98-27274. Requirements for Notification, Evaluation and Reduction of Lead- Based Paint Hazards in Federally Owned Residential Property and Housing Receiving Federal Assistance; Notice of Additional Information and Analysis on Determination of No ...  

  • [Federal Register Volume 63, Number 196 (Friday, October 9, 1998)]
    [Proposed Rules]
    [Pages 54422-54426]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-27274]
    
    
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    DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
    
    24 CFR Parts 35, 36, and 37
    
    [Docket No. FR-3482-N-05]
    RIN 2501-AB57
    
    
    Requirements for Notification, Evaluation and Reduction of Lead-
    Based Paint Hazards in Federally Owned Residential Property and Housing 
    Receiving Federal Assistance; Notice of Additional Information and 
    Analysis on Determination of No Significant Economic Impact on 
    Substantial Number of Small Entities
    
    AGENCY: Office of the Secretary--Office of Lead Hazard Control, HUD.
    
    ACTION: Notice of additional information and analysis on determination 
    of no significant economic impact on substantial number of small 
    entities.
    
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    SUMMARY: This notice pertains to a proposed rule published by HUD in 
    the Federal Register on June 7, 1996 that would implement sections 1012 
    and 1013 of the Residential Lead-Based Paint Hazard Reduction Act of 
    1992. The June 7, 1996 rule advised that HUD had determined that the 
    proposed regulatory requirements would not have a significant economic 
    impact on a substantial number of small entities. HUD continues to 
    believe that this determination was correct. The Department is 
    publishing this notice to provide the public with additional details 
    regarding the reasons for this determination. HUD requests written 
    public comment on this analysis of the impact of the rule on small 
    entities, in accordance with the Regulatory Flexibility Act.
    
    DATES: Comment due date. Comments on this notice must be received on or 
    before November 9, 1998.
    
    ADDRESSES: Interested persons are invited to submit comments to the 
    Rules Docket Clerk, Office of General Counsel, room 10276, Department 
    of Housing and Urban Development, 451 7th Street, SW, Washington, DC 
    20410-0500. Comments should refer to the above docket number and title. 
    A copy of each comment submitted will be available for public 
    inspection and copying between 7:30 a.m. and 5:30 p.m. weekdays at the 
    above address. Facsimile (FAX) comments are not acceptable.
    
    FOR FURTHER INFORMATION CONTACT: Steve Weitz, Office of Lead Hazard 
    Control, Department of Housing and Urban Development, 451 7th Street, 
    SW, Washington, DC 20410-0500. Telephone: (202) 755-1785, ext. 106 
    (this is not a toll-free number). E-Mail: Stevenson__P.__Weitz@hud.gov. 
    Hearing or speech-impaired persons may access the above telephone 
    number via TTY by calling the toll-free Federal Information Relay 
    Service at 1-800-877-8339.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Need for and Objectives of the June 7, 1996 Proposed Rule
    
        The Lead-Based Paint Poisoning Prevention Act of 1971, as amended, 
    directs the U.S. Department of Housing and Urban Development (HUD) to 
    establish procedures to eliminate to the extent practicable lead-based 
    paint hazards in federally associated housing. HUD issued implementing 
    regulations in 1976 and made department-wide revisions in 1986, 1987, 
    and 1988. In 1992, Congress passed the Residential Lead-Based Paint 
    Hazard Reduction Act, which was Title X of the Housing and Community 
    Development Act of 1992 (Title X). Sections 1012 and 1013 of Title X 
    amend the Lead-Based Paint Poisoning Prevention Act to require specific 
    new procedures for lead-based paint notification, evaluation, and 
    hazard reduction activities in housing receiving Federal assistance 
    (section 1012) and federally owned housing at the time of sale (section 
    1013).
        In enacting Title X, the Congress found that low-level lead 
    poisoning is widespread among American children, with minority and low-
    income communities disproportionately affected; that, at low levels, 
    lead poisoning in children causes IQ deficiencies, reading and learning 
    disabilities, impaired hearing, reduced attention span, hyperactivity, 
    and behavior problems; and that the health and development of children 
    living in as many as 3.8 million homes is endangered by chipping or 
    peeling lead paint, or excessive amounts of lead-contaminated dust in 
    their homes.
        Among the stated purposes of Title X are to implement, on a 
    priority basis, a broad program to evaluate and reduce lead-based paint 
    hazards in the Nation's housing stock; to ensure that the existence of 
    lead-based paint hazards is taken into account in the development of 
    Government housing policies and in the sale, rental, and renovation of 
    homes and apartments; and to reduce the threat of childhood lead 
    poisoning in housing owned, assisted, or transferred by the Federal 
    Government.
        On June 7, 1996 (61 FR 29170), HUD published a proposed rule that 
    would implement the requirements of Title X. The proposed rule set 
    forth new requirements for lead-based paint hazard notification, 
    evaluation, and reduction for federally owned residential property and 
    housing receiving Federal assistance.
        The proposed rule took into consideration the substantial 
    advancement of lead-based paint remediation technologies and the 
    improved understanding of the causes of childhood lead poisoning by 
    scientific and medical communities. Perhaps the most important results 
    of research on this subject during the last 10-12 years have been (1) 
    the finding that lead in house dust is the most common pathway of 
    childhood lead exposure and (2) the measurement of the statistical 
    relationship between levels of lead in house dust and lead in the blood 
    of young children. The June 7, 1996 rule proposed to update the 
    existing HUD regulations to reflect this knowledge, giving importance 
    to procedures that identify and remove dust-lead hazards as well as 
    chipping, peeling or flaking lead-based paint.
        The June 7, 1996 rule also proposed also to offer a consolidated, 
    uniform approach to addressing lead-based paint hazards. Currently, 
    each individual HUD program has a separate set of lead-based paint 
    requirements incorporated into its program regulations. The
    
    [[Page 54423]]
    
    proposed regulation would consolidate the HUD lead-based paint 
    regulations and would group requirements by type of housing assistance, 
    rather than by individual program. For example, the rule contains 
    sections that address single family mortgage insurance, multifamily 
    mortgage insurance, project-based assistance, rehabilitation 
    assistance, public housing, and tenant-based assistance.
        Moreover, the June 7, 1996 rule proposed to use a clear and 
    consistent set of terms to specify notification, evaluation, and hazard 
    reduction requirements. Organizing the requirements by the type of 
    housing assistance and using new terminology will avoid subjecting 
    properties receiving assistance from more than one program to 
    inconsistent or redundant HUD lead-based paint requirements. These 
    changes will also ease the burden on HUD clients in locating and 
    understanding the applicable requirements and help ensure that lead 
    hazards are identified and safely reduced.
    
    II. Public Involvement in Rulemaking
    
        Because of the magnitude of the changes required in HUD's lead-
    based paint regulations and the potential impact of these changes, 
    public involvement was important to the proposed rulemaking process 
    (and remains important in the final rule stages). The three main 
    avenues for public involvement in the development of the proposed rule 
    were the development of the 1995 HUD Guidelines for the Evaluation and 
    Control of Lead-Based Paint Hazards in Housing (HUD Guidelines), the 
    recommendations from the Task Force on Lead-Based Paint Hazard 
    Reduction and Financing (Task Force), and three meetings with HUD 
    clients to seek comment on the implementation of Title X. In addition 
    to these three methods of public involvement, there was, of course, the 
    opportunity for public comment on the proposed rule itself.
        The HUD Guidelines were mandated by section 1017 of Title X and are 
    intended to help property owners, government agencies and private 
    contractors sharply reduce children's exposure to lead-based paint 
    hazards, without adding unnecessarily to the cost of housing. They were 
    developed by housing, public health and environmental professionals 
    with broad experience in lead-based paint hazard identification and 
    control. Over 50 individuals from outside the Government have 
    participated in the writing and review of the Guidelines, which form 
    the basis for many of the lead-based paint hazard evaluation and 
    reduction methods described in the rule.
        The Task Force on Lead-Based Paint Hazard Reduction and Financing 
    (Task Force) was mandated by section 1015 of Title X to address 
    sensitive issues related to lead-based paint hazards in private 
    housing, including standards of hazard evaluation and control, 
    financing, and liability and insurance for rental property owners and 
    hazard control contractors. The Task Force submitted its 
    recommendations, Putting the Pieces Together: Controlling Lead Hazards 
    in the Nation's Housing, to then-HUD Secretary Henry Cisneros and 
    Environmental Protection Agency (EPA) Administrator Carol Browner in 
    July 1995. Many if not most of the Task Force members represented small 
    entities. Members of the Task Force included representatives from 
    Federal agencies, the Federal Home Loan Mortgage Corporation, the 
    Federal National Mortgage Association, the building and construction 
    industry, landlords, tenants, primary lending institutions, private 
    mortgage insurers, single family and multifamily real estate interests, 
    nonprofit housing developers, property liability insurers, public 
    housing agencies, low-income housing advocacy organizations, lead-
    poisoning prevention advocates and community-based organizations 
    serving communities at high-risk for childhood lead poisoning. The Task 
    Force report was an important contribution to the development of the 
    proposed rule.
        Prior to the development of the proposed rule, the Department held 
    three meetings with HUD clients on the potential implications of Title 
    X on HUD programs. The meetings involved HUD constituents, grantees, 
    and field staff of the Offices of Public and Indian Housing (PIH), 
    Community Planning and Development (CPD), and Housing, as well as 
    advocacy and tenant representatives. Participants shared their thoughts 
    on several Title X issues including: Risk assessment and interim 
    controls, hazard reduction activities during the course of 
    rehabilitation, occupant notice of hazard evaluation and reduction 
    activities, and responding to children with elevated blood-lead levels. 
    Additional written comments were accepted from participants after the 
    meetings.
        Under the authority of Title X, HUD published the June 7, 1996 
    proposed rule in the Federal Register, requesting comments on or before 
    September 5, 1996. Of the 93 comments, more than a third came from 
    agencies of State or local government: community development agencies, 
    public housing authorities, planners, mayors, health departments and 
    other organizations directly or indirectly involved with federally 
    assisted programs involving housing. Comments were also received from 
    groups representing the housing and community development industry, 
    hospitals, physicians or health agencies, lead poisoning prevention 
    advocacy groups, broadly based environmental groups, and law firms or 
    legal aid organizations. Housing developers, consultants or experts on 
    some aspect of the rule, standards-setting entities, and a bank, a 
    secondary mortgage market organization, a coalition of tenant action 
    groups, a child welfare group, and an advocacy group representing 
    industries that manufacture or use lead also submitted comments. Few 
    commenters spoke explicitly to the concerns of small entities.
    
    III. Proposed Rule Requirements
    
        The June 7, 1996 rule proposed to establish the following types of 
    lead-based paint requirements: (1) Distribution of a lead hazard 
    information pamphlet, (2) notice to occupants of evaluation and hazard 
    reduction activities, (3) evaluation of lead-based paint hazards, (4) 
    reduction of lead-based paint hazards, (5) ongoing monitoring and 
    reevaluation, and (6) response to a child with an elevated blood lead 
    level.
        Lead hazard information pamphlet. The June 7, 1996 rule proposed to 
    require the distribution of the EPA brochure entitled, ``Protect Your 
    Family From Lead in Your Home'' to all existing tenants or owner-
    occupants who have not already received it in compliance with the lead-
    based paint disclosure rule (24 CFR part 35, subpart H). Since the 
    disclosure rule was effective in the fall of 1996, HUD expects that 
    most tenants will have already received the pamphlet when the final 
    rule is issued and becomes effective late in 1999 (see discussion of 
    effective date below).
        Resident Notice. The June 7, 1996 rule, in accordance with Title X, 
    proposed to require that occupants of rental housing receiving Federal 
    assistance be provided written notice of risk assessments, paint 
    inspections, or hazard reduction activities required by this regulation 
    and undertaken at the property. This was proposed as a new requirement 
    in HUD regulations. The required notice following risk assessment or 
    inspection provides information to occupants about the nature, scope, 
    and results of the evaluation and a name and phone number to contact 
    for more information or for access to the actual evaluation
    
    [[Page 54424]]
    
    reports. Notices to tenants regarding hazard reduction activities must 
    contain information about the treatments performed and the location of 
    any remaining lead-based paint. HUD anticipates that owners and others 
    affected by the new lead-based paint hazard control regulations may 
    require guidance on how to prepare a summary of hazard evaluation and 
    reduction activities. For this reason, HUD is considering providing a 
    ``model summary'' in the final rule that will describe the information 
    that should be made available to tenants when lead-based paint 
    activities are conducted.
        Evaluation. The June 7, 1996 rule, in accordance with Title X, 
    proposed to establish two main types of evaluation procedures: A lead-
    based paint inspection, which is a surface-by-surface investigation to 
    determine the presence of lead-based paint on painted surfaces of a 
    dwelling, typically through the use of a portable X-ray fluorescence 
    (XRF) analyzer; and a risk assessment, which is an on-site 
    investigation to determine and report the existence, nature, severity, 
    and location of lead-based paint hazards, which, in accordance with 
    Title X, include dust-lead and soil-lead hazards as well as 
    deteriorated lead-based paint, as well as lead-based paint on friction, 
    impact and chewable surfaces. A risk assessment includes limited dust 
    wipe sampling or other environmental sampling techniques, 
    identification of hazard reduction options, and a report explaining the 
    results of the investigation. In some housing programs, the proposed 
    rule calls for a visual assessment instead of a lead-based paint 
    inspection or risk assessment. A visual assessment does not require 
    environmental sampling but requires the visual examination of interior 
    and exterior painted surfaces for signs of deterioration. The June 7, 
    1996 rule proposed to require different types of evaluation for 
    different types of housing assistance programs and different ages of 
    housing. The differences in the requirements largely reflect the extent 
    of Federal involvement in the property or the availability of funding.
        Existing HUD lead-based paint regulations require a visual 
    inspection for defective paint surfaces and, in some cases, testing of 
    and abatement of any lead-based paint on chewable paint surfaces. These 
    methods are similar in kind to the visual assessment and paint testing 
    requirements under the proposed rule.
        In order to ensure that evaluation activities are properly 
    conducted, the June 7, 1996 rule proposed to require risk assessors and 
    paint inspectors to be trained and certified professionals in 
    accordance with EPA requirements.
        Hazard reduction activities. Three types of hazard reduction 
    activities were discussed in the June 7, 1996 proposed rule: Abatement, 
    which is a set of measures designed to permanently eliminate lead-based 
    paint or lead-based paint hazards through removal, permanent enclosure 
    or encapsulation, replacement of components, or removal or covering of 
    lead-contaminated soil; interim controls, which are designed to reduce 
    temporarily human exposure to lead-based paint hazards through repairs, 
    maintenance, painting, temporary containment, specialized cleaning, and 
    ongoing monitoring; and paint repair, which is removal of deteriorated 
    paint and repainting. Specialized cleanup is required after all these 
    activities, and clearance dust testing is required after abatement and 
    interim controls.
        As with the requirements for evaluation, the June 7, 1996 rule 
    proposed to require different types of hazard reduction activities for 
    different types of housing assistance programs and different periods of 
    construction. In the case of public housing, abatement of lead-based 
    paint and lead-based paint hazards is required during the course of 
    modernization under the current regulation. Under the June 7, 1996 
    proposed rule, the public housing requirements would remain essentially 
    the same, with the additional requirement of interim controls to reduce 
    identified lead-based hazards before scheduled abatement can occur.
        Ongoing maintenance and reevaluation. If temporary hazard reduction 
    measures are used and there is a continuing financial relationship 
    between HUD and the residential property, the June 7, 1996 rule 
    proposed generally to require that owners conduct an annual check to 
    identify any new deteriorated paint and to ensure that prior hazard 
    reduction treatments are still intact. If there is new deteriorated 
    paint, it is to be repaired; if old treatments are failing, they are to 
    be fixed. For some housing programs, the June 7, 1996 rule proposed to 
    require that a certified risk assessor conduct a reevaluation of the 
    property at specified intervals to identify any reaccumulation of lead-
    contaminated dust.
        Response to a child with an elevated blood lead level. In some HUD 
    programs, existing regulations use the presence of a child under age 
    seven with an elevated blood lead level (EBL) as a trigger to initiate 
    testing for and abatement of lead-based paint on chewable surfaces. The 
    June 7, 1996 rule proposed to change the cutoff age from seven to six, 
    to conform to guidance from the Centers for Disease Control and 
    Prevention (CDC). The rule also proposed to change the response 
    requirement to a risk assessment and interim controls of any identified 
    lead-based paint hazards, and to change the definition of an elevated 
    blood lead level for the purposes of this rule from equal to or 
    exceeding 25 micrograms per deciliter (g/dL) to 20 g/
    dL for a single venous test or of 15-19 g/dL in two 
    consecutive venous tests taken 3 to 4 months apart. This definitional 
    change was made in consultation with CDC.
    
    IV. Impact on Small Entities
    
        The entities that would be most affected by the requirements 
    proposed in the June 7, 1996 rule are owners of housing and State and 
    local housing and community development agencies and tribally 
    designated housing entities that administer some HUD housing programs. 
    Also affected would be the firms that perform the specialized lead-
    based paint activities called for by Title X, such as lead-based paint 
    inspections, risk assessments, and abatement supervision. The analysis 
    that follows focuses primarily on private owners, because they would be 
    most directly affected by the cost of compliance and may not always be 
    able to obtain adjustments of subsidy levels to amortize such costs. 
    Contractors certified to perform lead-based paint activities would 
    experience increased demand, especially for limited paint inspections, 
    risk assessments, clearance examinations, and supervision of interim 
    controls.
        HUD estimates that approximately one million dwelling units owned 
    by private entities or local, State or tribal housing agencies would be 
    affected by the proposed rule during the first year after it is 
    effective. During later years, additional units would be added to the 
    coverage as phase-in provisions become effective and new properties are 
    brought into the stock of HUD-associated housing. After four years, the 
    number of affected units is expected to total approximately 1.7 
    million. This analysis does not include units owned by Federal 
    agencies. Estimates are drawn from the Regulatory Impact Analysis of 
    the proposed rule and are based on program data and the American 
    Housing Survey.
        The Department estimates that approximately three-fourths of the 
    affected dwelling units would be owned by entities considered to be 
    small, using the Small Business Administration definition of less than 
    $5 million in total revenues per year. However, because
    
    [[Page 54425]]
    
    there is a very large number of affected entities owning only a small 
    number of dwelling units, over 96 percent of the affected ownership 
    entities would be considered small. HUD estimates that there would be 
    approximately 120,000 ownership entities affected by the proposed rule 
    four years after the effective date, of which about 116,000 would be 
    considered small entities. Estimates of the average rental revenue per 
    unit and per property are based on a study for HUD of HUD-insured 
    multifamily rental housing by Abt Associates, Inc., program data, and 
    the American Housing Survey.
        HUD estimates that the average cost of complying with the proposed 
    rule during the first year in which a dwelling unit becomes subject to 
    the rule would vary from 1 to 6 percent of rental revenue, depending on 
    the program, with an overall weighted average of about 5 percent. If 
    one excludes public housing from this analysis, the overall average for 
    private-sector owners is about 4.5 percent. Estimates of the average 
    cost of compliance are drawn from the Regulatory Impact Analysis.
        This estimated average cost as a percentage of rental revenue may 
    be somewhat misleading, however, unless one takes into account several 
    considerations. First, many affected entities would have dwelling units 
    that would not be subject to the proposed rule. No units built after 
    1977 are subject to the rule. Units with zero bedrooms (e.g., 
    efficiencies, studios, and single-room occupancy units) are exempt. 
    Dwelling units are also exempt if they have already been inspected and 
    found to have no lead paint, or if all lead-based paint has been 
    removed; these conditions will pertain to many public housing 
    developments. Second, in the case of units with tenant-based rental 
    assistance, the rule applies only to units occupied by families with 
    children of less than six years of age. Finally, it should be noted 
    that if a unit has no deteriorated paint or no lead-based paint hazards 
    (depending on the housing program), no hazard reduction is required. 
    Owners can minimize the cost effect of the rule through good 
    maintenance of paint surfaces and careful cleanup at turnover. For all 
    of these reasons, the total annual rental revenue for affected small 
    entities may substantially exceed the total annual rental revenue 
    associated with just those units subject to the rule.
        It is also important to note that average regulatory costs per unit 
    include activities such as paint repair and, in some cases, window 
    replacement, which may be substantially offset by associated market 
    benefits (such as the increased value of the property). HUD estimates 
    in the Regulatory Impact Analysis that subtracting these market 
    benefits from regulatory costs would reduce the net cost by 20 percent.
        The estimated compliance cost is a combination of a one-time, 
    first-year cost plus much lower ongoing costs. After the initial effort 
    to evaluate and control hazards, the owner need only engage in ongoing 
    lead-based paint maintenance activities that merely require that paint 
    surfaces be kept in an intact condition, using safe work practices to 
    assure that repainting does not contaminate the unit or cause lead 
    exposure to the occupants. The Regulatory Impact Analysis for the 
    proposed rule estimated that health benefits associated with paint 
    repair and dust hazard removal will endure for at least four years. 
    More recent data from the HUD evaluation of the Lead-Based Paint Hazard 
    Control Grant Program indicate that the duration of benefits may be at 
    least five years. If the one-time regulatory costs of the HUD rule are 
    closely associated with a maintenance cycle, then it may be appropriate 
    to estimate costs as a percentage of revenue over five years. In this 
    case, the annual percentage impact associated with the rule would be 
    reduced by 80 percent, or to an overall average of less than one 
    percent for affected units.
    
    V. Description of Alternatives and Minimization of Economic Impact
    
        The specificity of the statute left HUD with no alternative to 
    issuing an implementing regulation. However, in developing the June 7, 
    1996 proposed rule, HUD considered several alternative policies related 
    to minimizing the burden of the rule on grantees, property owners and 
    other parties responsible for complying with its requirements. Other 
    alternatives were suggested by commenters on the proposed rule. In many 
    cases, the public comments on the proposed rule articulated the issues 
    discussed within the Department and at meetings with interested 
    parties.
        Effective date. One consideration pertained to the effective date 
    of the rule when issued as a final rule. On the one hand, an early 
    effective date for the final rule (such as 30 or 60 days after 
    publication) seemed appropriate because the health of young children 
    was at stake and the rule was delayed relative to the statutory 
    requirement. On the other hand, HUD was aware that property owners, 
    State and local agencies and other responsible parties needed time to 
    prepare for compliance. Therefore, HUD proposed that the final rule not 
    be effective until one year after publication. Also, commenters on the 
    June 7, 1996 proposed rule urged HUD to make it clear that projects for 
    which financing had been committed prior to the effective date of the 
    final rule should not have to be redesigned or refinanced in midstream. 
    In addition to the phase-in period of one year, the June 7, 1996 rule, 
    in accordance with the statute, proposed to provide a more extended 
    phase-in period for housing receiving project-based assistance that was 
    constructed after 1960. For some housing, this phase-in would last for 
    9 years after publication of the final rule.
        Stringency of requirements in relation to amount of Federal 
    assistance and nature of program. The Department recognized that the 
    statute and the legislative history indicated a desire on the part of 
    Congress to make the stringency of requirements reasonable in relation 
    to the amount of Federal assistance, the type and size of property, and 
    the nature of the program. In developing the June 7, 1996 proposed 
    rule, HUD considered various ways to achieve this goal and concluded 
    with three important policies: (1) Multifamily properties receiving no 
    more than $5,000 per unit per year in project-based assistance and all 
    single family properties receiving project-based assistance were to 
    have less stringent requirements than multifamily properties receiving 
    more than $5,000; (2) housing receiving no more than $5,000 per unit in 
    Federal rehabilitation assistance were to have much less stringent 
    requirements than those receiving more than $5,000; and (3) the 
    requirements for housing occupied by families with tenant-based rental 
    assistance would apply only to units occupied by families with children 
    of less than 6 years of age. By proposing to apply the rule narrowly to 
    tenant-based rental assistance programs, HUD has mitigated some of the 
    cost and burden on small businesses, while still realizing significant 
    benefits by targeting units that house families with young children.
        De minimis area of deteriorated paint. In an attempt to make the 
    requirements of the rule as cost-effective as possible, the Department 
    proposed a certain area of deteriorated paint that had to be present 
    before treatment was required under the rule. This ``de minimis'' was 
    drawn from the HUD Guidelines, where it was established as a way to 
    focus resources on the highest priority hazards while maintaining 
    effectiveness in hazard reduction. The de minimis areas were as 
    follows: More than 10 square feet on an exterior wall; more than two 
    square feet on a component with a large surface area other than an
    
    [[Page 54426]]
    
    exterior wall (such as interior walls, ceilings, floors and doors); or 
    more than 10 percent of the total surface area on an interior or 
    exterior component with a small surface area including, but not limited 
    to window sills, baseboards, and trim. Comments on this proposal were 
    mixed. Some commenters found it difficult to understand and put in 
    practice, indicating that people would spend too much time measuring 
    the exact areas of deteriorated paint instead of focusing on making 
    housing lead safe. Others welcomed the proposal as a reasonable way to 
    target hazard reduction resources. Data on the frequency with which 
    deteriorated paint occurs in housing at levels above the de minimis are 
    limited, making it difficult to confidently estimate its cost effect.
        Qualifications. Another subject of concern to HUD was the 
    qualifications of individuals performing the hazard evaluation and 
    reduction activities required by the rule. The proposed rule would 
    require that lead-based paint inspections, risk assessments, clearances 
    and abatements be performed by people certified in accordance with EPA 
    regulations and that workers conducting interim controls be supervised 
    by a certified abatement supervisor. Recognizing, however, that 
    certified individuals may not be readily available in some parts of the 
    country, HUD provided in the proposed rule that the Secretary could 
    establish temporary qualifications requirements that would help to meet 
    scarcities. Also, the proposed rule would allow dust and soil testing 
    by persons employed by local housing agencies that are trained but not 
    certified. Two commenters felt that it would be a mistake to allow 
    uncertified individuals take dust and soil tests, indicating that this 
    appeared to be an avoidance of the certification law established by EPA 
    regulations. Some commenters felt that it was unnecessary to require 
    that interim controls workers be supervised by a certified abatement 
    supervisor, suggesting that such workers could simply be trained in 
    safe work practices.
        Prescriptiveness. Another important topic is the prescriptiveness 
    of the methods and standards described in the June 7, 1996 proposed 
    rule. Several commenters on the proposed rule were concerned that the 
    proposed requirements were too detailed with regard to technical 
    methods and standards and that there was the potential for rigidity in 
    the rule that would inhibit adoption of technological improvements. 
    Others urged greater deference to State, tribal or local regulations. 
    There are several areas where HUD could reduce prescriptiveness, 
    especially for lead-based paint inspections, risk assessments and 
    reevaluations.
        Options to provide greater flexibility. In a similar vein, several 
    commenters urged that HUD allow greater flexibility in ways to meet the 
    goals of the rule. In particular, it was suggested that options be 
    provided, such as the standard treatments recommended by the Task Force 
    on Lead-Based Hazard Reduction and Financing as an option to conducting 
    a risk assessment and interim controls. Such options would allow owners 
    to select the procedure that is most cost-effective for them to achieve 
    the goal of lead-based paint hazard control.
        Avoidance of duplication. The June 7, 1996 proposed rule was 
    written with careful consideration of existing regulations developed by 
    other Federal agencies, States, Indian tribes and localities. To 
    minimize duplication and avoid confusion, HUD has explicitly stated 
    that this rulemaking does not preclude States, Indian tribes or 
    localities from conducting a more protective procedure than the minimum 
    requirements set out in the proposed rule. Similarly, if more than one 
    requirement covers a condition or activity, the most protective method 
    shall apply. HUD has worked and continues to work closely with the EPA 
    and CDC to ensure that regulations from two or more Federal agencies 
    are consistent and not duplicative. Wherever possible, HUD has 
    referenced relevant requirements established by EPA.
    
    VI. Conclusion
    
        For the reasons discussed above, HUD continues to believe that the 
    proposed regulatory requirements described in the June 7, 1996 rule 
    would not have a significant economic impact on a substantial number of 
    small entities. HUD welcomes written comments on this analysis, 
    especially comments addressing issues that may impact small entities 
    and are not addressed in this notice. Comments must be identified as 
    responses to this analysis and must be filed by the deadline for 
    comments. The Director of HUD's Office of Small and Disadvantaged 
    Business Utilization has sent a copy of this analysis to the Chief 
    Counsel for Advocacy of the Small Business Administration.
    
        Dated: October 4, 1998.
    David E. Jacobs,
    Director, Office of Lead Hazard Control.
    [FR Doc. 98-27274 Filed 10-8-98; 8:45 am]
    BILLING CODE 4210-32-P
    
    
    

Document Information

Published:
10/09/1998
Department:
Housing and Urban Development Department
Entry Type:
Proposed Rule
Action:
Notice of additional information and analysis on determination of no significant economic impact on substantial number of small entities.
Document Number:
98-27274
Dates:
Comment due date. Comments on this notice must be received on or before November 9, 1998.
Pages:
54422-54426 (5 pages)
Docket Numbers:
Docket No. FR-3482-N-05
RINs:
2501-AB57: Lead-Based Paint Poisoning Prevention in Certain Residential Structures (FR-3482)
RIN Links:
https://www.federalregister.gov/regulations/2501-AB57/lead-based-paint-poisoning-prevention-in-certain-residential-structures-fr-3482-
PDF File:
98-27274.pdf
CFR: (3)
24 CFR 35
24 CFR 36
24 CFR 37