98-31191. Plans Established or Maintained Pursuant to Collective Bargaining Agreements Under Section 3(40)(A) of ERISA  

  • [Federal Register Volume 63, Number 225 (Monday, November 23, 1998)]
    [Proposed Rules]
    [Page 64667]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-31191]
    
    
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    DEPARTMENT OF LABOR
    
    Pension and Welfare Benefits Administration
    
    29 CFR Part 2510
    
    RIN 1210-AA48
    
    
    Plans Established or Maintained Pursuant to Collective Bargaining 
    Agreements Under Section 3(40)(A) of ERISA
    
    AGENCY: Pension and Welfare Benefits Administration, Department of 
    Labor.
    
    ACTION: Notice of meeting.
    
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    SUMMARY: The Department of Labor's (Department) ERISA Section 3(40) 
    Negotiated Rulemaking Advisory Committee (Committee) was established 
    under the Negotiated Rulemaking Act of 1990 and the Federal Advisory 
    Committee Act (the FACA) to develop a proposed rule implementing the 
    Employee Retirement Income Security Act of 1974, as amended, 29 U.S.C. 
    1001-1461 (ERISA). The purpose of the proposed rule is to establish a 
    process and criteria for a finding by the Secretary of Labor that an 
    agreement is a collective bargaining agreement for purposes of section 
    3(40) of ERISA. The proposed rule will also provide guidance for 
    determining when an employee benefit plan is established or maintained 
    under or pursuant to such an agreement. Employee benefit plans that are 
    established or maintained for the purpose of providing benefits to the 
    employees of more than one employer are ``multiple employer welfare 
    arrangements'' (MEWAs) under section 3(40) of ERISA, and therefore are 
    subject to certain state regulations, unless they meet one of the 
    exceptions set forth in section 3(40)(A). At issue in this regulation 
    is the exception for plans or arrangements that are established or 
    maintained under one or more agreements which the Secretary finds to be 
    collective bargaining agreements. It is the view of the Department that 
    it is necessary to distinguish organizations that provide benefits 
    through collectively bargained employee representation from 
    organizations that are primarily in the business of marketing 
    commercial insurance products.
    
    DATES: The Committee will meet from 9:00 am to approximately 5:00 pm on 
    each day on Wednesday, December 16 and Thursday, December 17, 1998.
    
    ADDRESSES: This Committee meeting will be held at the offices of the 
    Federal Mediation and Conciliation Service (FMCS), 2100 K Street, NW, 
    Room 200, Washington, DC 20427. All interested parties are invited to 
    attend this public meeting. Seating is limited and will be available on 
    a first-come, first-serve basis. Individuals with disabilities wishing 
    to attend should contact, at least 4 business days in advance of the 
    meeting, Patricia Arzuaga, Office of the Solicitor, Plan Benefits 
    Security Division, U.S. Department of Labor, Room N-4611, 200 
    Constitution Avenue, NW, Washington, DC 20210 (telephone (202) 219-
    4600; fax (202) 219-7346), if special accommodations are needed. The 
    date, location and time for subsequent Committee meetings will be 
    announced in advance in the Federal Register.
    
    FOR FURTHER INFORMATION CONTACT: Patricia Arzuaga, Office of the 
    Solicitor, Plan Benefits Security Division, U.S. Department of Labor, 
    Room N-4611, 200 Constitution Avenue, NW, Washington, DC 20210 
    (telephone (202) 219-4600; fax (202) 219-7346). This is not a toll-free 
    number.
    
    SUPPLEMENTARY INFORMATION: Minutes of all public meetings and other 
    documents made available to the Committee will be available for public 
    inspection and copying in the Public Documents Room, Pension and 
    Welfare Benefits Administration, U.S. Department of Labor, Room N-5638, 
    200 Constitution Avenue, NW, Washington, DC from 8:30 a.m. to 5:30 p.m. 
    Any written comments on these minutes should be directed to the ERISA 
    3(40) Negotiated Rulemaking Advisory Committee, and sent to the Public 
    Documents Room, Pension and Welfare Benefits Administration, U.S. 
    Department of Labor, Room N-5638, 200 Constitution Avenue, NW, 
    Washington, DC, Telephone (202) 219-8771. This is not a toll-free 
    number.
    
    Agenda
    
        The Committee will first adopt the minutes of the previous meeting. 
    The Committee will then discuss the key issues that the Committee 
    members believe should be addressed by any guidance that the Committee 
    may develop to implement section 3(40) of ERISA. The issues addressed 
    in these negotiations pertain to how the Department should develop a 
    proposed rule that would facilitate determinations by the Department, 
    employee benefit plans, and state insurance regulatory agencies as to 
    whether a particular agreement is a collective bargaining agreement, 
    and whether a plan is established or maintained under or pursuant to 
    one or more collective bargaining agreements. Discussion of these 
    issues is intended to help the Committee members define the scope of a 
    possible proposed rule.
        Members of the public may file a written statement pertaining to 
    the subject of this meeting by submitting 15 copies on or before 
    December 11, 1998 to Patricia Arzuaga, Office of the Solicitor, Plan 
    Benefits Security Division, U.S. Department of Labor, Room N-4611, 200 
    Constitution Avenue, NW, Washington, DC 20210. Individuals or 
    representatives wishing to address the Committee should forward their 
    request to Ms. Arzuaga or telephone (202) 219-4600, x153. During each 
    day of the negotiation session, time permitting, there shall be time 
    for oral public comment. Members of the public are encouraged to keep 
    oral statements brief, but extended written statements may be submitted 
    for the record.
        Organizations or individuals may also submit written statements for 
    the record without presenting an oral statement. 15 copies of such 
    statements should be sent to Ms. Arzuaga at the address below. Papers 
    will be accepted and included in the record of the meeting if received 
    on or before December 11, 1998.
    
        Signed at Washington, DC, this 17th day of November, 1998.
    Meredith Miller,
    Deputy Assistant Secretary for Policy, Pension and Welfare Benefits 
    Administration.
    [FR Doc. 98-31191 Filed 11-20-98; 8:45 am]
    BILLING CODE 4510-29-P
    
    
    

Document Information

Published:
11/23/1998
Department:
Pension and Welfare Benefits Administration
Entry Type:
Proposed Rule
Action:
Notice of meeting.
Document Number:
98-31191
Dates:
The Committee will meet from 9:00 am to approximately 5:00 pm on each day on Wednesday, December 16 and Thursday, December 17, 1998.
Pages:
64667-64667 (1 pages)
RINs:
1210-AA48: Definition of Collective Bargaining Agreement (ERISA Section 3(40))
RIN Links:
https://www.federalregister.gov/regulations/1210-AA48/definition-of-collective-bargaining-agreement-erisa-section-3-40-
PDF File:
98-31191.pdf
CFR: (1)
29 CFR 2510