96-25400. Approval and Promulgation of Implementation Plans; Arizona Maricopa Nonattainment Area; Carbon Monoxide  

  • [Federal Register Volume 61, Number 193 (Thursday, October 3, 1996)]
    [Rules and Regulations]
    [Pages 51599-51611]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-25400]
    
    
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    ENVIRONMENTAL PROTECTION AGENCY
    40 CFR Part 52
    
    [AZ033-0007 FRL-5628-6]
    
    
    Approval and Promulgation of Implementation Plans; Arizona--
    Maricopa Nonattainment Area; Carbon Monoxide
    
    AGENCY: Environmental Protection Agency (EPA).
    
    ACTION: Final rule.
    
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    SUMMARY: EPA is approving contingency measures adopted pursuant to the 
    Clean Air Act (CAA) and submitted to EPA by the State of Arizona as 
    revisions to the Arizona State Implementation Plan (SIP) for the 
    Maricopa (Phoenix) carbon monoxide (CO) nonattainment area. Based on 
    the approval of these measures, EPA is withdrawing its federal 
    contingency process for the Maricopa area and its proposed list of 
    highway projects subject to delay.
    
    EFFECTIVE DATE: December 2, 1996.
    
    FOR FURTHER INFORMATION CONTACT: Frances Wicher, A-2-1, Air and Toxics 
    Division, U.S. Environmental Protection Agency, Region 9, 75 Hawthorne 
    Street, San Francisco, California 94105, (415) 744-1248.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Background
    
    A. Federal Contingency Process
    
        On February 11, 1991, EPA disapproved elements of the Arizona CO 
    SIP and promulgated a limited federal implementation plan (FIP) for the 
    Maricopa County (Phoenix) CO nonattainment area in response to an order 
    of the Ninth Circuit Court of Appeals in Delaney v. EPA, 898 F.2d 687 
    (9th Cir. 1990).1 For a discussion of Delaney, the SIP 
    disapproval, and the FIP, see the notice of proposed rulemaking (NPRM) 
    for the FIP, 55 FR 41204 (October 10, 1990) and the notice of final 
    rulemaking (NFRM) for the FIP, 56 FR 5458 (February 11, 1991).
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        \1\ While the FIP was promulgated after the enactment of the 
    1990 Clean Air Act Amendments, it was designed, pursuant to the 
    Delaney Court's order, to comply with the CAA and EPA guidance as 
    they existed prior to the 1990 Amendments.
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        As required by the Delaney order, the FIP contained a two-part 
    contingency process consistent with the Agency's 1982 ozone and CO SIP 
    guidance regarding contingency procedures.2 These two parts were a 
    list of transportation projects that would be delayed while an 
    inadequate plan was being revised and a procedure to adopt measures to 
    compensate for unanticipated emission reduction shortfalls. The FIP 
    contingency process is described in detail at 56 FR 5458, 5470-5472.
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        \2\ ``State Implementation Plans; Approval of 1982 Ozone and 
    Carbon Monoxide Plan Revisions for Areas Needing an Attainment Date 
    Extension. Final Policy.'' 46 FR 7182 at 7187, 7192 (January 22, 
    1981) (hereafter referred to as ``1982 guidance'').
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        Implementation of the FIP contingency process was triggered by 
    violations of the CO standard in Phoenix in December 1992. On June 28, 
    1993 (58 FR 5458), EPA published a notice of proposed rulemaking 
    proposing to find that the implementation plan was inadequate
    
    [[Page 51600]]
    
    and that additional control measures were necessary to attain and 
    maintain the CO national ambient air quality standard (NAAQS) in the 
    Maricopa area. In the same notice, EPA also proposed an updated list of 
    highway projects subject to delay while the implementation plan was 
    being revised. On August 9, 1993, EPA issued a SIP call under section 
    110(k)(5) of the CAA requiring that Arizona submit a new plan by July 
    19, 1994. Arizona submitted SIP revisions to EPA in November 1993, 
    March 1994 and August 1995 that contained new control measures and a 
    demonstration that the area would attain the CO NAAQS by December 31, 
    1995, the attainment deadline under the 1990 Clean Air Act Amendments 
    for CO nonattainment areas classified as ``moderate'' such as 
    Phoenix.3 See CAA section 186(a). As a result, EPA took no final 
    action on the June 28, 1993 proposal and is today withdrawing that 
    proposal.
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        \3\ At the time of the SIP submittals that are the subject of 
    today's document, Phoenix was classified as moderate and, because 
    its design value is under 12.7 ppm, was considered a low moderate 
    area. EPA has recently found that the Phoenix area failed to attain 
    the CO NAAQS by the statutory deadline. See 61 FR 39343 (July 29, 
    1996) As a consequence of this finding, the area has been 
    reclassified to ``serious'' under section 186(b)(2). As a result, 
    the area is now subject to the section 187(b) requirements for 
    serious CO areas. These requirements include those applicable to CO 
    areas with design values between 12.7 ppm and 16.4 ppm (high 
    moderate areas) in section 187(a). For the purpose of today's 
    action, however, the relevant CAA requirements are those that apply 
    to low moderate CO nonattainment areas. The serious area 
    requirements are referred to throughout this notice when they inform 
    individual discussions.
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    B. CAA Contingency Requirements and EPA Guidance
    
        The Clean Air Act Amendments (CAAA) of 1990 completely revised the 
    nonattainment provisions of the Act, part D of title I, repealing the 
    generally applicable provisions of section 172 and adopting substantial 
    new requirements and planning and attainment deadlines applicable to CO 
    nonattainment SIPs. See sections 171-193. A number of these provisions 
    are discussed in detail in section III of this document.
        Among the new requirements in the 1990 CAAA is section 172(c)(9) 
    which provides for contingency measures. Section 172(c)(9) requires 
    that plans for nonattainment areas ``shall provide for the 
    implementation of specific measures to be undertaken if the area fails 
    to make reasonable further progress, or to attain the national ambient 
    air quality standard by the attainment date applicable under this part 
    [D]. Such measures shall be included in the plan revision as 
    contingency measures to take effect in any such case without further 
    action by the State or the Administrator.''
        EPA has issued several guidance documents related to the post-1990 
    requirements for CO SIPs. Among them is the ``General Preamble for the 
    Implementation of Title I of the Clean Air Act Amendments of 1990.'' 
    See generally 57 FR 13498 (April 16, 1992) and 57 FR 18070 (April 28, 
    1992) (hereafter ``General Preamble'') and the ``Technical Support 
    Document to Aid the States with the Development of Carbon Monoxide 
    State Implementation Plans,'' July 1992 (hereafter ``1992 TSD'').
        For CO, the General Preamble addresses specifically only the 
    contingency measures required under section 187(a)(3) of the Act for 
    moderate areas with design values above 12.7 ppm (high moderate areas). 
    See 57 FR 13498, 13532-13533. As a low moderate area, section 187(a)(3) 
    did not apply to Phoenix. In connection with the discussion of 
    requirements for moderate ozone areas, the General Preamble addresses 
    generally the section 172(c)(9) requirements which are also applicable 
    to low moderate CO nonattainment areas such as Phoenix. See 57 FR 
    13498, 13510-13511. In both discussions, EPA states that the 
    contingency measure provisions of the 1990 Amendments supersede the 
    contingency requirements contained in the 1982 guidance.
        The 1992 TSD contains a discussion directly applicable to low 
    moderate CO areas. See pages 5-6. This guidance explains that the 
    trigger for implementation of the section 172(c)(9) measures is a 
    finding by EPA that such an area failed to attain the CO NAAQS by the 
    applicable attainment date and that states must show that their 
    contingency measures can be implemented with minimal further action on 
    their part and with no additional rulemaking actions upon such a 
    finding.
        In the 1992 TSD, EPA notes that section 172(c)(9) does not specify 
    how many contingency measures are needed or the magnitude of emission 
    reductions they must provide if an area fails to attain the CO NAAQS. 
    EPA suggests that one appropriate choice would be to provide for the 
    implementation of sufficient reductions in vehicle miles traveled (VMT) 
    or emission reductions to counteract the effect of one year's growth in 
    VMT while the state revises its SIP to incorporate the new requirements 
    for a serious CO area. Thus, in suggesting a benchmark of one year's 
    growth in VMT, EPA concluded that the purpose of the Act's contingency 
    requirement is to maintain the actual attainment year emissions level 
    while the serious area attainment demonstration is being developed.
    
    II. Summary of Proposed Action
    
        On April 9, 1996 (61 FR 15745), EPA proposed to approve two 
    contingency measures submitted by the State of Arizona for the Phoenix 
    CO nonattainment area. These measures are enhancements to the State's 
    remote sensing program for vehicle emissions and a traffic diversion 
    measure. Both measures are described in detail in the proposal. See 61 
    FR 15745 at 15746-15747 and 15749-15750. In the proposal, EPA also 
    described in detail the SIP approval standards applicable to the 
    State's contingency measure submittals. EPA proposed to conclude that 
    the State's two contingency measures, when considered in conjunction 
    with emission reductions expected to be achieved in 1996 and 1997 
    through the continued implementation of the State's federally approved 
    Vehicle Emission Inspection program (enhanced I/M program), met the 
    requirements of section 172(c)(9) and other applicable provisions of 
    the CAA. The Agency's preliminary analysis reaching that conclusion is 
    set forth at 61 FR 15747-15750.
        Based on its approval of the State's contingency measures, EPA also 
    proposed to withdraw the federal contingency process for the Maricopa 
    area from the State's applicable implementation plan and to withdraw 
    the list of highway projects subject to delay that was proposed on June 
    28, 1993 (58 FR 5458).
    
    III. Response to Comments Received on Proposal
    
        EPA received comments on its proposal from three groups: the 
    Arizona Center for Law in the Public Interest (ACLPI), the Maricopa 
    Association of Governments (MAG), and the Arizona Department of 
    Environmental Quality (ADEQ). A summary of the ACLPI and MAG comments 
    and EPA's responses to those comments follow. The comments submitted by 
    ADEQ were not substantive and are therefore only addressed in the TSD.
    
    A. Comments by the Arizona Center for Law in the Public Interest, May 
    7, 1996
    
        Comment: ACLPI states that it is strongly opposed to EPA's proposed 
    action and some of its reasons for this opposition are contained in its 
    January 4, 1994 letter commenting on the EPA's December 12, 1993 
    proposal (58 FR 64530). ACLPI requests that its previous comments of 
    January 4, 1994 be incorporated by reference into this
    
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    rulemaking along with the docket for the December 12, 1993 proposal.
        Response: EPA has incorporated ACLPI's January 4, 1994 comment 
    letter into the docket for this rulemaking and, to the extent that the 
    comments are germane to this rulemaking, has responded to them below. 
    The vast majority of ACLPI's 1994 comments dealt with the specific 
    merits of EPA's proposed substitution of the Maricopa Association of 
    Governments (MAG) contingency process and the State's gasoline 
    volatility control measure for the FIP's contingency process and 
    highway delays. Because EPA is not acting in this rulemaking on either 
    the MAG process or the volatility control measure, most of ACLPI's 1994 
    comments are not relevant to this action. ACLPI did comment at that 
    time on the application of CAA section 193 to the FIP contingency 
    process and has made almost identical comments on this action. EPA has 
    responded to these comments below.
        It should be noted that EPA has not finalized the December 12, 1993 
    proposal and has not done so for reasons unrelated to the comments 
    received on the proposal. Because it is acting on an entirely different 
    State submittal from the one it proposed to approve in December 1993, 
    EPA does not believe that the rulemaking docket for that proposal, 
    except for ACLPI's comment letter, is relevant to this document. 
    Therefore, EPA has included in the docket for today's rulemaking only 
    ACLPI's comment letter from the docket for the 1993 proposal.
        Comment: ACLPI comments that EPA's proposed action violates the 
    CAA's antibacksliding clause. Under section 193 of the CAA, no control 
    requirement in effect, or required to be adopted by an order in effect 
    before the date of enactment of the 1990 CAAA in any nonattainment area 
    may be modified in any manner unless the modification insures 
    equivalent or greater emission reductions. The contingency provisions 
    of the existing CO FIP were ordered by the Ninth Circuit prior to 
    enactment of the 1990 CAAA (Delaney v. EPA, 898 F.2d 687, entered March 
    1, 1990) and, therefore, according to ACLPI, cannot be modified without 
    insuring equivalent or greater emission reductions. ACLPI asserts that 
    the proposal does not assure equivalent or greater emission reductions 
    and provides several grounds for this assertion.4
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        \4\ In extensive comments on this issue, ACLPI argues that the 
    SIP contingency measures approved today cannot supplant the FIP 
    contingency process because they do not assure equivalent or greater 
    emission reductions as required by section 193. Because EPA does not 
    agree, as discussed below, with ACLPI's basic premise that the FIP 
    contingency process is a control requirement within the meaning of 
    section 193, for which equivalent emissions would otherwise be 
    required prior to substitution, the Agency is not addressing ACLPI's 
    equivalency arguments in today's notice.
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        ACLPI also disagrees with the Agency's statement that section 193 
    does not apply to the FIP contingency provisions because those 
    provisions constitute ``procedures'' rather than ``control 
    requirements.'' ACLPI claims that the FIP provisions are not merely 
    procedural but are also substantive because they mandate EPA adoption 
    of specific control measures adequate to produce attainment and delay 
    of road projects. The FIP contingency provisions have already been 
    triggered.
        Further, ACLPI does not agree that the control requirements 
    preserved by section 193 are limited to measures that have previously 
    been identified and defined in detail, or that the term ``control 
    requirement'' excludes mandated procedures. ACLPI argues that no such 
    limitation appears in the language of the statute and such limitation 
    would sharply conflict with the statutory purpose-namely to prevent 
    backsliding. ACLPI believes that EPA's construction also conflicts with 
    the Agency's own policies and guidelines and with the Act itself, all 
    of which require implementation plans to include both procedural and 
    substantive provisions, and which treat both as enforceable control 
    requirements.
        Response: ACLPI made the same comments regarding the applicability 
    of section 193 to the FIP in its January 4, 1994 comment letter. The 
    following discussion is a response to both the 1994 and 1996 comments.
        EPA addressed the relevancy of section 193 to its proposed action 
    in the April 9, 1996 notice (61 FR 15748-49). The Agency concluded that 
    the FIP contingency process does not constitute a ``control 
    requirement'' within the meaning of section 193 of the Act (see 
    footnote 10 for the text of section 193) and provided its reasoning. 
    EPA elaborates here on its section 193 discussion in the proposal.
        The contingency process contained in the Maricopa CO FIP was 
    required by a March 1, 1990 order of the Ninth Circuit--before the 
    enactment of the CAAA on November 15, 1990. Having concluded that 
    Maricopa's pre-amendment CO plan did not contain contingency procedures 
    that met EPA's 1982 guidance, the Ninth Circuit ordered EPA to 
    promulgate a FIP that contained contingency procedures in accordance 
    with that guidance. Delaney, at 695. The Court, however, did not order 
    EPA to implement that process or to promulgate any specified control 
    requirements in that plan. Indeed, the inclusion of any specific 
    control requirements by EPA would have been inconsistent with the terms 
    and intent of EPA's 1982 guidance on contingency procedures. EPA's 1982 
    guidance required a two-part contingency plan:
    
        ``The first part * * * [is] a list of planned transportation 
    measures and projects that may adversely affect air quality and that 
    will be delayed, while the SIP is being revised, if expected 
    emission reductions or air quality improvements do not occur. The 
    second part * * * consists of a description of the process that will 
    be used to determine and implement additional transportation 
    measures beneficial to air quality that will compensate for the 
    unanticipated shortfalls in emission reductions. (45 FR 7187)
    
        A list of highway projects that may be delayed and a description of 
    actions that may occur at some later date are not control requirements. 
    A list and a description have no air quality impacts and yield no 
    emission reductions. Nor do they have any potential for either air 
    quality impacts or emission reductions until and unless they are 
    triggered by ``unanticipated shortfalls in emission reductions.'' Even 
    triggered, the particular contingency process in the Maricopa FIP is 
    not a control requirement within the meaning of section 193.
        The FIP contingency process, promulgated in accordance with the 
    Court's order, consists of an intricate series of actions by EPA 
    potentially spanning a minimum of 14 to 16 months. The federal process 
    may involve, among other things, various assessments and findings, air 
    quality modeling, and the review and the potential adoption of 
    additional control measures. The eventual length and scope of the 
    process is dependent upon the outcome of the assessments and findings 
    called for in the process and is, therefore, not predictable in 
    advance. See 56 FR 5471-5472.
        Likewise, the highway delay provision in the FIP contingency 
    process involves the development of a new list of highway projects with 
    potentially adverse air quality impacts and triggering of project 
    delays only if certain findings are made as part of the overall 
    contingency process. Since it is not known in advance what projects, if 
    any, will be listed and whether any projects will be delayed, the scope 
    of highway delays is also not predictable. Additionally, because the 
    contingency process only requires the delay of highway project 
    construction and not elimination of the projects altogether,
    
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    the long-term direct impact on air quality and attainment--good or 
    bad--is also extremely uncertain.5
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        \5\ ACLPI notes (repeating an EPA statement) that the highway 
    delay provision provides an important coercive benefit in inducing 
    the State to adopt control measures. However, if the primary impact 
    of the highway delay provision is to leverage State controls, then 
    the provision is best characterized, in this context, as a sanction 
    and not as a control requirement.
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        While the term ``control requirement'' is not defined in the Act, 
    it is generally viewed as a discrete regulation directed at a specific 
    source of pollution; e.g., an emission limitation on a smoke stack at a 
    power plant. By contrast, a contingency process, as outlined by EPA's 
    1982 guidance, is much broader and more far-reaching than a simple, 
    quantifiable control limitation.6
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        \6\ It is instructive to contrast the FIP contingency process, 
    and EPA's 1982 guidance on which it is based, with the new 
    contingency measure requirements in the 1990 CAAA. For example, 
    section 172(c)(9) requires all nonattainment area plans to provide 
    for the implementation of specific measures to be undertaken if the 
    area fails to attain the NAAQS by the applicable attainment date. 
    See also sections 187(a)(3) and 182(c)(9). The remainder of this 
    discussion refers primarily to section 172(c)(9) because, as stated 
    before, it is the only contingency measure requirement that applies 
    to Maricopa.
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        It should also be noted that the use of the term ``control 
    requirement'' in the Act is unique to section 193. Its closest parallel 
    is the use of the term ``control measures'' in various provisions of 
    the statute. The term ``control measures'' in these provisions clearly 
    means direct, effective, enforceable controls on sources of air 
    pollution (such as reasonably available control technologies or 
    transportation control measures) and not procedures for the adoption of 
    such controls.7
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        \7\ Wherever the statute mandates ``control measures'' it is 
    clear that it is speaking in terms of discrete means or techniques 
    of controlling emissions from particular sources. For instance, 
    section 110(a)(2)(A) requires state implementation plans to include 
    enforceable emission limitations ``and other control measures, 
    means, or techniques * * *'' as are necessary to attain the national 
    standards. All state plans for nonattainment areas must also provide 
    ``for the implementation of all reasonably available control 
    measures * * * (including such reductions in emissions from existing 
    sources in the area as may be obtained through the adoption, at a 
    minimum, of reasonably available control technology).'' Section 
    172(c)(1). See also section 172(c)(6).
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        EPA also disagrees with ACLPI that the failure to include the FIP 
    procedures or process within the meaning of section 193's ``control 
    requirement'' conflicts with the statutory purpose of preventing 
    backsliding by assuring that modifications will not occur without the 
    substitution of equivalent or greater emission reductions. This 
    argument would have some merit if section 193 were the sole savings 
    clause in the Act. The Act, however, has other savings clauses, 
    including section 110(n) which specifically applies to all plan 
    elements, procedural or otherwise. Moreover, a procedure per se does 
    not yield emission reductions. For example, the FIP contingency process 
    is just as likely to conclude with no additional emission 
    reductions.8 Similarly, as discussed above, highway delays may 
    result in no emission reductions.
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        \8\ See, for example, the end of section (a) under Determination 
    of the Need for Additional Measures (56 FR 5471):
        Should the Agency find that no additional measures are needed, 
    the [Notice of Final Rulemaking] shall contain this finding and 
    conclude the contingency process.
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        EPA agrees with ACLPI that the Agency's own policies and guidelines 
    require implementation plans to include both procedural and substantive 
    provisions and that the Agency considers both as enforceable elements 
    of SIPs. The fact that a particular provision is enforceable, however, 
    does not automatically make it a control requirement. Under section 
    113(a), EPA can enforce ``any requirement or prohibition of an 
    applicable implementation plan.'' There is no requirement that such 
    provisions be considered to be ``control requirements'' in order to be 
    enforceable.9
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        \9\ See also section 118(a) of the CAA which requires compliance 
    with all requirements whether substantive or procedural.
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        In summary, under a straightforward reading, the savings clause is 
    best viewed as an anti-backsliding provision by which Congress intended 
    to prevent the relaxation of actual, existing control requirements on 
    specific pollution sources or controls required to be adopted for 
    specific pollution sources while states are proceeding with their new 
    planning obligations under the 1990 Amendments.
        There is simply no evidence that Congress intended ``control 
    requirement'' to encompass a process as complex and broad as the FIP 
    contingency procedures. Indeed it is fundamental that the words of a 
    statute are to be given their ordinary, plain meaning unless it is 
    clear that some other meaning is intended. See Columbia Pictures 
    Indus., Inc. v. Professional Real Estate Investors, Inc., 866 F.2d 278, 
    280 n. 4 (9th Cir. 1989); Arizona Elec. Power Coop., Inc. v. United 
    States, 816 F.2d 1366, 1375 (9th Cir. 1987), cert. denied, 488 U.S. 818 
    (1988). EPA's interpretation of the savings clause is in full accord 
    with the plain language of section 193. Under the standard articulated 
    in Chevron U.S.A. Inc. v. NRDC, 467 U.S. 837 (1984), where Congress has 
    spoken directly on an issue, that is the end of the matter.
        Beyond the plain language, however, EPA's interpretation of section 
    193 is consistent with the structure of the 1990 Amendments as they 
    relate to the new planning requirements for nonattainment areas and the 
    failure of those areas to attain the NAAQS. Under the pre-1990 Act, 
    nonattainment areas were not classified according to the severity of 
    their air quality problems. An area found to have failed to attain by 
    the applicable attainment deadline was subject only to a SIP call under 
    pre-amended section 110. The pre-amended Act contained no provisions 
    for contingency procedures or measures. Therefore, EPA added 
    administratively in the 1982 guidance a SIP process that included, 
    among other things, a delay of highway projects that could adversely 
    affect air quality while the SIP was being revised in response to a SIP 
    call.
        In contrast, under the 1990 CAAA, a finding of failure to attain by 
    the applicable attainment date for any area triggers the implementation 
    of discrete contingency measures under new section 172(c)(9) and also 
    results in the area being reclassified. The reclassification in turn 
    results in a new attainment deadline and more stringent planning 
    requirements to be submitted on a date certain. See e.g., sections 
    186(b)(2), 186(c) and 187(f). The eternal retention of the FIP 
    contingency process (or its equivalent) in the applicable plan would 
    forever overlay its outdated and inconsistent planning scenario on to 
    the new statutory scheme.
        The FIP contingency process was never grounded in a statutory 
    requirement but was rather based on guidance designed to fill a 
    perceived gap in the absence of a statutory requirement. In 1990, 
    Congress remedied that omission by adding both section 172(c)(9) to 
    fill that gap and a new scheme for additional planning for areas 
    failing to attain the NAAQS. As discussed above and further below, 
    EPA's pre-amendment contingency guidance is inconsistent with this new 
    statutory scheme and thus became ineffective under section 193 upon 
    enactment of the CAAA.10 EPA affirmed
    
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    this position in the General Preamble. See General Preamble at 57 FR 
    13498, 13511 and 13532. It is axiomatic that two parts of a single 
    statutory section cannot be read to have opposite effects. Since the 
    first sentence of section 193 renders ineffective the 1982 guidance for 
    contingency processes, the second sentence cannot be read to retain a 
    requirement that is intimately based on that 1982 guidance.
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        \10\ Section 193 states:
        Each regulation, standard, rule, notice, order and guidance 
    promulgated or issued by the Administrator as in effect before 
    November 15, 1990 shall remain in effect according to its terms, 
    except to the extent otherwise provided under this chapter, 
    inconsistent with any provision of this chapter, or revised by the 
    Administrator. No control requirement in effect, or required to be 
    adopted by an order, settlement agreement, or plan in effect before 
    the date of enactment of the Clean Air Act Amendments of 1990 in any 
    area which is a nonattainment area for any air pollutant may be 
    modified after such enactment in any manner unless the modification 
    insures equivalent or greater emission reductions of such air 
    pollutant. (Emphasis added).
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        Both the plain language of section 193 and the new statutory scheme 
    support EPA's interpretation that the FIP contingency process is not 
    saved. If, however, there is any ambiguity in the savings clause, EPA's 
    interpretation of section 193 is reasonable, consistent with the 
    language and revised structure of the Act, and serves to advance the 
    goals of the statute. Therefore, it is a permissible construction 
    entitled to considerable deference. Chevron, 467 U.S. at 844.
        Comment: ACLPI disagrees with EPA's suggestion that the contingency 
    mandate in section 172(c)(9) supplants the FIP contingency provisions 
    and EPA's pre-amendment contingency guidance. ACLPI asserts that there 
    is nothing in the Act or its legislative history to suggest such a 
    result and such a result would be contrary to sections 110(n), 193, and 
    other provisions of the Act. Therefore, according to ACLPI, the section 
    172(c)(9) mandate is in addition to, and not in lieu of pre-existing 
    control requirements. ACLPI concludes that in enacting the 1990 
    Amendments, Congress made clear that it intended to strengthen the Act, 
    and preserve preexisting control requirements to ensure maximum 
    progress toward clean air.
        Response: As discussed previously, the Agency's 1982 contingency 
    guidance was an effort by EPA to fill a gap in the statute as it 
    existed prior to the 1990 CAAA. The pre-amended Act contained no 
    requirement for contingency provisions in non-attainment area plans. In 
    amending the Act in 1990 to explicitly include a requirement for 
    specific contingency measures in section 172(c)(9), Congress clearly 
    anticipated that EPA would update its nonattainment area guidance to 
    reflect the new statutory scheme.11 There is nothing in the 
    language or structure of the 1990 Amendments or their legislative 
    history to suggest that Congress intended to reaffirm EPA's 1982 
    guidance regarding appropriate contingency procedures. On the contrary, 
    by providing explicit contingency measure requirements that differed 
    from that guidance, if anything, it can be concluded that Congress 
    intended to overrule the 1982 guidance in the 1990 Amendments.
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        \11\ Additional contingency provisions for certain moderate CO 
    nonattainment areas are found in section 187(a)(3). See also 
    contingency provisions in section 182(c)(9) for certain ozone 
    nonattainment areas.
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        Moreover, the amended Act and EPA's pre-amendment contingency 
    guidance are in fact both duplicative and inconsistent and thus made 
    ineffective by section 193 on enactment of the CAAA. See footnote 10. 
    EPA's 1982 contingency guidance required the State to invoke a new 
    planning process if the SIP was inadequate for attainment. In the 1990 
    Amendments, Congress established a different scheme for areas that 
    failed to attain.12 The new contingency measure provisions serve a 
    different purpose than EPA's pre-amendment guidance in that they call 
    for immediate implementation of already adopted control measures. 
    Consistent with the new scheme for implementation of contingency 
    measures and reclassification with new planning requirements for areas 
    that fail to attain, EPA stated that its pre-amendment guidance had 
    been superseded. See General Preamble at 13498, 13511, and 13532. Such 
    statements are reasonable in light of the 1990 Amendments and was 
    within EPA's discretion. See Ober v. EPA, 84 F.3d 304, 311-312 (9th 
    Cir. 1996).
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        \12\ EPA's 1982 policy stated that ``the contingency provision 
    must be initiated when the EPA Administrator determines that a SIP 
    is inadequate to attain NAAQS and additional emission reductions are 
    necessary.'' 46 FR 7187. In the 1990 Amendments, Congress in section 
    186(b)(2)(A) required EPA to determine within 6 months of an area's 
    attainment date whether the area has attained the CO standard and, 
    should EPA find a failure to attain, the area is reclassified by 
    operation of law to serious, triggering new planning requirements 
    under section 187(f). Under section 172(c)(9), contingency measures 
    are also triggered if an area fails to attain.
    ---------------------------------------------------------------------------
    
        Furthermore, neither section 193 nor section 110(n) of the Act bars 
    revisions to EPA's 1982 contingency guidance as ACLPI suggests. Both 
    sections provide for revisions to EPA guidance and SIPs upon 
    affirmative action by the Administrator.13
    ---------------------------------------------------------------------------
    
        \13\ Section 110(n)(1) states that ``[a]ny provision of any 
    applicable implementation plan that was approved or promulgated by 
    the Administrator pursuant to this section as in effect before 
    November 15, 1990, shall remain in effect as part of such 
    implementation plan, except to the extent that a revision to such 
    provision is approved or promulgated by the Administrator pursuant 
    to this chapter.'' (Emphasis added). However, the FIP contingency 
    provisions were not promulgated as a part of the Arizona applicable 
    implementation plan until February 11, 1991, and therefore are 
    clearly not subject to section 110(n)(1). Further, even if this 
    section applied to the FIP contingency process, it would, by its 
    terms, present no impediment to EPA's withdrawal of the FIP process. 
    See footnote 10 for the text of section 193.
    ---------------------------------------------------------------------------
    
        Comment: ACLPI also disagrees with EPA's proposed interpretation of 
    section 172(c)(9) as requiring only such SIP contingency measures as 
    necessary to offset one year's growth in vehicle miles traveled (VMT). 
    ACLPI claims that the focus of section 172(c)(9), other provisions of 
    172, and section 110 is on timely attainment and achievement of 
    reasonable further progress (RFP)--not on VMT offsets. Thus ACLPI 
    states that contingency measures must be adequate to make up the 
    entirety of any potential emission reduction shortfall. ACLPI further 
    asserts that EPA's proposed approach would allow states to defer 
    attainment and RFP. It also allegedly allows states to defer attainment 
    to the deadline for the new classification, even if additional 
    contingency measures could produce attainment much sooner.
        Response: First, it should be noted that there is nothing in the 
    plain language of section 172(c)(9) or any other provision of the Act 
    to support ACLPI's contention that contingency measures must be 
    adequate to make up the entirety of any potential emission reduction 
    shortfall. Indeed, such an interpretation makes no sense when 
    considered in the context of the new statutory scheme. Because section 
    172(c)(9) does not specify either the number or type of contingency 
    measures required, EPA's reasonable interpretation of the required 
    measures should receive deference. Chevron, 467 U.S. at 844.
        As discussed before, section 172 and the pollutant-specific 
    requirements in sections 181 through 189 establish a basic 
    classification scheme and associated planning cycles. This scheme 
    started with the original classifications of nonattainment areas 
    following enactment. An area's initial classification established its 
    attainment deadline and the initial elements of its plan. Sections 181, 
    186, and 188 all require EPA to review an area's air quality after the 
    passage of its attainment date to determine if an area in fact attained 
    by its deadline. If the Agency finds that an area has not attained, 
    then the area is reclassified to the next higher classification by 
    operation of law.
        This reclassification triggers new planning requirements that in 
    all cases lead to the development of new attainment and RFP 
    demonstrations. The role of the section 172(c)(9) measures in this 
    scheme is to assure areas do not lose ground during the period that 
    they are developing these new plans. It is not the role of these
    
    [[Page 51604]]
    
    measures to replace or accelerate the development of the new plans. To 
    require the section 172(c)(9) contingency measures to be adequate to 
    make up the entirety of any potential emission reduction shortfall 
    would in fact result in replacing the reclassification scheme in part D 
    with just section 172(c)(9).14 Such a result is clearly not what 
    Congress intended. Thus it is the basic statutory structure, and not 
    EPA's approach, that allows states to defer attainment to the deadline 
    for the new classification.15
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        \14\ The fact that Congress did not intend section 172(c)(9) 
    contingency measures to entirely make up any shortfall needed for 
    attainment of the CO standard is made even clearer by section 
    187(g). Section 187(g) requires submittal, nine months after EPA 
    determines that a serious CO nonattainment area failed to attain by 
    December 31, 2000, of controls sufficient to demonstrate a five 
    percent per year reduction in CO emission until attainment occurs. 
    If section 172(c)(9) were intended to require immediate 
    implementation of measures sufficient to correct any attainment 
    shortfall, then section 187(g) would not be necessary.
        \15\ Note, however, that the attainment deadline for the new 
    classification is not a fixed date providing a number of additional 
    years while attainment is reached; rather the deadline is ``as 
    expeditiously as practicable but not later than'' a fixed date. If 
    practicable controls can bring an area into attainment prior to the 
    fixed date, they must be implemented to achieve earlier attainment.
    ---------------------------------------------------------------------------
    
        Regarding ACLPI's disagreement with EPA's use of one year's growth 
    in VMT as a benchmark for the amount of emission reductions section 
    172(c)(9) measures should achieve,16 it should be noted that EPA 
    went beyond the suggested approach in the 1992 TSD. EPA showed in its 
    proposal that the State's contingency measures coupled with continuing 
    emission reductions from the State's enhanced inspection and 
    maintenance program (as well as other measures whose effectiveness was 
    built into the baseline) provided sufficient emission reductions to 
    offset on-road mobile source emissions growth during the period of time 
    that the Phoenix area would be developing its serious area attainment 
    plan (i.e., from early 1996 until late 1997).
    ---------------------------------------------------------------------------
    
        \16\ See section I.B. of this notice.
    ---------------------------------------------------------------------------
    
        EPA agrees with ACLPI that the primary thrust of sections 110 and 
    172 of the Act is for timely attainment and achievement of RFP and not 
    on VMT offsets. It, however, is an indisputable fact that the bulk of 
    CO emissions in Phoenix (as in the vast majority of CO nonattainment 
    areas) are from motor vehicles and the main culprit behind increases in 
    overall CO levels is growth in vehicle usage. It is, therefore, 
    reasonable to relate needed emission reductions from contingency 
    measures to the factor that most influences emissions growth, that is 
    vehicle miles traveled. Thus EPA's guidance on contingency measures in 
    the General Preamble and the 1992 TSD is reasonable.
        On the other hand, as discussed above, EPA does not agree with 
    ACLPI that the purpose of section 172(c)(9) is to alone assure 
    attainment of the standard or RFP. To read that purpose into section 
    172(c)(9) is to ignore the broader reclassification and new planning 
    requirements scheme in part D of title I of the Act. For the foregoing 
    reasons, EPA believes that its interpretation of section 172(c)(9) is 
    reasonable and, as such, is entitled to considerable deference. 
    Chevron, 467 U.S. at 844.
        Comment: ACLPI also comments that the State is not eligible to base 
    its contingency measures on EPA's VMT emission offset policy. According 
    to the General Preamble, that policy applies where failure to timely 
    attain or achieve RFP is due to ``exceedence of a VMT forecast'' and 
    the State has made no claim or showing that its failure to timely 
    attain or achieve RFP is due to exceedence of a VMT forecast. ACLPI 
    cites 57 FR 13532 for this policy.
        Response: The section of the General Preamble cited by ACLPI 
    addresses the contingency requirement in section 187(a)(3) for high 
    moderate CO nonattainment areas. Section 187(a)(3) requires CO 
    nonattainment areas with design values of 12.7 ppm or higher (that is, 
    high moderate areas) to provide for the implementation of specific 
    measures to be undertaken if any estimate of VMT exceeds forecasts. 
    Section 187(a)(3) is a companion requirement to section 187(a)(2)(A) 
    which requires high moderate areas to forecast VMT for each year before 
    the attainment year and annually update those forecasts. Because 
    section 187(a)(3) contingency measures are triggered by higher than 
    expected VMT growth, it is reasonable to link its contingency measure 
    requirement to annual VMT growth. However, section 187(a)(3) and the 
    cited section of the General Preamble concern contingency requirements 
    applicable only to high moderate nonattainment areas whereas Phoenix is 
    a low moderate area. As stated previously, neither the statute nor the 
    General Preamble addresses how many contingency measures or emission 
    reductions from them are necessary in low moderate CO areas. EPA's 
    interpretation of the statute, which has been shown above to be 
    reasonable, for these areas is only in the 1992 TSD.
        Comment: ACLPI comments that just offsetting one year's growth in 
    VMT does not even assure EPA's stated goal--namely, to prevent air 
    quality from worsening while the SIP is being revised. ACLPI points out 
    that on-road mobile sources in Phoenix contribute only about 70 percent 
    of the total emission inventory; therefore, there is no assurance 
    whatsoever that RFP will be maintained merely because VMT-related 
    emission increases are offset.17
    ---------------------------------------------------------------------------
    
        \17\ Although acknowledging that EPA's action is limited to CO, 
    ACLPI also comments on the Agency's section 172(c)(9) policy as it 
    relates to ozone. Because today's action concerns only CO 
    contingency measures, these comments are not germane and need not be 
    addressed here.
    ---------------------------------------------------------------------------
    
        Response: The 70 percent figure for on-road mobile sources is the 
    contribution of this source category to the 1990 base year annual daily 
    CO season emissions inventory (found on page 3.3 of the MAG 1993 CO 
    Plan for the Maricopa County Area, November 1993). EPA believes that 
    the purpose of section 172(c)(9) for contingency measures is to prevent 
    air quality from worsening while the SIP is being revised. EPA's 
    calculations indicate that during this period total CO emissions will 
    not increase and the State's contingency measures therefore are 
    sufficient to accomplish that purpose. See the TSD for this rulemaking. 
    As discussed below, EPA does not believe that section 172(c)(9) 
    measures are required to assure RFP.
        Comment: ACLPI requests the entirety of the MAG 1993 Carbon 
    Monoxide Plan for the Maricopa County Area (November 1993) as well as 
    the March 1994 Addendum to that Plan be incorporated by reference into 
    the record for this rulemaking.
        Response: EPA has not relied on substantial portions of the MAG 
    1993 CO Plan for its action in this rulemaking and declines to 
    incorporate the entire plan into its rulemaking docket.18 The 
    March 1994 Addendum and relevant excerpts from the MAG 1993 CO Plan are 
    already included in the docket for the proposal. EPA is also 
    incorporating by reference the rulemaking docket for its proposed 
    approval of the Phoenix area's CO inventory. This docket includes 
    additional portions of the MAG 1993 CO Plan. EPA has included all 
    applicable portions of the plan in the docket for today's rulemaking.
    ---------------------------------------------------------------------------
    
        \18\ Section 307(d)(3) requires the docket accompanying a 
    proposed Agency action to include all data, information, and 
    documents on which the proposed rule relies. Section 307(d)(4)(B)(i) 
    requires the final docket to include all comments received on the 
    proposed rulemaking, the transcript of any public hearings, as well 
    as any documents which become available after the proposed has been 
    published and which EPA determines are of central relevance to the 
    rulemaking.
    ---------------------------------------------------------------------------
    
        Comment: ACLPI comments that even if an offset of emissions from 
    one year's VMT growth were sufficient to assure RFP in that year, it 
    would not assure continued RFP during the entire period
    
    [[Page 51605]]
    
    that the SIP is being revised. EPA is apparently planning to give the 
    State 18 months to revise the SIP and the normal approval process will 
    protract this SIP revision period even further.
        Response: ACLPI misinterprets the RFP requirements of the CAA. 
    Sections 172(c)(2) and 171(1) require ``such annual incremental 
    reductions in emissions * * * for the purpose of ensuring attainment of 
    the applicable national ambient air quality standard by the applicable 
    attainment date'' (Emphasis added). Thus the moderate area plan for 
    Phoenix was required to assure RFP through 1995, the moderate area 
    attainment deadline under section 186(a)(1).19 However, since the 
    area has now been reclassified, additional RFP requirements apply to 
    the serious area plan. In the interim, the section 172(c)(9) 
    contingency measures will ensure that air quality does not deteriorate 
    while the plan is being revised. There is nothing in the language of 
    that section to suggest that the contingency measures are expected to 
    assure RFP during this period.
    ---------------------------------------------------------------------------
    
        \19\ On August 9, 1993, EPA issued a SIP call under section 
    110(k)(5) of the CAA that required Arizona to submit a plan to EPA 
    that demonstrated attainment of the CO NAAQS by December 31, 1995. 
    As an area with a design value under 12.7 ppm, the State would not 
    otherwise have been required to submit an attainment plan, including 
    an RFP demonstration, for the Phoenix area. See section 187(a).
    ---------------------------------------------------------------------------
    
        EPA does not believe that EPA's approval process can be reasonably 
    interpreted to ``protract the SIP revision process'' as ACLPI suggests. 
    Revision of the SIP clearly relates to the State's actions to develop 
    and submit rather than EPA's actions to approve or disapprove. 
    Moreover, the vast majority of State control measures do not depend 
    upon EPA's approval of them into the SIP to be implemented and 
    effective.20 Therefore, it is appropriate to consider the 
    contingency period to run only until the date the State is required to 
    submit its serious area plan with its accompanying control measures. As 
    discussed above, EPA has concluded that there will be sufficient 
    emission reductions during 1996 and 1997 to offset all emissions growth 
    while the plan is being revised.
    ---------------------------------------------------------------------------
    
        \20\ Even the contingency measures that are the subject of this 
    rulemaking did not require EPA's formal approval into the SIP in 
    order to be triggered. EPA triggered their implementation when its 
    finding that the Phoenix area failed to attain the CO standard 
    became effective on August 28, 1996.
    ---------------------------------------------------------------------------
    
        Comment: ACLPI comments that the Arizona's contingency measures 
    also fail the Act's contingency requirements because there are no 
    contingency measures for the contingency measures and if the first 
    contingency measures do not achieve the emission reductions expected of 
    them then there is no assurance that an offset of emissions from VMT 
    growth will be achieved, even in the first year.
        Response: It would be an absurd reading of the Act to conclude that 
    contingency measures need their own contingency measures. The only 
    reading of the Act for which such an interpretation would make any 
    sense is the one that EPA has already rejected for the reasons 
    explained above: that section 172(c)(9) requires sufficient measures to 
    immediately make up any potential shortfall in attainment or RFP. As 
    discussed earlier, the purpose of the section 172(c)(9) contingency 
    measures is to assure that air quality does not worsen during the 
    period a new plan is being developed. This new plan will necessarily 
    evaluate the existing situation, including any failure of contingency 
    measures to achieve emission reductions, and factor the effectiveness 
    of existing controls into determining the additional controls necessary 
    for attainment.
        Comment: ACLPI comments that in proposing to find that the State's 
    contingency measures will offset emissions from one year's VMT growth, 
    EPA relies primarily on emission reductions from the State's enhanced 
    I/M program. ACLPI asserts that this reliance is misplaced for several 
    reasons. First, the enhanced I/M program is not a contingency measure, 
    rather it is one of the primary strategies included in the SIP and the 
    State has already claimed emission reductions from this strategy in the 
    SIP attainment and maintenance demonstration. ACLPI claims that EPA 
    cannot now convert the program to a contingency measure to create an 
    offset of VMT emission increases.
        Response: EPA did not claim that the Arizona's enhanced I/M program 
    is a section 172(c)(9) contingency measure, just that it contributes to 
    reducing emissions during the contingency (SIP revision) period. In 
    establishing a benchmark of one year's growth in VMT for these 
    measures, EPA intended that the status quo, as represented by the 
    emissions level in the attainment deadline year, be maintained during 
    this period. EPA believes that this result can be achieved by 
    considering reductions from the section 172(c)(9) measures in 
    combination with new reductions scheduled to occur in the area during 
    the SIP revision period, as long as these offsetting reductions are 
    from measures approved into the SIP and are in excess of reductions 
    occurring in the attainment deadline year. As discussed above, the 
    emission reductions from the enhanced remote sensing program, the 
    traffic diversion measure, and the additional reductions from the I/M 
    program in 1996 and 1997 more than meet this test.
        While the State explicitly identified in the proposal emission 
    reductions from its enhanced I/M program in determining that the 
    contingency measures are adequate to maintain the area at or below 1995 
    levels during the contingency period, it need not have done so. In 
    order to make this determination, the State calculated the baseline 
    emissions level, i.e., the emissions level expected in the year after 
    the attainment deadline prior to the implementation of the contingency 
    measures. Rather than incorporating emission reductions from the 
    enhanced I/M program into the baseline, the State chose to explicitly 
    account for reductions from the program.21 If the State had 
    incorporated the emission reductions from the enhanced I/M program into 
    the baseline emissions level, the determination that the contingency 
    measures are adequate would have been the same. The difference between 
    explicitly accounting for reductions from the program or implicitly 
    including them in the emission baseline is simply the method of 
    bookkeeping.
    ---------------------------------------------------------------------------
    
        \21\ In fact, there are emission reductions anticipated to occur 
    after the attainment deadline year from numerous measures whose 
    effects are assumed in the baseline emissions. These measures 
    include federal tailpipe standards, oxygenated gasoline, basic I/M, 
    RVP limitations, and transportation control measures.
    ---------------------------------------------------------------------------
    
        Comment: ACLPI comments that neither the state nor EPA has provided 
    viable technical justifications for the emission reductions claimed 
    from the enhanced I/M and enhanced remote sensing programs. There is no 
    explanation of how the State arrived at the estimated effectiveness 
    percentages for these programs. ACLPI asserts that under EPA guidelines 
    and rules, as well as general principles of administrative law, EPA 
    cannot credit these measures with emission reductions without a sound, 
    thoroughly justified technical basis for the level of reductions being 
    claimed. The State now has considerable experience with both remote 
    sensing and enhanced I/M in 1995 and should be required to provide 
    evidence of their actual performance as proof of their emission 
    reduction potential.
        Response: EPA does not believe the State must submit evidence of 
    the actual performance of the enhanced I/M and remote sensing programs 
    to support their estimated emission reduction potential. For both the 
    enhanced I/M
    
    [[Page 51606]]
    
    and enhanced remote sensing programs, the State used EPA's MOBILE5A 
    model to calculate emission reductions. The MOBILE5A inputs used to 
    generate the reduction estimates for enhanced I/M and the methodology 
    and assumptions used to estimate the effectiveness of the enhanced 
    remote sensing program are also provided in the 1994 Addendum at pp. 3-
    191 and 3-201, respectively. EPA requires the use of its latest mobile 
    sources emissions model (in this case,the MOBILE5A)to determine credits 
    for I/M programs. See 40 CFR 51.351(a) and 51.352(a).22 The MOBILE 
    models have been the standard methodology for this purpose for more 
    than a decade and EPA does not believe that it should or can require 
    States to independently validate the accuracy of the model.
    ---------------------------------------------------------------------------
    
        \22\ Remote sensing programs are components and are means of 
    increasing the effectiveness of I/M programs; therefore, emission 
    reduction estimates for these programs are also calculated using 
    MOBILE5a consistent with EPA guidance.
    ---------------------------------------------------------------------------
    
        Comment: ACLPI comments that a related and equally serious flaw is 
    the State's reliance on the air quality modeling in the 1994 Addendum 
    that has not been reviewed and approved by EPA as part of the SIP 
    review process. Stating that EPA has neither proposed to approve that 
    modeling nor has it evaluated that modeling in the context of this 
    rulemaking, ACLPI maintains that if EPA is going to rely on the State's 
    CO modeling, it must first specifically propose approval of that 
    modeling and allow public comment on it.
        ACLPI also comments that the emission reductions from the control 
    measures are not adequate. ACLPI states that the State contends that 
    emission reductions from the contingency measures and enhanced I/M will 
    be sufficient to offset increased emissions from VMT growth and bases 
    this claim on its projections of on-road mobile source emissions and 
    its estimates of emission reductions from contingency and enhanced I/M 
    measures. ACLPI claims that aside from the lack of substantiation for 
    the latter, the projections of mobile source emissions are not 
    supported by EPA-approved emissions inventories and VMT projections. 
    The State is relying on the emission inventory and VMT projections in 
    the MAG 1993 CO Plan for Phoenix, but EPA has not yet even proposed 
    approval of those components of the Plan. ACLPI further states that the 
    Agency cannot simply assume that the State's inventory and VMT 
    projections are accurate, particularly when the State's attainment 
    projections (based on this inventory) have proven to be incorrect nor 
    can EPA simply approve these items at this stage of the rulemaking. 
    ACLPI concludes that because a current, accurate emissions inventory is 
    a mandated component of the SIP, EPA must first propose approval or 
    disapproval of the inventory and provide an opportunity for public 
    comment.
        Response: EPA has relied on the base year and 1995 projected year 
    emission inventories in the 1993 CO plan and 1994 Addendum in this 
    rulemaking and has recently proposed to approve the base year inventory 
    as meeting the requirements of sections 172(c)(3) and 187(a)(1) and 
    EPA's guidelines. Because it is closely related to the base year 
    inventory, EPA has also fully evaluated the 1995 projected year 
    inventory against applicable guidelines as part of its rulemaking on 
    the base year inventory and has found that that inventory conforms to 
    these guidelines. EPA's evaluation of the projected inventory can be 
    found in the draft TSD available for public comment in the docket for 
    the proposed emission inventory approval. Should EPA ultimately 
    disapprove the base year inventory in response to public comments on 
    its proposed approval or re-evaluate its finding on the projected 
    inventory, the Agency will consider the effect, if any, of such an 
    action on this rulemaking and revise it if appropriate.
        EPA, however, has not relied on the air quality modeling in either 
    the 1993 CO plan or the 1994 Addendum for this rulemaking. Since the 
    adequacy of contingency measures is based on their effect on emission 
    levels and not on ambient air quality levels, air quality modeling does 
    not factor into the adequacy determination. While contingency measures 
    are triggered by a failure to attain the NAAQS, that determination is 
    based solely on monitored air quality and not on modeled air quality.
        Comment: ACLPI noted that the Arizona legislature had recently 
    repealed the funding for the State's I/M program. It also stated that 
    the State had not identified the financial and manpower resources 
    necessary to implement enhanced remote sensing, nor provide legal 
    commitments to adequately fund and staff that measure. Under EPA 
    guidelines and rules, as well as section 110 of the Act, EPA cannot 
    approve, or credit the State with emission reductions for the measures 
    without funding or commitments.
        Response: On July 18, 1996 the Governor of Arizona signed Arizona 
    Senate Bill 1002 (42nd Legislature, 1st Special Session). Section 51 of 
    the bill provided $4.3 million to fund the State's Vehicle Emissions 
    Inspection Program (including its enhanced remote sensing component) 
    23 through June 30, 1997. See section 51 of the bill. The bill 
    also includes a statement of intent that the program become self-
    funding from July 1, 1997 on.24 See section 52 of the bill. While 
    there is no longer an explicit funding source identified for the 
    program beyond the middle of 1997, EPA believes there are adequate 
    grounds, based on past practice and the contribution of test fees to 
    the administration of the program, to believe the program will continue 
    operating at its current level without interruption. Arizona's I/M 
    program has been in operation since 1976, is a key element of both the 
    State's ozone and CO control strategies, and is a model for the rest of 
    the Country.
    ---------------------------------------------------------------------------
    
        \23\ There is a tendency to refer to the components of Arizona's 
    Vehicle Emission Inspection Program (VEIP) as if they are separate 
    and distinct programs. This is done primarily to identify the 
    additional emission reduction benefits that each new component adds 
    to the overall VEIP. Arizona VEIP is operated and funded as a single 
    program with multiple components including enhanced I/M, basic I/M, 
    diesel I/M, and remote sensing. See EPA's approval of Arizona's 
    VEIP, 60 FR 22520 (May 8, 1995).
        \24\ It should be noted that the program is already partially 
    funded by fees charged for vehicle emission inspections. The 
    legislative appropriation covers the shortfall between the fees and 
    the cost to run the program.
    ---------------------------------------------------------------------------
    
        EPA approved Arizona's basic and enhanced I/M program on May 8, 
    1995 (60 FR 22518). As part of that approval, EPA evaluated the program 
    against the requirements in 40 CFR 51.354 which requires that the State 
    demonstrate that appropriate administrative, budgetary, personnel, and 
    equipment resources have been allocated to the program.25 At that 
    time, EPA concluded that the funding mechanism met EPA's requirements 
    for I/M programs. Despite the recent turbulence in the funding for the 
    program, EPA believes its evaluation is still correct. Should EPA in 
    the future find that funding is not forthcoming for the program, EPA 
    would issue a SIP call based on failure to implement the program under 
    section 110(k)(5).
    ---------------------------------------------------------------------------
    
        \25\  The requirements in 40 CFR 51.354 define for I/M programs 
    what states must submit to meet the section 110(a)(2)(E)(i) 
    requirement that SIPs provide necessary assurances that adequate 
    personnel, funding, and authority under state law are available to 
    implement the program.
    ---------------------------------------------------------------------------
    
        Finally EPA notes that under section 307(b)(1) of the CAA, 
    petitions for review of the Agency's 1995 final action approving the 
    basic and enhanced I/M program would need to have been properly filed 
    within 60 days of such action. Comments relating to EPA's approval were 
    required to have been raised during the comment period for that 
    rulemaking. Therefore, ACLPI's comments regarding financial and
    
    [[Page 51607]]
    
    manpower resources of the I/M program are not timely.
        Comment: ACLPI comments that yet another flaw is the State's use of 
    513 tpd as the 1995 baseline figure for on-road mobile source 
    emissions. MAG's 1994 Addendum projected attainment in 1995 with a 
    mobile source CO emission budget of 513 tpd. ACLPI notes that there 
    were CO violations in 1995, so the 1995 design day emissions must have 
    been higher than 513 tpd. Yet MAG has used this 513 tpd figure as the 
    baseline for projecting actual emissions in 1995, 1996, and 1997. ACLPI 
    concludes that because actual emissions were almost certainly higher 
    than these projections, MAG's projections are flawed as well.
        Response: The 513 tpd figure, like all emission inventory figures, 
    is an estimate subject to an unavoidable degree of uncertainty. It was 
    arrived at through a series of modeling steps including transportation 
    and motor vehicle emissions modeling. See, in general, Chapter 5 of 
    ``1990 Base Year Carbon Monoxide Emission Inventory for the Maricopa 
    County, Arizona Nonattainment Area,'' (located in Appendix B, Exhibit 1 
    of the 1993 CO Plan). Each one of these models attempts to reproduce 
    highly complex processes with comparatively limited data sets and thus 
    introduces some natural range of error into the results.26 Given 
    that no absolute ton per day figure is likely to be entirely accurate, 
    the real question is whether the use of the 513 tpd figure is 
    acceptable for the purpose at hand.
    ---------------------------------------------------------------------------
    
        \26\ For example, EPA has discussed the potential sources of 
    errors in the MOBILE model and work underway to correct those errors 
    in Highway Vehicle Emission Estimates--II, U.S. EPA, May 1995.
    ---------------------------------------------------------------------------
    
        As stated before, EPA's primary test for determining the adequacy 
    of contingency measures is to assure emissions do not increase during 
    the period the SIP is being revised. This is a comparative process: is 
    the emission level at the end of the SIP revision period, considering 
    the effect of the contingency measures, less than or equal to the 
    emission level at the beginning of that period? Comparisons tend to 
    mitigate errors between numbers that are derived in similar manners 
    because the errors tend to cancel themselves out. Therefore, even 
    though 513 tpd may not be the absolute attainment emission level for 
    on-road motor vehicles in Maricopa, EPA believes it is acceptable for 
    determining the adequacy of the contingency measures since it is used 
    as the baseline for calculating both emissions with the contingency 
    measures and emissions without such measures.
        Comment: ACLPI also questions the State's projections regarding the 
    rate of emissions growth from on-road mobile sources. The State 
    predicts that VMT will increase at a rate of about 3.9 percent in 1995-
    96, and about 3.7 percent between 1996-97. Yet the State also predicts 
    that, even without additional controls, on-road mobile sources will 
    only increase at a rate of about 1.8 percent per year in 1995-96 and at 
    a rate of 1.5 percent in 1996-97. ACLPI concludes that these figures 
    indicate that the State is substantially understating the emissions 
    growth likely from on-road mobile sources and therefore understating 
    the emission reductions needed to offset that growth.
        Response: Actually, the State is not predicting that ``without 
    additional controls,'' on-road mobile sources will increase at a rate 
    less than VMT growth. Implicit in the State's baseline inventory is the 
    effect of ``additional controls,'' including the impact of the federal 
    tailpipe standards (which reduces the composite vehicle fleet emission 
    rate as newer cars replace older cars) and continuing reductions from 
    the State's non-enhanced I/M program, oxygenated gasoline, RVP limits, 
    and other required controls. All of these control programs serve to 
    dampen the growth in CO emissions compared to growth in VMT. Therefore, 
    the figures cited by ACLPI do not indicate that the State is 
    substantially underestimating the emissions growth from on-road mobile 
    sources. Historically, CO emission levels in Phoenix have not increased 
    at the rate of VMT growth and, for many years, actually decreased as 
    VMT has grown. Despite the fact that the Phoenix area has not yet 
    attained the CO standard, it has experienced substantial reductions in 
    ambient CO levels even in the face of its rapid population and VMT 
    growth.27
    ---------------------------------------------------------------------------
    
        \27\ See, for example, pages 2 and 3 in ``Conformity Analysis 
    Appendices, Volume 2'' for the MAG Long Range Transportation Plan, 
    Summary and 1996 Update and the 1997-2001 MAG Transportation 
    Improvement Program (MAG, July 1996) which juxtapose daily VMT 
    figures for each year from 1979 to 1993 and the 8-hour CO 
    concentrations and number of annual exceedences at the Indian School 
    monitor from 1981 to 1993. The VMT figures double between 1981 and 
    1993 while CO concentrations drop by half and the number of 
    exceedences decreases from more than 60 to less than 5 between the 
    same years.
    ---------------------------------------------------------------------------
    
        Comment: ACLPI states that EPA's proposal to approve the State's CO 
    SIP contingency measures without acting on the overall CO SIP itself is 
    contrary to the Act. The SIP contains an attainment demonstration and 
    other provisions proposed by the State to meet all of the SIP 
    requirements for moderate CO areas and to address EPA's 1993 CO SIP 
    call. ACLPI asserts that under applicable court precedent (Abramowitz 
    v. EPA, 832 F.2d 1071 (9th Cir. 1987)), EPA cannot select out a few 
    provisions of the plan for approval (i.e., the contingency measures) 
    while deferring action on the attainment demonstration and all other 
    provisions.
        Response: The Ninth Circuit in Abramowitz reviewed the Agency's 
    action to approve certain control measures in the California carbon 
    monoxide and ozone SIPs and to withhold action on the attainment 
    demonstrations in those plans. The Court concluded that EPA could not 
    approve the control measures without requiring any demonstration that 
    those measures would achieve attainment by the statutory deadline. The 
    control measures at issue were adopted by the State as an integral part 
    of the attainment and RFP demonstrations and were intended to be 
    implemented before the passage of the applicable attainment date. Those 
    control measures were not contingency measures whose implementation was 
    to be triggered by the failure of an area to actually make RFP or 
    attain, as is the case for the measures under consideration in this 
    rulemaking.
        In addition, the Abramowitz case was decided prior to the 1990 
    Amendments to the Act. As noted before, the pre-amended Act had no 
    contingency provisions. Congress added specific contingency provisions 
    in 1990, including the section 172(c)(9) requirement of interest here. 
    This section refers to ``implementation of specific measures to be 
    undertaken if the area fails to make reasonable further progress, or to 
    attain the [NAAQS] by the attainment date applicable under this part.'' 
    (Emphasis added)
        These specific contingency measures are clearly outside the set of 
    control measures that make up a State's attainment and RFP 
    demonstrations required under sections 172(c) (1) and (2).28 They 
    are not triggered until or unless an area fails to make RFP or attain 
    by the applicable attainment date. For the foregoing reasons, EPA does 
    not
    
    [[Page 51608]]
    
    believe the Court's finding in Abramowitz applies to this rulemaking.
    ---------------------------------------------------------------------------
    
        \28\  The fact that contingency measures are a distinct and 
    separate requirement from and unrelated to prospective attainment 
    and RFP demonstrations is clearly demonstrated by the Act's planning 
    requirements for low moderate CO nonattainment areas. While these 
    areas are required to submit section 172(c)(9) contingency measures, 
    they are specifically exempt from the requirement to submit an 
    attainment (and by extension, an RFP) demonstration by section 
    187(a). Note that even where contingency measures and attainment 
    demonstrations are required, section 172(b) authorizes EPA to set 
    separate SIP submittal deadlines for them which shows these can (and 
    sometimes must) be acted on separately.
    ---------------------------------------------------------------------------
    
        It should also be noted that EPA routinely receives SIP submittals 
    that include rules, regulations, and other elements responding to 
    various SIP requirements such as I/M programs, new source review 
    programs, and reasonably available control technology rules. EPA has 
    traditionally acted on these elements independently.
        Comment: ACLPI claims that approving contingency measures while 
    deferring action on the attainment and other provisions of the 1993 CO 
    SIP as amended stands the process on its head. ACLPI asserts that if 
    the CO SIP is inadequate to produce timely attainment, or fails to meet 
    other requirements of the Act, then EPA is obligated to disapprove the 
    plan and require additional control measures as part of the plan. ACLPI 
    concludes that EPA cannot evade this responsibility via the alleged 
    artifice of treating essential measures as ``contingency'' measures and 
    avoiding action on the attainment demonstration in the SIP itself.
        Response: As discussed above, EPA believes that the section 
    172(c)(9) contingency measure requirement is separate and distinct from 
    the attainment demonstration requirement and, thus, may be acted on 
    independently. EPA agrees that if it finds that a SIP is inadequate to 
    achieve timely attainment, then EPA is obligated to disapprove the plan 
    and require additional control measures as necessary for timely 
    attainment. However, in developing its new attainment demonstration, a 
    state would not be compelled to choose its section 172(c)(9) 
    contingency measures to contribute to that demonstration. While the 
    Clean Air Act explicitly requires certain controls in SIP attainment 
    demonstrations (e.g., oxygenated gasoline, I/M programs, RACT), it also 
    allows states broad discretion to identify the exact controls that make 
    up the remaining portion of such demonstrations.29
    ---------------------------------------------------------------------------
    
        \29\  See, for example, section 172(c)(6) which states: Such 
    plan provisions shall include enforceable emission limitations, and 
    such other control measures, means or techniques * * * as may be 
    necessary or appropriate to provide for attainment of the [NAAQS] by 
    the applicable attainment date * * *. (Emphasis added).
    ---------------------------------------------------------------------------
    
        Under the circumstances posited by ACLPI, EPA could approve a 
    state's contingency measures as meeting the requirements of section 
    172(c)(9) while at the same time disapproving the plan's attainment 
    demonstration, assuming such an action were warranted. See section 
    110(k)(3). The state would then be required to develop and submit a new 
    attainment demonstration. In so doing, the state could choose to 
    include its pre-existing contingency measures as part of the attainment 
    demonstration, in which case it would also be required to submit new 
    contingency measures. On the other hand, the state would be free to 
    choose entirely different measures as long as they resulted in 
    expeditious attainment. In that event, the approved contingency 
    measures would remain as such.
        Therefore, acting on a state's chosen contingency measures prior to 
    acting on the attainment demonstration does not ``stand the process on 
    its head;'' it merely acknowledges the state's right under the Act to 
    select what measures will and will not make up its control strategy and 
    what measures will and will not make up its section 172(c)(9) 
    contingency measures.
        Comment: ACLPI states that the proposal violates section 110(l) of 
    the Act because under that section, EPA cannot approve a revision to a 
    plan if the revision would interfere with any applicable requirement 
    concerning attainment and RFP. Contrary to EPA's assertion, ACLPI 
    claims that the Agency's proposed action would most definitely 
    interfere with applicable requirements for attainment and RFP--namely, 
    those set forth in the FIP and, because the FIP contingency provisions 
    explicitly require adoption of federal measures to provide for 
    attainment of the CO NAAQS, these provisions are most assuredly 
    ``applicable requirements.'' ACLPI additionally asserts that EPA's 
    action would interfere with those requirements by repealing them and 
    that EPA's action further interferes with the Act's requirement that 
    the state produce, and EPA approve or disapprove, a CO SIP that 
    provides for attainment and RFP. ACLPI also comments that EPA's 
    assertion that its approval of the State's contingency measures will 
    not interfere with RFP because the measures are only triggered if there 
    is a failure to make RFP is truly disingenuous. ACLPI objects to EPA's 
    proposing to replace a FIP which mandates RFP and timely attainment 
    with a plan that requires neither, and that will allegedly allow air 
    quality to worsen.30
    ---------------------------------------------------------------------------
    
        \30\  Contrary to ACLPI's comments, the FIP contingency process 
    does not mandate RFP. See the FIP contingency process at 56 FR 5472. 
    Therefore the discussion below does not address this aspect of 
    ACLPI's comments.
    ---------------------------------------------------------------------------
    
        Response: EPA refers the reader to the discussion of the 
    application of section 110(l) to today's action in its proposal. See 61 
    FR 15647. That analysis shows why the proposed action meets the 
    requirements of section 110(l). That discussion is expanded here.
        Section 110(l), added to the CAA in the 1990 Amendments, states 
    that the ``Administrator shall not approve a revision of a plan if the 
    revision would interfere with any applicable requirement concerning 
    attainment and reasonable further progress * * * or any other 
    applicable requirement of this Act.'' As addressed below, EPA believes 
    that the purpose of this provision is to assure that in changing one 
    substantive aspect of its SIP, a state does not simultaneously impair 
    its compliance with another aspect of the SIP or with the statutory 
    mandates applicable to the aspect under revision.
        In making its arguments regarding section 110(l), ACLPI attempts to 
    re-write the section to serve its own purposes. It is clear, however, 
    from the plain language of section 110(l) that that provision is 
    referring to noninterference with the requirements of the statute, and 
    not to the requirements of a FIP as ACLPI contends. The term 
    ``applicable implementation plan,'' which includes FIPs as well as 
    SIPs, is specifically defined in the Act and used throughout title I. 
    See section 302(q); see also, e.g., section 110(c) and (n). Therefore, 
    had Congress intended section 110(l) to have the meaning ACLPI 
    suggests, it could easily have included at the end of the section the 
    clause ``or requirements of any applicable implementation plan.''
        It is consistent with the Act as a whole for Congress to have 
    limited section 110(l) to statutory rather than SIP requirements. 
    States are at liberty to include such provisions as they see fit in 
    their attainment demonstrations, provided attainment is demonstrated. 
    They are also free to change those measures at any time, subject to 
    certain savings clauses, provided expeditious attainment is still 
    demonstrated. Congress did not in section 110(l) intend to override 
    this general scheme by forbidding revisions (including revocations and 
    replacements) of any SIP measure because it would by definition 
    interfere with the pre-existing requirement of that very SIP measure. 
    This analysis applies even more so to FIPs. In a FIP, EPA promulgates 
    measures for a state which may be very different from the measures that 
    the state would choose to implement in its own SIP. In keeping with the 
    overriding statutory goal of federalism in the Act, when a state does 
    adopt measures to replace FIP measures it should be able to select 
    those measures it deems most suited to the state needs, provided they 
    comply with the statutory requirements applicable to the element at 
    issue. A state should not be subject forever to the
    
    [[Page 51609]]
    
    identical measures in the FIP, notwithstanding its initial failure to 
    meet the statutory requirement giving rise to the FIP.
        In contrast, ACLPI, without any textual support, attempts to turn 
    section 110(l) into a savings clause. In so doing, ACLPI's 
    interpretation would render the Act's actual savings clauses virtually 
    meaningless. For example, the section 110(n) savings clause keeps in 
    effect pre-amendment provisions of any approved or promulgated 
    applicable implementation plan, including a FIP, except to the extent 
    that EPA approves a revision.31 Using ACLPI's interpretation of 
    section 110(l), virtually any change to a pre-amendment SIP approved by 
    EPA to conform to new 1990 statutory provisions would be prohibited. 
    Clearly, Congress would not in one section of the statute effectively 
    outlaw all SIP revisions to meet the new Act's many requirements 
    wherever a prior SIP had addressed a similar requirement while allowing 
    those revisions in another section.
    ---------------------------------------------------------------------------
    
        \31\ See footnote 13 for the text of section 110(n). As a 
    savings clause, section 110(n) works in tandem with section 193, the 
    Act's general savings clause. Pre-amendment SIP (or FIP) provisions 
    remain in effect until a revision is approved by EPA, except that 
    discrete controls on specific sources cannot be modified unless 
    equivalent or greater emission reductions are assured.
    ---------------------------------------------------------------------------
    
        One example should suffice to demonstrate the untenability of 
    ACLPI's position: pre-amendment SIPs were required under pre-amended 
    section 110(a)(2)(B) to provide for maintenance as well as attainment 
    of the NAAQS. Under the 1990 Amendments, maintenance plans for 
    nonattainment areas are only required in connection with a 
    nonattainment area's redesignation to attainment. See sections 
    107(d)(3)(E) and 175A. Under ACLPI's interpretation, a state could 
    never revise its SIP to eliminate or modify its pre-amendment 
    maintenance plan because such an action would interfere with a 
    requirement of the applicable implementation plan. Clearly this result 
    is not what Congress intended in section 110(l).
        Likewise, if ACLPI's all-encompassing interpretation of section 
    110(l) were to prevail, the section 193 control requirement savings 
    provision would make no sense. For example, if any emission limitation 
    for a specific source in a pre-amendment SIP (approved by EPA) were 
    considered an ``applicable requirement'' within the meaning of section 
    110(l), then any change in such a limitation would constitute 
    interference. If that were the case, there would be no point in 
    Congress' requiring that modifications to such requirements assure 
    equivalent or greater emission reductions. Obviously Congress intended 
    to allow substitution of control measures provided emissions reductions 
    were equivalent in such cases.
        The section 110(l) admonishment that a SIP revision cannot 
    ``interfere with any applicable requirement concerning attainment and 
    reasonable further progress'' or with any other ``applicable 
    requirement of the Act'' must be read within the broad context of the 
    Act rather than the narrow context of the SIP. As ACLPI has pointed 
    out, the primary purpose of the nonattainment provisions of the Act is 
    to assure attainment of the NAAQS and RFP towards attainment. Congress 
    in 1990 explicitly established provisions in pursuit of these goals 
    including contingency measures, reclassification and additional 
    planning requirements for attainment and RFP that are triggered by an 
    area's failure to attain by its attainment deadline. For CO, these 
    provisions lie in sections 172, 186, and 187. These statutory 
    requirements have been discussed extensively above and the FIP 
    contingency process, including the highway delay provision, serves 
    essentially the same purpose.32 Withdrawal of the FIP contingency 
    process leaves these statutory provisions fully operable and, 
    therefore, does not interfere with ``an applicable requirement 
    concerning attainment and RFP;'' to wit, the area still remains under 
    an applicable requirement to attain the standard and demonstrate RFP.
    ---------------------------------------------------------------------------
    
        \32\ This is true except for RFP. As noted before, the FIP 
    contingency process did not require RFP; therefore, in this regard, 
    the FIP contingency process does not go as far as the new statutory 
    scheme.
    ---------------------------------------------------------------------------
    
        As stated previously, for low moderate CO areas, section 172(c)(9) 
    establishes the only requirement for contingency measures. As discussed 
    elsewhere in this notice, EPA has concluded that the State's submittals 
    meet the requirements of section 172(c)(9). Neither the statute nor 
    current EPA policy requires contingency procedures (as distinguished 
    from actual contingency measures) in SIPs. As noted above, the 1982 SIP 
    guidance, which required contingency procedures and under which the FIP 
    was promulgated are inconsistent with the new statutory scheme and are 
    no longer in effect. Therefore, withdrawal of the FIP contingency 
    process, in conjunction with the approval of contingency measures 
    consistent with the requirements of the CAA, does not conflict with 
    current law or EPA policy regarding contingency requirements.
        To summarize, EPA believes that ACLPI's contention that section 
    110(l) precludes EPA from approving the State's section 172(c)(9) 
    contingency measures and withdrawing the FIP contingency process is 
    supported neither by the plain language of section 110(l) nor by the 
    structure of the 1990 Amendments.
        Finally, even if EPA believed, which it does not, that section 
    110(l) encompasses purely procedural statutory requirements, EPA does 
    not understand how its approval of the State's contingency measures and 
    withdrawal of the FIP contingency process could be deemed to interfere 
    with the Act's requirement that the State produce, and EPA approve or 
    disapprove, a CO SIP that provides for attainment and RFP. EPA's action 
    in this notice does not in any way affect the State's obligation under 
    the Act to produce a CO SIP that provides for attainment and RFP, nor 
    does it preclude in any way EPA's action on that or any other SIP the 
    State has submitted or will submit.
        Comment: ACLPI requests that its December 22, 1995 and March 29, 
    1996 notices of intent to sue EPA for failing to comply with the FIP 
    contingency provisions be incorporated into the record of this matter.
        Response: ACLPI's two notices have been incorporated into the 
    docket as comments on EPA's action.
        Comment: ACLPI states that rather than moving forward with adoption 
    of additional measures to produce attainment, the Agency is proposing 
    to ignore the bulk of the State's CO SIP and its SIP call and only act 
    on the State's contingency procedures.
        Response: Approval of the State's contingency measures does not 
    indicate what future action EPA will or will not take on the State's 
    1993 CO plan, which was submitted in response to EPA's August 9, 1993 
    SIP call, nor does it preclude any future actions on that plan. EPA's 
    SIP call did not require that the State submit section 172(c)(9) 
    contingency measures. As discussed above, the section 179(c)(9) 
    requirement for specific contingency measures is a separate and 
    distinct provision of the Act that may be approved separately from 
    other elements of the CO plan.
        Comment: ACLPI claims that the extension and reclassification 
    procedures in the 1990 Amendments assume that EPA will first review, 
    and approve or disapprove moderate area CO SIPs before considering 
    reclassification and attainment deadline extensions, and that EPA has 
    flouted those requirements here.
    
    [[Page 51610]]
    
        Response: EPA does not agree that reclassification of an area to 
    serious under the Act requires prior review and approval or disapproval 
    of a moderate area plan.33 Once an attainment date has passed, EPA 
    must determine, based solely on ambient air quality data, whether an 
    area has failed to attain without regard to whether EPA has approved a 
    plan for the area. Once the Agency makes this finding, the area is 
    reclassified to serious by operation of law. See section 186(b)(2). As 
    a result of its recent reclassification to serious, the Maricopa area 
    is now required to submit a new serious area CO plan by February 28, 
    1998. See footnote 3. Because the Phoenix area experienced violations 
    of the CO standard in 1995, it did not qualify for an extension of its 
    attainment date; therefore, CAA requirements for extension of the 
    attainment date are not relevant.
    ---------------------------------------------------------------------------
    
        \33\ Note that for low moderate areas the only plan submittals 
    required by the CAA are section 172(c)(9) contingency measures and a 
    section 187(a) emissions inventory. Therefore Congress could not 
    have intended that EPA act on attainment plans for these areas 
    before considering an attainment deadline extension or 
    reclassification.
    ---------------------------------------------------------------------------
    
    B. Comments by the Maricopa Association of Governments, May 9, 1996
    
        Comment: MAG made three technical comments correcting certain 
    references in the proposal:
         Page 15747, second column, first partial paragraph: The 
    appropriate reference is ``See 1993 CO Plan Addendum, Appendix, Exhibit 
    4, memo re: Re-calculation of Carbon Monoxide Emission Reductions for 
    the Committed Measures.''
         Page 15750, first column, first full paragraph, third 
    sentence: The phrase ``1996 and 1997'' is inconsistent with the data 
    provided and should be replaced with ``1995 through 1997.''
         Page 15750, first column, second full paragraph, third 
    sentence: The phrase ``1996 and 1997'' is inconsistent with the data 
    provided and should be replaced with ``1995 through 1997.''
        Response: EPA notes the first correction.
        EPA states in the proposal that ``data indicat[e] that emission 
    increases of 17 tpd from VMT growth are expected to occur in 1996 and 
    1997.'' EPA arrived at this number by subtracting the expected CO 1997 
    emissions level (without post 1995 I/M 240), 530 tpd, from the expected 
    CO 1995 emission level (without post 1995 I/M 240), 513 tpd. Both the 
    530 tpd figure and the 513 tpd figure are calculated for December 1997 
    and 1995, respectively. EPA's statement in the proposal is, therefore, 
    correct: an emission increase of 17 tpd is expected in the two year 
    period (characterized as 1996 and 1997 in the proposal) from December 
    1995 through December 1997. The same reasoning applies to MAG's third 
    correction.
    
    III. Final Actions
    
        EPA is approving into the Arizona SIP for the Phoenix CO 
    nonattainment area the State's enhanced remote sensing program and 
    traffic diversion measure as meeting the requirements of sections 110 
    and 172(c)(9) of the CAA.
        Based on the approval of the State's contingency measures, EPA is 
    withdrawing the federal contingency process for the Phoenix CO 
    nonattainment area. Specifically, the Agency is deleting the phrase 
    ``After December 31, 1991 for the Maricopa CO nonattainment area or'' 
    from the contingency provisions at 56 FR 5470, column 2 (February 11, 
    1991). This deletion leaves the federal contingency process in place 
    for the Pima County CO nonattainment area. EPA also is withdrawing the 
    list of highway projects potentially subject to delay that was proposed 
    on June 28, 1993 during the partial implementation of the FIP 
    contingency process at that time. 58 FR 34547.
        EPA is taking these actions because, with its final approval of the 
    State's section 172(c)(9) measures, the federal process will become 
    unnecessary for attainment and maintenance of the CO NAAQS in the 
    Phoenix area. To leave the federal process in place would complicate 
    air quality planning within Maricopa County and would be unnecessarily 
    redundant. In addition, giving preference to the State's measures is 
    consistent with the Clean Air Act's intent that states have primary 
    responsibility for the control of air pollution within their borders. 
    See CAA sections 101(a)(3) and 107(a).
        Nothing in this action should be construed as permitting or 
    allowing or establishing a precedent for any future request for 
    revision to any state implementation plan. Each request for a revision 
    to the state implementation plan shall be considered separately in 
    light of specific technical, economic and environmental factors and in 
    relation to relevant statutory and regulatory requirements.
    
    IV. Administrative Requirements
    
    A. Executive Order 12866
    
        The Office of Management and Budget has exempted this regulatory 
    action from Executive Order 12866 review.
    
    B. Regulatory Flexibility Act
    
        Under the Regulatory Flexibility Act, 5 U.S.C. 600 et seq., EPA 
    must prepare a regulatory flexibility analysis assessing the impact of 
    any proposed or final rule on small entities. 5 U.S.C. 603 and 604. 
    Alternatively, EPA may certify that the rule will not have a 
    significant impact on a substantial number of small entities. Small 
    entities include small business, small not-for-profit enterprises and 
    government entities with jurisdiction over populations of less than 
    50,000.
        SIP approvals under sections 110 and subchapter I, part D of the 
    Clean Air Act, do not create any new requirements but simply approve 
    requirements that the State is already imposing. Similarly, withdrawal 
    of the FIP contingency process does not impose any new requirements. 
    Therefore, because the federal SIP approval and FIP withdrawal does not 
    impose any new requirements, the Administrator certifies that they do 
    not have a significant impact on any small entities affected. Moreover, 
    due to the nature of the Federal/state relationship under the Act, 
    preparation of a regulatory flexibility analysis would constitute 
    federal inquiry into the economic reasonableness of state action. The 
    Act forbids EPA to base its actions concerning SIPs on such grounds. 
    Union Electric Co. v. U.S.E.P.A., 427 U.S. 246, 256-66 (S.Ct. 1976); 42 
    U.S.C. 7410(a)(2).
    
    C. Unfunded Mandates
    
        Under sections 202 of the Unfunded Mandates Reform Act of 1995 
    (``Unfunded Mandates Act''), 2 U.S.C. 1501-1571, signed into law on 
    March 22, 1995, EPA must prepare a budgetary impact statement to 
    accompany any proposed or final rule that includes a federal mandate 
    that may result in estimated costs to State, local, or tribal 
    governments in the aggregate; or to the private sector, of $100 million 
    or more. Under Section 205, EPA must select the most cost-effective and 
    least burdensome alternative that achieves that objectives of the rule 
    and is consistent with statutory requirements. Section 203 requires EPA 
    to establish a plan for informing and advising any small governments 
    that may be significantly or uniquely impacted by this rule.
        EPA has determined that the approval action promulgated does not 
    include a federal mandate that may result in estimate costs of $100 
    million or more to either State, local, or tribal governments in the 
    aggregate, or to the private sector.
    
    [[Page 51611]]
    
        Through submission of these SIP revisions, the State and any 
    affected local or tribal governments have elected to adopt the program 
    provided for under sections 110 and 182 of the CAA. These rules may 
    bind State, local, and tribal governments to perform certain actions 
    and also require the private sector to perform certain duties. To the 
    extent that the rules being approved today will impose any mandate upon 
    the State, local, or tribal governments either as the owner or operator 
    of a source or as a regulator, or would impose any mandate upon the 
    private sector, EPA's action will impose no new requirements; such 
    sources are already subject to these requirements under State law. 
    Similarly, EPA's withdrawal of the FIP contingency process will not 
    impose any new requirements. Accordingly, no additional costs to State, 
    local, or tribal governments, or to the private sector, result from 
    this action. EPA has also determined that this action does not include 
    a mandate that may result in estimated costs of $100 million or more to 
    State, local, or tribal governments in the aggregate or to the private 
    sector. This federal action approves pre-existing requirements under 
    State or local law, imposes no new Federal requirements, and withdraws 
    other federal requirements applicable only to EPA. Accordingly, no 
    additional costs to State, local or tribal governments, or to the 
    private sector, result from this action.
    
    D. Submission to Congress and the General Accounting Office
    
        Under 5 U.S.C. 801(a)(1)(A) added by the Small Business Regulatory 
    Enforcement Fairness Act of 1996, EPA submitted a report containing 
    this rule and other required information to the U.S. Senate, the U.S. 
    House of Representatives and the Comptroller General of the General 
    Accounting Office prior to publication of the rule in today's Federal 
    Register. This rule is not a ``major rule'' as defined by 5 U.S.C. 
    804(2).
    
    E. Petitions for Judicial Review
    
        Under section 307(b)(1) of the Clean Air Act, petitions for 
    judicial review of this action must be filed in the United States Court 
    of Appeals for the appropriate circuit by December 2, 1996. Filing a 
    petition for reconsideration by the Administrator of this final rule 
    does not affect the finality of this rule for the purposes of judicial 
    review nor does it extend the time within which a petition for judicial 
    review may be filed, and shall not postpone the effectiveness of such 
    rule or action. This action may not be challenged later in proceedings 
    to enforce its requirements. See section 307(b)(2).
    
    List of Subjects in 40 CFR Part 52
    
        Environmental protection, Air pollution control, Carbon monoxide, 
    Incorporation by reference, Intergovernmental relations.
    
        Dated: September 26, 1996.
    Carol M. Browner,
    Administrator.
        For the reasons set forth in this preamble, 40 CFR part 52 is 
    amended as follows:
    
    PART 52--[AMENDED]
    
        1. The authority citation for part 52 continues to read as follows:
    
        Authority: 42 U.S.C. 7401-7671q.
    
    Subpart D--Arizona
    
        2. Section 52.120 is amended by adding paragraphs (c)(83) and 
    (c)(85) to read as follows:
    
    
    Sec. 52.120  Identification of plan.
    
    * * * * *
        (83) Plan revisions were submitted on December 11, 1992, by the 
    Governor's designee.
        (i) Incorporation by reference.
        (A) State Transportation Board of Arizona.
        (1) Resolution to Implement a Measure in the Maricopa Association 
    of Governments 1992 Carbon Monoxide Contingency Plan, adopted on 
    November 20, 1992.
        (85) Plan revisions were submitted on April 4, 1994, by the 
    Governor's designee.
        (i) Incorporation by reference.
        (A) Arizona Revised Statutes.
        (1) House Bill 2001, Section 27: ARS 49-542.01(E) approved by the 
    Governor on November 12, 1993.
    
    [FR Doc. 96-25400 Filed 10-2-96; 8:45 am]
    BILLING CODE 6560-50-P
    
    
    

Document Information

Effective Date:
12/2/1996
Published:
10/03/1996
Department:
Environmental Protection Agency
Entry Type:
Rule
Action:
Final rule.
Document Number:
96-25400
Dates:
December 2, 1996.
Pages:
51599-51611 (13 pages)
Docket Numbers:
AZ033-0007 FRL-5628-6
PDF File:
96-25400.pdf
CFR: (1)
40 CFR 52.120