95-24916. Drawbridge Operation Regulations, Chicago River, IL  

  • [Federal Register Volume 60, Number 194 (Friday, October 6, 1995)]
    [Rules and Regulations]
    [Pages 52298-52312]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-24916]
    
    
    
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    DEPARTMENT OF TRANSPORTATION
    33 CFR Part 117
    
    [CGD09-95-023]
    RIN-2115-AE47
    
    
    Drawbridge Operation Regulations, Chicago River, IL
    
    AGENCY: Coast Guard, DOT.
    
    ACTION: Final rule.
    
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    SUMMARY: The Coast Guard amends the operating regulations governing the 
    drawbridges owned and operated by the City of Chicago over the Chicago 
    River system. This final rule establishes the times when, and the 
    conditions under which, the bridges need to open for the passage of 
    commercial and recreational vessels, and requires advance notice of a 
    recreational vessel's time of intended passage through the bridges. The 
    rule allows additional drawbridge openings for flotillas of five or 
    more recreational vessels. The regulations have one set of rules for 
    the period of high vessel activity, from April 1 through November 30, 
    and other rules for the remainder of the year. Further, certain bridges 
    on the North Branch of the Chicago River have been deleted from the 
    previous permanent rule because they no longer exist or are no longer 
    in the route of commercial or recreational vessels.
        The changes are being made in response to a request by the City of 
    Chicago to reduce the number of required bridge openings. That request 
    was premised on the unique situation in Chicago, where 26 bridges 
    across the Chicago River and its North and South Branches in the very 
    heart of the City. As a result, City officials asserted that drawbridge 
    openings in Chicago are more numerous than in any other major city in 
    the United States and have a correspondingly great impact on vehicular 
    traffic. This action accommodates the needs of vehicle traffic while 
    providing for the reasonable needs of navigation.
    
    EFFECTIVE DATE: This rule is effective on November 19, 1995.
    
    ADDRESSES: Documents referenced in this preamble are available for 
    inspection and copying at the office of the Commander (obr), Ninth 
    Coast Guard District, Room 2083, 1240 East Ninth Street, Cleveland, 
    Ohio 44199-2060, between 6:30 a.m. and 3 p.m., Monday through Friday, 
    except Federal holidays. The telephone number is (216) 522-3993.
    
    FOR FURTHER INFORMATION CONTACT:
    Ms. Carolyn Malone, Bridge Branch, Ninth Coast Guard District, (216) 
    522-3993.
    
    SUPPLEMENTARY INFORMATION:
    
    Regulatory History
    
    A. Overview
    
        The final rule that is published today is the culmination of over 
    two years of analysis by the Coast Guard concerning what restrictions, 
    if any, should be applicable to the opening of drawbridges in downtown 
    Chicago. This has proven to be a highly contentious issue, and the task 
    of arriving at a final rule has been difficult. During the past two 
    years, the Coast Guard has sought and received public comments on 10 
    separate occasions (7 requests for comments on deviations, 1 request 
    for comments on the regulatory negotiation process, and 2 requests for 
    comments on Notices of Proposed Rulemaking). During this time, the 
    Coast Guard also has conducted three public hearings, and has attempted 
    to establish new rules during the course of what proved to be an 
    unsuccessful negotiated rulemaking proceeding.
        As discussed below, Chicago presents unique drawbridge problems 
    since there are 26 drawbridges over the Chicago River in the heart of 
    the City's commercial district. Every time the bridges are required to 
    open, the flow of vehicular and pedestrian traffic is interrupted. On 
    the other hand, sailboat owners who sail their boats on Lake Michigan 
    historically have stored their boats during the winter at yards located 
    along the river, and the transits to and 
    
    [[Page 52299]]
    from these yards require periodic openings of the bridges. These 
    transits to and from winter storage are commonly referred to as the 
    Spring ``Breakout'' and Fall ``Return.'' During the Spring Breakout in 
    April, May, and early June, boats travel down the Chicago River to 
    seasonal moorings on Lake Michigan. At the end of the boating season in 
    late September, October, and November, the boats travel back up the 
    river for off-season storage; this is the Fall Return. Thus, there are 
    substantial numbers of sailboats traveling the river between the yards 
    and Lake Michigan during the Spring and Fall seasons. In addition, in-
    season repair work at the boatyards necessitates transiting the river. 
    Restricting the times at which drawbridges can be required to open 
    potentially impinges on the ability of sailboat owners to traverse the 
    Chicago River between the boatyards and Lake Michigan. On the other 
    hand, not restricting the times at which drawbridges can be required to 
    open potentially impinges upon vehicular traffic crossing the bridges 
    at such times.
        The governing statute concerning drawbridge rules is clear. It 
    imposes a duty on all persons ``owning, operating, and tending the 
    drawbridges built * * * across the navigable rivers * * * of the United 
    States, to open, or cause to be opened, the draws of such bridges * * * 
    under such rules and regulations as in the opinion of the Secretary of 
    Transportation the public interests require to govern the opening of 
    drawbridges for the passage of vessels.'' (33 U.S.C. 499.) The 
    Secretary of Transportation has delegated this authority to the 
    Commandant, U.S. Coast Guard. The authority has been delegated further 
    to the cognizant Coast Guard District Commander.
        In 1988, the Congress redefined the focus of the statute by 
    directing for the first time that, ``any rules and regulations made in 
    pursuance of this section shall, to the extent practical and feasible, 
    provide for regularly scheduled openings of drawbridges during seasons 
    of the year and during times of the day, when scheduled openings would 
    help reduce motor vehicle delays and congestion on roads and highways 
    linked by drawbridges.'' Pub. L. No. 100-448, 102 Stat. 1846.
        The balancing of interests between the boaters and boatyards in 
    Chicago on the one hand, and the bridge owners and users, on the other, 
    is the heart of the Chicago drawbridge controversy. It is obvious from 
    the history of these proceedings and the litigation they have spawned 
    that the wishes of the City, its citizens, the boaters, and the 
    boatyards diverge greatly and cannot all be accommodated fully. As a 
    consequence, the Coast Guard has conducted an exhaustive review of the 
    extensive record before it and has independently balanced all of the 
    competing concerns in determining what rule best serves the public 
    interest consistent with the drawbridge statute and the 1988 amendment 
    to it. The Coast Guard believes that the rule published today fully 
    satisfies the requirements of that law and the public interest by 
    ensuring the drawbridges in Chicago are opened under a schedule that 
    allows reasonable navigation opportunities for the passage of vessels 
    while also reducing motor vehicle traffic delays and congestion on 
    Chicago's roads and highways to the extent practical and feasible.
    
    B. History of the Proceeding
    
        Since 1976, the regulations for the operation of the bridges on the 
    Chicago River have provided for ``on-demand'' openings seven days a 
    week, except during rush hours on Mondays through Fridays.
        This regulation is referred to in this preamble as the ``1976 
    Rule.'' The 1976 Rule is a reference point for basic on-demand status. 
    The regulatory language for temporary deviations is taken from the 1984 
    reorganization of 33 CFR Part 117.
    1. The 1993 and 1994 Temporary Deviations
        The provisions of 33 CFR 117.43 for many years have allowed a 
    Chicago District Commander to authorize temporary deviations to 
    regulations for no more than 90 days in order to evaluate suggested 
    changes to drawbridge regulations. Notice of a temporary deviation is 
    to be published in the Federal Register.
        On May 12, 1993, the Coast Guard published a temporary deviation 
    from the 1976 Rule to allow the City of Chicago to limit weekday 
    openings for recreational vessels (58 Fed. Reg. 27933). The temporary 
    deviation was effective from April 26, to May 31, 1993. It was 
    implemented to evaluate the usefulness of requiring flotillas, in 
    response to a request by the City of Chicago that claimed it was unduly 
    burdensome to open bridges for a single vessel and that sought a 
    schedule that would have restricted openings to Saturdays and Sundays. 
    Discussions with the Coast Guard resulted in the consideration of 
    flotilla requirements for the first time. Specifically, the City 
    proposed a temporary deviation that provided for bridge openings 
    conditioned upon receipt of 24-hour notice on Saturdays and Sundays 
    from 6 a.m. to 7 p.m. for organized flotillas of 5 to 25 vessels, and 
    on Tuesday and Thursday evenings from 6:30 p.m. until passage was 
    completed for similarly-sized flotillas.
        After discussions with the City and with boating interests, the 
    Coast Guard adopted a schedule for the Spring, 1993 season which 
    required bridges to open on twenty-four hours notice for flotillas of 5 
    to 25 vessels on Saturdays and Sundays during daylight hours and on 
    Tuesday and Thursday evenings for flotillas of the same size (Id. at 
    27934). The Coast Guard noted that traditionally it had not specified 
    flotilla requirements, but that such an approach might be appropriate 
    in the context of Chicago, and that the temporary deviation would 
    ``provide an evaluation period which will provide the Coast Guard a 
    valuable test of the reasonableness of such a regulatory structure'' 
    (Id.). On June 16, a second temporary deviation was published covering 
    the period from June 1 to July 31, 1993 (58 Fed. Reg. 33191). This 
    temporary deviation implemented a schedule which provided more daylight 
    hours for passage. Many comments to the Coast Guard concerning the 
    previous deviation had questioned the safety of evening passages and 
    large flotilla trips, and the possibility of the City making greater 
    efforts to shorten trip time. This temporary deviation expanded the 
    temporary rules to cover Wednesday evenings in addition to Tuesday and 
    Thursday evenings. It also established that vessels returning for 
    necessary repairs and service shall give ``advance notice'' and be 
    passed through with no flotilla requirement for inbound or outbound 
    trips.
        On August 12, a third temporary deviation was published which 
    covered the period from August 1 to September 29, 1993 (58 FR 42856). 
    This announcement solicited more information on the comments received 
    during the two previous deviations which had indicated concern for 
    safety of night trips and flotilla requirements. Schedule changes 
    resulting from this deviation afforded more daylight hours for transit 
    and eliminated flotilla sizes. A Wednesday morning opening at 11:00 
    a.m. was added to supplement the evening opening for that day. Openings 
    continued to be provided on Tuesday and Thursday evenings, with 2 
    openings available on each of the weekend days.
        On October 21, the Coast Guard implemented a fourth temporary 
    deviation covering the period from October 1 to November 30, 1993 (58 
    FR 54289). This deviation addressed the same concerns that the City and 
    boaters raised in comments on earlier 
    
    [[Page 52300]]
    deviations, which included minimizing land-based traffic impacts from 
    bridge openings, the timing and number of transits, and flotilla 
    requirements. The City had urged more use of weekend openings due to 
    the greater impacts of weekday daytime openings on vehicular traffic. 
    The temporary deviation established ``windows'' for openings on 
    Saturdays and Sundays from 7:00 a.m. to 2:00 p.m., moved the Tuesday 
    and Thursday evening starting time forward to 6:30 p.m., established a 
    Wednesday opening ``window'' between 10:30 a.m. and 2:30 p.m., and 
    added a similar daylight opening for a Federal holiday on October 11, 
    1993.
        On November 29, 1993, the Coast Guard imposed a fifth temporary 
    deviation schedule pursuant to which all recreational boats were 
    required to traverse the river only on weekends during the months 
    following the Fall, 1993 season (58 FR 62532). The Coast Guard invited 
    public comment concerning each of these temporary deviations, and the 
    submittals that it has received have been duly considered in the 
    formulation of this final rule.
    2. The 1994 Proposed Final Rule
        Following the 1993 boating season, the Coast Guard determined that 
    it had obtained sufficient information to promulgate a new permanent 
    rule. Therefore, on December 22, 1993, the Coast Guard published a 
    notice of proposed rulemaking and notice of public hearing entitled 
    ``Drawbridge Operation Regulation: Chicago River, IL'' (58 FR 67745). 
    That notice proposed to implement a new drawbridge rule that would have 
    required bridges to open for noncommercial vessels during the Spring, 
    Summer, and Fall seasons on Saturdays and Sundays during the day, and 
    on Tuesday and Thursday evenings. During the Winter, the bridges would 
    be required to open on demand, provided that 12-hour advance notice had 
    been given. This schedule reflected elements of the City's request for 
    an approach that would include 24-hour notice, flotillas of 5 to 25 
    boats, Saturday and Sunday openings from 7:00 a.m. to 7:00 p.m., and 
    Tuesday and Thursday openings from 6:30 p.m. to midnight. The NPRM 
    stated that the Coast Guard had preliminarily determined these days and 
    times were in the best interest of boaters, would provide for safety, 
    and would meet the traffic needs of the City. The Coast Guard invited 
    public comments to be filed, scheduled a hearing on the matter, and 
    received 132 submissions commenting on the proposal. The hearing held 
    on January 20, 1994 in Chicago was attended by 107 persons, of whom 32 
    made oral statements or furnished data on the proposed regulations. 
    Comments received ranged from those urging that no weekday openings of 
    Chicago draws should be allowed even at night, to those urging the 1976 
    Rule, which allowed on-demand openings, should remain in place.
        Following this notice and comment rulemaking, on April 18, 1994, 
    the Coast Guard promulgated a new final rule for drawbridge operations 
    on the Chicago River (59 FR 18298). As proposed, this rule provided for 
    evening openings on Tuesdays and Thursdays, and openings during the day 
    on Saturdays and Sundays. The rule also provided for Wednesday daylight 
    openings from April 15 through June 15, and specified a flotilla size 
    of between 5 and 25 vessels as a condition for weekday boat runs. In 
    promulgating the rule, the Coast Guard relied on the views expressed 
    during the comment period and at the January 20, 1994 hearing, and on a 
    traffic study submitted by the City of Chicago.
        The 1994 rule was challenged in court by Crowley's Yacht Yard, 
    Inc., one of the boatyards located along the Chicago River. On 
    September 26, 1994, the United States District Court for the District 
    of Columbia issued a decision in the case of Crowley's Yacht Yard, Inc. 
    v. Pena (C.A. No. 94-1152 SSH), rescinding the new rule published on 
    April 18, 1994, and reinstating the previous regulations, that is, the 
    1976 Rule. The Court's decision, which is published at 863 F. Supp. 18 
    (D.D.C. 1994), concluded that there was not a sufficient basis in the 
    administrative record to support the Coast Guard's decision to allow 
    weekday daylight openings only in the Spring, and that the data set 
    forth in the traffic study provided by the City were suspect since the 
    study took place, in part, during the ``Taste of Chicago'' festival, 
    which resulted in increased vehicular traffic.
    3. The Fall, 1994 Temporary Deviation
        Following the Court's decision, the Coast Guard authorized a new 
    temporary deviation to the 1976 Rule for the period October 11, 1994 
    through December 5, 1994. This temporary deviation was prompted by 
    urgent concerns expressed by the City of Chicago regarding the effect 
    of the reinstated 1976 Rule and was necessitated by the beginning of 
    the ``Fall Return'' when boaters took their vessels from Lake Michigan 
    to the Chicago River boatyards for winter storage. A notice of this 
    temporary deviation, together with a request for comments, was 
    published on October 24, 1994 (59 FR 53351). The deviation provided for 
    openings of bridges on 24-hour advance notice from 7 a.m. to 7 p.m. on 
    Saturdays and Sundays, and on Wednesdays between the hours of 6:30 p.m. 
    and 10 p.m., throughout the remaining Fall season. In addition, from 
    October 11 through October 23 the temporary deviation required that, 
    upon 24-hour advance notice, the bridges were to be opened between the 
    hours of 10:30 a.m. to 1:30 p.m. on Tuesdays and Thursdays, and from 
    October 23 through December 5 the bridges were to be opened for vessel 
    passage between the hours of 10:30 a.m. and 1:30 p.m. on Wednesdays. A 
    5 to 25 boat flotilla requirement was also imposed as a condition for 
    weekday passages, with only the upper limitations on flotilla size 
    applied to weekend runs. Crowley's Yacht Yard, Inc. challenged the 
    Fall, 1994 temporary deviation before the same court that had stricken 
    the 1994 rule, but the Court denied Crowley's motion to strike the 
    temporary deviation, thereby allowing it to remain in effect throughout 
    the remainder of the Fall, 1994 season.
        Following the issuance of the Fall, 1994 deviation, the Coast Guard 
    formally requested the City of Chicago to prepare a new traffic study, 
    and to provide other information that could be used in arriving at a 
    new final rule. The City responded by citing the difficulties of 
    beginning a new traffic study that late into the Fall, 1994 boating 
    season. Instead, it suggested that a study should be conducted during 
    the Spring, 1995 season.
        The Coast Guard received 21 comments concerning the deviation that 
    was in effect during the Fall, 1994 season. Data supplied by the City 
    of Chicago indicate that, of the 540 sailboats that returned to winter 
    storage during the Fall, 1994 deviation, 455 traversed the Chicago 
    River on weekends. Specifically, 245 sailboats returned in 16 runs on 
    Saturdays, and 210 transited in 13 runs on Sundays. By contrast, 85 
    sailboats returned on weekdays and weeknights in a total of 11 runs. 
    Based on these data, the City urged that no future weekday daylight 
    bridge openings were required and that all boaters' needs could be 
    accommodated with weekend openings. However, the City stated that if a 
    temporary deviation was to be implemented for the Spring, 1995 season 
    when Chicago proposed to conduct its traffic study, at the most, 
    bridges should only be required to open on weekends during the day, 
    Wednesday during the day, and Tuesday and Thursday evenings. Chicago 
    also urged that flotilla size 
    
    [[Page 52301]]
    limits and advanced scheduling should be required.
        The remainder of the other comments received by the Coast Guard 
    following the issuance of the Fall, 1994 temporary deviation were from 
    boaters or boating interests, and these comments took the position that 
    the Coast Guard should establish a schedule that was more flexible to 
    boaters. These comments generally urged the Coast Guard to implement a 
    temporary rule that allowed a continuation of on-demand openings. 
    Specific comments stated that allowing large flotillas presents 
    inherent dangers to boaters, that some weekday openings are required by 
    boaters, and that special circumstances may require boats to traverse 
    the river at other than scheduled times, such as for repair or in 
    emergencies.
    4. The 1995 Temporary Deviation
        Given the schedule for the City of Chicago to prepare its traffic 
    study, it was not possible for the Coast Guard to implement a new final 
    rule in time for the Spring, 1995 season. Therefore, it was necessary 
    for another temporary deviation to be implemented for that season. 
    Based on the comments received on the Fall, 1994 deviation, on February 
    16, 1995, the Coast Guard published a Notice proposing to adopt a new 
    temporary schedule for the Spring, 1995 season that, if finalized, 
    would have allowed on-demand openings of bridges, except during rush 
    hour, and subject to a 24-hour notice requirement (60 Fed. Reg. at 
    8942). Other than the notice requirement, this proposal would have been 
    similar to the provisions in the 1976 Rule. The Notice ``encourage[d] 
    interested persons to submit written data or views concerning the 
    operation of drawbridges during this deviation period'' and also 
    scheduled a public hearing on the issue for March 9, 1975 (Id. at 
    8941). The Coast Guard stated in its Notice that:
    
        [T]he hearing will provide all concerned parties with the 
    opportunity to present oral and written statements, with supporting 
    data, to the Coast Guard, for evaluation to determine if any 
    revisions are to be made to the deviation prior to its becoming 
    effective on April 15, 1995.
    
    Id.
        The Coast Guard received 80 comments in response to the February 16 
    Notice. In contrast to the 21 comments received on the prior deviation, 
    the vast majority of the comments received on this Notice took the 
    position that the Coast Guard should not implement a temporary or final 
    drawbridge schedule that allowed a return to on-demand drawbridge 
    openings.
        A large number of commenters urged that the Coast Guard should 
    modify its proposed 90-day schedule so that there would be limited, if 
    any, weekday openings of Chicago bridges. By and large, these 
    individuals and Chicago commercial interests stated that the disruptive 
    effect of bridge openings that they had experienced during weekday 
    business hours simply was not in the public interest. Some commenters 
    also stated that the temporary schedule ultimately adopted by the Coast 
    Guard should include requirements for minimum flotilla size to lessen 
    the total number of drawbridge openings.
        Aside from general concerns relating to traffic disruption, many 
    commenters stated that their particular business interests were harmed 
    by on-demand openings. These included, among others, taxi cab 
    companies, couriers, parcel delivery services, an ambulance company, 
    hotels, associations, parking companies, property management firms, a 
    bank, DePaul University, Union Station, and AMTRAK.
        Accompanying Chicago's submission were letters from both Illinois 
    Senators, 7 Representatives, and 5 alderman calling for a rule that did 
    not allow on-demand bridge openings, particularly on weekdays. Finally, 
    the City urged that while in its view all sailboats could easily be 
    accommodated only with weekend openings, the City was nonetheless 
    amenable to the imposition of a temporary schedule ``of reasonable 
    regulations limiting flotilla size and requiring bridge lifts only on 
    weekends, Tuesday and Thursday evenings and Wednesdays during the day'' 
    for testing purposes.
        Representatives from the City of Chicago in their comments to the 
    docket, and in testimony at the public hearing, claimed that all needs 
    of sailboaters could be accommodated by weekend openings. Chicago 
    representatives stated that multiple openings of Chicago's bridges 
    exacerbate problems relating to these aging structures, and pointed out 
    that the total budget for all Chicago bridges is $20 million per year, 
    of which $10 to $20 million goes for rehabilitation of drawbridges. The 
    City claimed that the cost of opening drawbridges averages between 
    $5,000 and $8,000 per boat run, and that the total cost of raising the 
    bridges for the 82 runs under the 1994 deviation was $460,000. Chicago 
    representatives also stated that on-demand bridge openings could not be 
    handled without significant realignment of its bridge tender staff. The 
    City noted that the costs of maintaining and operating the Chicago 
    draws are incurred almost exclusively for the benefit of recreational 
    boaters.
        Chicago also produced evidence concerning the potential impact of 
    delays resulting from on-demand bridge openings on emergency fire and 
    rescue efforts. Comments of the City of Chicago Department of Police 
    Traffic Section summarized the potential delays to police, fire and 
    rescue vehicles posed by weekday drawbridge openings, and noted that 
    there is no radio contact with drawbridge tenders.
        The Chicago Fire Commissioner, the District Chief of the First 
    District Fire Department, and an employee of the Chicago Department of 
    Environment testified concerning the problems that potentially and 
    actually arise in getting to fire or rescue sites when drawbridges are 
    open, particularly on weekdays. The Deputy Chief of Police for Special 
    Functions and the Commander of the Chicago Police Department and 
    Traffic Section provided similar testimony concerning the effects of 
    bridge openings on law enforcement and other police activities. Others 
    testifying included the Chief of Trauma and Critical Care of 
    Northwestern Memorial Hospital who, citing the need to move serious 
    trauma patients to treatment within fifteen minutes, urged ``as a 
    health care worker * * * stopping all bridges opening in Chicago.''
        A representative of the Chicago Development Council, comprised of 
    ``sixty-seven companies which represent over 70 million square feet of 
    commercial real estate space in Chicago's central area'' urged that on-
    demand drawbridge openings did not properly weigh the needs of 
    Chicago's other citizens. Similar testimony was offered by a 
    representative of the Chicagoland Chamber of Commerce. The Deputy 
    Commissioner for the Department of Planning and Development stated that 
    ``the potential damage to the City of Chicago that would result in the 
    proposed bridge lift [on-demand] regulation far exceeds the benefit to 
    recreational boaters or the recreational boating industry.'' The 
    Director of the Mayor's Office of Special Events offered testimony as 
    to the detrimental effects on tourism of traffic jams caused by bridge 
    openings. All of these statements were consistent with similar 
    statements made by Chicago commercial concerns to the public docket 
    urging that commercial detriment would result from delays relating to 
    on-demand weekday bridge openings.
        Boating interests presented their views in 7 comments filed with 
    the Coast Guard. The boating interests urged that no basis had been 
    shown to depart 
    
    [[Page 52302]]
    from the 1976 on-demand rules, that weekday transits were necessary to 
    boaters and to the boatyards that serve them, and that the vehicular 
    and pedestrian disruption noted by the City and other commenters was, 
    in the view of the boating interests, exaggerated. Some of these 
    parties claimed that flotilla requirements were potentially dangerous 
    because a large grouping of sailboats in the Chicago River at any one 
    time heightened the potential for collisions. Some boating commenters 
    also stated that night transits of the Chicago River are inherently 
    dangerous and should not be allowed under the rule.
        Boating representatives also appeared at the hearing and continued 
    to voice their need to traverse the Chicago River unencumbered by 
    schedules and, at a minimum, to have the opportunity for daytime 
    weekday transits. Boating interests reiterated their claim that 
    nighttime passages are inherently dangerous, and some charged that 
    flotilla requirements result in large numbers of vessels transiting the 
    river at one time which pose safety risks. The boatyards stated that 
    their client base was shrinking as the result of more restricted bridge 
    openings, and expressed concern that their viability as commercial 
    enterprises was at stake if the Coast Guard moved away from an on-
    demand approach. Boating interests argued that it was the City's burden 
    to justify any change in the 1976 Rule, and that the City had not 
    provided evidence demonstrating a need for change.
        As a result of the public hearing and a reassessment of all the 
    comments received, the Coast Guard promulgated a temporary deviation to 
    the operating schedule of the Chicago River bridges on April 10, 1995 
    covering the period from April 15, 1995 to July 13, 1995 (60 FR 18006). 
    The temporary schedule departed from the on-demand approach proposed in 
    February, and instead set forth a schedule of daytime and evening 
    openings on Tuesdays and Thursdays as well as weekend openings, maximum 
    sizes for flotillas, and 24-hour advance notice prior to opening, 
    except in emergencies. The temporary deviation attempted to recognize 
    the concerns of the City and business interests by limiting weekday 
    openings. It also addressed and attempted to accommodate the concerns 
    expressed by the boatyards and boaters by not requiring a minimum 
    flotilla size and by providing for transits on four days of the week, 
    including daylight hours on two weekdays. The advance notice 
    requirement was included to allow scheduling of bridge openings by the 
    City, while still being responsive to unanticipated needs for transits 
    by boats.
        Crowley's Yacht Yard, Inc. challenged the legality of the Spring, 
    1995 deviation in court. On May 18, 1995, the United States District 
    Court for the District of Columbia vacated the April 10, 1995 temporary 
    deviation and reinstated the 1976 Rule in effect previously, as 
    promulgated at 33 CFR 117.391 (1993). The Court's decision was premised 
    on its conclusion that the Coast Guard's authority to issue temporary 
    deviations is subject to Administrative Procedure Act constraints, and 
    that, while the Coast Guard had provided notice, comment, and a 
    hearing, the Court did not have before it the administrative record on 
    which the decision was based. The administrative record containing the 
    comments summarized above thereafter was filed with the Court, but the 
    Court refused to reconsider its ruling.
        Although the resinstated 1976 Rule provides for opening the bridges 
    ``on signal'' except during rush hours, the drawbridges in fact 
    operated throughout the Spring and Summer of 1995 on scheduled weekend 
    and limited weekday openings through voluntary cooperative agreements 
    between the principal boatyards and the City. This schedule, which was 
    agreed to by the boatyards, was virtually identical to that set forth 
    in the Spring, 1995 temporary deviation that was invalidated by the 
    Court's order upon challenge by Crowley's Yacht Yard, Inc.
        Following the March public hearing, the Coast Guard compiled its 
    own summation of boating activity during the Spring of 1995. Coast 
    Guard data show a total of 583 boats transiting between April 15 and 
    July 5, 1995. The City bridge log tallied 498 South Branch and 85 North 
    Branch transit; the Coast Guard observed 488 of those transits. Using 
    the City bridge logs as the baseline number for the boat volume, 73 
    percent of the South Branch transits occurred during the weekend 
    compared to 79 percent North Branch; 74 percent of the total vessel 
    traffic occurred during the weekend. The Spring outbound monthly 
    breakdown shows April 1995 with 59 transits (10%) over a 15-day period; 
    May 1995 with 371 transits (64%) over a 30-day period; June 1995 with 
    141 transits (21%) over a 30-day period; and July 1995 with 12 transits 
    (2%) over five days. A total of 52 flotillas was recorded.
    5. Negotiated Rulemaking
        Simultaneously with the publication of the Spring, 1995 temporary 
    deviation, the Coast Guard published on April 10, 1995 a Notice of 
    Intent to form a negotiated rulemaking committee to bring together 
    representatives of all affected parties to attempt to reach consensus 
    on a new permanent rule (60 FR 18061). Negotiated rulemaking committees 
    provide greater opportunity for meaningful public participation in 
    government decisionmaking.
        As detailed above, there have been a wide variety of temporary 
    deviations and a permanent rule addressing bridge operating schedules 
    on the Chicago River. There have also been periods when boatyard owners 
    and City representatives, under the aegis of the Coast Guard, have 
    worked together to schedule openings notwithstanding the availability 
    of an on-demand or other lenient regulatory schedule for openings. The 
    Coast Guard believed that this evidence of cooperation by all 
    interested parties could provide a chance for successful rulemaking 
    through a formal negotiated rulemaking process. Using an experienced 
    and impartial facilitator, the Coast Guard contacted representatives of 
    the City, commercial interests, boatyards, and boaters. They agreed to 
    negotiate in good faith. The Coast Guard chartered a negotiated 
    rulemaking committee in accordance with the Federal Advisory Committee 
    Act (5 U.S.C. App. 561 et seq.) (FACA).
        The negotiating committee, consisting of representatives of the 
    City of Chicago, Chicago commercial interests, boatyards on the Chicago 
    River system (including Crowley's), the Chicago Yachting Association, 
    and the Coast Guard, met repeatedly to share views and attempted to 
    come to consensus on the best possible operating parameters for the 
    operation of the City of Chicago bridges. Meetings of the committee 
    were open to the public, with opportunities for public input afforded 
    at the end of the committee's formal discussion.
        The Organizational Protocols under which the committee met provided 
    that the committee would operate by consensus, meaning there must be no 
    dissent by any member in order for the committee to be viewed as having 
    achieved its goal. The committee's goal was to develop a written 
    statement outlining a permanent schedule for Chicago bridge openings, 
    including proposed rule language ready for publication in the Federal 
    Register. If the committee reached a final consensus on all issues, 
    including the proposed rule language, the Coast Guard could use the 
    consensus language in its notice of proposed rulemaking, and committee 
    members would refrain from commenting negatively on the consensus-based 
    language. If the committee did not reach consensus on 
    
    [[Page 52303]]
    some or all issues, the Coast Guard would draft a notice of proposed 
    rulemaking consistent with any agreed-upon issues, and committee 
    members would retain their right to comment positively or negatively on 
    those aspects of such a notice of proposed rulemaking that were not 
    based on final consensus.
        The committee met under the guidance of an experienced neutral 
    facilitator on June 5, 14, 20, 28 and July 12, 1995. Detailed summaries 
    of committee meetings were provided by the facilitator and, after 
    review and approval by the committee, were made available to the public 
    and included in the public docket. During the five, day-long sessions, 
    the committee engaged in detailed discussions concerning the history of 
    drawbridge operations, future concerns, and the goals sought by the 
    interest groups represented.
        During the first meeting of the committee, there was an indication 
    that there might be consensus for Saturday and Sunday daytime openings 
    and weekday evening openings, and that only weekday daytime scheduling 
    would be controversial. In the absence of any offers from the other 
    members of the committee to draft regulatory language that would serve 
    as a basis for discussion, the Coast Guard offered to provide a draft 
    schedule for the committee to use at the next meeting.
        The second committee meeting was held on June 14, 1995. At that 
    meeting, a representative of Civiltech Engineering, Inc., presented 
    information from the ``Downtown Bascule Bridge Traffic Delay Study'' 
    which that firm had prepared for the City. The City agreed to 
    distribute copies of the backup data volume of the study and to have 
    the Civiltech representative attend the next meeting to answer any 
    further questions. The Coast Guard presented a revised draft of 
    regulatory language for discussion and suggested that the committee 
    should focus on provisions covering recreational vessels. The committee 
    discussed the factors to be addressed in the regulations, including 
    notice requirements, if any, for bridge openings; seasons of the year 
    (i.e., Spring Breakout, Fall Return); direction of passage; days of the 
    week; and hours of the day. While there was some tentative agreement on 
    a number of these items, the central issue of whether and how often 
    drawbridges would be required to open during the daytime on weekdays 
    remained very much unresolved.
        The third committee meeting was held on June 20, 1995. There was 
    further discussion at that time of the Civiltech study before the 
    committee turned to the Coast Guard's revised draft of the regulatory 
    language which reflected the tentative areas of agreement from the 
    previous meeting. The committee discussed weekend passage issues 
    including: 20-hour advance notice; no trips out to Lake Michigan 
    starting after noon; no trips in from the lake after 1:00 p.m.; and two 
    bridge lifts per weekend day. After much discussion of weekday daytime 
    openings, however, no member could suggest an approach to this topic 
    that might be mutually acceptable.
        The Coast Guard suggested that as of that date, without further 
    study of recently submitted data, and in the absence of consensus, it 
    was inclined to issue a proposed rule covering the Spring and Fall 
    seasons with basic components that included two openings on Saturdays 
    and Sundays, at least one weekday daytime opening, and at least two 
    weekday evening openings.
        Most of the committee members found that those terms either 
    provided too few or too many openings. The City stated it strongly 
    preferred no daytime weekdays openings and fewer weekday evening 
    openings. The Chicago Yachting Association stated that Tuesday and 
    Thursday daytime openings are necessary to accommodate the reasonable 
    needs of boaters.
        At the fourth meeting held on June 28, 1995, the committee 
    discussed the revised draft language prepared by the Coast Guard and 
    gave contrasting grounds for opposing it, again, with some members 
    arguing that it was too strict and others arguing that it was too 
    lenient. For discussion purposes, the facilitator proposed a schedule 
    framework with the following components: one daytime lift on Wednesday, 
    evening lifts on Mondays and Fridays, two lifts each on Saturdays and 
    Sundays, a minimum flotilla size of 5 boats, opportunities for 
    additional openings for flotillas of 5 or more boats, and an overall 
    cap on the number of boat runs per season. Boaters or their 
    representatives would be required to provide the City with 20-hour 
    advance notice for all of the openings, except for the evening openings 
    which would require 6-hour notice. In addition, the Coast Guard 
    indicated specific operational parameters that might be associated with 
    any schedule of openings that might be developed. The City and Chamber 
    of Commerce agreed to study the facilitator's proposal and the Coast 
    Guard's operational issues. The boatyards and the Yachting Association, 
    however, indicated that their framework would require at least two 
    specified weekday openings. The boating interests also pressed for 
    openings on Tuesday, Wednesday, and Thursday evenings in addition to 
    the Monday and Friday evening boat runs that had been proposed to 
    accommodate transits from and to the lake so that non-emergency repairs 
    could be accomplished without affecting weekend sailing. The boating 
    interests further indicated that they strongly preferred that no 
    maximum number of trips per season be included in the framework. The 
    meeting concluded with the respective frameworks of the Chicago 
    Yachting Association and the facilitator still on the table, but 
    without consensus. The Coast Guard agreed to prepare new drafts of the 
    regulatory language using the facilitator's framework for a starting 
    point.
        The last meeting was held on July 12, 1995. The committee 
    discussion started with the two alternative schedule frameworks 
    presented during the previous meeting. The Coast Guard reminded the 
    committee members that its statutory obligation was to ensure the safe 
    passage of vessel traffic while, to the extent practicable and 
    feasible, reducing motor vehicle delays and congestion. The Coast Guard 
    representative further pointed out that it was not the role of the 
    agency to promote one set of economic interests over others and, to 
    that end, any subsequent regulations must be grounded on the best 
    available data on the issues of traffic access, delays, and congestion. 
    The members could not find common ground in either of the two 
    alternatives. A number of variations were discussed, but ultimately 
    consensus simply could not be found on any suggested approach. The 
    negotiated rulemaking concluded with the Coast Guard restating its 
    determination to publish a proposed rule on schedule, which would be 
    finalized in the Fall of 1995.
        Despite the fact that the committee did not reach consensus, the 
    Coast Guard nevertheless gained valuable information and insight 
    concerning the issues in this rulemaking from the negotiated rulemaking 
    process.
    
    Discussion of Traffic Study and Recommendations
    
    A. Overview
    
        In the Spring of 1995, the Coast Guard had requested that the City 
    of Chicago prepare a new traffic study to determine the effects of 
    bridge openings on traffic in Chicago's Central Business District. The 
    City of Chicago retained a traffic engineering firm, Civiltech 
    Engineering, Inc., to perform 15-minute directional traffic counts at 
    eleven bridges on fourteen days, and to document their findings in a 
    comprehensive report. The 
    
    [[Page 52304]]
    resulting analysis, entitled City of Chicago Downtown Bascule Bridge 
    Traffic Delay Study, was completed on June 9, 1995 and transmitted to 
    the U.S. Coast Guard Ninth District.
        The study was presented and discussed during the negotiated 
    rulemaking process summarized above. In response to questions raised 
    during a review of this document by the City of Chicago, the U.S. Coast 
    Guard, and other parties participating in the negotiated rulemaking, 
    the traffic consultants prepared an addendum to the original study. 
    This addendum was completed on July 20, 1995. Following a review by the 
    City of Chicago, the addendum was transmitted to the U.S. Coast Guard 
    Ninth District, but was not received in time for its findings to be 
    reflected in the Federal Register Notice of August 2, 1995 that 
    announced the proposed regulations. The addendum to the traffic study 
    was entered into the public docket along with the traffic study report 
    of June 9. While the addendum provided greater detail on calculations 
    of delay time, placement of traffic counters (including those on 
    Lakeshore Drive), documentation of delays to emergency vehicles, and 
    other areas addressed in the June 9 report, the addendum did not 
    present findings that were either significant additions to, or 
    contradictory to, the basic findings set forth in the June 9 report.
        The traffic study findings presented in this section were 
    summarized from information contained in both the June 9 report and the 
    addendum to that report. The traffic study analyzed more than 35 
    traffic counts during the Fall of 1994 and Spring of 1995, and avoided 
    collecting any data during holiday and special event periods that may 
    have skewed the data. The Spring, 1995 survey monitored 31 of the 35 
    boat runs that were scheduled (2 weekend runs and 2 weekday evening 
    runs were not monitored). Of the total number of boat runs that took 
    place during the study period, 22 runs occurred on weekends, 11 runs 
    occurred on weekdays during daytime hours, and only 2 took place on 
    weekday evenings.
        To identify average durations of bridge opening and closing cycles 
    during the 1995 Spring Breakout period, nearly 600 individual bridge 
    openings were monitored. The study also attempted to quantify the 
    effect of bridge openings on emergency vehicles by documenting their 
    presence in traffic queues during boat runs. In addition, pedestrian 
    counts were taken on four days at the eleven bridge locations to 
    augment the vehicle traffic data.
        The traffic study found that the majority of bridges in downtown 
    Chicago are not exposed to traffic surges normally associated with 
    commuter traffic and instead have traffic volumes that peak sharply on 
    weekday mornings, then decline by an average of only 15 percent and 
    remain at elevated levels into the early evening. By contrast, bridges 
    on major commuter routes such as Lakeshore Drive carried larger volumes 
    of vehicles and experienced traffic surges which peaked sharply in the 
    morning and afternoon rush hours and returned to more moderate flows 
    during off-peak hours. The traffic data collected for this study are 
    consistent with data collected through other planning activities such 
    as the Chicago Area Transportation Study.
        Vehicular traffic counts were obtained by using mechanical ``road 
    tube'' counters with electronic timers and by conducting on-site manual 
    counts. Vehicular traffic counts were taken manually when mechanical 
    counting stations could not be placed in close proximity to bridges, or 
    when existing stations could not record traffic that might enter or 
    exit the roadway prior to reaching the bridge or the counting station. 
    Manual counting stations were established at Lakeshore Drive, the Ohio/
    Ontario Feeder Ramp, and Congress Parkway to record the substantial 
    traffic volumes that actually passed over these bridges.
        The Lakeshore Drive bridge, which carries the most vehicles of any 
    structure in this study, had mechanical traffic counters installed at 
    the bridge approaches to confirm the historical traffic counts recorded 
    for this major commuter route. Data from mechanical counting stations 
    for the Lakeshore Drive bridge were consistent with those previously 
    recorded by the Illinois DOT for weekday, weekend, and weekly traffic 
    conditions. The study consultant also performed aerial video 
    surveillance of traffic on several dates during the study period to 
    augment the observations of on-site ground crews monitoring vehicle and 
    pedestrian traffic.
        At the time of the Coast Guard's proposed rule, traffic counts for 
    Lakeshore Drive were tentatively discounted by 50 percent while the 
    Coast Guard awaited additional submissions from Chicago concerning 
    whether the reported counts were artificially high due to placement of 
    the mechanical traffic counters in a manner that would have recorded 
    vehicles that did not in fact pass over the bridge. The detailed 
    description of the data collection procedures that was documented in 
    the traffic study addendum revealed that traffic counts were taken by 
    observers actually stationed at the Lakeshore Drive bridge, and 
    supplemented with data from mechanical ``road tube'' counters, thereby 
    confirming the original counts in the traffic study report of June 9.
        Pedestrian traffic counts were conducted at the eleven study 
    bridges between 10 a.m. and 4 p.m. on ``typical'' (i.e., no special 
    events) Mondays, Wednesdays, Fridays, and Saturdays. An average of 
    3,050 pedestrians were counted crossing the eleven study bridges during 
    a typical, non-rush hour, 15-minute period on weekdays. By comparison, 
    only 690 pedestrians were counted crossing these bridges during an 
    average typical weekend 15-minute period. By multiplying these 
    pedestrian counts by the average delays associated with the bridge 
    openings discussed below, it was possible to determine the percentage 
    of total delay experienced by pedestrians as opposed to delays for 
    vehicle occupants.
    
    B. Estimates of Delay
    
        To calculate total person-hours of delay associated with bridge 
    openings, the traffic study measured delays to vehicle occupants and 
    pedestrians at 11 of the downtown bridges during 5 weekday and 3 
    weekend boat runs. The analysis of traffic delay utilized a computer 
    program (TRAF-NETSIM) developed by the Federal Highway Administration 
    that is a nationally and internationally accepted model for traffic 
    simulation and evaluation. The study did not attempt to calculate the 
    delays incurred by vehicles or pedestrians that took alternative routes 
    to avoid waiting for bridges to close, or the delays which these 
    diversions created for other traffic. Thus, the total city-wide delays 
    associated with bridge openings are likely to be somewhat greater than 
    those reported in the study.
        The traffic study monitored bridge openings to determine the effect 
    of flotilla size on the duration of bridge openings and traffic delays. 
    The act of opening a bridge involves sounding a warning, lowering 
    safety gates, and clearing the bridge deck before the leaf(s) can be 
    raised. Once boats have cleared the bridge, the leaf(s) must be lowered 
    and locked and the gates raised before ground-based traffic can resume. 
    In assessing the effect of flotilla size on average bridge ``gate 
    down'' time, the study found that passage of a single boat produced 6.7 
    minutes of gate down time, while accommodating flotillas of up to 5 
    boats took one minute longer. Flotillas of up to 10 boats and more than 
    10 boats had respective gate down times of 8.2 and 9.4 minutes. The 
    study concluded that the majority of time required to open a bridge is 
    attributable 
    
    [[Page 52305]]
    to mechanical and safety constraints rather than flotilla size, and 
    that if minimizing delays is an objective of bridge lift operations, 
    minimum flotilla sizes should be considered when regulating these 
    openings.
        Data analysis for the 11 bridge sites showed that average weekday 
    boat runs resulted in a total of 2,024 person-hours of delay, while 
    weekend boat runs caused an average of 1,034 person-hours of delay. 
    Data from the 11 study sites were extrapolated to estimate boat run 
    delays at all of the 25 downtown bridge based on historic vehicle and 
    pedestrian traffic data provided by the Chicago Department of 
    Transportation (DOT) and the Illinois DOT. Based upon these 
    extrapolations, it was estimated that average weekday boat runs would 
    generate 2,724 person-hours of delay and weekend runs would produce 
    1,260 person-hours of delay. In summary, the person-hours of delay 
    attributable to weekend bridge openings were found to be less than half 
    of those caused by weekday openings.
        The consultant also expressed findings of traffic delay in terms of 
    the average number of persons and vehicles affected by bridge openings 
    that accommodated the passage of an average-sized flotilla. On-site 
    monitoring of the Spring, 1995 Breakout boat runs found that an average 
    weekday flotilla included 7 boats and that bridges took an average of 8 
    minutes to open and close and 4 minutes for ground-based traffic to 
    recover (12 total minutes of delay). Using the number of vehicles, 
    vehicle occupants, and pedestrians as metrics, the consultant estimated 
    that a weekday boat run of 7 boats caused a 12-minute delay for an 
    average of 13,620 people and 5,360 vehicles. A similar quantification 
    of impacts for people and vehicles was calculated based on weekend boat 
    runs that averaged 12 boats per flotilla. An average weekend boat run 
    of 12 vessels produced 12-minute delays for 6,300 people and 3,540 
    vehicles.
    
    C. Impacts on Emergency Services
    
        At the request of the City of Chicago, the traffic study also 
    documented instances where emergency vehicles were delayed by bridge 
    openings. The City has historically voiced its concern that bridge 
    openings compromise police, fire department, and ambulance services by 
    impeding their response to emergency calls and by delaying their return 
    to their bases of operation. Delays by emergency response vehicles were 
    documented in the traffic study by the notes of on-site traffic 
    monitors, in Mobile Intensive Care Unit Report logs maintained by the 
    Chicago Fire Department, and in the Bridge Lift Logs of the Chicago 
    DOT. The traffic study found that 83 percent of the weekday boat runs 
    were associated with the delay of at least one emergency vehicle, and 
    similar delays were recorded for 26 percent of the weekend runs.
    
    D. Study Findings Relevant to Final Rule
    
        The traffic analysis for downtown Chicago found consistent patterns 
    of normal vehicle and pedestrian movement (i.e., no special events) 
    that were directly attributable to factors of time of day and days of 
    the week. Outlined below are the major factors that were considered in 
    formulating the final rule. The following conclusions of the study are 
    shown with a list of the relevant study findings.
        (a) If traffic impacts and their consequent delays are to be 
    minimized, maximum opportunity should be afforded to schedule boat runs 
    on weekends and evenings rather than during weekday daylight hours.
        (1) Pedestrian and vehicle traffic volumes on weekdays were 
    approximately double those recorded on weekends.
        (2) Weekday evening traffic volumes on most downtown streets fall 
    to levels that are at or below those which are experienced on weekend 
    mornings.
        (b) If boat runs are to be made on weekdays, the runs should be 
    scheduled during times when bridge lifts would generate the least 
    amount of vehicular and pedestrian traffic delay.
        (1) Weekday vehicle traffic volumes on commuter routes (e.g., 
    Lakeshore Drive) peak sharply during morning and evening rush hours 
    (i.e., 7:00-10:00 a.m. and 4:00-7:00 p.m) and return to more moderate 
    volumes during off-peak hours.
        (2) Other streets in the study sample had weekday traffic volumes 
    that remained fairly consistent throughout the day, declining only 
    slightly from morning/evening peak periods.
        (3) Pedestrians experienced 22 percent of the total person-hours of 
    delay associated with weekday daytime boat runs and 11 percent of the 
    total person-hours of delay created by weekend boat runs.
        (c) If a future schedule for boat runs is to reflect recent 
    patterns of boaters' requests for transit, at least some opportunity 
    should be afforded for periodic weekday daytime and evening runs.
        (1) For boat runs monitored during the study period, 92 of 359 
    boats (25 percent) made runs on weekdays/evenings.
        (d) If provisions for weekday daylight boat runs are to be 
    sensitive to the impacts of bridge lifts on traffic delays, 
    requirements for minimum flotilla size should be considered.
        (1) The time needed to carry out the mechanical process and safety 
    precautions during bridge lifts exceeds that which is usually required 
    for the transit of boats in Chicago.
        (2) Bridge lifts to accommodate flotillas of up to 5 boats produced 
    delays only 15 percent greater than those generated by single-boat 
    passages.
        (3) Of the eleven weekday daylight runs that were monitored during 
    the study, two runs accommodated only one boat and two others 
    accommodated two and three boats, respectively.
        (e) Bridge lifts to accommodate boat runs do impact emergency 
    vehicles, with far greater impacts associated with weekday daytime boat 
    runs than with weekend runs.
        (1) At least one emergency vehicle was impacted during 83 percent 
    of the weekday boat runs monitored in the study; only 26 percent of the 
    weekend boat runs delayed at least one emergency vehicle.
    
    The 1995 Final Rule
    
        When the participants in the negotiated rulemaking proceeding were 
    unable to reach consensus, the Coast Guard published a new Notice of 
    Proposed Rulemaking (NPRM) on August 2, 1995 (60 FR 39287). The Notice 
    proposed to adopt a new Final Rule that would set the following 
    schedule for the opening of Chicago drawbridges during the boating 
    season:
        (1) On Saturdays and Sundays openings to accommodate two transits 
    would be available each day, if requested 20 hours in advance of the 
    intended time of passage, without regard to the number of vessels.
        (2) Weekday daytime openings, with no minimum flotilla requirement, 
    would be limited to Wednesday morning after 10 a.m., with 20-hour 
    advance notice.
        (3) On Monday and Friday evenings, after 6:30 p.m., the bridges 
    would be required to open to accommodate transits, if requested 6 hours 
    in advance, with no minimum flotilla requirement.
        (4) In addition to the above openings, which would be available for 
    the passage of one or more vessels, supplemental openings could be 
    scheduled for flotillas of 5 or more vessels, with 20-hour advance 
    notice. These openings could not be requested for rush hour periods.
        After reviewing the comments received, the Coast Guard's final rule 
    adopts this schedule, which the Coast 
    
    [[Page 52306]]
    Guard has concluded best serves the public interest. As explained in 
    the NPRM, the Coast Guard thought that the rule reasonably accommodated 
    the needs of boaters and vehicular and pedestrian traffic. As the 
    following analysis shows, the comments received on the NPRM do not 
    alter the basis for this determination. However, the NPRM itself was 
    based upon an extensive array of information compiled over the last two 
    years, and reflected the Coast Guard's confidence that this bridge 
    opening schedule represents the best possible balance of all interests 
    that can be achieved. The final rule also continues the past practice 
    of allowing vessels to transit the river in emergencies under special 
    arrangements and without flotilla requirements.
        Two openings on each of the weekend days with no flotilla 
    requirements were selected to accommodate what is generally agreed and 
    shown by the administrative record to be the busiest and most 
    appropriate time period for the heavy Spring Breakout and Fall Return 
    recreational traffic. The Coast Guard found significant concurrence 
    with this approach during the negotiated rulemaking, although no 
    consensus was reached. These openings are on days that have been most-
    utilized by boaters and also are days when daytime vehicular traffic is 
    at its lowest volume.
        Monday and Friday weekday evening openings with significantly 
    shorter (6 hour) advance notice were provided to meet any possible late 
    supplements to demands for breakout and return passages, and to meet 
    the need of a single boater to have access for non-emergency repairs at 
    the beginning of a week in order to return to the lake for the next 
    weekend's recreation. Although concerns have been raised by boaters 
    about the safety of evening passages, a passage beginning shortly after 
    6:30 p.m. would be conducted in daylight during the extended daylight 
    hours that coincide with most of the boating season. Moreover, these 
    evening hours are intended as a supplement to the weekend and Wednesday 
    daytime openings provided by the rule. Past data and experience 
    indicate that fewer boaters may actually use this option, but it is 
    there for those who need it. As noted above, the possibility of Monday 
    and Friday evening openings was discussed at length by all parties in 
    the course of the negotiated rulemaking proceeding. While no consensus 
    was reached on this issue, the Coast Guard believes that openings on 
    these evenings provide some of the additional flexibility sought by 
    boating interests, and can help to accommodate scheduling of mid-week 
    repairs at the boatyards. The scheduled times of these openings should 
    also minimize negative impacts on vehicular traffic.
        It should be noted that, in addition to considering the needs of 
    boaters to make normal repairs during the boating season, the Coast 
    Guard recognizes that situations may arise where a true emergency 
    repair involving the substantial value of a boat may occur that cannot 
    be accommodated by scheduled openings. The Coast Guard's rule 
    explicitly provides that the general requirement, Subpart A, in 33 CFR 
    Part 117, direct the opening of bridges for vessels in distress where a 
    delay would endanger life or property.
        A Wednesday post-morning rush hour opening without flotilla 
    requirements was selected based on information in the administrative 
    record supporting Wednesday as a weekday chosen historically by boaters 
    for transit, and to minimize the time between potential single vessel 
    passages. The Coast Guard believes that providing a scheduled weekday 
    opening with 20-hour advance notice will provide the necessary 
    predictability and notification time to minimize the impact on 
    congestion and avoid unacceptable delays to emergency vehicles. The 
    Coast Guard recognizes that weekday daytime drawbridge openings are 
    disruptive to vehicular traffic, but this fact must be weighed against 
    the constraints of providing only evening passages to boaters. 
    Ultimately, the Coast Guard believes that a Wednesday daytime openings, 
    in addition to weekend openings, is a reasonable compromise. The need 
    to accommodate mid-week daytime transits for non-emergency repairs was 
    addressed by both the boaters and the boatyards. The boatyards claimed 
    that they had experienced a decline in their summer repair business, 
    although no documentation was submitted to confirm their losses. The 
    need for both daytime and evening weekday openings also received the 
    attention of the participants during the negotiated rulemaking 
    proceeding. The Coast Guard believes that a balanced schedule of 
    predictable bridge openings is in the public interest and will benefit 
    all parties from the standpoint of planning future activities.
        The regulations allow additional non-rush hour openings to be 
    scheduled for flotillas of five or more vessels with 20-hour advance 
    notice. This provision responds to the assertion of the boating 
    interests that flexibility in the schedule can reduce the overall 
    number of openings. Based on previous usage of the Chicago River by 
    sailboaters, it is anticipated that this provision will be used 
    primarily to schedule additional breakout and return passages, but it 
    could also be used to bundle trips for non-emergency repair work. 
    Although the City asserts that any allowance for openings for 
    supplemental flotillas will compromise the other scheduled openings' 
    reductions of traffic delays and congestion, the Coast Guard expects 
    that the advance scheduling of these openings and their announcement in 
    the media would provide appropriate notice to land-based traffic and 
    emergency services. Moreover, the flotilla requirement will also serve 
    to reduce the frequency of disruptions caused by additional passage 
    opportunities.
        Finally, the Coast Guard decided not to adopt two other potential 
    variations to the regulations. Although there have been concerns raised 
    by many boaters about the safety of evening passages, scheduling 
    openings for all or more weekday evenings had been suggested by various 
    boating interests during the negotiated rulemaking. The Coast Guard has 
    concluded that the volume of recreational traffic simply does not 
    require additional scheduled evening openings, especially in light of 
    the provision for supplemental flotilla openings, and in light of the 
    boaters' oft-stated position that they do not prefer to transit the 
    river at night. On a second issue, the City had requested that the 
    Coast Guard implement a procedure to penalize boaters who are ``no-
    shows'' at pre-arranged openings. The Coast Guard has not been 
    presented with any data indicating that boaters are abusing agreements 
    on openings and therefore such a regulatory response would not be 
    warranted.
        The comments received by the Coast Guard and the positions 
    articulated at the August 22, 1995 hearing indicate that a compromise 
    such as the new rule is required, and underscores what has been 
    apparent from the outset of this proceeding. The Chicago boating 
    interests and the City of Chicago, along with its non-boating 
    commercial enterprises, have diametrically opposed and strongly held 
    views concerning when Chicago's bridges should be required to open. Any 
    solution will necessarily be a compromise that will not fully 
    accommodate the needs of any one party.
        Approximately 25 businesses, associations, organizations and 
    individuals who were not boaters or otherwise affiliated with sailing 
    claimed that the Coast Guard's proposed rule was too permissive. These 
    commenters stated that bridge openings impeded vehicular and pedestrian 
    traffic in the Chicago downtown area, that weekday openings 
    impermissibly constrained 
    
    [[Page 52307]]
    commerce, and that openings undermine the critical need of Chicago's 
    substantial business and residential communities for uninterrupted 
    access to the Loop. These commenters included individuals, businesses, 
    commercial centers, taxicab companies, a delivery service, real estate 
    concerns, office buildings, the Chicagoland Chamber of Commerce, DePaul 
    University, and community associations. All of these parties opposed 
    the proposed rule and urged that there is no necessity for Chicago 
    bridges to open except on weekends and occasional weekday evenings.
        By contrast, the majority of boaters or other parties affiliated 
    with sailing viewed the proposed rule as being too strict, and that 
    there was no need to change the on-demand approach embodied in the 1976 
    Rule. These commenters urged that daylight openings are required in 
    order to safely transit the Chicago River, that evening openings are 
    inherently dangerous, that large flotillas create the potential for 
    collisions, that boaters should have the right to unfettered passage on 
    the river, and that maintenance problems were the real reason for 
    bridge-related delays. Virtually all of these commenters claimed that 
    on-demand openings every day were required. These parties also urged 
    that unexpected situations required passage on the river without long 
    advance notice and flotilla requirements.
        The claim by the boating community that they should have the right 
    to unfettered passage on the river is at odds with the 1988 statutory 
    change in 33 U.S.C. 499 that specifically requires the Coast Guard to 
    balance land and water transportation needs. The comment that 
    maintenance problems were a major cause of bridge-related delays is 
    also inconsistent with findings of the traffic study commissioned by 
    the City of Chicago. In fact, the traffic study found that 1995 bridge 
    opening cycle times were 20 percent faster than 1994 cycle times--a 
    condition which the traffic study attributed to fewer malfunctions, 
    better maintenance, more efficient bridge crews, and more efficient 
    boat operations.
        During the course of the August 22, 1995 hearing, testimony was 
    heard from eight parties. On behalf of the City, Mr. Roger Kiley, Chief 
    of Staff to the Mayor, opposed the proposed rule, urging that bridge 
    openings should be allowed only on weekends and on weekday evenings, 
    with minimum and maximum flotilla sizes. Mr. Kiley stated that over the 
    years the number of sailboats requesting bridge openings remained a 
    relatively constant 550 to 650 boats. Mr. Kiley urged that the issue is 
    whether ``these few recreational boats need unimpeded access to the 
    river in light of the overwhelming data submitted by the City and the 
    lack of any contrary data provided by the boatyards.'' Mr. Kiley argued 
    on behalf of Chicago that the Coast Guard's proposed rules do not 
    properly balance the needs of ``more than 5,000 vehicles affected each 
    time bridges open during the weekday'' and the ``thousands of 
    pedestrians and public transit users who are similarly 
    inconvenienced.'' Mr. Kiley stated that traffic backups occasioned by 
    bridge openings can extend a half-mile or more, and that it can take up 
    to ten or more minutes following closure of a bridge for traffic to 
    return to normal. The City argued that the Coast Guard's proposed rule 
    would accord too much flexibility to boaters and ``fails to strike the 
    necessary balance between boating and land-based transportation 
    interests.''
        Dr. Marcel Martin, Chief of Trauma and Critical Care at 
    Northwestern Memorial Hospital, testified that delays in transporting 
    patients to emergency rooms negatively affect the ability of medical 
    staff to resuscitate patients. In Dr. Martin's words, ``a few minutes 
    may make a difference between life and death.'' Dr. Martin questioned 
    the usefulness of the provisions in the proposed rule allowing 
    drawbridges to close for emergency vehicles in light of these time 
    constraints, and similarly questioned the Coast Guard's conclusion that 
    other routes could be utilized by emergency vehicles. In Dr. Martin's 
    view this raised the possibility of an unacceptable ``compromise in 
    time.''
        Mr. Grant Crowley testified on behalf of Crowley's Yacht Yard, Inc. 
    Mr. Crowley stated that the re-examination of the Chicago drawbridge 
    rules was originally occasioned by Chicago's desire to build a new 
    transit system, the Circulator. Mr. Crowley also questioned the 
    viability of traffic data submitted by the City, including that for 
    Lakeshore Drive, and took the position that the boatyards should not be 
    required to produce economic data that supported the continuation of 
    the 1976 Rule. He argued that traffic is not inordinately delayed by 
    bridge openings and that the rulemaking process is, in his opinion, 
    arbitrary and capricious. Mr. Crowley further stated that, in his view, 
    traffic returns to normal in four minutes following the closure of 
    bridges. He additionally urged that requiring bridges to open 150 times 
    per year is not unreasonable since other Chicago bridges open much more 
    frequently than this.
        Mr. Vic Peterson of AAA Boatyard stated that this company had lost 
    income from summer boat repairs as a result of restricted openings of 
    Chicago drawbridges. He urged that reasonable passage had to be assured 
    by any new rule.
        Mr. Bernard Ford spoke on behalf of the Chicagoland Chamber of 
    Commerce, which he characterized as the largest business organization 
    in Chicago. Mr. Ford discounted any effect of the proposed Circulator 
    transit system on the pending rulemaking. He stated that the Chamber of 
    Commerce did not favor the proposed rule and originally wanted a rule 
    that would have been even more restrictive than that proposed by 
    Chicago. Mr. Ford said that the Chamber of Commerce's review of the 
    data submitted by the City indicate that ``no weekday daytime bridge 
    openings are needed.
        Finally, three boat owners testified. They variously claimed that 
    bridge problems were directly related to maintenance problems, that 
    night travel is ``definitely more hazardous than daytime travel,'' that 
    allowing large flotillas keeps the bridges up longer and such flotillas 
    are potentially hazardous to boaters, that individual boaters need the 
    opportunity to transit alone for repairs or in emergencies, that boat 
    owners, unlike vehicles, have no alternative routes for transit, and 
    that bridge openings are not realistically a problem for downtown 
    businesses.
    
    Analysis of the Final Rule
    
        The long and detailed preamble to this final rule is due to the 
    complex nature of the issues involved, the lengthy public process that 
    preceded that final rule document, and the prior litigation on this 
    subject. Supporters of the two main interest groups have tended to 
    present maximalist positions: boating interests have claimed that no 
    changes to a well-functioning regulation are needed, and the land-based 
    interests have claimed that a schedule that limits openings to weekends 
    and perhaps weekday evenings is all that is necessary. The Coast Guard 
    believes there is a reasonable, practical, and feasible middle ground, 
    and has concluded that there is ample reason to implement its final 
    rule.
        As stated in the notice announcing the establishment of the 
    negotiated rulemaking committee, the Coast Guard is committed to 
    proceeding to a final rule for the end of the 1995 boating season when 
    recreational vessels are leaving Lake Michigan for winter storage. In 
    the absence of a consensus-based rule, the Coast Guard's final rule is 
    based on the extensive administrative 
    
    [[Page 52308]]
    record that the Coast Guard has assembled to date, the information 
    obtained from the negotiation process, and its professional judgment. 
    In particular, the Coast Guard's final rule incorporates weekend 
    openings, advance notice requirements, and weekday evening openings 
    that received support by some committee members, although not unanimous 
    consensus in a formal committee report. Weekday openings were clearly 
    the most contentious issue, which the Coast Guard is resolving by 
    scheduling one mid-week opening without flotilla requirements and 
    authorizing unlimited opportunities for additional openings for 
    flotillas of at least five vessels. The Coast Guard's solution does not 
    match the negotiating position of either the City, which bargained for 
    no weekday openings, or the boatyards and boaters which wanted on-
    demand openings every day of the week. On this issue, the Coast Guard 
    determined that a compromise was necessary to meet the needs of both 
    groups and the public interest. The analysis of the final rule can be 
    best summarized by responding to the comments submitted to the NPRM 
    public docket by the attorney for Crowley's Yacht Yard, Inc. and by the 
    City of Chicago.
        Written comments to the August 2, 1995 NPRM public docket submitted 
    by the attorney for Crowley's, one of the boatyards on the Chicago 
    River, discussed five topics. Each of these topics is addressed below 
    in the Coast Guard's detailed response to this submission. However, no 
    changes to the operating schedule proposed in the NPRM were made as a 
    result of these comments because they did not offer any additional 
    material facts for the Coast Guard to consider.
        The first comment asserts that no legitimate reason has been 
    identified for altering an existing regulation that has worked well for 
    many years. The City of Chicago requested that the Coast Guard initiate 
    a rulemaking to change a basically on-demand system that provided 
    maximum flexibility and access for waterborne transportation. The City 
    and every non-boating interest that has participated in this two-year 
    proceeding has argued that the current system is not equitable to the 
    surface transportation needs of commercial, emergency, and other 
    traffic in a major metropolitan center. The City's request was made in 
    the context of a legislative change that now requires the Coast Guard, 
    acting on the delegation of the Secretary of Transportation, to the 
    extent practical and feasible, to establish rules that provide a 
    schedule of openings that will help reduce traffic delays and 
    congestion. The Coast Guard's decision to change the regulations is 
    consistent with its statutory mandate and supported by the traffic 
    study submitted by the City and analyzed elsewhere in the preamble.
        The statement that the existing regulation is working well is 
    simply incorrect and is belied by the record, which contains ample 
    evidence that on-demand openings are opposed by all non-boating parties 
    in Chicago and have a disruptive effect on Chicago traffic and 
    commerce, as is indicated not only by comments but by the traffic 
    study. Furthermore, the actual operations under the existing regulation 
    are based on agreements by the boatyards and the City to schedule 
    openings. This approach has required significant and continuing 
    involvement by, and costs to, the Coast Guard as shown in letters and 
    other documents in the administrative record: to remind the parties to 
    initiate scheduling, to facilitate compromises, to interpret 
    agreements, to monitor implementation, and to mediate disagreements. 
    The final rule, by contrast, gives notice to the public of the 
    operating procedures and schedule to be followed and allows Coast Guard 
    resources to be properly focused on enforcement.
        The second comment asserts that there is no basis for the NPRM and, 
    by extension, the adoption of the proposal as a final rule. The comment 
    is based on a perception of significant flaws in the traffic study 
    requested by the Coast Guard and submitted by the City of Chicago. The 
    Coast Guard's analysis and use of the study findings to support its 
    final determination are explained separately in the preamble. In 
    addition, the comment overlooks significant information that the Coast 
    Guard received from the negotiated rulemaking and other data available 
    to it. As discussed under the section on the negotiated rulemaking, the 
    Coast Guard has based its new regulations on matters addressed in the 
    public record, including areas where support, although not consensus, 
    was reported in the negotiation process. Given the record of this 
    proceeding, there is clearly a basis for an NPRM proposing a reasonable 
    compromise aimed at accommodating the public interest.
        The third comment asserts that important Coast Guard reports were 
    ignored in developing the proposed regulations. As mentioned above, the 
    absence of predictable and permanent regulations in this area has 
    required significant Coast Guard resources to be applied to facilitate 
    bridge openings. For the 1995 Spring Breakout, Coast Guard personnel 
    were assigned to observe and report on drawbridge openings for 
    recreational boaters. The purpose of these reports was to ensure that 
    agreements between the boatyards and the City were carried out and that 
    passage of boats was achieved safely. These reports were not intended 
    to record traffic impacts or to supplement professionally-conducted 
    traffic studies, but to the extent that this information has been 
    relevant to traffic and boating operations it has been considered, as 
    discussed above.
        In developing the proposed rules, adopted without change as final 
    by this document, the Coast Guard has relied on the following: traffic 
    study findings and data submitted by the City of Chicago, the reports 
    on and experience gained from an unsuccessful negotiated rulemaking, 
    analyses of numerous submissions to this and earlier rulemaking and 
    administrative dockets, and the Coast Guard's professional judgment 
    gained from monitoring and overseeing the operation of the Chicago 
    drawbridge system and other drawbridges throughout the United States. 
    All of this played a part in formulating the new rule.
        The fourth comment asserts that certain elements of the rulemaking 
    are arbitrary and capricious. Again, this is simply not so. The Coast 
    Guard's final rule is based on exhaustive consideration of the factors 
    discussed above and on its determination that a predictable schedule 
    that still affords flexibility to the boaters and predictability to the 
    City will stabilize the relationship between the boatyards and the 
    City, meet to a substantial degree the expressed concerns of all 
    groups, and reduce Coast Guard involvement in day-to-day disputes. As 
    is evident from the discussion in this preamble, there is ample support 
    in both the record and the law for the rule that the Coast Guard has 
    adopted.
        The fifth comment criticizes the Coast Guard's response to various 
    administrative requirements beyond the Administrative Procedure Act. 
    Despite the expedited schedule for issuing a NPRM, the requisite 
    discussions in response to the Regulatory Flexibility Act and Executive 
    Order 12866 were included in the NPRM. This matter is addressed more 
    fully in the following section of this preamble. The discussion there 
    fully supports the Coast Guard's determination made in this final rule.
        Significant comments on the August 2, 1995 NPRM were also received 
    from the City of Chicago. Chicago opposed implementation of the 
    proposed rule, and objected to the rationale outlined by the Coast 
    Guard. Chicago stated that the rule ``provides none of the relief that 
    the 
    
    [[Page 52309]]
    City sought'' and that it ``perpetuates weekday daytime openings to 
    meet the needs of less than 100 boaters'' despite the fact that ``at 
    least 3000 vehicles are delayed each time a bridge is opened.'' The 
    City of Chicago also stated that despite a specific request in the NPRM 
    that the boatyards provide data to show how they are in fact negatively 
    impacted by a rule containing scheduled openings, no such data were 
    ever provided. In the absence of such data, the City of Chicago urged 
    that weekend openings are all that is required.
        As discussed previously, the Coast Guard is not unmindful of these 
    concerns. But the Coast Guard has determined for the reasons 
    articulated by the boatyards and boaters that some weekday openings 
    should be allowed. While quantitative data were not supplied by the 
    boatyards, concerns about any overly-restrictive access schedule were 
    voiced by many boaters. The approach adopted in the final rule, which 
    allows weekday openings only on Wednesdays, is a reasonable 
    accommodation between the needs of boaters for the flexibility afforded 
    by some weekday daytime passages and the needs of Chicago and its 
    citizens to limit daylight openings to a schedule that is predictable 
    and that does not unnecessarily result in vehicle delays and congestion 
    on Chicago streets. The specific points raised in Chicago's comments 
    are discussed below.
        First, the City states that it should not be required to raise two 
    or more bridges at a time since this places undue burdens on the bridge 
    system and on traffic. As the City notes, however, drawbridge openings 
    are in large respect dependent on flotilla size. Thus, the more 
    opportunity there is for boaters to transit the river, the more 
    reasonably-sized individual flotillas can be. While on-demand openings 
    have the potential for repeated disruption of Chicago traffic, in the 
    Coast Guard's view the rule affords enough reasonable windows of 
    opportunity for boaters to schedule their runs between the boatyards 
    and Lake Michigan so as to encourage reasonably-sized flotillas to be 
    formed. The rule's provision for additional boat runs for flotillas of 
    5 or more boats provides more opportunities for river passages, gives 
    the City and boatyards the flexibility to accommodate reasonably-sized 
    flotillas as necessary, and accommodates additional vessels at the 
    earliest available time. The Coast Guard believes this approach answers 
    the expressed needs of boaters for flexibility and reduces the 
    potential disruption to Chicago traffic occasioned by large flotillas 
    that might be required if daylight openings were more restricted. This 
    approach also minimizes the problems concerning the opening of the Lake 
    and Wells Street bridges, which the City notes are dependent on Chicago 
    Transit Authority train movements.
        Second, the City states that the rule should impose a means to 
    prevent or curtail the possibility that boaters will request a bridge 
    opening and then not show up at the scheduled time. As previously 
    noted, the Coast Guard is not adopting such a provision at this time 
    since no data have been provided to the Coast Guard that would confirm 
    a problem concerning ``no shows.'' As a result, the Coast Guard does 
    not believe that this matter is a significant problem that necessitates 
    regulatory intervention.
        Third, the City states that the rule ``ignores the impact on 
    emergency vehicle response times.'' The rule does not ignore this 
    issue, and the potential for emergency vehicles being delayed by bridge 
    openings has in fact received the Coast Guard's careful attention. The 
    Coast Guard has noted, and discussed above, the fact that the traffic 
    study commissioned by the City reports instances of emergency vehicle 
    delays occasioned by bridge openings, and that the possibility of these 
    delays is greatest during weekday daylight openings. Limiting the times 
    at which bridges are opened, of course, limits the times when these 
    delays could occur. The Coast Guard recognizes fully that weekend 
    openings run less of a risk of delaying emergency vehicles since 
    traffic is lighter than on weekdays, and concomitantly that allowing 
    daylight weekday openings--even when limited solely to Wednesdays--runs 
    the risk that emergency vehicles will be delayed as a result. But 
    again, the Coast Guard has concluded that there is a basis and a need 
    for allowing some limited, non-weekend, daylight openings. The Coast 
    Guard believes that its approach of allowing Wednesday daylight 
    openings accommodates reasonably the stated needs of boaters for 
    weekday passages, while minimizing the likelihood of emergency vehicle 
    delays.
        Fourth, the City states that the Coast Guard may be wrong in its 
    premise that bridge openings on the North and South Branch bridges do 
    not impact Chicago traffic as much as openings on the Main Branch of 
    the river. The data in the traffic study bear out the Coast Guard's 
    conclusion, and in developing the final rule the Coast Guard has 
    considered these data on the impacts of bridge openings on vehicle 
    traffic crossing the North and South Branch bridges. The Coast Guard's 
    decision to restrict openings to weekends, specific weekday evenings, 
    and one weekday during daylight hours, is designed to practically 
    address the needs of boaters without unduly disrupting the substantial 
    vehicular traffic that passes over the North and South Branch bridges 
    during weekday daylight hours.
        The City also addresses several other issues. It takes exception 
    with Coast Guard's statement in the preamble of the NPRM that there is 
    evidence of deterioration in Chicago's bridges and notes that it has 
    made great investments in its bridges. Nonetheless, Chicago's own prior 
    comments, as well as the traffic study the City commissioned, have 
    noted occasions of bridge malfunctions. Chicago also states that the 
    Michigan Avenue bridge accident and freight tunnel flooding in 1992 
    should not be characterized as the basis for the City's request for new 
    bridge regulations. These events were discussed by the City in prior 
    correspondence, but as is evident from the analysis set forth in this 
    preamble, the rule that the Coast Guard is adopting results from an 
    extensive review of the articulated needs of the public, including 
    boaters, vehicular traffic, individuals, and businesses, not from these 
    past extraordinary events.
        Chicago also recommends that, due to reconstruction, the Randolph 
    and Loomis Street bridges should now be placed under the 30-minute 
    notice requirement for commercial bridge openings, and that the Ogden 
    Avenue bridge has been removed and therefore should be deleted from the 
    lists of bridges subject to 30-minute notice requirement by commercial 
    vessels. The Coast Guard agrees and has adopted this last comment.
    
    Reasons for Effective Date
    
        In the notice announcing the formation of the negotiated rulemaking 
    committee, the Coast Guard indicated its intent to have rules in place 
    during the Fall, 1995 recreational boating season. That intent was 
    repeated in the NPRM. Due to the time needed to produce a fully 
    comprehensive and explanatory final rule, this final rule is being 
    published shortly after the beginning of the Fall Return.
        As this final rule was being written, representatives of the City 
    of Chicago and boating interests met on September 20, 1995 under the 
    auspices of the Coast Guard and agreed on a schedule for the 1995 Fall 
    Return. This temporary schedule tracks closely to the final rule and 
    includes openings on Saturday and Sunday mornings, Wednesday mornings 
    following rush hour, along with approximately five scheduled 
    supplemental weekday openings. It is the expectation of the Coast 
    Guard, 
    
    [[Page 52310]]
    based on the agreement of the City and the boatyards, that this 
    schedule will bring the 1995 boating season to an amicable and 
    successful conclusion. Therefore, the Coast Guard has made this rule 
    effective on November 19, 1995, following the expiration of the Fall 
    Return schedule agreed upon by the City and the boatyards. It should be 
    emphasized that the flexibility and scheduling aspects of the Coast 
    Guard's rule are consistent with the schedule agreed to by the 
    boatyards and the City. This indicates that future seasonal boat runs 
    should be able to proceed under the rule without untoward problems for 
    the City or the boatyards and without continued diversion of Coast 
    Guard resources.
    
    Regulatory Process
    
    A. Regulatory Evaluation
    
        The Coast Guard has determined that this rule is not a significant 
    rulemaking activity under Executive Order 12886 and the Department of 
    Transportation's Regulatory Policies and Procedures (44 FR 11040; 
    February 26, 1979). The Coast Guard has received extensive information 
    from the City of Chicago on the costs associated with operating 
    drawbridges to accommodate transits of recreational sailboats. Despite 
    repeated requests to the boatyards, these businesses have provided the 
    Coast Guard only with general allegations of lost profits and have not 
    provided the Coast Guard with comparable information on the financial 
    impacts that they would experience as a result of a more limited 
    schedule of drawbridge openings. The final rule is not seen as having a 
    significant adverse economic impact on any other businesses.
        No requirements for commercial transits are affected by this 
    rulemaking. As a matter of record, most commercial transits consist of 
    barges which typically do not require bridge openings. In addition, 
    there are virtually no recreational vessel transits during the off-
    season and the requirements governing recreational transits during the 
    off-season are expected to have little or no economic impact.
        The rule does not constitute a ``taking'' under the Fifth Amendment 
    to the Constitution, as discussed in E.O. 12630 and the Attorney 
    General's Guidelines implementing that Order. The Coast Guard has 
    determined that the regulation will substantially advance the 
    governmental purpose of balancing the needs of land-based transpiration 
    and the navigational rights of recreational boaters. The provisions for 
    supplemental openings for flotillas of five or more vessels and the 
    provision ensuring access by all single vessels on five out of the 
    seven days in each week should minimize the economic impact, if any, on 
    the boatyards.
    
    B. Small Entities
    
        The Regulatory Flexibility Act requires an assessment of whether 
    the rule would have a significant economic impact on a substantial 
    number of small entities. The Coast Guard has concluded the rule would 
    not have such an impact and, therefore, a detailed regulatory 
    flexibility analysis has not been undertaken. Nonetheless, the Coast 
    Guard has weighed the potential impact of the rule on small entities.
        For this rule, the Coast Guard considers any business employing 
    less than 500 persons to be a small entity. The four boatyards 
    remaining on the North and South Branches of the Chicago River are 
    small businesses, and they have asserted that restricting the 
    drawbridge openings will adversely affect their businesses. However, 
    the Coast Guard also received a number of comments from other small 
    businesses in the area that asserted that on-demand openings adversely 
    affected their operations. The small businesses that objected to the 
    on-demand openings included, among others, taxi companies, delivery 
    services, and small shops in downtown Chicago.
        As discussed elsewhere in the preamble, the Coast Guard has 
    carefully considered the views of the boatyards and of other small 
    businesses that might be affected. The rule allows scheduled openings 
    on five days of the week for single vessels in addition to allowing 
    additional openings at all times, other than rush hour periods, for 
    flotillas of five or more vessels. This approach is more flexible to 
    boating interests than any of the prior temporary schedules implemented 
    by the Coast Guard and also provides more opportunities for transit 
    than did the 1994 rule. As noted above, the rule provides for 
    drawbridge openings on days and at times when sailboaters have 
    traditionally traversed the river. Specifically, the schedule provided 
    for in the rule is also consistent with the requirements of boatyards 
    as evidenced by the fact that it would accommodate recreational 
    transits on the dates and at the time times agreed to by the boatyards 
    during those periods in the past two years when drawbridge openings 
    have been set pursuant to negotiations between the City and the 
    boatyards. There is no basis for concluding that the boatyards will be 
    significantly harmed by such an approach. As a result, the Coast Guard 
    has concluded that the rule should have no significant impact on the 
    operations of the boatyards. In addition to allowing on-demand openings 
    for boats needing emergency repairs, the openings prescribed by the 
    rule will allow any vessel that needs non-emergency repairs to transit 
    the river for mid-week service and return to Lake Michigan in time for 
    sailing on the following weekend.
        This provision answers expressed concerns by boaters and the 
    boatyards during the comment periods and the negotiated rulemaking 
    process. The schedule of boat runs emphasizes openings on evenings and 
    weekends, and this will minimize the impact of openings on other small 
    businesses in the area. While these entities by and large called for no 
    weekday openings at all, the Coast Guard has determined, as explained 
    above, that some such openings are necessary to meet the navigational 
    needs of boaters. The schedule of openings and advance notice 
    requirements set forth in the rule affords more certainty and 
    predictability to this process and therefore will be more beneficial to 
    small business than a continuation of the 1976 on-demand rule.
        Therefore, the Coast Guard certifies under 605(b) of the Regulatory 
    Flexibility Act (5 U.S.C. 601 et seq.) that this regulation will not 
    have a significant economic impact on a substantial number of small 
    entities.
    
    Collection of Information
    
        This rule contains no collection of information requirements under 
    the Paperwork Reduction Act (44 U.S.C. 3501 et seq.). No reports or 
    information would be submitted to the government. As in common with 
    other drawbridge regulations, persons desiring passage of a vessel have 
    to make their requests known to the operator of a drawbridge some time 
    in advance. This advance notice is normally a single phone call, even 
    when there is a flotilla of several vessels. Advance notice has been 
    required under the existing rule for drawbridges on the Chicago River, 
    and a simple verbal request for bridge openings would continue to be 
    required under the new rules.
    
    Federalism
    
        The Coast Guard has analyzed this action under the principles and 
    criteria contained in Executive Order 12612 and has determined that 
    this regulation involves only an area within Chicago and, therefore, 
    will not have sufficient federalism implications to warrant the 
    preparation of a Federalism Assessment.
    
    [[Page 52311]]
    
    
    Environment
    
        The Coast Guard considered the environmental impact of this rule 
    and concluded that, under section 2.B.2.g.5 of Commandant Instruction 
    M16475.1B, this rule is categorically excluded from further 
    environmental documentation. A Categorical Exclusion Determination 
    statement has been prepared and placed in the docket.
    
    List of Subjects in 33 CFR Part 117
    
        Bridges.
    
        For reasons set out in the preamble, the Coast Guard amends 33 CFR 
    Part 117 as follows:
    
    PART 117--DRAWBRIDGE OPERATING REGULATIONS
    
        1. The authority citation for Part 117 continues to read as 
    follows:
    
        Authority: 33 U.S.C. 499; 49 CFR 1.46; 33 CFR 1.05-1(g); Section 
    117.255 also issued under the authority of Pub. L. 102-587, 106 
    Stat. 5039.
    
        2. Section 117.391 is revised to read as follows:
    
    
    Sec. 117.391  Chicago River.
    
        The draws of the bridges operated by the City of Chicago shall 
    operate as follows:
        (a) For commercial vessels:
        (1) From April 1 through November 30--
        (i) The draws of the bridges across the Chicago River from its 
    mouth to the junction of the North and South Branches, across the South 
    Branch from the junction to and including the Roosevelt Road, and the 
    Kinzie and Ohio Street bridges across the North Branch shall open on 
    signal; except that, from Monday through Friday from 7:30 a.m. to 10 
    a.m., and 4 p.m. to 6:30 p.m., the draws need not be opened for the 
    passage of commercial vessels.
        (ii) The draws of the bridges across the North Branch of the 
    Chicago River at Grand Avenue, the bridges across the North Branch of 
    the Chicago River north of the Ohio Street bridge to and including 
    North Halsted Street, and bridges across the South Branch of the 
    Chicago River North of South Halsted Street to, but not including 
    Roosevelt Road, shall open on signal; except that, from Monday through 
    Friday from 7 a.m. to 8 a.m. and 5:30 p.m. to 6:30 p.m., the draws need 
    not open for the passage of commercial vessels.
        (iii) The draws of the bridges across the North Branch of the 
    Chicago River north of North Halsted Street and the South Branch of the 
    Chicago River south of South Halsted Street shall open on signal; 
    except that, from Monday through Friday from 7 a.m. to 8 a.m. and 5:30 
    p.m. to 6:30 p.m. the draws need not be opened for the passage of 
    commercial vessels.
        (iv) Subject to the restrictions in paragraphs (a)(1)(i) through 
    (a)(1)(iii) of this section, the draw of the Cermak Road bridge across 
    the South Branch of the Chicago River, shall open on signal. The draws 
    of the following bridges in Chicago shall open on signal if tended or 
    within 30 minutes after notice is given to the City of Chicago Bridge 
    Desk:
    
    South Branch
    
    Randolph Street
    Washington Street
    Madison Street
    Monroe Street
    Adams Street
    Jackson Boulevard
    Van Buren Street
    Congress Street (Eisenhower Expressway)
    Harrison Street
    Roosevelt Road
    Eighteenth Street
    Canal Street
    South Halsted Street
    South Loomis Street
    
    West Fork of the South Branch
    
    South Ashland Avenue
    South Damen Avenue
    
    Chicago River, North Branch
    
    Division Street
    Grand Avenue
    Chicago Avenue
    North Halsted Street
        (2) From December 1 through March 31, the draws of the highway 
    bridges across the Chicago River, the North Branch of the Chicago 
    River, and the South Branch of the Chicago River shall open on signal 
    if at least 12 hours notice is given. However, the bridges need not 
    open during those periods of time specified in paragraphs (a)(1)(i), 
    (ii) and (iii) of this section.
        (b) For recreational vessels:
        (1) From April 1 through November 30--
        (i) The draws shall be scheduled to open, before 1 p.m., twice on 
    Saturdays and twice on Sundays if requests for passage have been 
    received at least 20 hours in advance. If the bridges have been 
    authorized to remain closed for portions of a Saturday or Sunday to 
    accommodate special events, openings shall be scheduled after 1 p.m. as 
    necessary to provide two openings per day.
        (ii) The draws shall open on Monday and Friday, after 6:30 p.m. 
    Each opening requires notice that has been given at least 6 hours in 
    advance of a vessel's requested time of passage.
        (iii) The draws shall open on Wednesdays at 10 a.m., or as soon 
    thereafter as practical, if a request for passage has been given at 
    least 20 hours in advance.
        (iv) The draws shall open at times in addition to those listed in 
    paragraphs (b)(1)(i) through (b)(1)(iii) of this section, after notice 
    has been given at least 20 hours in advance requesting passage for a 
    flotilla of at least five vessels. However, the bridges need not open 
    during those periods of time specified in paragraphs (a)(1) (i), (ii) 
    and (iii) of this section.
        (2) From December 1 through March 31, the draws of the highway 
    bridges across the Chicago River, the North Branch of the Chicago 
    River, and the South Branch of the Chicago River need open on signal 
    only if at least 48 hours notice is given. However, the bridges need 
    not open during those periods of time specified in (a)(1) (i), (ii) and 
    (iii) of this section.
        (3) Paragraph (b) of this section applies to the following listed 
    bridges:
    
    Main Branch
    
    Lake Shore Drive
    Columbus Drive
    Michigan Avenue
    Wabash Avenue
    State Street
    Dearborn Street
    Clark Street
    LaSalle Street
    Wells Street
    Franklin-Orleans St.
    
    South Branch
    
    Lake Street
    Randolph Street
    Washington Street
    Monroe Street
    Madison Street
    Adams Street
    Jackson Boulevard
    Van Buren Street
    Eisenhower Expressway
    Harrison Street
    Roosevelt Road
    18th Street
    Canal Street
    South Halsted Street
    South Loomis Street
    South Ashland Avenue
    
    North Branch
    
    Grand Avenue
    Ohio Street
    Chicago Avenue
    N. Halsted St.
    
        (c) The following bridges need not be opened for the passage of 
    vessels: The draws of the North Avenue, Cortland Street, Webster 
    Avenue, North Ashland Avenue, Chicago and Northwestern Railroad, and 
    North Damen Avenue 
    
    [[Page 52312]]
    bridges across the North Branch of the Chicago River, and the draws of 
    the N. Halsted St. bridge, the Division St. bridge and the Chicago, 
    Milwaukee, St. Paul and Pacific Railroad bridge across the North Branch 
    Canal.
        (d) The opening signal for all Chicago River bridges is three short 
    blasts or by shouting, except that four short blasts is the opening 
    signal for the Chicago and Northwestern railroad bridge near Kinzie 
    Street and the Milwaukee Road bridge near North Avenue and five short 
    blasts is the opening signal for the Lake Shore bridge when approaching 
    from the north.
        (e) The emergency provisions of Sec. 117.31 of this part apply to 
    the passage of all vessels and the operation of all bridges on the 
    Chicago River.
    
        Dated: October 2, 1995.
    G.F. Woolever,
    Rear Admiral, U.S. Coast Guard Commander, Ninth Coast Guard District.
    [FR Doc. 95-24916 Filed 10-4-95; 8:45 am]
    BILLING CODE 4910-14-M
    
    

Document Information

Effective Date:
11/19/1995
Published:
10/06/1995
Department:
Transportation Department
Entry Type:
Rule
Action:
Final rule.
Document Number:
95-24916
Dates:
This rule is effective on November 19, 1995.
Pages:
52298-52312 (15 pages)
Docket Numbers:
CGD09-95-023
PDF File:
95-24916.pdf
CFR: (1)
33 CFR 117.391