97-26330. Taking of Marine Mammals Incidental to Commercial Fishing Operations; Pacific Offshore Cetacean Take Reduction Plan Regulations  

  • [Federal Register Volume 62, Number 192 (Friday, October 3, 1997)]
    [Rules and Regulations]
    [Pages 51805-51814]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-26330]
    
    
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    DEPARTMENT OF COMMERCE
    
    National Oceanic and Atmospheric Administration
    
    50 CFR Part 229
    
    [Docket No. 970129015-7220-05; I.D. 010397A]
    RIN 0648-AI84
    
    
    Taking of Marine Mammals Incidental to Commercial Fishing 
    Operations; Pacific Offshore Cetacean Take Reduction Plan Regulations
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    
    ACTION: Final rule.
    
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    SUMMARY: NMFS issues a final rule to require new training, equipment, 
    and gear modifications for operators and vessels in the California/
    Oregon drift gillnet fishery for thresher shark and swordfish to reduce 
    the level of mortality and serious injury of several marine mammal 
    stocks that occur incidental to fishing operations.
    
    DATES: Effective October 30, 1997.
    
    ADDRESSES: Copies of the final Pacific Offshore Cetacean Take Reduction 
    Plan and final Environmental Assessment (EA) prepared for the final 
    rule may be obtained by writing to Irma Lagomarsino, Southwest Region, 
    NMFS, 501 W. Ocean Blvd., Suite 4200, Long Beach, CA 90802-4213; or 
    Victoria Cornish, Office of Protected Resources, NMFS, 1315 East-West 
    Highway, Silver Spring, MD 20910-3226.
    
    FOR FURTHER INFORMATION CONTACT: Irma Lagomarsino, NMFS, 562-980-4016; 
    or Victoria Cornish, NMFS, 301-713-2322.
    
    SUPPLEMENTARY INFORMATION: The California/Oregon drift gillnet (CA/OR 
    DGN) fishery which targets thresher shark and swordfish, is classified 
    as a Category I fishery under section 118 of the Marine Mammal 
    Protection Act (MMPA; 16 U.S.C. 1361 et seq.). A Category I fishery is 
    a fishery that has frequent incidental mortality and serious injury of 
    marine mammals. The majority of the fishing effort in the CA/OR DGN 
    fishery occurs within 200 miles (320 km) offshore of California and 
    Oregon. Under California state law, from May 1 through August 14, drift 
    gillnets may not be used to take swordfish or thresher shark in ocean 
    waters within 75 nautical miles of the California mainland coastline 
    (California Fish and Game Code, Sec. 8576). Swordfish may be taken 
    within 75 nautical miles of the California mainland from August 15 to 
    January 31; additional area restrictions also apply within this area. 
    From February through April, drift gillnets may not be used.
        The CA/OR DGN fishery has a historical incidental bycatch of 
    several strategic marine mammal stocks including: Several beaked whale 
    species, short-finned pilot whales, pygmy sperm whales, sperm whales, 
    and humpback whales (Barlow et al., 1995). A strategic stock is a 
    stock: (1) For which the level of direct human-caused mortality exceeds 
    the potential biological removal (PBR) level; (2) that is declining and 
    is likely to be listed under the Endangered Species Act (ESA) in the 
    foreseeable future; or (3) that is listed as a threatened or endangered 
    species under the ESA.
        Section 118 of the MMPA requires NMFS to develop and implement a 
    take reduction plan to assist in the recovery or to prevent the 
    depletion of each strategic stock that interacts with a Category I or 
    II fishery. The immediate goal of a take reduction plan is to reduce, 
    within 6 months of its implementation, the level of mortality and 
    serious injury of strategic stocks incidentally taken in the course of 
    commercial fishing operations to less than the PBR levels established 
    for such stocks. Since the CA/OR DGN fishery is a Category I fishery 
    that interacts with several strategic stocks, NMFS established the 
    Pacific Offshore Cetacean Take Reduction Team (PCTRT) on February 12, 
    1996 (61 FR 5385), to prepare a draft take reduction plan. The PCTRT 
    includes representatives of NMFS, the California Department of Fish and 
    Game (CDFG), the Pacific States Marine Fisheries Commission, 
    environmental organizations, academic and scientific organizations, and 
    participants in the CA/OR DGN fishery. In selecting these team members, 
    NMFS sought an equitable balance among representatives of resource user 
    and non-user interests.
        The PCTRT was tasked with developing a consensus plan for reducing 
    the level of mortality and serious injury of strategic marine mammal 
    stocks incidental to the CA/OR DGN fishery. The PCTRT met five times 
    between February and June 1996 and submitted a consensus draft plan to 
    NMFS on August 15, 1996 (draft PCTRP, 1996). The draft PCTRP included: 
    (1) A review of the current information on the status of the affected 
    strategic marine mammal stocks; (2) a description of the CA/OR DGN 
    fishery; (3) an analysis of data from NMFS' CA/OR DGN fishery observer 
    program from 1990-1995; (4) primary strategies to reduce takes of 
    strategic marine mammal stocks; (5) contingency measures that would 
    reduce fishing effort; and (6) other recommendations regarding 
    voluntary measures to reduce takes, measures to enhance the 
    effectiveness of the observer program, research on oceanographic/
    environmental variables, and other potential strategies considered and 
    rejected by the team. The PCTRT recommended that three of the four 
    primary strategies of the draft PCTRP (1996) be administered on a 
    mandatory basis (strategies #1, #2, and #4) and that one be 
    administered on a voluntary basis (strategy #3). NMFS reconvened the 
    PCTRT in May 1997 and it provided NMFS with additional comments and 
    recommendations on the proposed PCTRP and proposed rule to implement 
    the plan (see PCTRT Recommendations from the 1997 Meeting section).
        Because the implementation of the PCTRP would result in the 
    regulation of the state-managed CA/OR DGN fishery, NMFS contacted both 
    CDFG and the Oregon Department of Fish and Wildlife (ODFW) on how best 
    to proceed with the Plan's implementation. CDFG and ODFW both deferred 
    to the Federal government to issue regulations under the authority of 
    the MMPA to implement the PCTRP. On February 14, 1997, NMFS proposed 
    regulations under the MMPA (62 FR 6931) to implement three of the 
    primary strategies recommended by the PCTRT (draft PCTRP, 1996). These 
    strategies include the establishment of a minimum depth-of-fishing 
    requirement (strategy #1), use of acoustic deterrent devices (pingers) 
    (strategy #2), and mandatory skipper workshops (strategy #4). NMFS also 
    proposed to implement primary strategy #3 on a voluntary basis, under 
    which NMFS would encourage CDFG not to reissue lapsed permits, 
    encourage ODFW to continue issuing not more than 10 permits per year 
    and explore the development of a permit buyback program for both CDFG 
    and ODFW permit holders. In the proposed rule, NMFS described how it 
    intended to implement the other sections of the draft PCTRP.
        In addition to publication in the Federal Register, NMFS issued a 
    press release announcing the availability of the proposed rule and 
    summarizing the
    
    [[Page 51806]]
    
    major issues contained in the proposed rule. Information in the press 
    release was published in several California newspapers and broadcast on 
    at least one radio station. Voluntary Skipper Education Workshops were 
    held in several locations throughout California in June 1997, providing 
    an additional opportunity to inform participants in the fishery about 
    the proposed rule and PCTRP.
        The final rule will govern fishing by all U.S. drift gillnet 
    vessels operating in waters seaward of the coast of California or 
    Oregon, including adjacent high seas waters. This final rule applies to 
    U.S. drift gillnet vessels originating from ports outside California or 
    Oregon (e.g., Alaska). NMFS has determined that implementation of this 
    final rule is expected to reduce, within 6 months of its 
    implementation, mortalities and serious injuries of all strategic 
    stocks that are taken by the CA/OR drift gillnet fishery to below the 
    PBR level for each stock.
    
    Responses to Comments
    
        NMFS received six written comments during the comment period for 
    the proposed rule. Comments were received from fishers, environmental 
    groups, the Pacific States Marine Fisheries Commission, and members of 
    the general public. Key issues and concerns are summarized and 
    responded to as follows:
    
    Comments on the Depth of Fishing Requirement (Strategy #1)
    
        In the proposed rule, NMFS proposed to establish a minimum depth-
    of-fishing requirement that would prohibit the use of extenders that 
    are less than 36 ft (10.9 m). Extender lines (buoy lines) attach buoys 
    (floats) to a drift gillnet's floatline and determine the depth in the 
    water column at which the net is fished. Two commenters agreed with the 
    establishment of a minimum 36 ft (10.9 m) depth-of-fishing requirement 
    as a method to reduce incidental marine mammal mortality and serious 
    injury. Two commenters felt that there must be a mechanism to enforce 
    the extender provision. One commenter believed that since fishing at 
    depths that are greater than 36 ft (10.9 m) results in a lower catch of 
    target fish, vessel operators will fish shallower in the water when 
    observers are not on the vessel. Consequently, future observer data may 
    not be representative of the actual marine mammal take in the entire 
    fishery.
        Response: On those boats that are carrying marine mammal observers 
    (e.g., expected to be approximately 20 percent of the fishing effort), 
    information will collected by observers on whether there is compliance 
    with the minimum depth-of-fishing requirement. However, NMFS agrees 
    that this may not be sufficient to ensure compliance. Therefore, NMFS 
    enforcement agents will conduct random checks and NMFS will work with 
    state agents to monitor compliance. In addition, since the cost of a 
    drift gillnet is approximately $10,000 and interactions with marine 
    mammals often results in net damage or net loss, vessel operators will 
    be motivated to make changes in their fishing gear or techniques to 
    avoid marine mammal entanglement, and subsequently, net damage or loss. 
    Furthermore, analysis of the best available data indicates that 
    swordfish and thresher shark are equally likely to be caught at depths 
    that are greater than 36 ft (10.9 m), even though drift gillnet fishers 
    sometimes fish at shallower depths (NMFS unpublished data). Combined 
    with other strategies, NMFS believes the minimum depth-of-fishing 
    requirement will significantly contribute to reductions in cetacean 
    bycatch, including strategic stocks in the CA/OR DGN fishery.
    
    Comments on the Pinger Experiment and Requirement (Strategy #2)
    
        Comment 1: One commenter agreed with NMFS that the preliminary 
    results from the 1996/1997 CA/OR DGN fishery pinger experiment supports 
    the use of pingers.
        Response: NMFS agrees.
        Comment 2: One commenter was concerned about the biological impact 
    of pingers on cetaceans and recommended that they should not be used 
    until scientific evidence shows that pingers are not harmful to any 
    strategic stock.
        Response: NMFS prepared an Environmental Assessment (EA) on the use 
    of acoustic pingers to reduce marine mammal bycatch in commercial 
    fisheries (NMFS, 1997a). NMFS concluded that the sound intensity levels 
    of pingers will not cause physical injury or temporary threshold shifts 
    in marine mammals. Furthermore, due to the limited sound range of 
    pingers and the limited level of fishing effort in the CA/OR DGN 
    fishery, ensonifying major portions of the ocean will not occur. Thus, 
    the negative impact of pingers used by the CA/OR DGN fishery on marine 
    mammals is likely to be negligible. Nevertheless, monitoring programs 
    will evaluate changes in distribution to evaluate whether cetaceans are 
    avoiding important habitat. NMFS will continue to evaluate the status 
    of strategic marine mammal stocks that interact with the CA/OR DGN 
    fishery on an annual basis. NMFS made similar determinations regarding 
    the impact of pingers on marine mammals in the EA prepared for this 
    final rule (NMFS, 1997b).
        Comment 3: One commenter believed that pinger noise during the 
    experiment may constitute ``harassment'' under the MMPA and ESA.
        Response: Although scientific results clearly indicate that pingers 
    significantly reduced harbor porpoise bycatch in the New England sink 
    gillnet fishery (Reeves et al., 1996) and cetacean bycatch in the CA/OR 
    DGN fishery (see section on 1997 PCTRT Recommendations), scientists do 
    not know why they worked (NMFS, 1997a). Several mechanisms are 
    possible. For example, pingers may operate as acoustic alarms alerting 
    animals to the presence of fishing gear on the assumption they will 
    avoid the gear if made aware of its presence. Alternatively, the sounds 
    emitted by pingers may repel marine mammals away from the gear. Another 
    possibility is that the pingers disperse the prey upon which marine 
    mammals forage and thus, affect marine mammal behavior indirectly.
        The state of knowledge about marine mammal hearing abilities and 
    behavior in response to various types of sound is limited (Reeves et 
    al., 1996). However, pingers were not originally designed to harass 
    marine mammals. Pingers produce relatively weak sound pulses of 132 dB 
    re 1 Pa at 1 m which attenuate to ambient noise levels at a distance of 
    only 300 m (984.3 ft) from the source (NMFS, 1997a). In contrast, 
    ``acoustic harassment devices'' were specifically designed to emit much 
    louder acoustical pulses (e.g., 187-218 dB re 1 Pa at 1 m) strong 
    enough to keep pinnipeds away from nets and aquaculture facilities 
    (Richardson et al., 1995; NMFS, 1997a).
        It is questionable if the operation of pingers would constitute an 
    ``act of pursuit, torment or annoyance'' under the definition of 
    ``harassment'' in section 3 of the MMPA. Furthermore, pingers have no 
    potential to injure a marine mammal. Regardless, even if the operation 
    of pingers does constitute ``harassment'' under the MMPA, section 
    101(a)(4) of the MMPA allows the use of certain measures by the owners 
    of fishing gear to deter marine mammals so long as such measures do not 
    result in the death or serious injury of a marine mammal. NMFS 
    recommends the use of pingers in the CA/OR DGN fishery as a specific 
    measure that may be used to nonlethally deter marine mammals. Likewise, 
    such takes are allowed under section 118 of the MMPA.
    
    [[Page 51807]]
    
        With respect to the ESA, there is no statutory definition for 
    ``harassment'' and NMFS has not issued a regulatory definition for this 
    term. In interpreting this term, NMFS examined a variety of factors, 
    including the extent to which the activity disrupts normal behavioral 
    patterns and whether it is likely to produce harm or injury. NMFS has 
    concluded that there is no evidence available at this time that would 
    suggest the use of pingers to deter marine mammals from interacting 
    with fishing gear would constitute harassment under the ESA.
        NMFS will continue to investigate the possible mechanisms of why 
    pingers reduce cetacean entanglement in the CA/OR DGN fishery. If NMFS 
    determines that the effect of sound emitted from pingers does 
    constitute ``harassment'', it will take appropriate action, which may 
    include action to modify the requirements for pinger use, to alter the 
    specifications for pingers or to ensure any necessary authorizations 
    are in place.
        Comment 4: Two commenters cautioned that pingers may not be 
    effective at reducing cetacean bycatch in the CA/OR DGN fishery due to 
    the variety of cetaceans that are entangled.
        Response: NMFS and the fishery conducted an experiment during the 
    1996/1997 fishing season in the CA/OR DGN fishery to test the efficacy 
    of pingers at reducing cetacean entanglement. Results from this study 
    indicate that the use of pingers is effective at significantly reducing 
    cetacean bycatch in the fishery (see 1997 PCTRT Recommendations 
    section). NMFS will continue to evaluate the long-term effectiveness of 
    pingers at reducing strategic stock bycatch in the CA/OR DGN fishery.
        Comment 5: One commenter stated that the proposed rule failed to 
    explain clearly how NMFS would certify that pingers were NMFS approved 
    or enforce the pinger specifications (e.g., intensity, frequency, 
    etc.).
        Response: NMFS agrees that the issue of pinger certification needs 
    to be clarified. In the proposed rule, NMFS stipulated that only 
    ``NMFS-approved pingers'' could be used in the fishery and that if 
    requested, NMFS may authorize the use of non-NMFS-approved pingers for 
    limited experimental purposes. This final rule stipulates 
    specifications for pingers that are required to be used in the CA/OR 
    DGN fishery under section 229.31(c)(1). Since all pingers used in the 
    fishery must meet these specifications, all references to NMFS-approved 
    pingers have been removed from the final rule. NMFS is not requiring 
    manufacturers to have their pingers certified by an independent company 
    that their pingers meet the pinger specifications of the final rule; 
    independent companies are not necessarily more credible at testing the 
    sound characteristics of pingers than the manufacturer. However, 
    manufacturers of pingers will need to provide documentation that their 
    pingers meet the specifications of the final rule. NMFS will monitor, 
    periodically, whether the pingers used by the fishery meet the 
    specifications under section 229.31(c)(1) to ensure compliance with 
    this requirement. In the future, if experimental findings support the 
    use of a pinger with different specifications, NMFS would establish new 
    specifications by rulemaking, and also provide actual notice to drift 
    gillnet vessel operators.
        Comment 6: One commenter suggested that in the final rule NMFS 
    publish: (1) The parameters of the drift gillnet pinger experiment; (2) 
    the basis for the pinger spacing requirements and; (3) a requirement 
    that all vessels carry four spare pingers. Furthermore, they 
    recommended that NMFS conduct additional research to determine whether 
    the spacing requirements for pingers are adequate.
        Response: The experimental design for the 1996/1997 pinger 
    experiment in the CA/OR DGN fishery was based primarily on the 
    recommendations from the participants of an acoustic workshop (Reeves 
    et al., 1996). Based on these suggestions, the PCTRT drafted the pinger 
    experimental protocol, circulated it for peer review, and made the 
    appropriate changes to ensure that a scientifically credible experiment 
    would be conducted. The details of the experimental protocol can be 
    found in the draft PCTRP (1996) and is not repeated here.
        The participants in the acoustic workshop (Reeves et al., 1996), 
    and the PCTRT, recommended that pingers be placed every 300 ft (91.44 
    m) on the leadline and floatline for experimental purposes in the CA/OR 
    DGN fishery. This interval was suggested because it had been effective 
    at reducing harbor porpoise bycatch in the New Hampshire sink gillnet 
    fishery. In addition, drift gillnets are often set with the floatline 
    above the ocean thermocline and with the leadline below it, especially 
    sets targeting swordfish. Since thermoclines act as barriers to sound 
    transmission, they also recommended that the pingers placed on both 
    lines be staggered such that the horizontal distance between a pinger 
    on the floatline and a pinger on the leadline is 150 ft (45.72 m). For 
    a typical 6000 ft (1828.80 m) net, 21 pingers on the floatline and 20 
    pingers on the leadline would be needed (41 total pingers). The final 
    rule requires this pinger configuration on the net. NMFS will continue 
    to evaluate the long-term efficacy of pingers at reducing cetacean 
    bycatch in the fishery and whether the spacing intervals require 
    modification.
        NMFS does not agree that CA/OR DGN fishery vessel owners should be 
    required to maintain four pingers as spares, because the requirement 
    that all pingers remain functioning and operational at all times during 
    deployment provides adequate direction to vessel owners.
        Comment 7: One commenter questioned the significance of the 
    preliminary results from the 1996/1997 pinger experiment in the CA/OR 
    DGN fishery because they believed the experiment was conducted only in 
    August and may not be representative of the entire fishing season.
        Response: NMFS would like to clarify that the 1996/1997 pinger 
    experiment was conducted from September 1996-January 1997. Thus, the 
    results from the experiment are based on the months in which the 
    majority of fishing effort occurs.
        Comment 8: One commenter was concerned with the possibility that 
    marine mammals may become habituated to the sound of pingers.
        Response: At this time, it is not possible to determine whether 
    cetaceans will become habituated to the sounds emitted by pingers. 
    However, since the CA/OR DGN fishery operates offshore, over a broad 
    geographic area, and the sound range of pingers is limited, habituation 
    would be less likely in this fishery compared to nearshore fisheries 
    (NMFS 1997a). To the extent that pingers are thought to operate as an 
    alarm mechanism, increased exposure to pingers may increase their 
    effectiveness in reducing interactions depending on the learning 
    behavior of cetaceans. NMFS will continue to monitor the status of 
    cetaceans that interact with this fishery.
    
    Comments on the Voluntary Program To Reduce the Number of Gillnet 
    Permits (Strategy #3)
    
        Comment 1: Several commenters agreed that the CDFG should be 
    encouraged to deny reissuance of lapsed permits and that ODFW should be 
    encouraged not to issue more than the current level of unlimited 
    landings permits (strategy #3, part I). One commenter believed that 
    this strategy was not likely to result in decreases in marine mammal 
    mortality. One commenter supported the draft PCTRP's voluntary permit 
    ``buy-back program'' to
    
    [[Page 51808]]
    
    reduce the number of drift gillnet permits (strategy #3, part II) as a 
    method of reducing marine mammal mortality.
        Response: The PCTRT recognized that the California drift gillnet 
    fishery is not restricted from an expansion in fishing effort because a 
    portion of CDFG drift gillnet permittees make only the minimum landings 
    to keep valid permits. If these permit holders began fishing well 
    beyond these minimum requirements, marine mammal entanglements likely 
    would increase. To limit this potential expansion of fishing effort, 
    the PCTRT recommended two approaches that would reduce the number of 
    drift gillnet permits under strategy #3. First, information provided to 
    the PCTRT indicated that currently CDFG does not reissue lapsed drift 
    gillnet permits. For these reasons, the PCTRT recommended that CDFG be 
    encouraged to continue not to reissue drift gillnet permits that have 
    lapsed and that ODFW be encouraged to continue to issue not more than 
    10 unlimited landing permits. Second, the PCTRT recommended that the 
    development of a permit buy-back program be explored. A buy-back 
    program would focus on those fishers that hold drift gillnet permits 
    from the State of California and who only fulfill the minimum 
    requirements to maintain their permits.
        Implementation of the recommendations to CDFG would affect only 
    those permit holders who allow their CDFG drift gillnet permits to 
    lapse. Implementation of the buyback program would only affect drift 
    gillnet permit holders who were interested in being financially 
    compensated for allowing their permits to lapse. Strategy #3 would not 
    affect those drift gillnet fishers that annually maintain valid CDFG 
    drift gillnet permits or who did not want to voluntarily participate in 
    the buy-back program. This strategy is not a measure to put a ``cap on 
    total fishing effort'' in the CA/OR DGN fishery (i.e., establish a 
    maximum threshold on the number of sets each year). Implementation of 
    strategy #3 is not likely to significantly decrease the current level 
    of incidental marine mammal mortality by the fishery in the short-term, 
    but is designed to limit the potential expansion of fishing effort and 
    associated marine mammal mortality in the long-term.
        As recommended by the Team, NMFS contacted both CDFG and ODFW 
    regarding implementation of Strategy #3 of the Plan. Specifically, NMFS 
    encouraged CDFG to continue its current practice of not reissuing 
    lapsed drift gillnet permits and inquired whether CDFG was interested 
    in participating in a permit buy-back program. CDFG agreed to continue 
    implementing its current practice of not reissuing lapsed drift gillnet 
    permits.
        At this time, CDFG is unable to participate in any permit buy-back 
    program. Although NMFS does not have funding to implement a permit buy-
    back program, section 118(j) of the MMPA allows NMFS to accept, 
    solicit, receive, hold, administer and use gifts, devises and bequests 
    to carry out the provisions of section 118, which includes the 
    implementation of take reduction plans. NMFS will continue to explore 
    the development of a buy-back program.
        NMFS also contacted ODFW and encouraged the agency to continue to 
    issue no more than 10 unlimited-landings drift gillnet landings 
    permits. ODFW stated that it did not plan on asking the Oregon Fish and 
    Wildlife Commission to increase the maximum number of landings permits. 
    ODFW also stated that all vessels holding Oregon gillnet permits in 
    1997 are vessels that currently participate in the California DGN 
    fishery.
        Comment 2: One commenter agreed with the implementation of the buy-
    back program, although they recommended it should be coupled with other 
    economic incentive programs (e.g., raising state landing taxes).
        Response: The PCTRT considered increasing fees in the fishery. 
    However, the PCTRT rejected this method as a primary strategy at this 
    time, because it would require a change in California law, would be a 
    financial hardship to some fishers, and may not necessarily reduce 
    current fishing effort.
    
    Comments on the Skipper Education Workshops (Strategy #4)
    
        Comment: Several commenters agreed that mandatory education during 
    Skipper Education Workshops would help facilitate the implementation of 
    the PCTRP. One commenter suggested that NMFS issue documentation to 
    vessel operators that attend workshops to verify their participation 
    and require that this documentation be onboard their vessel when they 
    are participating in the CA/OR DGN fishery.
        Response: Documentation of workshop attendance does not need to be 
    kept on vessels because NMFS will maintain a database of all skippers 
    who participate in the workshops to verify workshop attendance by 
    individual vessel operators. This database will be used for enforcement 
    of the Skipper Education Workshop provision.
    
    Comments on Contingency Measures Involving a Reduction in Fishing 
    Effort
    
        Comment: One commenter was concerned that the language used in the 
    proposed rule describing the PCTRT's recommendations regarding 
    ``contingency measures involving a reduction in fishing effort'' was 
    not consistent with the draft PCTRP submitted by the team.
        Response: NMFS agrees that inappropriate language regarding 
    ``contingency measures'' was used in the proposed rule. The draft PCTRP 
    included an evaluation of several measures to reduce fishing effort in 
    the CA/OR DGN fishery as a potential method of reducing the incidental 
    taking of strategic marine mammal stocks (section IV; draft PCTRP, 
    1996). Although none of the primary strategies included measures to 
    reduce fishing effort, the team agreed to the following:
    
        If at the time the Take Reduction Team reconvenes, the TRP 
    objectives have not been met, the TRT will evaluate and recommend 
    methods to reduce fishing effort in the upcoming fishing season, 
    unless there are other applicable measures which could reasonably be 
    expected to reduce take levels to below PBR in the upcoming fishing 
    season.
    
    
        The PCTRT also recommended that NMFS reconvene the team every year 
    prior to June 15 to monitor the implementation of the final PCTRP, 
    until such time that NMFS determines that the objectives of the MMPA 
    have been met.
        NMFS reconvened the PCTRT May 29-30, 1997 (PCTRT, 1997), and 
    intends to continue to reconvene the PCTRT on an annual basis (prior to 
    June 15) until the long-term take reduction goals of the MMPA have been 
    reached by the CA/OR DGN fishery. NMFS did not intend to propose any 
    changes to the PCTRT's original recommendations regarding contingency 
    measures in the proposed rule. NMFS concurs with the PCTRT's original 
    recommendation that the objectives of these meetings are to review the 
    best available information on the status of strategic stocks, the 
    latest PBR and take estimates for marine mammals incidentally taken in 
    the fishery, and the efficacy of measures implemented to reduce the 
    incidental taking of these stocks. Furthermore, NMFS agrees that if at 
    the time the team reconvenes, after the final plan has been adopted by 
    NMFS, the goals of the MMPA have not been met, the TRT will evaluate 
    and recommend methods to reduce fishing effort in the upcoming fishing 
    season, unless there are other applicable measures which could 
    reasonably be expected to reduce take levels to below PBR in the 
    upcoming fishing season.
    
    [[Page 51809]]
    
    General Comments on the Proposed Rule
    
        Comment 1: One commenter suggested that a reduction of marine 
    mammal mortality of 50 percent could be achieved if the length of the 
    net was reduced by 50 percent.
        Response: NMFS agrees that reducing the size of the net could 
    potentially decrease the number of marine mammals captured per set. 
    However, it would also decrease the number of target species captured 
    per set. Since this would encourage inefficient fishing, some fishers 
    may compensate for the reduced catch rate by increasing the number of 
    sets over the season. Thus, overall incidental marine mammal take may 
    not change. Furthermore, although the TRT discussed several measures 
    that would decrease fishing effort, including reducing net size, it did 
    not recommend their implementation at this time.
        Comment 2: One commenter recommended that a program be created to 
    rescue whales caught in drift gillnets.
        Response: Although similar programs have been developed on the east 
    coast to disentangle large whales caught in fishing gear, only a small 
    portion of the cetaceans caught in the CA/OR DGN fishery are alive when 
    the net is pulled from the water. In addition, the fishery operates 
    primarily offshore in locations where rescues would be infeasible.
        Comment 3: One commenter cautioned that the implementation of the 
    PCTRP is not likely to achieve the Zero Mortality Rate Goal (ZMRG) in 5 
    years.
        Response: Section 118(f)(2) of the MMPA establishes ZMRG as a long-
    term goal of take reduction plans, taking into account the economics of 
    the fishery, the availability of existing technology, and existing 
    State or regional fishery management plans. NMFS has concluded that the 
    primary strategies recommended by the PCTRT represent substantial 
    progress toward achieving the ZMRG. Nonetheless, NMFS also recognizes 
    that these strategies, by themselves, may not be sufficient to 
    guarantee this goal will be achieved. For this reason, NMFS will 
    reconvene the team at least once a year to monitor the implementation 
    of the final TRP, and, if necessary, recommend measures for the fishery 
    to achieve its ZMRG within the time period specified in the MMPA.
        Comment 4: One commenter suggested that the proposed rule 
    contradicted the draft PCTRP recommendation to encourage vessel owners 
    to convert their nets to a mesh size of 20 inches during the Skipper 
    Education Workshops, but not to convert their mesh to a twine size of 
    #27.
        Response: The PCTRT evaluated the relationship between mesh size 
    and cetacean bycatch. Their analysis found that mesh size was not 
    significantly related to entanglement of cetaceans although there was a 
    trend towards greater mesh sizes entangling more cetaceans. The 
    biological reasons for this trend are unknown. Nevertheless, the PCTRT 
    recommended that all vessels in the CA/OR DGN fishery voluntarily 
    convert to 20-inch (50.8 cm) net mesh size when replacing old nets or 
    large panels of existing net and that information be collected to 
    further evaluate the efficacy of using 20-inch (50.8 cm) mesh as a 
    method for reducing cetacean bycatch (draft PCTRP, 1996). NMFS will 
    encourage vessel operators to voluntarily convert to 20-inch mesh (50.8 
    cm) during its Skipper Education Workshops. If in the future more of 
    the fleet uses this mesh size, the relationship between mesh size and 
    cetacean bycatch may be better understood.
        No significant correlations were found between specific twine sizes 
    and higher cetacean entanglement (draft PCTRP, 1996). The PCTRT did not 
    recommend that NMFS encourage vessel owners to convert their nets to a 
    different twine size. However, NMFS will continue to evaluate the 
    relationship of twine size and cetacean bycatch in order to evaluate 
    twine size as a potential strategy to reduce cetacean bycatch.
        Comment 5: One commenter recommended that NMFS undertake the 
    necessary research to determine whether adjusting the percentage of 
    slack in the net may reduce cetacean bycatch.
        Response: The PCTRT evaluated the relationship between the 
    percentage of slack in the net and cetacean bycatch. Because the PCTRT 
    found only a borderline significance for the slack percentages of 30-40 
    and 45-60, the PCTRT did not recommend requiring specific net slacks as 
    a primary strategy in the draft PCTRP. NMFS agrees with this 
    recommendation and therefore, has not included it as a requirement in 
    the final rule. However, NMFS will refine the collection of data on net 
    slack in order to evaluate the utility of percent of net slack as a 
    strategy to reduce cetacean bycatch.
        Comment 6: One commenter stated that if the incidental take of 
    marine mammals is reduced to zero, there would be no need to reduce 
    fleet expansion.
        Response: Theoretically, if marine mammal mortality and serious 
    injury incidental to operations of the CA/OR DGN fishery is reduced to 
    zero, there would be no need to limit the expansion of effort in the 
    fishery unless that expansion precluded the fishery from achieving its 
    take reduction goals under the MMPA. Nevertheless, the likelihood that 
    marine mammal bycatch will be reduced to absolute zero is low. Thus, 
    since fishing effort and marine mammal bycatch are significantly 
    correlated, substantial increases in fishing effort would likely 
    require additional take reduction strategies in order for the fishery 
    to meet its take reduction goals under the MMPA.
        Comment 7: One commenter recommended increasing the closed season 
    and/or banning the use of drift gillnets in California.
        Response: The PCTRT explored several measures to reduce fishing 
    effort in the fishery, and associated marine mammal entanglement. 
    However, at this time, the PCTRT and NMFS expect that the short-term 
    goals of the MMPA can be met without reducing fishing effort, 
    increasing the closed season, or banning the use of drift gillnets off 
    California.
        Comment 8: One commenter noted that there is a discrepancy between 
    numbers used to refer to each primary strategy (e.g., strategy #1, #2, 
    etc.) in the proposed rule and the draft PCTRP (1996).
        Response: NMFS agrees and has changed the final rule's references 
    to the plan strategies to be consistent with each strategy of the plan.
        Comment 9: One commenter concluded that the draft PCTRP was 
    inadequate to reduce marine mammal mortality in the CA/OR DGN fishery 
    and urged NMFS to modify the plan to meet the requirements of the MMPA.
        Response: NMFS disagrees. The PCTRT and NMFS expects the 
    implementation of the PCTRP will achieve the short-term goals of the 
    MMPA. NMFS will continue to review and evaluate the effectiveness of 
    measures implemented under the plan to reduce cetacean entanglement. 
    Furthermore, the Pacific Scientific Review Group recommended that ``* * 
    * extreme management measures that may severely restrict or impact 
    California driftnet fishing activities be postponed until analyses of 
    data from pinger experiments and from current ship surveys for cetacean 
    abundance are completed * * *'' (PSRG, 1997). Moreover, in addition to 
    the four primary strategies recommended by the PCTRT, they also 
    identified an additional 13 strategies that might reduce bycatch of 
    strategic marine mammal stocks (draft PCTRP, 1996). These strategies 
    were either rejected by the PCTRT or held in reserve for future
    
    [[Page 51810]]
    
    consideration. If the goals of section 118(f) of the MMPA have not been 
    met once the final PCTRP has been implemented, these strategies may be 
    reconsidered by the PCTRT and NMFS. NMFS will reconvene the team 
    annually to monitor the implementation of the final plan and provide 
    NMFS with recommendations as to whether additional measures are 
    necessary to achieve the short-term and long-term goals of the MMPA.
    
    1997 PCTRT Recommendations
    
        On May 29-30, 1997, NMFS reconvened the PCTRT to review the final 
    results from the 1996/1997 CA/OR DGN pinger experiment and evaluate the 
    need for effort reduction and potential implementation mechanisms as 
    recommended by the Team in the draft PCTRP (draft PCTRP, 1996). The 
    Team also reviewed at the meeting the status of the implementation of 
    the final Plan and final Rule to implement the Plan, Skipper Education 
    Workshops, and the drift gillnet observer program. On July 18, 1997, 
    the Team submitted to NMFS the following recommendations regarding the 
    proposed plan and rule (PCTRT, 1997).
    
    Depth of Fishing Requirement (Strategy #1)
    
        In August 1996, the PCTRT recommended that NMFS establish a 
    fleetwide 6-fathom minimum extender line (buoy line) requirement. At 
    the May 1997 PCTRT meeting, the team concurred with NMFS's proposed 
    rule requiring the use of extenders that are equal to or greater than 6 
    fathoms for all vessels in the CA/OR DGN fishery. This final rule 
    prohibits the use of extenders that are less than 6 fathoms (36 ft; 
    10.9 m).
    
    Pinger Experiment and Requirement (Strategy #2)
    
        In August 1996, the PCTRT recommended that NMFS and the CA/OR DGN 
    fishery initiate a pinger experiment during the 1996-1997 fishing 
    season to evaluate the effectiveness of pingers at reducing incidental 
    cetacean and strategic stock bycatch (Strategy #2; draft PCTRP, 1996). 
    Moreover, the PCTRT recommended that if results from this experiment 
    indicate that there is a downward trend in overall cetacean bycatch, 
    NMFS should establish a mandatory fleetwide pinger requirement for all 
    CA/OR DGN fishery vessels prior to the next fishing season (1997-1998) 
    and continue to monitor the effectiveness of pingers at reducing 
    bycatch.
        Between September 1996 and January 1997, NMFS and the fishery 
    implemented a single-blind experiment through NMFS' Drift Gillnet 
    Observer Program as recommended by the PCTRT (draft PCTRP, 1996). This 
    experiment used pingers with the same sound characteristics as the 
    pingers used in the New England sink gillnet fishery experiment (e.g., 
    broadband signal centered on 10 kHz with a source level of 132 dB re 1 
    Pa at 1 m) (PCTRP, 1996; NMFS, 1997a). Because preliminary results from 
    this experiment indicated that the observed cetacean entanglement rate 
    was almost four times greater for non-pinger sets than for those sets 
    that used pingers, NMFS proposed that pingers be mandatory in its 
    proposed rule to implement the PCTRP. However, NMFS stipulated that if 
    final results from the experiment indicated that pingers were 
    ineffective at reducing cetacean bycatch, the use of pingers would not 
    be included in the final rule. NMFS also proposed to reconvene the 
    PCTRT prior to publishing a final rule requiring the mandatory use of 
    pingers in the CA/OR DGN fishery to solicit its input on whether 
    pingers should be mandatory.
        Preliminary final results from the pinger experiment indicate that 
    cetacean entanglement and pinger use is statistically dependent (Chi-
    square test, p=0.006)(NMFS, unpublished data). Out of 420 observed sets 
    during the pinger experiment, 25 sets were observed with cetacean 
    entanglement; 4 of these sets had pingers and 21 did not have pingers. 
    The odds of entanglement decrease from 0.099/set without pingers to 
    0.022/set with pingers or a decrease of over 75 percent.
        Based on the dramatic results from the 1996/1997 pinger experiment, 
    the Team recommended by consensus during its May 1997 meeting that the 
    use of pingers be mandatory for all vessels in the CA/OR DGN fishery 
    beginning in the 1997/1998 fishing season. Nevertheless, the team 
    expressed concern about whether a sufficient supply of NMFS-approved 
    pingers would be available at the start of the swordfish fishing season 
    (August 15). At this time, NMFS is aware of only one manufacturer that 
    produces a pinger consistent with the specifications in the final rule. 
    This manufacturer is currently producing these pingers and they should 
    be available by the effective date of this rule. In addition, 
    information on the distribution of fishing effort in the CA/OR DGN 
    fishery over the last few years indicates that the peak of fishing 
    effort occurs after September 30 each year (CDFG unpublished data). 
    Because cetacean entanglement is significantly correlated with fishing 
    effort, the highest levels of incidental entanglement also occurs after 
    September 30 (PCTRP, 1996). However, NMFS recognizes that vessel 
    operators require sufficient notice to purchase pingers in advance of 
    the date that pingers are required to be deployed. For these reasons, 
    the pinger requirements described under section 229.31(c) will be 
    effective for the 1997/1998 fishing season on October 30, 1997. During 
    subsequent seasons (e.g., 1998/1999), pinger requirements will be 
    mandatory during the entire fishing season.
        Although the Team concurred with the pinger specifications and 
    configurations in the proposed rule, they suggested that the final rule 
    include a mechanism to allow for limited experimentation with 
    alternative pinger specifications and configurations in the fishery. 
    The Team recommended that any pinger experiment undergo peer review and 
    the experiment should not detract from the NMFS's CA/OR DGN fishery 
    observer program or the fishery's requirements to meet bycatch 
    reduction goals of the MMPA. The Team also suggested that new 
    manufactures of pingers have their pinger ``certified'' by an 
    independent company that they meet NMFS' pinger specifications.
        Under this final rule, pingers must be used on all vessels, during 
    every set, and during the entire fishing season. A pinger is an 
    acoustic deterrent device which, when immersed in water, broadcasts a 
    sound frequency range of approximately 10 kHz at 132 dB re 1 
    micropascal at 1 m with a pulse duration of 300 milliseconds and a 
    pulse rate of 4 seconds. This rule also allows for limited 
    experimentation in the fishery to test the effectiveness of pingers 
    with alternative specifications and alternative pinger configurations 
    on the net. Experimental protocols will undergo peer review to ensure 
    scientific credibility. If better information on the hearing 
    sensitivity of cetaceans incidentally taken in the CA/OR DGN fishery or 
    if experimental results indicate that different pinger specifications/
    configurations would be more effective at reducing cetacean bycatch, 
    NMFS may require that different pingers be used in the fishery. At that 
    time, NMFS would publish proposed pinger specifications and/or pinger 
    configurations and provide opportunity for public comment. For the 
    reasons described previously (see Responses to Comments section), the 
    final rule does not require new manufactures of pingers to be 
    ``certified'' by an independent company
    
    [[Page 51811]]
    
    that their pingers meet the NMFS specifications under section 
    229.31(c)(1).
        In order to better enforce the pinger requirement, the PCTRT 
    recommended that NMFS require any driftnet vessel with swordfish or 
    shark onboard to have pingers. Although NMFS agrees that drift gillnet 
    vessels that are at sea should be required to have pingers onboard, it 
    believes that pingers should be on the drift gillnet vessel at all 
    times, even when no shark or swordfish are on the boat. Regardless of 
    whether drift gillnet sets catch swordfish or shark, these sets may 
    still incidentally entangle cetaceans. For these reasons, the final 
    rule stipulates that anytime a CA/OR DGN fishery vessel is at sea with 
    a multifilament drift gillnet onboard, the vessel must carry a 
    sufficient number of pingers to meet the configuration requirements set 
    forth under section 229.31(c)(3).
    
    Voluntary Program To Reduce the Number of Gillnet Permits (Strategy 
    #3)
    
        In August 1996, the PCTRT recommended two approaches for limiting 
    the potential expansion of fishing effort by permit holders in 
    California and Oregon (Strategy #3, draft PCTRP 1996). At its May 1997 
    meeting, the Team continued to support its original recommendation 
    under Strategy #3, but recommended that the language in the preamble be 
    more consistent with the draft Plan. For example, in the preamble to 
    the proposed rule NMFS states that it would encourage ODFW to continue 
    issuing the same number of permits as were issued in 1996. However, the 
    draft plan states that ODFW should be encouraged to issue a ``maximum 
    of 10 permits each year.'' NMFS agrees and further clarifies that it 
    was the intent of this recommendation that ODFW issue no more than 10 
    permits each year. Furthermore, the preamble states that nearly a third 
    of the drift gillnet permittees annually satisfy only the minimum CDFG 
    requirements to keep their permits valid. The Team wanted NMFS to 
    clarify that the draft Plan states that almost a third of CDFG 
    permittees are relatively inactive, fishing on an extremely limited 
    basis and only, apparently, to maintain their CDFG drift gillnet 
    permit. NMFS concurs.
    
    Skipper Education Workshops (Strategy #4)
    
        In August 1996, the PCTRT recommended that NMFS conduct mandatory 
    skipper workshops on the components of the PCTRP, together with expert 
    skipper panels, to further generate and consider potential, additional 
    take reduction strategies (draft PCTRP, 1996). At its May 1997 meeting, 
    the team concurred with the proposed rule's requirement that all vessel 
    operators be required to attend a skipper workshop before initiating 
    fishing each fishing season. However, to facilitate maximum compliance 
    with the requirement during 1997, they recommended the language in the 
    final rule indicate that for the 1997/1998 fishing season, skippers 
    must have attended a workshop after the date of the last workshop to be 
    offered this season (e.g., September 1997) before they continue fishing 
    in 1997/1998. The language on subsequent year workshop requirements 
    should remain as stated in the proposed rule. The Team included 
    additional recommendations on the content of the workshops and 
    recommended that NMFS not issue ``certificates of attendance'' to 
    skippers that attend workshops, rather enforcement of the requirement 
    should be conducted with workshop rosters.
        As recommended by the Team, NMFS conducted five skipper education 
    workshops during June 3-10, 1997, in the following California 
    locations: La Jolla, Long Beach, Morro Bay, Monterey, and Santa Rosa. 
    Eighty-five fishers attended these voluntary workshops at no cost to 
    the fishers. At the workshops, a presentation on the development and 
    status of the PCTRP was provided. A demonstration on pingers was 
    presented at the meeting along with a question/answer period. During 
    the second part of the workshop, current fishing strategies employed by 
    fishers to avoid marine mammal entanglement were discussed. This 
    information will be provided to the Team at its next meeting as 
    background for preparing additional take reduction strategies, if 
    necessary. Workshop participants were also provided with a 
    comprehensive guide to the identification of marine mammals to provide 
    fishers with more information on the biology and behavior of marine 
    mammals to assist their efforts in reducing bycatch. These guides will 
    also improve the accuracy of species identification indicated on the 
    mortality/serious injury reports fishers must submit to NMFS under its 
    Marine Mammal Authorization Program (MMAP). NMFS expects to hold two 
    additional workshops in September 1997 in Long Beach, CA, and Portland, 
    OR. Vessel operators who attended June 1997 Skipper Education Workshops 
    will not be required to attend an additional workshop before the 1997/
    1998 fishing season.
        After notification by NMFS, this final rule requires all CA/OR DGN 
    vessel operators to have attended one Skipper Education Workshop after 
    all workshops have been convened by NMFS in September 1997. CA/OR DGN 
    vessel operators are required to attend Skipper Education Workshops at 
    annual intervals thereafter, unless that requirement is waived by NMFS. 
    NMFS will provide sufficient advance notice to vessel operators by mail 
    prior to convening workshops.
    
    Contingency Measures Involving a Reduction in Fishing Effort
    
        The PCTRT strongly encouraged NMFS to modify the language in the 
    preamble to make it consistent with the language in the draft Plan. 
    NMFS agrees (see Responses to Comments section).
    
    Other Team Recommendations
    
    Mesh Size
    
        Although no significant statistical correlation with cetacean 
    entanglement was found, the PCTRT continues to support its 
    recommendation that vessel owners should be encouraged to convert to 20 
    inch (50.8 cm) mesh when replacing old nets or panels, since the 
    results indicate a trend in reduction of marine mammal bycatch. The 
    PCTRT will continue to examine observer data to better understand the 
    relationship between mesh size, inter-related net characteristics 
    (e.g., twine size), and cetacean entanglement. NMFS agrees and 
    recommended that fishers convert to 20 inch (50.8 cm) mesh when 
    replacing nets or panels during NMFS'' June 1997 Skipper Education 
    Workshops and will suggest the conversion during future workshops.
    
    Observer Program
    
        In August 1996, the PCTRT recommended several measures to enhance 
    the effectiveness of NMFS'' observer program, including: (1) Achieving 
    20 percent observer coverage; (2) ensuring that the observer program is 
    targeting all possible DGN vessels, including vessels that cannot carry 
    an observer; and (3) ensuring that the observer program data collection 
    be expanded to include several additional data variables (i.e., net and 
    environmental characteristics) (draft PCTRP, 1996). At its May 1997 
    meeting, the PCTRT continued to express concerns regarding the level of 
    observer coverage and strongly recommended that NMFS achieve 20 percent 
    observer coverage. The PCTRT emphasized that the observer program 
    should re-evaluate its determinations of whether a vessel is 
    ``unobservable'' and should make an effort to observe the smaller boats 
    that cannot accommodate an observer (via independent observation 
    platforms).
    
    [[Page 51812]]
    
    NMFS should cross-reference CDFG permittee lists with MMAP information 
    to ensure that all fishers who participate in the fishery are included 
    in the program. The PCTRT also recommended that NMFS develop a 
    reporting mechanism on observer data forms for expediting the 
    enforcement of the requirements of the final rule because failure to 
    comply with take reduction strategies could jeopardize the effort to 
    reduce cetacean entanglement. All elements in the draft Plan regarding 
    observer reporting forms should be included in the observer reporting 
    forms for the next fishing season (1997/1998) and beyond (e.g., surface 
    water temperature and cloud cover). The Team recommended that observers 
    periodically check to determine if pingers are functioning.
        Since NMFS received the draft PCTRP (1996) in August 1996, it has 
    implemented several of the suggestions from the PCTRT regarding the 
    observer program. For example, the Southwest Region, NMFS, has 
    reevaluated its previous determinations as to whether vessels are 
    unobservable and has reviewed the CDFG permittee list. The Southwest 
    Region has also incorporated the PCTRT's recommended changes to the 
    observer data forms and observers will check whether pingers on 
    observed sets are functioning. Furthermore, the goal of the CA/OR DGN 
    fishery observer program is to observe 20 percent of the annual fishing 
    effort and the program will continue to strive to achieve this coverage 
    within the constraints of available funding. At this time, NMFS does 
    not have the funding to operate an independent observer platform.
    
    1998 Team Meeting
    
        The Team recommended that NMFS reconvene the Team in March 1998, 
    preferably after the meeting of the Pacific Scientific Review Group. 
    This would allow the PCTRT sufficient opportunity to review key 
    information on the status of strategic stocks and integrate this 
    information into its ongoing evaluation of the efficacy of Plan 
    strategies. NMFS agrees and intends to reconvene the PCTRT in March 
    1998 to monitor the implementation of the final PCTRP.
    
    Other Comments
    
        NMFS received information after the close of the proposed rule's 
    comment period, during the Skipper Education Workshops in June 1997, 
    that suggested that a small portion of the CA/OR DGN fleet (e.g., 
    approximately 10 vessels) uses fishing strategies or gear that may not 
    require pingers to be placed on both the floatlines and leadlines. 
    Specifically, this sector of the fleet: (1) Targets only thresher 
    shark; (2) fishes in shallow water near the coast (e.g., 3-40 miles 
    (4.83-64.36 km) from shore); (3) uses a smaller net (e.g., 600 fathoms 
    (3600 ft or 1097 m) long, 45-80 meshes deep); (4) does not fish on a 
    thermocline; (5) uses smaller boats (e.g., 30-40 ft (9.12-12.19 m) 
    long); and (6) makes short trips (1-2 days). As a result, the commenter 
    believes that they should be reclassified as a different fishery or 
    only be required to place pingers on the floatline.
        Under section 118 of the MMPA, NMFS is required to reexamine, and 
    after notice and opportunity for public comment, the classification of 
    commercial fisheries on at least an annual basis. On May 27, 1997, NMFS 
    published a proposed List of Fisheries for 1998 (62 FR 28657) and 
    expects the final List of Fisheries to be published within a few 
    months. NMFS will reexamine the categorization and definition of the 
    CA/OR DGN fishery in 1998 when it annually reexamines its 
    classification of fisheries. Furthermore, NMFS will request that the 
    PCTRT at its next meeting evaluate whether certain vessels targeting 
    only thresher shark should be classified as another fishery and/or have 
    different requirements under the PCTRP (March 1998). At this time, NMFS 
    is not modifying its final rule to establish separate requirements for 
    vessels targeting thresher shark. NMFS' Changes to the Draft Plan, 1997 
    PCTRT Recommendations, and Changes to the Proposed Rule to Implement 
    the Plan.
        NMFS adopts the draft plan as submitted by the PCTRT (PCTRP, 1996) 
    and recommendations from the 1997 PCTRT meeting (PCTRT, 1997), except 
    for the following minor changes. NMFS has determined that 
    implementation of the take reduction plan, as modified, and 
    implementation of this final rule is expected to reduce, within 6 
    months of its implementation, mortalities and serious injuries of all 
    strategic stocks that are taken by the CA/OR drift gillnet fishery to 
    below the PBR level for each stock.
        The PCTRT recommended that if the results from a pinger experiment 
    indicate pingers are effective at reducing cetacean bycatch, then the 
    use of pingers should be mandatory. In contrast, before final results 
    from the 1996/1997 pinger experiment in the CA/OR DGN fishery were 
    available, NMFS proposed the mandatory use of pingers in the proposed 
    rule to implement the PCTRP. This final rule requires the use of 
    pingers in the fishery.
        The PCTRT recommended during its 1997 meeting that NMFS require any 
    driftnet vessel with swordfish or shark on board to have pingers. Under 
    the proposed rule and this final rule, pingers are required to be on 
    the vessel at all times when the vessel is at sea, even when no shark 
    or swordfish are on the boat.
        The team recommended that pingers be required in the fishery by 
    August 15, 1997. The proposed rule did not specify a certain date that 
    pingers would be required. The final rule requires the use of pingers 
    by vessels in the CA/OR DGN fishery to be effective for the 1997/1998 
    fishing season 30 days after filing of this final rule for public 
    inspection at the Office of the Federal Register. During subsequent 
    seasons (e.g., 1998/1999), pinger requirements will be mandatory during 
    the entire fishing season.
        The draft PCTRP (1996) and proposed rule stipulated that pingers 
    must be attached on both the floatline and leadline and spaced no more 
    than 300 ft (91.44 m) apart, in order to insure that the pingers were 
    broadcasting sound over the entire area of the net. During the pinger 
    experiment, pingers were attached to the floatlines and leadlines with 
    approximately 1 and 6 ft (0.30 and 1.82 m) lanyards, respectively. 
    Results from this experiment indicate that attaching pingers directly 
    to buoy lines (i.e., extenders) may be a more efficient attachment 
    method because it would facilitate pinger attachment. Pingers attached 
    in this manner would not require individual attachment and removal to 
    and from the floatline during each set, because this would 
    automatically occur during routine extender attachment/removal. For 
    example, if extenders were attached to the net at 100 ft (30.48 m) 
    intervals, one pinger could be attached to every third extender and the 
    300 ft (91.44 m) spacing requirement would be maintained. For these 
    reasons, the final rule authorizes the placement of pingers on 
    extenders as long as the 300 ft (91.44 m) spacing requirement is 
    maintained near the floatline and pingers are no more than 3 ft above 
    the floatline. In addition, this final rule authorizes pingers to be 
    attached to the leadline with lanyards that are up to 6 ft (1.83 m) in 
    length.
        Deployment of pingers during the 1996/1997 pinger experiment 
    demonstrated that pinger performance is dependent on following 
    manufacturer's operating instructions and minimizing exposure of 
    battery packs to saltwater. For example, during the first few weeks of 
    the pinger experiment, silicon grease was not applied to O-rings prior 
    to pinger placement which resulted in a limited number of pingers 
    leaking and becoming nonfunctional. Also, because
    
    [[Page 51813]]
    
    the pingers used in the experiment were not designed with on/off 
    switches, the experimental protocol included the removal of battery 
    packs after each set to preserve battery life. This procedure greatly 
    increased the probability that the pinger battery packs would be 
    exposed to saltwater and malfunction. However, NMFS found that battery 
    life is much longer than originally estimated and does not foresee the 
    need to remove the batteries after every set. Reducing battery exposure 
    to saltwater will substantially decrease pinger malfunction. For these 
    reasons, NMFS recommends that if drift gillnet fishers use pingers that 
    do not have on/off switches, fishers follow manufacturer's deployment 
    instructions closely and minimizing the frequency of battery pack 
    removal (i.e., just keep them pinging for the entire trip) to reduce 
    its potential exposure to seawater and possible pinger malfunction.
        The PCTRT recommended during its 1997 meeting that NMFS require any 
    manufacturer of pingers to provide independent certification that a new 
    prototype meets the specifications under Sec. 229.31(c)(1). The PCTRT 
    made this recommendation because it thought the definition of the term 
    ``NMFS-approved pinger'' was unclear in the proposed rule. Although the 
    proposed rule described the sound specifications for pingers, NMFS 
    agrees that the term ``NMFS-approved'' was unclear. Nevertheless, NMFS 
    does not agree that manufacturers should be required to have an 
    ``independent company'' certify that new prototype pingers meet the 
    pinger specifications under Sec. 229.31(c)(1); most manufacturers have 
    the equipment and expertise to test pinger sound characteristics. Of 
    course, manufactures of new pinger prototypes will need to provide 
    documentation that their pingers meet the specifications of the final 
    rule. For these reasons, any reference to the term ``NMFS-approved'' 
    has been removed from the final rule; in addition, the final rule does 
    not require that manufacturers of new prototype pingers have an 
    ``independent company'' certify that their pingers meet the 
    specification under Sec. 229.31(c)(1).
    
    Classification
    
        The Assistant General Counsel for Legislation and Regulation of the 
    Department of Commerce certified to the Chief Counsel for Advocacy of 
    the Small Business Administration that this rule will not have a 
    significant economic impact on a substantial number of small entities. 
    No comments were received during the public comment period regarding 
    this certification. As a result, no final regulatory flexibility 
    analysis has been prepared.
        The Assistant Administrator for Fisheries, NOAA (AA) has 
    determined, based on an EA prepared under the National Environmental 
    Policy Act, that implementation of these regulations would not have a 
    significant impact on the human environment. As a result of this 
    determination, an environmental impact statement is not required. A 
    copy of the EA prepared for this rule is available upon request (see 
    ADDRESSES).
        This rule has been determined to not be significant for purposes of 
    E.O. 12866.
    
    References
    
    Barlow, J., R.L. Brownell Jr., D.P. DeMaster, K.A. Forney, M.S. 
    Lowry, S. Osmek, T.J. Ragen, R.R. Reeves, and R.J. Small. 1995. U.S. 
    Pacific Marine Mammal Stock Assessments. NOAA Technical Memorandum 
    NMFS, NOAA-TM-NMFS-SWFSC-219. 162 p.
    NMFS. 1997a. Draft Environmental Assessment: Use of Acoustic Pingers 
    as a Management Measure in Commercial Fisheries to Reduce Marine 
    Mammal Bycatch. NMFS, Office Of Protected Resources, Silver Spring, 
    MD.
    NMFS. 1997b. Environmental Assessment: Final Regulations to 
    Implement the Pacific Offshore Cetacean Take Reduction Plan, Under 
    Section 118 of the Marine Mammal Protection Act. August 1997.
    PCTRP. 1996. Final Draft, Pacific Offshore Cetacean Take Reduction 
    Plan. Draft plan submitted to the National Marine Fisheries Service 
    and prepared by the Pacific Cetacean Take Reduction Team. August 
    1995. 75 p.
    PCTRT. 1997. 1997 Recommendations Report: Pacific Offshore Cetacean 
    Take Reduction Team. July 1997. 5 p.
    PSRG. 1997. Recommendations of the Pacific Scientific Review Group 
    from the May 1997 meeting. Unpublished document.
    Reeves, R.R., R.J. Hofman, G.K. Silber, D. Wilkinson. 1996. Acoustic 
    Deterrence of Harmful Marine Mammal-Fishery Interactions: 
    Proceedings of a Workshop held in Seattle, Washington, 20-22 March 
    1996. NOAA Technical Memorandum, NMFS-OPR-10. 70 p.
    
    List of Subjects in 50 CFR Part 229
    
        Administrative practice and procedure, Confidential business 
    information, Fisheries, Marine mammals, Reporting and recordkeeping 
    requirements.
    
        Dated: September 16, 1997.
    David L. Evans,
    Deputy Assistant Administrator for Fisheries.
    
        For the reasons set out in the preamble, 50 CFR part 229 is amended 
    as follows:
    
    PART 229--AUTHORIZATION FOR COMMERCIAL FISHERIES UNDER THE MARINE 
    MAMMAL PROTECTION ACT OF 1972
    
        1. The authority citation for part 229, subpart C continues to read 
    as follows:
    
        Authority: 16 U.S.C. 1361 et seq.
    
        2. In subpart C, Sec. 229.31 is added to read as follows:
    
    
    Sec. 229.31  Pacific Offshore Cetacean Take Reduction Plan.
    
        (a) Purpose and scope. The purpose of this section is to implement 
    the Pacific Offshore Cetacean Take Reduction Plan. Paragraphs (b) 
    through (d) of this section apply to all U.S. drift gillnet fishing 
    vessels operating in waters seaward of the coast of California or 
    Oregon, including adjacent high seas waters. For purposes of this 
    section, the fishing season is defined as beginning May 1 and ending on 
    January 31 of the following year.
        (b) Extenders. Extenders (buoy lines) of at least 6 fathoms (36 ft; 
    10.9 m) must be used on all sets.
        (c) Pingers. (1) For the purposes of this paragraph (c), a pinger 
    is an acoustic deterrent device which, when immersed in water, 
    broadcasts a 10 kHz ( 2 kHz) sound at 132 dB ( 
    4 dB) re 1 micropascal at 1 m, lasting 300 milliseconds (+ 15 
    milliseconds), and repeating every 4 seconds (+ .2 seconds); and 
    remains operational to a water depth of at least 100 fathoms (600 ft or 
    182.88 m).
        (2) Pingers must be used on all vessels, during every set beginning 
    October 30, 1997. While at sea, drift gillnet vessels with 
    multifilament gillnets onboard must carry enough pingers to meet the 
    configuration requirements set forth under paragraph (c)(3) of this 
    section.
        (3) Pingers must be attached on or near the floatline and on or 
    near the leadline and spaced no more than 300 ft (90.9 m) apart. 
    Pingers attached on extenders, or attached to the floatline with 
    lanyards, must be within 3 ft (0.91 m) of the floatline. Pingers 
    attached with lanyards to the leadline must be within 6 ft (1.82 m) of 
    the leadline. Pingers on or near the floatline and on or near the 
    leadline must be staggered, such that the horizontal distance between a 
    pinger on or near the floatline and a pinger on the leadline is no more 
    than 150 ft (45.5 m). Any materials used to weight pingers must not 
    change its specifications set forth under paragraph (c)(1) of this 
    section.
        (4) The pingers must be operational and functioning at all times 
    during deployment.
    
    [[Page 51814]]
    
        (5) If requested, NMFS may authorize the use of pingers with 
    specifications or pinger configurations differing from those set forth 
    in paragraphs (c)(1) and (c)(3) of this section for limited, 
    experimental purposes within a single fishing season.
        (d) Skipper education workshops. After notification from NMFS, 
    vessel operators must attend a skipper education workshop before 
    commencing fishing each fishing season. For the 1997/1998 fishing 
    season, all vessel operators must have attended one skipper education 
    workshop by October 30, 1997. NMFS may waive the requirement to attend 
    these workshops by notice to all vessel operators.
    
    [FR Doc. 97-26330 Filed 9-30-97; 4:50 pm]
    BILLING CODE 3510-22-P
    
    
    

Document Information

Effective Date:
10/30/1997
Published:
10/03/1997
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Rule
Action:
Final rule.
Document Number:
97-26330
Dates:
Effective October 30, 1997.
Pages:
51805-51814 (10 pages)
Docket Numbers:
Docket No. 970129015-7220-05, I.D. 010397A
RINs:
0648-AI84: Taking of Marine Mammals Incidental to Commercial Fishing Operations; Take Reduction Plan Regulations and Emergency Regulations
RIN Links:
https://www.federalregister.gov/regulations/0648-AI84/taking-of-marine-mammals-incidental-to-commercial-fishing-operations-take-reduction-plan-regulations
PDF File:
97-26330.pdf
CFR: (1)
50 CFR 229.31