96-29026. Revised Carbon Monoxide (CO) Standard for Class I and II Nonhandheld New Nonroad Phase 1 Small Spark-Ignition Engines  

  • [Federal Register Volume 61, Number 220 (Wednesday, November 13, 1996)]
    [Rules and Regulations]
    [Pages 58296-58301]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-29026]
    
    
    
    [[Page 58295]]
    
    _______________________________________________________________________
    
    Part III
    
    
    
    
    
    Environmental Protection Agency
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    40 CFR Part 90
    
    
    
    Class I and II Nonhandheld New Nonroad Phase 1 Small Spark-Ignition 
    Engines; Revised Carbon Monoxide (CO) Standard; Final Rule
    
    Federal Register / Vol. 61, No. 220 / Wednesday, November 13, 1996 / 
    Rules and Regulations
    
    [[Page 58296]]
    
    
    
    ENVIRONMENTAL PROTECTION AGENCY
    
    40 CFR Part 90
    
    [FRL-5650-6]
    
    
    Revised Carbon Monoxide (CO) Standard for Class I and II 
    Nonhandheld New Nonroad Phase 1 Small Spark-Ignition Engines
    
    AGENCY: Environmental Protection Agency (EPA).
    
    ACTION: Final rule.
    
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    SUMMARY: This rule revises the Phase 1 carbon monoxide (CO) emission 
    standard for Class I and II new nonroad spark-ignition (SI) engines at 
    or below 19 kilowatts. Today's action increases the CO standard from 
    469 grams per kilowatt-hour (g/kW-hr) to 519 g/kW-hr. This action 
    addresses the CO emission difference between oxygenated and 
    nonoxygenated fuels that was not reflected when the Agency previously 
    set the CO standard for these nonhandheld engines in a final rule 
    published July 3, 1995. This correction of the nonhandheld engine CO 
    standard will ensure that the CO standard for manufacturers of Class I 
    and II small SI engines used to power equipment such as lawnmowers is 
    achievable and otherwise appropriate under the Clean Air Act and that 
    it is technically feasible for manufacturers to certify their engine 
    models to the Phase 1 emission standards and make them commercially 
    available for the 1997 model year.
        In addition, today's action permits the use of open crankcases in 
    engines used exclusively to power snowthrowers. This change will allow 
    engine manufacturers to certify engines with open crankcases to be used 
    in snowthrowers upon a demonstration that the engine still meets all 
    applicable emission standards.
    
    EFFECTIVE DATE: This rule is effective November 5, 1996.
    
    ADDRESSES: Materials relevant to this rulemaking are contained in EPA 
    Air and Radiation Docket No. A-93-25 and Docket No. A-96-02, at the 
    U.S. Environmental Protection Agency, room M-1500, 401 M St., S.W., 
    Washington, D.C. 20460. The materials in these dockets may be viewed 
    from 8:00 a.m. until 5:30 p.m. weekdays. The docket may also be reached 
    by telephone at (202) 260-7548. As provided in 40 CFR part 2, a 
    reasonable fee may be charged by EPA for photocopying.
    
    FOR FURTHER INFORMATION CONTACT: Laurel Horne, U.S. Environmental 
    Protection Agency, 2565 Plymouth Road, Ann Arbor, MI 48105. Telephone: 
    (313) 741-7803. FAX: (313) 741-7816. Electronic mail: 
    horne.laurel@epamail.epa.gov.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Regulated Entities
    
        Entities potentially regulated by this action are those which 
    manufacture engines used in nonhandheld applications, such as 
    lawnmowers, and those which manufacture engines used exclusively to 
    power snowthrowers. Regulated categories and entities include:
    
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                 Category                  Examples of regulated entities   
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    Industry.........................  Manufacturers of small (at or below  
                                        19 kW) nonroad engines used in      
                                        nonhandheld applications such as    
                                        lawnmowers.                         
    Industry.........................  Manufacturers of small nonroad       
                                        engines used exclusively to power   
                                        snowthrowers.                       
    ------------------------------------------------------------------------
    
    This table is not intended to be exhaustive, but rather provides a 
    guide for readers regarding entities likely to be regulated by this 
    action. This table lists the types of entities that EPA is now aware 
    could potentially be regulated by this action. Other types of entities 
    not listed in the table could also be regulated. To determine whether 
    your company is regulated by this action, you should carefully examine 
    the applicability criteria in Sec. 90.1 of title 40 of the Code of 
    Federal Regulations. If you have questions regarding the applicability 
    of this action to a particular entity, consult the person listed in the 
    preceding ``FOR FURTHER INFORMATION CONTACT'' section.
    
    II. Obtaining Electronic Copies of Documents
    
        Electronic copies of the preamble and the regulatory text of this 
    final rule are available electronically from the EPA internet site and 
    via dial-up modem on the Technology Transfer Network (TTN), which is an 
    electronic bulletin board system (BBS) operated by EPA's Office of Air 
    Quality Planning and Standards. Both services are free of charge, 
    except for your existing cost of internet connectivity or the cost of 
    the phone call to TTN. Users are able to access and download files on 
    their first call using a personal computer and modem per the following 
    information.
    
    Internet:
        World Wide Web: http://www.epa.gov/OMSWWW
        Gopher: gopher.epa.gov Follow menus for: Offices/Air/OMS
        FTP: ftp.epa.gov Change Directory to pub/gopher/OMS
        TTN BBS: 919-541-5742
    
    (1200-14400 bps, no parity, 8 data bits, 1 stop bit)
    
        Voice Helpline: 919-541-5384.
        Off-line: Mondays from 8:00 AM to 12:00 noon EST.
    
        A user who has not called TTN previously will be required to answer 
    some basic informational questions for registration purposes. After 
    completing the registration process, proceed through the following menu 
    choices from the Top Menu to access information on this rulemaking.
    
     GATEWAY TO TTN TECHNICAL AREAS (Bulletin Boards)
     OMS--Mobile Sources Information
     Rulemaking and Reporting
    <6> Non-Road
    <2> Non-road Engines
    
        At this point, the system will list all available files in the 
    chosen category in reverse chronological order with brief descriptions. 
    To download a file, select a transfer protocol that is supported by the 
    terminal software on your own computer, then set your own software to 
    receive the file using that same protocol.
        If unfamiliar with handling compressed (i.e. ZIP'ed) files, go to 
    the TTN top menu, System Utilities (Command: 1) for information and the 
    necessary program to download in order to unZIP the files of interest 
    after downloading to your computer. After getting the files you want 
    onto your computer, you can quit the TTN BBS with the oodbye 
    command.
        Please note that due to differences between the software used to 
    develop the document and the software into which the document may be 
    downloaded, changes in format, page length, etc. may occur.
    
    III. Legal Authority and Background
    
        Authority for the actions set forth in this rule is granted to EPA 
    by sections 213(a) and 301(a) of the Clean Air Act as amended (42 
    U.S.C. 7547(a) and 7601(a)).
        On July 3, 1996, the Agency published a Notice of Proposed 
    Rulemaking (NPRM) for this rule.1 That proposed rule contains 
    substantial background information relevant to the matters discussed 
    throughout this final rule. The reader is referred to that document for 
    additional background information and discussion of various issues. 
    Discussion in this notice will focus on the comments received during 
    the public comment period and describe changes made from the proposal 
    to the final rule. The two issues discussed in
    
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    the NPRM and this final rule are revision to the Phase 1 carbon 
    monoxide exhaust emission standard for nonhandheld small engines, and 
    changes to the closed crankcase requirement for engines used 
    exclusively in snowthrowers.
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        \1\ 61 FR 34778 (July 3, 1996).
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        On March 4, 1996, Briggs and Stratton Corporation submitted to EPA 
    a petition requesting reconsideration and revision of the certification 
    fuel requirements and carbon monoxide (CO) emission standard for 
    nonhandheld engines. The petition asks the Agency to amend its July 3, 
    1995 final rule, Emission Standards for New Nonroad Spark-ignition (SI) 
    Engines At or Below 19 Kilowatts, hereafter referred to as the Phase 1 
    small SI engine regulations.2 Specifically, the petition requests 
    that the Agency amend the Phase 1 small SI engine rule to either: (1) 
    Permit the use of appropriate oxygenated gasolines for emissions 
    certification testing as a direct alternative to Indolene 3 under 
    the current CO standard, or (2) revise the CO standard for nonhandheld 
    small engines from 469 grams per kilowatt-hour (g/kW-hr) to 536 g/kW-
    hr, in order to reflect the emission characteristics of these engines 
    when tested on nonoxygenated gasolines. Nonhandheld engines are 
    intended for use in nonhandheld applications and fall under one of two 
    classes based on engine displacement.4 Class I engines are less 
    than 225 cubic centimeters (cc) displacement, and Class II engines are 
    greater than or equal to 225 cc displacement.5
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        \2\ 60 FR 34582, July 3, 1995, codified at 40 CFR part 90. The 
    docket for the Phase 1 small SI engine rulemaking, EPA Air Docket 
    #A-93-25, is incorporated by reference.
        \3\ See Sec. 90.308(b) and page 34589 of the preamble for the 
    certification fuel specification for the Phase 1 small SI engine 
    rulemaking. Indolene is one possible Federal certification fuel. 
    Indolene is not the only eligible fuel, but it is within the 
    eligible range specified in part 86 (section 86.1313-94(a)) to which 
    the Phase 1 small SI engine rule refers. The Phase 1 small SI engine 
    rulemaking provides for a range and based on experience with the on-
    highway program, EPA expects that engine manufacturers will use 
    Indolene. California Phase II Reformulated Gasoline and other 
    oxygenated fuels are not within the range specified in the Phase 1 
    small SI engine rule.
        \4\ For additional discussion of engine classes and handheld 
    engine qualifications, see 60 FR 34585, July 3, 1995.
        \5\ Class I engines are predominantly found in lawnmowers. Class 
    II engines primarily include engines used in generator sets, garden 
    tractors, and commercial lawn and garden equipment.
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        Specific engine manufacturers and the Engine Manufacturers 
    Association (EMA) have also raised concerns about the closed crankcase 
    certification requirement specified in the Phase 1 small SI engine 
    final rule at Sec. 90.109. The Agency specified in its Phase 1 small SI 
    rule that as a requirement of certification crankcases must be closed 
    in order to eliminate emissions that would otherwise occur when a 
    crankcase is vented to the atmosphere. Subsequent to publication of the 
    Phase 1 small SI engine final rule, however, the Agency was made aware 
    of concerns specific to manufacturers of engines used exclusively in 
    snowthrowers. These manufacturers indicated that it is necessary to 
    maintain an open crankcase in order to prevent the freeze up of the 
    intake which would likely occur if a crankcase breather hose was 
    required. Additionally, these manufacturers provided evidence that the 
    cost to close these crankcases and prevent freeze up would be 
    prohibitively expensive, with the emissions benefit not justifying the 
    cost. Manufacturers also claimed that the CO emission impact on CO 
    nonattainment will also be minor due to the limited numbers of these 
    pieces of equipment and the small impact opening the crankcase has on 
    overall CO emissions from this small number of engines.
        EPA addressed these issues in a notice of proposed rulemaking 
    published on July 3, 1996. The public comment period closed on August 
    2, 1996.
    
    IV. Description of This Rule
    
        This final rule revises the CO emission standard for Class I and II 
    nonhandheld small SI engines from 469 g/kW-hr to 519 g/kW-hr in 
    response to the petition submitted by Briggs and Stratton Corporation 
    (B&SC). The underlying technical analysis and a description of the data 
    on which it is based is presented in the Regulatory Support Document, a 
    copy of which is in the public docket for this rulemaking.
        Given that the Agency, had it known that Briggs and Stratton had 
    used an oxygenated test fuel to generate the test data which EPA used 
    to set the Class I and II nonhandheld standard, would have taken fuel 
    effects into account when determining the CO standard, the Agency 
    believes that it is appropriate, now knowing about the fuel 
    differences, to revise the Phase 1 final rule to reflect the fuel 
    effect on CO emissions.
        In addition, the Agency is convinced by the arguments presented by 
    the manufacturers of engines used exclusively in snowthrowers that a 
    change to the closed crankcase requirement is appropriate. Therefore, 
    the Administrator will allow open crankcases for engines used 
    exclusively to power snowthrowers based upon a manufacturer's 
    demonstration that all applicable emission standards will still be met 
    by the engine. This demonstration may be based on best engineering 
    judgment. Upon request of the Administrator, the manufacturer must 
    provide an explanation of the procedure or methodology used to 
    determine that the total CO emissions from the breather and the exhaust 
    are below the regulatory requirement for CO. The Agency is convinced 
    that the cost of abating emissions from an open crankcase would be 
    prohibitive, and therefore seeks no further demonstration of 
    prohibitive cost.
    
    V. Public Participation and Comment
    
        The Agency received written submissions during the comment period 
    for the NPRM from four commenters. Copies may be obtained from the 
    docket for this rule (see ADDRESSES).
        This section responds to significant comments received and provides 
    EPA's rationale for its responses.
    
    A. Revision of the CO Standard
    
        In its petition to the Agency, Briggs & Stratton Corporation 
    requested that EPA amend the small engine Phase 1 final rule to either 
    permit the use of appropriate oxygenated gasoline for certification 
    testing or revise the CO standard for nonhandheld engines from 469 g/
    kW-hr to 536 g/kW-hr to reflect emission characteristics of these 
    engines when tested on nonoxygenated gasoline. The Agency has decided 
    to address the petitioner's concern by raising the Phase 1 CO standard 
    for Class I and II nonhandheld engines from 469 g/kW-hr to 519 g/kW-hr.
        Both the Engine Manufacturers Association (EMA) and Briggs and 
    Stratton Corporation submitted comments on the NPRM indicating full 
    support for modifying the CO standard. EMA supported the proposal to 
    raise the standard to 519 g/kW-hr. However, Briggs & Stratton 
    Corporation expressed concern about several points contained in the 
    July 1996 NPRM.
        One concern raised by B&SC is that in the prior rulemaking leading 
    to the Phase 1 standards the Agency never addressed comments submitted 
    August 5, 1994, by the Engine Manufacturers Association (EMA) and the 
    Outdoor Power Equipment Institute (OPEI) which requested that EPA 
    include a ``Phase 2 or later California/Federal certification fuel'' in 
    the Phase 1 final rule. In these comments, EMA and OPEI argued that 
    allowing such a fuel for certification would harmonize the EPA 
    regulations with California's, and thereby eliminate the need for 
    manufacturers to duplicate certification tests for EPA and California.
        In its small engine Phase 1 final rule, EPA did address the 
    commenters'
    
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    concern about the need for duplicate certification testing by allowing 
    for the use of Indolene fuel. Since the CARB regulation allows the use 
    of either Indolene or Phase 2 fuel, a test performed using Indolene 
    could be used to satisfy both Federal and CARB requirements for small 
    SI engines. In addition, as EMA points out in its comments, the Agency 
    already provides a mechanism under the alternative test procedures 
    provision of the small engine Phase 1 final rule for those 
    manufacturers who certify in California using oxygenated fuel and wish 
    to use those test results for certification with EPA.
        B&SC also commented that while it supports EPA's decision to raise 
    the CO standard, it believes the most efficient and technically correct 
    method for addressing the concern raised in their petition would be for 
    EPA to permit the use of certification test fuels allowed by CARB. As 
    EPA explained in the July 1996 NPRM for this rule, the Agency set 
    nonhandheld CO emission standards that only engines tested on 
    oxygenated fuel had been demonstrated to meet. In conjunction with a 
    test fuel like Indolene, the current 469 g/kW-hr nonhandheld CO 
    emission standard is more stringent than the Agency intended because it 
    did not take into account the effect of the oxygenated fuel used in the 
    test data on which EPA based the standard. As described in detail in 
    the July 1996 NPRM for this rule, it is the Agency's position that the 
    most effective and timely way to address this problem is to raise the 
    CO emission standard for nonhandheld engines. The Agency considered 
    addressing the problem by allowing oxygenated fuels for certification, 
    but because of several concerns about this approach, EPA has concluded 
    that revising the CO standard is the preferred way to address the 
    problem. In its July 1996 NPRM, the Agency described three concerns 
    regarding the allowance of oxygenated test fuels for small SI engine 
    certification. One concern is that while the Agency based its 
    nonhandheld Class I and II emission standards on Briggs and Stratton 
    test data, which it now knows was run on oxygenated fuels, the same 
    cannot be said for the data EPA used to set its standards for Classes 
    III, IV and IV. Allowing the use of oxygenated certification fuel for 
    these other standards would be inconsistent with the technical basis 
    used to set the standard, and would undermine the level of stringency 
    expected by the Agency in adopting these standards. Secondly, if the 
    Agency were to allow certification testing on oxygenated fuels but 
    maintain its current standards, it would not be certain of the benefits 
    of HC and NOX emission reductions described in the Phase 1 final 
    rule when the engines designed to meet the new emission standards are 
    run on nonoxygenated fuels in the field. In addition, the Agency wishes 
    to maintain its longheld position that engines should be certified on 
    fuels representative of fuels they will see in-use and representative 
    of fuels on which the standards are based. The Agency believes that the 
    current test fuel specifications meets this objective better than 
    California Phase II Reformulated Gasoline. For these reasons, the 
    Agency believes the most effective and timely method for addressing the 
    problem raised by B&SC is not to change the certification test fuel 
    specifications, but to raise the nonhandheld CO emission standard.
        B&SC also raised a concern about EPA's statement in the July 1996 
    NPRM that the data was inconclusive regarding the potential for 
    increases in in-use NOX emissions from not allowing certification 
    testing on oxygenated gasoline. Briggs and Stratton states that a 
    review of the Regulatory Support Document (RSD) does not support the 
    position taken by EPA in the preamble that the data is inconclusive, 
    but instead shows that the EPA data was inconclusive and the pertinent 
    Briggs & Stratton data showed an increase in NOX emissions. EPA 
    maintains that the data is inconclusive, and believes no change in the 
    HC + NOX standard is required due to the change in the CO emission 
    standard. EPA's analysis, as presented in the RSD, indicates that the 
    Briggs & Stratton test data, based on the average of 6 engine models, 
    shows a NOX increase of 0.14 g/kW-hr with the use of an oxygenated 
    fuel over Indolene. EPA's data showed a NOX decrease of 0.08 g/kW-
    hr with the use of an oxygenated fuel over a nonoxygenated fuel. EPA 
    views the combined data to be inconclusive regarding the effect of 
    oxygenated versus nonoxygenated fuel on NOX emissions.
        In its petition, Briggs & Stratton proposed a revised CO emission 
    standard of 536 g/kW-hr to take into account not only the offset 
    between test fuels but also production variability. B&SC argued that in 
    order to account for the wider range in test results that would occur 
    when an engine model enters high volume production and the family on a 
    whole is tested in a product line audit, a 67 g/kW-hr change to the 
    standard is necessary. Briggs & Stratton commented that in the July 
    1996 NPRM EPA had failed to support its position that the Agency had 
    taken production variability into account at an earlier stage of the 
    small engine rulemaking process, and thus should increase the standard 
    by 67 g/kW-hr to 536 g/kW-hr instead of by 50 g/kW-hr to 519 g/kW-hr. 
    The Agency disagrees. EPA had stated in the NPRM that the data it 
    analyzed to determine the CO emission difference between oxygenated and 
    nonoxygenated fuels indicated that fuel differences may account for as 
    much as 50 g/kW-hr. However, as EPA does not expect the production 
    variability to change based on differences in fuel type, the Agency has 
    no reason to increase the CO standard in this rule to account for 
    production variability. As EPA mentions in the July 1996 NPRM and 
    explains in the small engine Phase 1 final rule Response to Comments 
    document,6 EPA took production variability into account when it 
    increased the CO standard from 402 g/kW-hr to 469 g/kW-hr between the 
    small engine Phase 1 NPRM and final rule. B&SC mischaracterizes EPA's 
    position by stating that the underlying premise for EPA's position is 
    that the degree of variability in mass emissions data will not increase 
    in relation to mass. This was not EPA's underlying premise; EPA 
    examined B&SC's production variability concern from the perspective of 
    specifically addressing the high volume production issue that Briggs & 
    Stratton raised in its petition. B&SC itself makes no claim regarding 
    variability in relation to mass, nor provides data concerning mass 
    emissions and variability. EPA believes it adequately addressed the 
    production variability concern B&SC raised in its petition when the 
    Agency increased the CO standard from 402 g/kW-hr to 469 g/kW-hr 
    between the small engine Phase 1 NPRM and final rule. Accordingly, EPA 
    believes the only rationale for increasing the CO emission standard in 
    this rule is to account for emission differences between oxygenated and 
    nonoxygenated fuels. The Agency is therefore increasing the nonhandheld 
    Class I and II CO standard to 519 g/kW-hr.
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        \6\ See EPA Air Docket #A-93-25, item V-C-01, p. 37.
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    B. Open Crankcase for Snowthrowers
    
        In the July 1996 NPRM, EPA proposed allowing the Administrator the 
    option to permit the use of open crankcases in engines used exclusively 
    to power snowthrowers. As described in the NPRM, EPA would consider 
    allowing open crankcases for these engines if adequate demonstrations 
    are made by the manufacturers that the applicable emission standards 
    would be met and that the cost of abating emissions from
    
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    an open crankcase would be prohibitive. EPA received comment on this 
    issue from the Engine Manufacturers Association (EMA) and two 
    manufacturers of engines used exclusively in snowthrowers, American 
    Honda Motor Co., Inc. (Honda) and Tecumseh Products Company (Tecumseh).
        All of the commenters expressed support for the idea of allowing 
    open crankcases on engines used exclusively to power snowthrowers. 
    However, all three commenters oppose EPA requiring a demonstration to 
    show that the cost of abating emissions from an open crankcase would be 
    prohibitive. In addition, commenters expressed concern about the 
    provision requiring manufacturers to demonstrate that the engine would 
    meet applicable emission standards even with the open crankcase. After 
    considering the comments received, EPA has determined that it will 
    permit the use of open crankcases in engines used exclusively to power 
    snowthrowers, based on a manufacturer's demonstration that the 
    applicable standards will be met. This demonstration may be based on 
    best engineering judgment. The Agency will not require a demonstration 
    of prohibitive cost. However, the Agency will require manufacturers to 
    provide to the Agency upon request the methodology or procedure used to 
    determine that the applicable CO emission standard would be met.
        EPA is convinced by commenters arguments that requiring individual 
    demonstrations of prohibitive cost would be burdensome for the 
    manufacturers and the Agency, and possibly could create competitive 
    inequities among manufacturers. In addition, some manufacturers 
    previously shared information with the Agency regarding costs that the 
    Agency believes shows the technological fix that would generally be 
    required to close snowthrower crankcases are prohibitive. Consequently, 
    manufacturers will not need to make any demonstration of the cost to 
    close the crankcase on engines used exclusively to power snowthrowers.
        The Agency received comment from the same three commenters on the 
    proposed provision that manufacturers demonstrate that the applicable 
    emission standards would be met with open crankcases. EMA states in its 
    comments that no test procedure has been defined nor test method 
    developed to measure the CO contained within the crankcase gasses 
    emitted from the open crankcase; EMA thus views the required 
    demonstration to be difficult if not impossible. In its comments, 
    Tecumseh also indicates that it does not support the requirement to 
    measure crankcase breather emissions because the amount of CO in 
    crankcase emissions is extremely small, and because no test procedure 
    is defined to measure CO emissions in crankcase gases. However, 
    Tecumseh expressed willingness to share with EPA the procedure it used 
    to determine the crankcase CO emissions, which it states are 
    approximately 1% of the exhaust CO emissions, regardless of operating 
    mode. Honda suggests in its concluding comments that the Agency should 
    allow open crankcases for snowthrower engines if the total CO emissions 
    from the breather and the exhaust are below the regulatory requirement 
    for CO. Honda's research on open crankcases indicates that gas flow 
    from the crankcase breather does not exceed 2.5% of the exhaust flow, 
    and crankcase breather CO gas flow accounts for only 0.025% of the 
    total exhaust flow. In its concluding comments, Honda states that since 
    the crankcase breather CO is very small when compared to the exhaust, 
    EPA should accept a manufacturer's engineering judgment when 
    determining the total engine CO.
        Based on the comments, EPA believes that in many cases snowthrowers 
    with open crankcases would continue to meet all of the applicable 
    standards, including the CO standard. However, the data before the 
    agency is relatively limited and EPA is not in a position at this time 
    to conclude that no demonstration of compliance is needed for any such 
    engines before a certificate of conformity is issued. The comments do 
    reflect that manufacturers should often be in a position to demonstrate 
    that the standards are met with an open crankcase using best 
    engineering judgment. Only a limited amount of data generation would 
    seem necessary to make such a demonstration. Therefore the final rule 
    requires that manufacturers make such a demonstration, but makes it 
    clear that this may be based on best engineering judgment. Upon request 
    by EPA, the manufacturers of engines used exclusively in snowthrowers 
    must explain to the Agency the procedure or methodology used to 
    determine that the applicable standards would be met.
    
    C. Effective Date
    
        As proposed in the July 1996 NPRM, this rule will be effective upon 
    signature by the Administrator. This rule is not adding regulatory 
    burdens to any regulated entities; rather, it is relieving burden. In 
    addition, EPA needs to act expeditiously in order that manufacturers 
    may certify their engine models to the Phase 1 emission standards and 
    make them available for the 1997 model year. Consequently, EPA believes 
    no delay in the effective date of this rule is necessary.
    
    VI. Environmental Benefit Assessment
    
        Although the change in the nonhandheld CO standard results in a 
    change from the 7% reduction in CO estimated in the final rule to a 2% 
    reduction in the CO inventory, the Agency has concluded that this rule 
    has no effect on the HC+NOX inventory and minimal effect on the CO 
    inventory in nonattainment areas. The majority of equipment powered by 
    the Class I and II nonhandheld engines subject to this rule is used 
    during the summer months, when CO nonattainment is generally not a 
    concern. Furthermore, the CO emission rate for many nonhandheld engine 
    models will remain unchanged despite the change in the CO standard 
    since CO levels often are controlled in meeting the HC+NOX 
    emission standards which are not affected by this action.
        The provision to permit open crankcases in engines used exclusively 
    to power snowthrowers will require that manufacturers show compliance 
    with applicable standards. The Agency expects, therefore, that the 
    proposed open crankcase option will not affect the emission inventory 
    or the emission reductions to be achieved by the Phase 1 small SI 
    engine final rule.
    
    VII. Economic Effects
    
        The Agency anticipates that this rule will have minimal, if any, 
    effect on the costs or benefits of the Phase 1 small SI engine final 
    rule. Industry costs are unlikely to change because engine 
    manufacturers will not need to make additional modifications to meet 
    the relaxed CO standard. As there will be no additional cost for 
    industry to pass on to the consumer as a result of this rulemaking, EPA 
    is convinced that consumer cost impacts will remain unchanged. The 
    Agency therefore concludes that the economic effects of this rulemaking 
    are negligible.
    
    VIII. Administrative Requirements
    
    A. Administrative Designation
    
        Under Executive Order 12866 (58 FR 51735 (October 4, 1993)), EPA 
    must determine whether a regulatory action is ``significant'' and 
    therefore subject to OMB review and the requirements of the executive 
    order. The order defines ``significant regulatory action'' as one that 
    is likely to result in a rule that may:
        (1) Have an annual effect on the economy of $100 million or more or
    
    [[Page 58300]]
    
    adversely affect in a material way the economy, a sector of the 
    economy, productivity, competition, jobs, the environment, public 
    health or safety, or State, local, or tribal governments or 
    communities;
        (2) Create a serious inconsistency or otherwise interfere with an 
    action taken or planned by another agency;
        (3) Materially alter the budgetary impact of entitlement, grants, 
    user fees, or loan programs or the rights and obligations of recipients 
    thereof;
        (4) Raise novel legal or policy issues arising out of legal 
    mandates, the President's priorities, or the principles set forth in 
    the order.
        EPA has determined that this rule is not a ``significant regulatory 
    action'' under the terms of Executive Order 12866 and is therefore not 
    subject to OMB review.
    
    B. Paperwork Reduction Act
    
        This rule does not contain any new information requirements subject 
    to the Paperwork Reduction Act, 44 U.S.C. 3501 et seq., nor does it 
    change the information collection requirements the Office of Management 
    and Budget (OMB) has previously approved. OMB has previously assigned 
    OMB control number 2060-0338 to the requirements associated with the 
    nonroad small SI engine certification information collection request 
    (ICR); this action does not change those requirements in any way.
    
    C. Unfunded Mandates Reform Act
    
        Section 202 of the Unfunded Mandates Reform Act of 1995 (signed 
    into law on March 22, 1995) requires that EPA prepare a budgetary 
    impact statement before promulgating a rule that includes a Federal 
    mandate that may result in expenditure by State, local, and tribal 
    governments, in aggregate, or by the private sector, of $100 million or 
    more in any one year. Section 203 of the Unfunded Mandates Reform Act 
    requires EPA to establish a plan for obtaining input from and 
    informing, educating, and advising any small governments that may be 
    significantly or uniquely affected by the rule.
        Under section 205 of the Unfunded Mandates Act, EPA must identify 
    and consider a reasonable number of regulatory alternatives before 
    promulgating a rule for which a budgetary impact statement must be 
    prepared. EPA must select from those alternatives the least costly, 
    most cost-effective, or least burdensome alternative that achieves the 
    objectives of the rule, unless EPA explains why this alternative is not 
    selected or the selection of this alternative is inconsistent with law.
        Because this rule is expected to result in the expenditure by 
    State, local, and tribal governments or the private sector of less than 
    $100 million in any one year, EPA has not prepared a budgetary impact 
    statement or specifically addressed selection of the least costly, most 
    cost-effective or least burdensome alternative. Because small 
    governments will not be significantly or uniquely affected by this 
    rule, EPA is not required to develop a plan with regard to small 
    governments.
    
    D. Regulatory Flexibility Act
    
        The Regulatory Flexibility Act (5 U.S.C. 601) requires EPA to 
    consider potential impacts of proposed regulations on small business. 
    If a preliminary analysis indicates that a proposed regulation would 
    have a significant adverse economic impact on a substantial number of 
    small business entities, a regulatory flexibility analysis must be 
    prepared.
        This rule decreases the stringency of the CO exhaust emission 
    standard for Class I and II nonhandheld engines, and allows 
    manufacturers of snowthrowers to be relieved of the requirement that 
    crankcases be closed, thereby potentially creating beneficial effects 
    on small businesses by easing these two provisions required of small 
    engine manufacturers by the Phase 1 small SI engine regulations. As a 
    result, EPA has determined that this rulemaking will not have a 
    significant adverse effect on a substantial number of small entities. 
    Consequently, EPA has not prepared a regulatory flexibility analysis 
    for this rule.
    
    IX. Submission to Congress and the General Accounting Office
    
        Under 5 U.S.C. 801(a)(1)(A) as added by the Small Business 
    Regulatory Enforcement Fairness Act of 1996, EPA submitted a report 
    containing this rule and required information to the U.S. Senate, the 
    House of Representatives and the Comptroller General of the General 
    Accounting Office prior to publication of the rule in today's Federal 
    Register. This rule is not a ``major rule'' as defined by 5 U.S.C. 
    804(2).
    
    List of Subjects in 40 CFR Part 90
    
        Environmental protection, Administrative practice and procedure, 
    Confidential business information, Imports, Labeling, Motor vehicle 
    pollution, Reporting and recordkeeping requirements.
    
        Dated: November 5, 1996.
    Carol M. Browner,
    Administrator.
    
        For the reasons set out in the preamble, part 90 of title 40 of the 
    Code of Federal Regulations is amended as follows:
    
    PART 90-CONTROL OF EMISSIONS FROM NONROAD SPARK-IGNITION ENGINES
    
        1. The authority citation for part 90 continues to read as follows:
    
        Authority: Sections 203, 204, 205, 206, 207, 208, 209, 213, 215, 
    216, and 301(a) of the Clean Air Act, as amended (42 U.S.C. 7522, 
    7523, 7524, 7525, 7541, 7542, 7543, 7547, 7549, 7550, and 7601(a)).
    
    Subpart B--[Amended]
    
        2. Section 90.103 is amended by revising the table in paragraph (a) 
    introductory text to read as follows:
    
    
    Sec. 90.103  Exhaust emission standards.
    
        (a) * * *
    
                                               Exhaust Emission Standards                                           
                                                [Grams per kilowatt-hour]                                           
    ----------------------------------------------------------------------------------------------------------------
                                                                        Hydrocarbon                          Oxides 
                         Engine displacement class                      plus oxides  Hydrocarbon   Carbon      of   
                                                                        of nitrogen               monoxide  nitrogen
    ----------------------------------------------------------------------------------------------------------------
    I.................................................................       16.1    ...........       519  ........
    II................................................................       13.4    ...........       519  ........
    III...............................................................  ...........        295         805      5.36
    IV................................................................  ...........        241         805      5.36
    V.................................................................  ...........        161         603      5.36
    ----------------------------------------------------------------------------------------------------------------
    
    * * * * *
        3. Section 90.109 is amended by adding new paragraph (c) to read as 
    follows:
    
    [[Page 58301]]
    
    Sec. 90.109  Requirement of certification--closed crankcase.
    
    * * * * *
        (c) Notwithstanding paragraph (a) of this section, the 
    Administrator will allow open crankcases for engines used exclusively 
    to power snowthrowers based upon a manufacturer's demonstration that 
    all applicable emission standards will be met by the engine for the 
    combination of emissions from the crankcase, and exhaust emissions 
    measured using the procedures in subpart E of this part. This 
    demonstration may be made based upon best engineering judgment. Upon 
    request of the Administrator, the manufacturer must provide an 
    explanation of any procedure or methodology used to determine that the 
    total CO emissions from the crankcase and the exhaust are below the 
    applicable standard for CO.
    
    [FR Doc. 96-29026 Filed 11-12-96; 8:45 am]
    BILLING CODE 6560-50-P
    
    
    

Document Information

Effective Date:
11/5/1996
Published:
11/13/1996
Department:
Environmental Protection Agency
Entry Type:
Rule
Action:
Final rule.
Document Number:
96-29026
Dates:
This rule is effective November 5, 1996.
Pages:
58296-58301 (6 pages)
Docket Numbers:
FRL-5650-6
PDF File:
96-29026.pdf
Supporting Documents:
» Legacy Index for Docket A-96-02
» Revised Carbon Monoxide (CO) Standard for Class I and II Nonhandheld New Nonroad Phase 1 Small Spark-Ignition Engines
» Revised Carbon Monoxide (CO) Standard for Class I and II Nonhandheld New Nonroad Phase 1 Small Spark-Ignition Engines
CFR: (2)
40 CFR 90.103
40 CFR 90.109