,500 dental facilities in the United 
    States of which 40 percent provide access to panoramic dental x-ray 
    units. An uncertain number of these facilities may request the 
    manufacturer to remove the automatic reset of the exposure timer on 
    their panoramic machines; however, they are not required to do so. FDA 
    believes that the facility will only make this change if it is 
    economically or clinically advantageous to do so. FDA estimates it will 
    cost a facility an amount equal to what would be assessed for a routine 
    service call (approximately $150.00 or less) to remove the automatic 
    reset function for premature termination of an exposure for existing 
    systems. FDA believes that manufacturers no longer manufacture 
    panoramic dental x-ray units with automatic reset exposure times.
        Most, if not all, of the mammography facilities and dental 
    facilities would be considered small under the criteria established by 
    the Small Business Administration. FDA's registration system shows five 
    manufacturers of panoramic dental units. Of the domestic manufacturers, 
    none would be considered small entities. There are approximately 10 
    manufacturers of mammography x-ray systems. Of these
    
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    manufacturers, none would be considered small entities. FDA invites 
    comments on this analysis of the number of entities that may be 
    affected by the proposed changes to the performance standard.
        For the mandatory changes proposed for image receptor support 
    devices, FDA believes that most of the image receptor support devices 
    that are currently in use provide a primary barrier that is capable of 
    meeting the requirements in the proposed amendments to Secs. 1020.30(b) 
    and 1020.31(m). There are approximately 10,000 mammography facilities 
    in the United States. Because this potential change in the performance 
    standard only applies to systems manufactured after the effective date 
    of a final rule, the costs associated with any changes that may need to 
    be made, would not apply to those machines manufactured prior to that 
    date. FDA estimates that approximately 10 percent of facilities replace 
    their mammography systems in any 1 year (10 percent of 10,000 = 1,000). 
    FDA estimates the cost per system to be between $0 and $2,000 in the 
    event that any manufacturers are required to implement design or 
    production changes to ensure that exposures not be permitted on their 
    systems without a primary barrier being in place. FDA estimates 
    approximately 95 percent of the systems currently being marketed 
    already meet this requirement. With an annual mammography system 
    replacement rate of 10 percent (i.e., 1,000 new systems purchased per 
    year), FDA estimates only approximately 5 percent of these 1,000 
    systems may increase in cost to meet the requirement. To calculate the 
    annual cost, FDA estimates a cost of $0 to $2,000 per system multiplied 
    by 50 systems (5 percent of 1,000 = 50). Using this estimate, the costs 
    are expected to be approximately, $0 to $100,000.
        Under these proposed changes to the performance standard, FDA 
    allows manufacturers and facilities to decide whether to implement any 
    device modifications in response to the greater flexibility proposed in 
    these mammography collimation requirements. If the benefits associated 
    with the flexibility proposed in this rulemaking are outweighed by the 
    costs to the facility, the facility can choose to not purchase a device 
    which has been modified in response to the greater flexibility proposed 
    in this rulemaking. With regard to the mandatory change proposed for 
    the primary barrier requirement, FDA believes that the great majority 
    of the image receptor support devices that are currently being 
    manufactured provide a primary barrier that is capable of meeting the 
    requirements in the proposed amendment to Sec. 1020.31(m). Therefore, 
    FDA does not anticipate that the proposed amendment to Sec. 1020.31(m) 
    will impose any significant costs.
        Because most of these proposed changes to the mammography 
    performance standard and the proposed change to the timer requirement 
    for panoramic dental systems provide for greater flexibility, FDA 
    considered no alternatives to accomplish the stated objectives of the 
    applicable statutes. For the primary barrier standard proposed in 
    Sec. 1020.31(m), FDA considered not requiring the primary barrier to be 
    in place to intercept the useful beam. This alternative was rejected 
    because without the primary barrier in place, patients would be exposed 
    to unnecessary radiation.
    
    VII. Paperwork Reduction Act of 1995
    
        FDA tentatively concludes that this proposed rule contains no new 
    collections of information. Therefore, clearance by the Office of 
    Management and Budget under the Paperwork Reduction Act of 1995 is not 
    required.
    
    List of Subjects in 21 CFR Part 1020
    
        Electronic products, Medical devices, Radiation protection, 
    Reporting and recordkeeping requirements, Television, X-rays.
        Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
    authority delegated to the Commissioner of Food and Drugs, it is 
    proposed that 21 CFR part 1020 be amended as follows:
    
    PART 1020--PERFORMANCE STANDARDS FOR IONIZING RADIATION EMITTING 
    PRODUCTS
    
        1. The authority citation for 21 CFR part 1020 continues to read as 
    follows:
    
        Authority: 21 U.S.C. 351, 352, 360e-360j, 360gg-360ss, 371, 381.
        2. Section 1020.30 is amended by alphabetically adding a definition 
    to paragraph (b) to read as follows:
    
    
    Sec. 1020.30  Diagnostic x-ray systems and their major components.
    
     * * * * *
        (b) *  *  *
         Image receptor supporting device means, for mammography x-ray 
    systems, that part of the system designed to support the image receptor 
    during a mammographic examination and to provide a primary protective 
    barrier.
     * * * * *
        3. Section 1020.31 is amended by revising paragraphs (a)(2)(i), 
    (f)(3), and (m) to read as follows:
    
    
    Sec. 1020.31  Radiographic equipment.
    
     * * * * *
        (a)
        (2) *  *  *
        (i) Except during serial radiography, the operator shall be able to 
    terminate the exposure at any time during an exposure of greater than 
    one-half second. Except during panoramic dental radiography, 
    termination of exposure shall cause automatic resetting of the timer to 
    its initial setting or to zero. It shall not be possible to make an 
    exposure when the timer is set to a zero or off position if either 
    position is provided.
     * * * * *
        (f) *  *  *
        (3) Systems designed for mammography. (i) Mammographic beam-
    limiting devices manufactured after (the effective date of the final 
    rule) shall be provided with means to limit the useful beam such that 
    the x-ray field at the plane of the image receptor does not extend 
    beyond any edge of the image receptor by more than 2 percent of the 
    SID. This requirement can be met with a system which performs as 
    prescribed in paragraphs (f)(4)(i), (f)(4)(ii), and (f)(4)(iii) of this 
    section. For systems which allow changes in the SID, the SID indication 
    specified in paragraphs (f)(4)(ii) and (f)(4)(iii) of this section 
    shall be the maximum SID for which the beam-limiting device or aperture 
    is designed.
        (ii) Each image receptor supporting device intended for 
    installation on a system designed for mammography shall have clear and 
    permanent markings to indicate the maximum image receptor size for 
    which it is designed.
     * * * * *
        (m) Primary protective barrier for mammography x-ray systems. For 
    mammography x-ray systems manufactured after (the effective date of the 
    final rule).
        (1) At any SID where exposures can be made, the image receptor 
    support device shall provide a primary protective barrier which 
    intercepts the cross section of the useful beam along every direction 
    except at the chest wall edge.
        (2) The x-ray tube shall not permit exposure unless the barrier is 
    in place to intercept the useful beam as required in paragraph (m)(1) 
    of this section.
        (3) The transmission of the useful beam through the primary 
    protective barrier shall be limited such that the exposure 5 
    centimeters from any accessible surface beyond the plane of the primary 
    protective barrier does not exceed 2.58x10-8 C/kg (0.1 mR) 
    for each activation of the tube.
    
    [[Page 57963]]
    
        (4) Compliance shall be determined with the x-ray system operated 
    at the minimum SID for which it is designed, at the maximum rated peak 
    tube potential, at the maximum rated product of x-ray tube current and 
    exposure time (mAs) for the maximum rated peak tube potential, and by 
    measurements averaged over an area of 100 square centimeters with no 
    linear dimension greater than 20 centimeters. The sensitive volume of 
    the radiation measuring instrument shall not be positioned beyond the 
    edge of the primary protective barrier along the chest wall side.
    
        Dated: October 21, 1998.
     William K. Hubbard,
     Associate Commissioner for Policy Coordination.
    [FR Doc. 98-28907 Filed 10-28-98; 8:45 am]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Published:
10/29/1998
Department:
Food and Drug Administration
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
98-28907
Dates:
Written comments by January 27, 1999.
Pages:
57957-57963 (7 pages)
Docket Numbers:
Docket No. 98N-0877
PDF File:
98-28907.pdf
CFR: (7)
21 CFR 1020.31(a)(2)(i)
21 CFR 1020.30(b)
21 CFR 900.12(b)(1)
21 CFR 1020.31(f)(3)
21 CFR 1020.31(m)
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