96-30296. Fiscal Year 1996 NOFA for Research To Improve the Evaluation and Control of Residential Lead-Based Paint Hazards  

  • [Federal Register Volume 61, Number 230 (Wednesday, November 27, 1996)]
    [Notices]
    [Pages 60500-60508]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-30296]
    
    
    
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    Part X
    
    
    
    
    
    Department of Housing and Urban Development
    
    
    
    
    
    _______________________________________________________________________
    
    
    
    Fiscal Year 1996 NOFA for Research to Improve the Evaluation and 
    Control of Residential Lead-Based Paint Hazards; Notice
    
    Federal Register / Vol. 61, No. 230 / Wednesday, November 27, 1996 / 
    Notices
    
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    DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
    
    [Docket No. FR-4118-N-01]
    
    
    Fiscal Year 1996 NOFA for Research To Improve the Evaluation and 
    Control of Residential Lead-Based Paint Hazards
    
    AGENCY: Office of the Secretary--Office of Lead Hazard Control, HUD.
    
    ACTION: Notice of funding availability (NOFA) for Fiscal Year (FY) 
    1996.
    
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    SUMMARY: This NOFA announces the availability of approximately $2.5 
    million for grants or cooperative agreements for research on specified 
    topics related to the evaluation and control of residential lead-based 
    paint hazards. Approximately 5-10 grants or cooperative agreements of 
    approximately $100,000 to $750,000 each will be awarded on a 
    competitive basis. The application kit developed for this NOFA provides 
    details to guide and assist applicants. This NOFA includes information 
    concerning the following: (1) The purpose of the NOFA, eligible 
    applicants, available amounts, and selection criteria; (2) Specified 
    topics on which research grant applications will be accepted; (3) 
    Application processing, including how to apply and how selections will 
    be made; and (4) A checklist of steps and exhibits involved in the 
    application process. An appendix to the NOFA identifies documents 
    referenced in the NOFA.
    
    DATES: An original and five copies of the completed application must be 
    received by HUD no later than 3:00 P.M. (Eastern Time) on February 5, 
    1997. The application deadline is firm as to date and hour. In the 
    interest of fairness to all competing applicants, the Department will 
    treat as ineligible for consideration any application that is received 
    after this deadline. Applicants should take this factor into account 
    and make early submission of their materials to avoid loss of 
    eligibility brought about by unanticipated delays or other delivery-
    related problems. Sections 4 and 5 of this NOFA provide further 
    information on what constitutes proper submission of an application.
    
    ADDRESSES: Application kits may be obtained from the Office of Lead 
    Hazard Control (LS), Department of Housing and Urban Development, 451 
    7th Street, SW, Room B-133, Washington, DC 20410, or by calling Ms. 
    Gail Ward at (202) 755-1785, ext. 111 (this is not a toll-free number), 
    or by making an e-mail request to: Gail__N.__Ward@hud.gov (use 
    underscore characters). The Department is also planning to make the 
    NOFA and application kit accessible via the Internet World Wide Web 
    (http://www.hud.gov/lea/leahome.html). Completed applications, however, 
    must be submitted in paper copy to the mailing address. Faxed or 
    electronically transmitted applications will not be accepted.
    
    FOR FURTHER INFORMATION CONTACT: Dr. Peter Ashley, Office of Lead 
    Hazard Control (LS), Room B-133, 451 Seventh Street, SW, Washington, DC 
    20410; telephone (202) 755-1785, ext. 115 (this is not a toll-free 
    number). For hearing- or speech-impaired persons, the telephone number 
    may be accessed via TTY (text telephone) by calling the toll-free 
    Federal Information Relay Service at 1-800-877-8339.
    SUPPLEMENTARY INFORMATION:
    
    Table of Contents:
    
    Section 1. Paperwork Reduction Act Statement.
    Section 2. Definitions.
    Section 3. Purpose and Description.
        3.1. Purpose and Authority.
        3.2. Background.
        3.3. Allocation Amounts.
        3.4. Eligible Applicants.
        3.5. Goals, Objectives and Specific Research Topics.
        3.5.1. Background and Objectives for Specific Research Topic 
    Areas.
    Section 4. Grant Application Process.
        4.1. Submitting Applications for Grants.
        4.2. Rating Factors.
    Section 5. Checklist of Application Submission Requirements.
        5.1. Applicant Data.
        5.2. Certifications and Assurances.
    Section 6. Corrections to Deficient Applications.
    Section 7. Findings and Certifications.
    Appendix A. Relevant Publications and Guidelines
    
    Section 1. Paperwork Reduction Act Statement
    
        The information collection requirements contained in this notice 
    have been submitted to the Office of Management and Budget (OMB) for 
    approval in accordance with the Paperwork Reduction Act of 1995 (44 
    U.S.C. 3501-3520). The OMB control number, when assigned, will be 
    announced by separate notice in the Federal Register. An agency may not 
    conduct or sponsor, and a person is not required to respond to, a 
    collection of information unless the collection displays a valid 
    control number.
    
    Section 2. Definitions
    
        The following definitions apply to this grant program:
        Abatement--Any set of measures designed to permanently eliminate 
    lead-based paint or lead-based paint hazards. For the purposes of this 
    definition, permanent means at least 20 years effective life. Abatement 
    includes:
        (a) The removal of lead-based paint and lead-contaminated dust, the 
    permanent enclosure or encapsulation of lead-based paint, the 
    replacement of components or fixtures painted with lead-based paint, 
    and the removal or permanent covering of soil; and
        (b) All preparation, cleanup, disposal, and post-abatement 
    clearance testing activities associated with such measures.
        Cleaning--The process of using a High Efficiency Particulate Air 
    (HEPA) vacuum and/or wet cleaning agents to remove leaded dust. The 
    process includes the removing of bulk debris from a work area.
        Clearance examination--The visual examination and collection of 
    environmental samples by an inspector or risk assessor upon completion 
    of an abatement project or an interim control intervention. The 
    clearance examination is conducted to ensure that lead exposure levels 
    do not exceed HUD-recommended clearance standards. These recommended 
    standards will be superseded by standards that are in the process of 
    being established by the EPA Administrator pursuant to Title IV of the 
    Toxic Substances Control Act, or other appropriate standards.
        Encapsulation--The application of any covering or coating that acts 
    as a barrier between the lead-based paint and the environment and that 
    relies for its durability on adhesion between the encapsulant and the 
    painted surface, and on the integrity of the existing bonds between 
    paint layers, and between the paint and the substrate.
        Friction surface--Any painted interior or exterior surface, such as 
    a window or stair tread, subject to abrasion or friction.
        Guidelines (The Guidelines for the Evaluation and Control of Lead-
    Based Paint Hazards in Housing (June 1995))--HUD's manual of lead 
    hazard control practices which provides detailed, comprehensive, 
    technical information on how to identify lead-based paint hazards in 
    housing and how to control such hazards safely and efficiently. (The 
    Guidelines replace the HUD ``Lead-Based Paint: Interim Guidelines for 
    Hazard Identification and Abatement in Public and Indian Housing.'')
        HEPA Vacuum--(High Efficiency Particulate Air)--A vacuum cleaner 
    fitted with a filter capable of removing particles of 0.3 microns or 
    larger at 99.97 percent or greater efficiency from the exhaust air 
    stream.
        Impact surface--An interior or exterior surface (such as surfaces 
    on
    
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    doors) subject to damage by repeated impact or contact.
        Interim Controls--A set of measures designed to temporarily reduce 
    human exposure or possible exposure to lead-based paint hazards. Such 
    measures include specialized cleaning, repairs, maintenance, painting, 
    temporary containment, and management and resident education programs. 
    Interim controls include dust removal; paint film stabilization; 
    treatment of friction and impact surfaces; installation of soil 
    coverings, such as grass or sod; and restricting access to lead-
    contaminated soil.
        Lead-Based Paint--Any paint, varnish, shellac, or other coating 
    that contains lead equal to or greater than 1.0 mg/cm\2\ as measured by 
    XRF or laboratory analysis, or 0.5 percent by weight (5,000 g/
    g, 5,000 ppm, or 5,000 mg/kg) as measured by laboratory analysis. 
    (Local definitions may vary.)
        Lead-Based Paint Hazard--Any condition which causes exposure to 
    lead from lead-contaminated dust, lead-contaminated soil, lead-based 
    paint that is deteriorated or present in accessible surfaces, friction 
    surfaces, or impact surfaces that would result in adverse human health 
    effects (as established by the EPA Administrator under Title IV of the 
    Toxic Substances Control Act).
        Lead-Based Paint Hazard Control--Activities to control and 
    eliminate lead-based paint hazards, including interim controls and 
    abatement of lead-based paint hazards or lead-based paint.
        Lead-Contaminated Dust--Surface dust in residences that contains an 
    area or mass concentration of lead in excess of the standard to be 
    established by the EPA Administrator, pursuant to Title IV of the Toxic 
    Substances Control Act. Until the EPA standards are established, the 
    HUD-recommended clearance and risk assessment standards for leaded dust 
    are 100 g/ft\2\ on floors, 500 g/ft\2\ on interior 
    window sills, and 800 g/ft\2\ on window troughs (wells), 
    exterior concrete or other rough surfaces.
        Lead-Contaminated Soil--Bare soil on residential property that 
    contains lead in excess of the standard established by the EPA 
    Administrator, pursuant to Title IV of the Toxic Substances Control 
    Act. The HUD-recommended standard is 400 g/g for high-contact 
    play areas and 2,000 g/g in other bare areas of the yard. Soil 
    contaminated with lead at levels greater than or equal to 5,000 
    g/g should be abated by removal or paving.
        Lead Hazard Screen--A means of determining whether residences in 
    relatively good condition should have a full risk assessment.
        Microgram (g)--The prefix micro- means one-millionth. A 
    microgram is one millionth of a gram.
        Replacement--A strategy of abatement that entails the removal of 
    building components coated with lead-based paint (such as windows, 
    doors, and trim) and the installation of new components free of lead-
    based paint.
        Residential Dwelling--This term means either:
        (1) A single-family dwelling, including attached structures, such 
    as porches and stoops; or
        (2) A single-family dwelling unit in a structure that contains more 
    than one separate residential dwelling unit and in which each unit is, 
    or is intended to be used or occupied, in whole or in part, as the home 
    or residence of one or more persons.
        Risk Assessment--An on-site investigation to determine and report 
    the existence, nature, severity and location of lead-based paint 
    hazards in residential dwellings. Risk assessments include: information 
    gathering regarding the age and history of the housing and occupancy by 
    children under age 6, visual inspection, limited dust wipe sampling or 
    other environmental sampling techniques, other activity as may be 
    appropriate, and provision of a report explaining the results of the 
    investigation.
        Substrate--A surface on which paint, varnish, or other coating has 
    been applied or may be applied. Examples of substrates include wood, 
    plaster, metal, and drywall.
        Title X--The Residential Lead-Based Paint Hazard Reduction Act of 
    1992 (Title X of the Housing and Community Development Act of 1992, 
    Pub. L. 102-550, approved October 28, 1992).
        Window Trough--For a typical double-hung window, the portion of the 
    exterior window sill between the interior window sill (or stool) and 
    the frame of the storm window. If there is no storm window, the window 
    trough is the area that receives both the upper and lower window sashes 
    when they are both lowered. Sometimes called the window ``well''.
        Wipe Sampling for Settled Lead-Contaminated Dust--The collection of 
    settled dust samples from surfaces to measure for the presence of lead. 
    Samples must be analyzed by an accredited laboratory.
    
    Section 3. Purpose and Description
    
    Section 3.1. Purpose and Authority
    
        HUD will award, at its discretion, research grants or cooperative 
    agreements to selected applicants in order to fund research activities 
    that address critical gaps in the knowledge of residential lead hazard 
    identification and control. Approximately $2.5 million will be awarded 
    to fund grants or cooperative agreements of approximately $100,000 to 
    $750,000 each. These grants are authorized under sections 1051 and 1052 
    of Title X.
        The purposes of this program include:
        (a) Funding research on topics identified in sections 1051 and 1052 
    of Title X.
        (b) Funding research that will be used to update the Guidelines and 
    which is anticipated to:
        (1) Increase the accuracy and cost-effectiveness of lead hazard 
    evaluation; and
        (2) Increase the efficacy and cost-effectiveness of lead hazard 
    reduction.
    
    Section 3.2. Background
    
        Lead is a potent toxicant that targets the central nervous system 
    and is particularly damaging to the neurological development of young 
    children. Lead-based paint is the most widespread and dangerous source 
    of lead in the residential environment. Children can be exposed 
    directly to this source of lead by ingesting paint chips or indirectly 
    through exposure to paint-lead that has entered house dust and soil 
    from the deterioration of interior and/or exterior lead-based paint. 
    Studies have shown that the primary source of lead exposure for most 
    young children is through the contact with and subsequent incidental 
    ingestion of house dust (i.e., through hand-to-mouth activity). The 
    amount of lead found in the ambient air, food and public drinking water 
    has decreased significantly over the last two decades as a result of 
    regulatory action and voluntary process changes.
        Of all occupied housing units built before Congress banned the use 
    of lead-based paint in 1978, approximately 83 percent, or 64 million 
    housing units, are estimated to have lead-based paint somewhere on the 
    exterior or interior of the building. Although intact lead-based paint 
    poses little immediate risk to occupants, non-intact paint which is 
    chipping, peeling, or otherwise deteriorating may present an immediate 
    risk. Of particular concern are the housing units that contain 
    deteriorated lead-based paint and/or lead-contaminated dust and are 
    occupied by young children.
        HUD has been actively engaged in a number of activities relating to 
    lead-based paint as a result of the Lead-Based Paint Poisoning 
    Prevention Act (LBPPPA) of 1971, as amended (42 U.S.C. 4801-4846). 
    Sections 1051 and 1052 of Title X call for the Secretary of
    
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    HUD, in cooperation with other Federal agencies, to conduct research on 
    specific topics related to the evaluation and subsequent mitigation of 
    residential lead hazards.
        In June 1995, HUD published the Guidelines, which describe state-
    of-the-art procedures for all aspects of lead-based paint hazard 
    evaluation and control (see Appendix A of this NOFA). The Guidelines 
    reflect the Title X framework for lead hazard control, which 
    distinguishes three types of control measures: interim controls, 
    abatement of lead-based paint hazards, and complete abatement of all 
    lead-based paint. Interim controls are designed to address hazards 
    quickly, inexpensively, and temporarily, while abatement is intended to 
    produce a permanent solution. The Guidelines recommend procedures that 
    are effective in identifying and controlling lead hazards while 
    protecting the health of abatement workers and occupants.
        HUD recognizes that targeted research and field experience will 
    result in future changes to the Guidelines that will improve the 
    accuracy of lead hazard evaluation and increase the effectiveness, 
    while possibly reducing costs, of lead hazard control measures. HUD 
    anticipates that increasing the cost-effectiveness of procedures for 
    lead hazard evaluation and control will reduce barriers to the 
    widespread adoption of these measures.
        In July, 1995, the Task Force on Lead-Based Paint Hazard Reduction 
    and Financing, which was established pursuant to section 1015 of Title 
    X, presented its final report to HUD and the Environmental Protection 
    Agency (EPA). The Task Force Report, entitled Putting the Pieces 
    Together: Controlling Lead Hazards in the Nation's Housing (see 
    Appendix A of this NOFA for a complete citation), recommended that 
    research be conducted on a number of key topics in order to address 
    significant gaps in our knowledge of lead exposure and hazard control. 
    Key research topics which are to be addressed through this NOFA include 
    the following (each of these topics is discussed in more detail in 
    section 3.5.1 of this NOFA):
        (a) The effectiveness of specialized cleaning methods for lead-
    contaminated dust, with an emphasis on the possible identification of 
    less extensive, but comparably effective, alternatives to procedures 
    recommended in the Guidelines.
        (b) The most appropriate clearance methods to use following various 
    hazard interventions; efficacy and cost-effectiveness of various 
    protocols.
        (c) The hazard posed by lead-contaminated dust in carpets and rugs, 
    and cost-effective hazard control interventions.
        (d) The hazard posed by lead-contaminated dust in upholstered 
    furniture, and cost-effective hazard control interventions.
        (e) The utility of the lead risk assessment and screening protocols 
    recommended in the Guidelines.
        (f) Significance of lead-contaminated dust in forced air ducts in 
    childhood lead exposure; appropriate methods for hazard evaluation and 
    control.
    
    Section 3.3. Allocation Amounts
    
        Approximately $2.5 million will be available to fund research 
    proposals in FY 1996. Grants or cooperative agreements will be awarded 
    on a competitive basis following evaluation of all proposals according 
    to the criteria described in section 4.3 of this NOFA. HUD anticipates 
    that individual awards will range from approximately $100,000 to 
    approximately $750,000. HUD reserves the right to grant one or more 
    awards, or no awards, for research in a given topic area, depending on 
    the quality of applications received.
    
    Section 3.4. Eligible Applicants
    
        Academic and not-for-profit institutions located in the U.S., and 
    State and local governments are eligible to apply for funding under 
    this NOFA. For-profit firms are also eligible. However, they are not 
    allowed to earn a fee (i.e., no profit can be made from the project). 
    Federal agencies and Federal employees are not eligible to submit 
    applications.
    
    Section 3.5. Goals, Objectives, and Specific Research Topics
    
        (a) The overall goal of this research is to gain knowledge that 
    will lead to improvements in the efficacy and cost-effectiveness of 
    methods used for lead-based paint hazard evaluation and control. It is 
    anticipated that this will eventually result in a reduction in the 
    magnitude of childhood lead exposure nationwide by reducing barriers to 
    the implementation of widespread lead-based paint hazard reduction 
    interventions and improving the effectiveness of such interventions.
        (b) Specific objectives for the individual research topics listed 
    in section 3.2 of this NOFA are provided separately in the expanded 
    discussion of these individual topic areas in section 3.5.1 of this 
    NOFA. Although HUD is soliciting proposals for research on these 
    specific topics, HUD will also consider funding applications for 
    research on topics which, although not specifically listed in section 
    3.5.1 of this NOFA, are relevant under the overall goals and objectives 
    of this research, as described above. In such instances, the applicant 
    should describe how the proposed research activity addresses these 
    overall goals and objectives.
    
    Section 3.5.1. Background and Objectives for Specific Research Topic 
    Areas
    
        (a) Cleaning of Hard Surfaces. (1) Background. (i) Lead in house 
    dust has been shown to be a major source of lead exposure for young 
    children. Based on the understanding that lead-contaminated dust may 
    not be visible to the naked eye and can be difficult to clean up, 
    specialized cleaning to remove dust from noncarpeted surfaces is 
    recognized as an essential element of all lead hazard control projects 
    (the topics of leaded dust in carpets and upholstery are addressed 
    separately in this section). The Guidelines recommend a cleaning 
    procedure that includes a combination of HEPA vacuuming and wet 
    cleaning with trisodium phosphate (TSP) or another cleaning agent 
    designed for lead removal, or equivalent. Alternative methods are 
    considered acceptable provided that they achieve at least the desired 
    level of cleaning.
        (ii) Chapter 14 of the Guidelines describes the specialized 
    cleaning procedures recommended as a final pre-clearance step following 
    completion of a lead hazard control project. Chapter 11 of the 
    Guidelines presents the recommended specialized cleaning procedure to 
    be employed as an interim control measure to remove lead-contaminated 
    dust from a dwelling. When lead dust removal is used as an interim 
    control measure, the Guidelines recommend that horizontal surfaces 
    (e.g., floors, window sills and window troughs) and dust traps (e.g., 
    radiators, registers/vents) be HEPA-vacuumed followed by wet washing 
    with TSP or another specialized lead cleaner. Following lead hazard 
    control activities that involve the disturbance of lead-based paint, 
    the Guidelines recommend a more extensive cleaning process in which all 
    ceilings, walls, noncarpeted floors and other horizontal surfaces be 
    cleaned using a three-pass system (HEPA vacuuming, a wet wash, a final 
    HEPA vacuum).
        (iii) The specialized cleaning procedures recommended in the 
    Guidelines are labor intensive and can contribute significantly to the 
    total cost of a lead hazard intervention. Because relatively little 
    research has been conducted on this topic, the recommended procedures 
    are based primarily on the experience of researchers, the public 
    housing lead abatement program, and the
    
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    recommendation of the peer review panel assembled for the Guidelines. 
    The identification of comparably effective but less extensive and 
    costly cleaning procedures could result in considerable cost savings, 
    thus removing barriers to the widespread adoption of lead-dust control 
    measures.
        (iv) Anecdotal evidence from lead abatement contractors suggests 
    that labor costs can be reduced (while still maintaining cleaning 
    effectiveness) through modifications of the cleaning procedure 
    recommended by the Guidelines. For example, some contractors have 
    reported that they do not currently clean ceilings and walls using the 
    three-pass system (HEPA vacuum/wet wash/HEPA vacuum), yet consistently 
    meet HUD dust clearance levels. Contractors have also reported that 
    they meet dust clearance levels by a considerable margin using a two-
    pass system of HEPA vacuum followed by a wet wash/rinse.
        (v) The Canada Mortgage and Housing Corporation recently reported 
    the results of a small-scale study which examined the effectiveness of 
    four different cleaning procedures on hard floors following the 
    creation of lead paint dust. The results from this limited 
    investigation showed adequate floor cleaning following a two-pass 
    procedure consisting of vacuuming with a shop vacuum followed by wet 
    cleaning and rinsing using a specialized lead cleaner. Success was 
    affected by the condition of the surface, however. HUD and the EPA 
    recently sponsored a laboratory study which examined the effectiveness 
    of various cleaning agents in removing leaded dust from different 
    surface types. Although peer review of the study was not yet complete 
    during the writing of this NOFA, preliminary results indicate that 
    observed differences in post-cleaning dust lead loading among 
    substrates and surface types did not depend on which cleaner was used. 
    Common, low phosphate cleaners were equally as effective as TSP in 
    cleaning efficiency. Low surface tension cleaners were associated with 
    slightly better cleaning; however, differences among cleaning agents 
    was small. The study results also suggest that the level of physical 
    effort may have a greater impact on cleaning effectiveness than does 
    choice of cleaner. A study of similar design needs to be conducted 
    under field conditions.
        (vi) Another issue that needs to be systematically examined through 
    controlled studies is the necessity of using a HEPA vacuum to achieve 
    effective dust removal. In some situations, such as when cleaning is 
    used as an interim control measure, it may be possible to achieve 
    adequate dust removal using more readily available vacuum cleaners such 
    as shop vacuums that are fitted with collection bags that have a higher 
    capture efficiency than standard bags, thus controlling the emission of 
    lead particles in the exhaust stream. This could lead to additional 
    cost savings and further reduce barriers to the widespread adoption of 
    lead hazard reduction measures.
        (vii) It is important to note that cleaning associated with 
    commercial lead hazard reduction interventions beyond the level of 
    custodial activities is covered by the Occupational Safety and Health 
    Administration's (OSHA's) lead standard for the construction industry, 
    which requires that vacuums used in conjunction with construction 
    activities be equipped with a HEPA filter (see 29 CFR 1926.62(h)(4)). 
    For activities that do not fall within OSHA's definition of 
    ``construction,'' other vacuums may be used if workers do not 
    experience elevated exposures and, for work conducted in accordance 
    with the Guidelines, if compliance with clearance standards is 
    achieved.
        (viii) Factors that need to be specifically addressed in the design 
    of any research in this topic area include but are not limited to:
         The appropriateness for use of a given protocol in 
    occupied vs. unoccupied dwellings;
         The effect of surface type, condition and porosity on 
    achieving the desired level of cleanup;
         The cost and availability of cleaning supplies;
         The availability of electrical power in unoccupied homes;
         The size of the area to be cleaned;
         The presence or absence of adjacent areas that could cause 
    recontamination; and
         Worker exposure to airborne lead particulate.
        (2) Research Goals and Objectives. The overall goal is to identify 
    the procedures for clean up of leaded dust appropriate for use in 
    various situations (e.g., varying surface types and levels of hazard 
    reduction intervention, degrees of adhesion of dust, particle size) 
    that will result in effective dust removal while minimizing time and/or 
    costs.
        Specific research objectives for this topic area include the 
    following:
        (i) Determine whether the current recommendations in the Guidelines 
    regarding the specific surfaces to be cleaned following lead hazard 
    reduction interventions are necessary in order to reduce lead exposure 
    risk to acceptable levels (e.g., as determined by lead dust loading on 
    accessible surfaces). Of particular interest are data that will clarify 
    whether, and, if so, when, it is necessary to clean ceiling and/or wall 
    surfaces following lead-based paint hazard reduction interventions.
        (ii) Assess whether the rate of recontamination of ``cleaned 
    surfaces'' is affected when a room receives only partial cleaning 
    following a lead hazard reduction intervention.
        (iii) Determine when the current recommendations in the Guidelines 
    regarding the protocols for surface cleaning (i.e., the three-pass 
    system following hazard reduction interventions, and the two-pass 
    system for interim dust control) are necessary in order to consistently 
    achieve desired reductions in lead surface loadings (e.g., as indicated 
    by comparison with appropriate dust-lead clearance standards). When the 
    currently recommended protocols are not necessary, determine what 
    protocols provide sufficient surface cleaning under the various 
    conditions examined.
        (iv) Examine the effectiveness of different cleaning agents, 
    including TSP and common low phosphate cleaners, when used in the field 
    on different surface types.
        (v) Obtain data on the effectiveness of different vacuum methods in 
    cleaning dust from various surfaces and in controlling worker exposures 
    to airborne lead. Of particular interest are the effectiveness and 
    durability of vacuums that are less expensive and more readily 
    available than HEPA vacuums, such as household or ``shop vacuums'' 
    fitted with collection bags that have a greater particle capture 
    efficiency than standard bags.
        (b) Clearance Testing. (1) Background. (i) Clearance testing (see 
    Chapter 15 of the Guidelines) refers to the various environmental 
    evaluation procedures used to determine if lead hazard control work was 
    completed as specified and the area is safe for entry by unprotected 
    workers or reoccupancy by residents.
        (ii) The suggested protocol for clearance involves both a visual 
    inspection to ensure that all work has been completed and that no 
    visible dust or paint chips remain on cleaned surfaces, and the 
    collection of environmental samples to ensure that potentially 
    hazardous levels of lead do not remain in dust and soil. The Guidelines 
    recommend that wipe samples of settled dust be collected from interior 
    surfaces (hard floors, window sills, window troughs) and that soil 
    samples be collected if exterior lead hazard control work was 
    conducted. They recommend that clearance dust sampling be performed no 
    sooner than one hour following completion of the
    
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    final cleanup to permit the settling of airborne dust.
        (iii) Research is needed to address the question of which surfaces 
    are the most appropriate to test for dust-lead loading following the 
    completion of lead hazard reduction activities of varying intensity. 
    The currently recommended protocol of collecting wipe samples from 
    floors, window sills, and window troughs may not be the best approach 
    for all situations. Other issues of interest with respect to clearance 
    protocols include:
         The proper use of visual clearance procedures (e.g., Under 
    what circumstances would visual clearance alone be sufficient? What 
    visual clearance inspection procedures and criteria should be used?);
         The most cost-effective use of composite sampling during 
    clearance testing; and
         Field validation of the minimum post-cleanup settling time 
    of one hour that is recommended in the Guidelines.
        (iv) Because clearance testing closely follows completion of final 
    surface cleaning, applicants are encouraged to consider designing a 
    project that addresses some of the objectives listed below for 
    clearance testing as well as some of the objectives listed in section 
    3.5.1(a) of this NOFA (``Cleaning of Hard Surfaces'').
        (2) Research Goals and Objectives. The primary goal is to identify 
    the most cost-effective protocols for clearance testing following the 
    completion of lead hazard reduction interventions of varying 
    intensities.
        Specific research objectives include the following:
        (i) Identify the most appropriate surfaces to test for dust-lead 
    loading following completion of lead hazard reduction activities of 
    varying intensities (and subsequent cleanup);
        (ii) Determine under what circumstances (e.g., intervention 
    intensity, project stage) the use of a visual clearance protocol alone 
    would be sufficient;
        (iii) Determine the most cost-effective use of composite sampling 
    when conducting clearance testing; and
        (iv) Conduct field validation of the minimum post-cleanup settling 
    time of one hour (before clearance samples can be collected) that is 
    currently recommended in the Guidelines, as well as alternative 
    settling times.
        (c) Lead Hazard Identification and Control for Rugs and Carpets. 
    (1) Background. (i) Most of the research on the exposure hazard of 
    lead-contaminated floor dust has involved the sampling of floor dust 
    from hard surfaces. Studies have shown that rugs and carpets can act as 
    traps for lead-contaminated dust. However, there is relatively little 
    information on their significance as sources of lead exposure.
        (ii) More information is needed on the impact of leaded dust in 
    rugs and carpets on the blood-lead (PbB) levels of children. It is also 
    important that standardized methods be developed to sample dust from 
    carpets and rugs; ideally, such methods should be relatively easy, 
    inexpensive, and predictive of lead exposure hazard (i.e., blood lead 
    level). Finally, more research is also needed on the development of 
    practical and effective measures for reducing the levels of leaded dust 
    in rugs and carpeting.
        (iii) In the absence of sufficient quantitative data on the hazards 
    posed by lead in carpets and area rugs, Chapter 5 of the Guidelines 
    recommends that the lead clearance standard for hard floors (100 
    g/ft2 with wipe sampling) also be applied to carpeted 
    floors. Chapter 11 of the Guidelines provides a recommended protocol 
    for HEPA vacuuming area rugs, carpets, and upholstered furniture as an 
    interim hazard control measure. The Guidelines further recommend that, 
    because of the difficulty and cost of cleaning, highly contaminated or 
    badly worn items be discarded.
        (iv) Research is needed to identify cost-effective means of 
    reducing the amount of leaded dust in rugs and carpets that would be 
    available to young children. Published studies have reported that 
    vacuum methods can reduce the amount of total dust in carpets and rugs, 
    but it is not known whether vacuuming of these surfaces is effective in 
    reducing the lead exposure of children living in treated homes. Some 
    research has actually shown that limited vacuuming can result in an 
    increase in lead loading levels on the carpet surface.
        (v) It is likely that the most effective methods for reducing the 
    amount of leaded dust in rugs and carpets will differ depending on 
    factors such as the type of carpet material and its physical 
    characteristics (e.g., carpet pile type and depth), the degree of 
    contamination, the location of dust within the carpet pile, and degree 
    of wear.
        (vi) The results of several published studies have shown a 
    statistically significant correlation between surface dust-lead loading 
    in carpets (as measured by wipe or certain types of vacuum sampling) 
    and the blood-lead levels of children. Vacuum dust samples from 
    carpeted and noncarpeted floors within the same home have shown that 
    carpet dust-lead loadings are generally one to three orders of 
    magnitude greater than those for hard floors. There are limited data 
    from wipe sampling, however, indicating lower amounts of available lead 
    on carpeted vs. noncarpeted surfaces.
        (vii) The determination of surface dust-lead loading from carpets/
    upholstery, as measured by wipe sampling (or some vacuum protocols), 
    may be a better estimate of exposure than total dust-lead loading as 
    determined by vacuum methods which sample dust from below the carpet 
    surface. This deeply embedded dust may be less available for contact by 
    a child, but may be an important factor in determining surface dust-
    lead loading or rates of surface recontamination following cleaning.
        (2) Research Objectives.
        Specific research objectives include the following:
        (i) Assess the lead exposure risk to children posed by leaded dust 
    in rugs and carpets and identify important modifying factors (e.g., 
    type of material, type and depth of pile, location of dust within the 
    pile, condition);
        (ii) Identify and evaluate a standard protocol for sampling leaded 
    dust in rugs and carpets, which is practical, relatively inexpensive, 
    and predictive of actual hazard; and
        (iii) Identify the most cost-effective methods for cleaning wall-
    to-wall or area rugs and carpets under various conditions. Relevant 
    factors include, but are not limited to, type of material, depth and 
    characteristics of pile, location of dust within the pile, and 
    condition.
        (d) Lead Hazard Identification and Control for Upholstery. (1) 
    Background. (i) As is true for rugs and carpets, upholstered furniture 
    can also act as a trap for lead-contaminated dust. No significant 
    published research has been identified on the exposure hazard posed by 
    leaded dust in upholstered furniture or on the effectiveness of various 
    hazard reduction interventions.
        (ii) Chapter 11 of the Guidelines notes that it may be preferable 
    to dispose of upholstered furnishings that are known to be highly 
    contaminated with lead. As an interim dust control measure for 
    upholstered surfaces, the Guidelines recommend that the surfaces be 
    HEPA vacuumed with three to five passes over each surface at a total 
    rate of approximately 5 square feet per minute. Upon completion of 
    vacuuming, the Guidelines recommend that furniture be covered with a 
    material that can be easily removed and washed.
        (iii) Research is needed to determine the level of exposure to lead 
    in upholstered furniture and, when necessary, appropriate and effective 
    means for controlling this hazard. Because of similarities between 
    research
    
    [[Page 60505]]
    
    on leaded dust in upholstery and in rugs and carpets (See section 
    3.5.1(c) of this NOFA), applicants are encouraged to consider research 
    designs that would efficiently address the Department's research goals 
    and objectives for both topic areas.
        (2) Research Objectives.
        Specific research objectives for this topic area include the 
    following:
        (i) Assess the lead exposure risk posed by lead-contaminated dust 
    in upholstery and identify important modifying factors (e.g., type of 
    furniture, type of upholstery material, condition).
        (ii) Identify a standard protocol for sampling leaded dust in 
    upholstery which is practical, relatively inexpensive, and predictive 
    of actual exposure.
        (iii) Identify the most cost-effective methods for cleaning 
    upholstery under various conditions. Relevant factors include, but are 
    not limited to:
         Type and construction of furniture;
         Type of upholstery material;
         Type and depth of pile;
         Surface characteristics;
         Condition; and
         Degree of contamination.
        (iv) Evaluate the effectiveness of the protocol for cleaning 
    upholstered furniture (i.e., HEPA vacuum followed by covering) 
    recommended in the Guidelines.
        (v) Assess the rate of recontamination of upholstery with leaded 
    dust following cleaning and identify key factors affecting this.
        (e) Utility of Lead Risk Assessment and Screening Protocols. (1) 
    Background. The Guidelines provide suggested protocols for conducting 
    both risk assessments and lead hazard screens in both single and 
    multifamily housing. A risk assessment is conducted in order to 
    determine the presence or absence of lead-based paint hazards and 
    suggest appropriate hazard control measures. A lead hazard screen 
    employs a more limited sampling protocol and is intended for dwellings 
    that are in relatively good condition. These protocols incorporate 
    expert judgment and the best information available at the time the 
    Guidelines were written. However, research is needed to validate and 
    possibly improve upon the suggested protocols.
        (2) Research Goals and Objectives. The major goals are to assess 
    under what conditions HUD's risk assessment and lead hazard screening 
    protocols are accurate predictors of children's lead exposure and 
    identify ways to improve the accuracy and increase the cost-
    effectiveness of these protocols.
        Specific objectives for this research include the following:
        (i) Determine whether or not the risk assessment approach outlined 
    in the Guidelines is actually predictive of children's lead exposure. 
    If the protocol is a valid assessment of lead exposure risk, it would 
    be expected that, after accounting for other factors, children living 
    in ``high risk'' dwellings would, on average, have higher blood-lead 
    levels than those living in ``low risk'' dwellings.
        (ii) Assess the utility of the ``lead hazard screen protocol'' set 
    forth in the Guidelines. Determine under what conditions the suggested 
    protocol, when used for both single and multifamily housing, is cost-
    effective and adequate in identifying dwellings that need a more 
    thorough assessment without prompting an excessive number of 
    unnecessary risk assessments.
        (iii) Determine whether or not the number and type (e.g., dust 
    sample locations) of environmental samples called for in the protocols 
    under study is appropriate and cost-effective for both single and 
    multifamily housing. Determine whether and, if so, under what 
    conditions, the number and/or type of environmental samples can be 
    reduced. Identify the most appropriate uses of ``sample compositing'' 
    in order to maximize the amount and value of information obtained while 
    minimizing costs.
        (iv) Validate the ``paint film quality'' classification system 
    presented in Chapter 5 (Risk Assessment) of the Guidelines. Specific 
    points of interest include a determination of whether or not lead 
    surface loadings are highest in dwellings containing paint classified 
    as being in ``poor'' condition, and an evaluation of the 
    appropriateness of the guidance regarding the extent (surface area) of 
    deteriorated lead-based paint that determines the assignment of a 
    surface or dwelling to a paint condition category (i.e., intact, fair, 
    poor).
        (v) Obtain and evaluate data on the contribution of leaded dust 
    from friction and impact surfaces (particularly window and door 
    components) to childhood lead exposure. These surfaces are defined as 
    ``lead based paint hazards'' by Title X. However, relatively little 
    research has been conducted on the significance of these surfaces as 
    contributors to the overall dust lead loading of a dwelling or to 
    childhood lead exposure.
        (f) Lead-Contaminated Dust in Forced Air Ducts. (1) Background.
        (i) Although some investigators have reported relatively high lead 
    concentrations and loadings on the interior surfaces of forced air 
    ducts, little is known regarding the significance of this dust in 
    contributing to childhood lead exposure. The degree to which this dust 
    is mobile, and thus able to migrate into the living area of a 
    residence, is likely the major factor in determining its significance 
    as a lead exposure source. The mobility of dust in air ducts may be 
    determined by a number of factors, including but not limited to:
         Particle size distribution;
         Chemical composition of the dust;
         The degree of dust-to-surface adhesion;
         Surface characteristics of the duct material; and
         The velocity of air movement within the duct.
        (ii) Further research is needed to identify the most cost-effective 
    protocol for cleaning dust from forced air ducts, and whether or not 
    such cleaning and routine sampling are needed. Specific factors of 
    interest include the rate of recontamination of duct surfaces following 
    cleaning and precautions to prevent the contamination of living space 
    during air duct cleaning.
        (2) Research Goals and Objectives. The major goal is to determine 
    the significance of leaded dust in forced air ducts with respect to 
    childhood lead exposure and, if applicable, identify safe, effective 
    protocols for cleaning leaded dust from surfaces of forced air ducts.
    
    Section 4. Grant Application Process
    
    Section 4.1 Submitting Applications for Grants
    
        (a) Information on NOFA application submission requirements, 
    including deadline dates, is provided in the DATES section of the 
    preamble to this NOFA. Information on where application kits may be 
    obtained is provided in the ADDRESSES section of the preamble to this 
    NOFA.
        (b) Applications must conform to the formatting guidelines 
    specified in the application kit. The kit specifies the sections to be 
    included in the application and provides related formatting and content 
    guidelines.
        (c) HUD will review each application to determine whether the 
    applicant is eligible in accordance with section 3.4 of this NOFA 
    (Eligible Applicants). Applications that meet all of the threshold 
    criteria will be eligible to be scored and ranked, based on the total 
    number of points allocated for each of the rating factors described in 
    section 4.2 of this NOFA.
        (d) HUD intends to fund the highest ranked applications within 
    topic areas and within the limits of funding availability. However, HUD 
    may grant one or more awards, or no awards, for
    
    [[Page 60506]]
    
    research in a given topic area, depending on the quality of 
    applications received. Applicants may address more than one of the 
    research topic areas within their proposal. Also, projects need not 
    address all of the objectives within a given topic area.
        (e) HUD encourages applicants to plan projects that can be 
    completed over a relatively short time period (e.g., 12 to 24 months 
    from the date of award) so that any useful information that is 
    generated from the research can be disseminated to the public as 
    quickly as possible.
    
    Section 4.2  Rating Factors
    
        Applicants will be scored according to the following factors:
        (a) Competence of the Research Team (40 points). Major subfactors 
    include the following:
        (1) The capability and qualifications of the principal investigator 
    and key personnel (20 Points). Qualifications to design and carry out 
    the proposed study as evidenced by academic background, relevant 
    publications, and recent, relevant research experience that has 
    produced useful results or findings.
        (2) Past performance of the research team in managing similar 
    research (20 Points). Applicants should demonstrate that the project 
    would have adequate administrative support, including clerical and 
    specialized support in areas such as bookkeeping, accounting and 
    equipment maintenance. Applicants must also demonstrate ability to 
    successfully manage the various aspects of a complex research study in 
    the following areas: logistics, research personnel management, data 
    management, quality control, community research involvement (if 
    applicable), report writing, and overall success in completing projects 
    on time and within budget.
        (c) Quality of the Research Proposal (60 points). Major subfactors 
    include the following:
        (1) Soundness of the study design (30 Points). The extent to which 
    the study design is thorough and feasible, and displays a thorough 
    knowledge of the relevant scientific literature. Applicants should 
    include an appropriate plan for managing, analyzing, and archiving 
    data.
        (2) Adequacy of the Project Management Plan (10 Points). The 
    proposal should include an adequate management plan that provides a 
    reasonable schedule for the completion of major tasks and deliverables, 
    with an indication that there will be adequate resources (e.g., 
    personnel, financial) to successfully meet the proposed schedule.
        (3) Adequacy of quality assurance mechanisms (10 Points). Quality 
    assurance mechanisms must be well integrated into the study design in 
    order to ensure the validity and quality of the results. Areas to be 
    addressed include:
        (i) Acceptance criteria for data quality;
        (ii) Procedures for selection of samples/sample sites;
        (iii) Sample handling;
        (iv) Measurement and analysis; and
        (v) Any standard/nonstandard quality assurance/control procedures 
    to be followed.
        (4) Responsiveness to solicitation objectives (10 Points). The 
    likelihood that the research would make a significant contribution 
    towards achieving some or all of HUD's stated goals and objectives for 
    one or more of the topic areas described in section 3.5.1 of this NOFA.
        (c) Cost (No Points). The cost of the proposed project, while 
    secondary, will be considered in addition to the factors stated above 
    to determine the proposal most advantageous to the Government. Cost 
    will be the deciding factor when proposals ranked under the above 
    factors are considered acceptable and are substantially equal.
    
    Section 5. Checklist of Application Submission Requirements
    
    Section 5.1  Applicant Data
    
        Applications must be submitted in accordance with the format and 
    instructions contained in the application kit. Informal, incomplete, or 
    unsigned applications will not be considered. The following is a 
    checklist of the application contents that will be specified in the 
    application kit:
        (a) Completed Forms HUD-2880, Applicant/Recipient Disclosure/Update 
    Report, and SF-LLL, Disclosure of Lobbying Activities, where applicable 
    (See section 7, Findings and Certifications, of this NOFA).
        (b) Standard Forms SF-424, 424A, 424B, and other certifications and 
    assurances listed in section 5.2 of this NOFA.
        (c) A detailed total budget with supporting cost justification for 
    all budget categories of the Federal grant request (see application kit 
    for details).
        (d) An abstract containing the following information (See 
    application kit for formatting instructions):
        (1) The project title;
        (2) The names and affiliations of all investigators; and
        (3) A summary of the study objectives, study design, total 
    estimated cost, and the significance of the expected results.
        (e) A description of the project. This description must not exceed 
    fifteen (15) pages per topic area (see section 3.5 of this NOFA) (e.g., 
    an applicant whose project addresses two topic areas is limited to a 30 
    page description), including visual materials such as charts and 
    graphs. (See application kit for format and required elements.)
        (f) Any important attachments, appendices, references, or other 
    relevant information may accompany the project description, but must 
    not exceed fifteen (15) pages.
        (g) The biographical sketches of the principal investigator and 
    other key personnel. These should be concise and limited to information 
    that is relevant in assessing the qualifications of key personnel to 
    conduct and/or manage the proposed research.
        (h) Copy of State Clearing House Approval Notification (see 
    application kit to determine if applicable).
    
    Section 5.2  Certifications and Assurances
    
        The following certifications and assurances are to be included in 
    all applications:
        (a) Compliance with all relevant State and Federal regulations 
    regarding exposure to and proper disposal of hazardous materials.
        (b) Compliance with relevant Federal civil rights laws and 
    requirements (24 CFR 5.105(a)).
        (c) Assurance that the financial management system meets the 
    standards for fund control and accountability (24 CFR 84.21 or 24 CFR 
    85.20, as applicable).
        (d) Assurance, to the extent possible and applicable, that any 
    blood lead testing, blood lead level test results, and medical referral 
    and updating will be conducted for children under six years of age 
    according to the recommendations of the Centers for Disease Control and 
    Prevention (CDC). (See Appendix A of this NOFA--Preventing Lead 
    Poisoning in Young Children, October, 1991.)
        (e) Assurance that HUD research grant funds will not replace 
    existing resources dedicated to any ongoing project.
        (f) The application shall contain any other assurances that HUD 
    includes in the application kit under this NOFA, including 
    certification of compliance with the Drug-Free Workplace Act of 1988 in 
    accordance with the requirements set forth at 24 CFR part 24.
    
    Section 6. Corrections to Deficient Applications
    
        (a) Shortly after the expiration of the NOFA submission deadline 
    date, HUD will notify applicants in writing of any technical 
    deficiencies in the applications. A technical deficiency is
    
    [[Page 60507]]
    
    an item that is not necessary for HUD to evaluate for the purpose of 
    scoring an application. Examples include omitted certifications or 
    illegible signatures.
        (b) The applicant may submit corrections, which must be received at 
    the Office of Lead Hazard Control within 21 calendar days from the date 
    of HUD's letter notifying the applicant of any minor deficiencies. 
    Electronic or fax transmittal is not an acceptable transmittal mode.
        (c) Corrections to technical deficiencies will be accepted within 
    the 21-day time limit. Applicants who do not make timely response to a 
    request for deficiency corrections shall be removed from further 
    consideration for an award.
        (d) Applicants shall be permitted to correct only technical 
    deficiencies. Deficiencies determined by HUD to be substantive (i.e., 
    those that would affect the scoring of an application) may not be 
    corrected.
    
    Section 7. Findings and Certifications
    
        Environmental Review. A Finding of No Significant Impact with 
    respect to the environment has been made in accordance with HUD 
    regulations in 24 CFR part 50, which implements section 102(2)(C) of 
    the National Environmental Policy Act of 1969 (42 U.S.C. 4332). The 
    Finding of No Significant Impact is available for public inspection 
    during regular business hours in the Office of the General Counsel, 
    Rules Docket Clerk, Department of Housing and Urban Development, 451 
    Seventh Street, SW, Room 10276, Washington, DC 20410.
        Federalism Executive Order. The General Counsel, as the Designated 
    Official under section 8(a) of Executive Order 12612, Federalism, has 
    determined that the policies and procedures contained in this NOFA will 
    not have substantial direct effects on States or their political 
    subdivisions, or the relationship between the Federal government and 
    the States, or the distribution of power and responsibilities among the 
    various levels of government. Under this NOFA, grants or cooperative 
    agreements will be made to support research activities which are 
    anticipated to result in improvements in methods used to assess and 
    mitigate residential lead hazards. Although the Department encourages 
    States and local governments to conduct research in these areas, any 
    such action by a State or local government is voluntary. Because action 
    is not mandatory, this NOFA does not impinge upon the relationships 
    between the Federal government and State and local governments, and the 
    notice is not subject to review under the Order.
        Family Executive Order. The General Counsel, as the Designated 
    Official under Executive Order 12606, The Family, has determined that 
    this document will likely have a beneficial impact on family formation, 
    maintenance and general well-being. This NOFA, insofar as it funds 
    research on improved methods for the evaluation and control of 
    residential lead hazards, will assist in preserving decent housing 
    stock for low-income resident families. Accordingly, since the impact 
    on the family is beneficial, no further review is considered necessary.
    
    Section 102 of the HUD Reform Act--Documentation and Public Access 
    Requirements--Applicant/Recipient Disclosures
    
        (a) Documentation and public access requirements. HUD will ensure 
    that documentation and other information regarding each application 
    submitted pursuant to this NOFA are sufficient to indicate the basis 
    upon which assistance was provided or denied. This material, including 
    any letters of support, will be made available for public inspection 
    for a five-year period beginning not less than 30 days after the award 
    of the assistance. Material will be made available in accordance with 
    the Freedom of Information Act (5 U.S.C. 552) and HUD's implementing 
    regulations at 24 CFR part 15. In addition, HUD will include the 
    recipients of assistance pursuant to this NOFA in its Federal Register 
    notice of all recipients of HUD assistance awarded on a competitive 
    basis. (See 24 CFR part 4 for further information on these 
    documentation and public access requirements.)
        (b) Disclosures. HUD will make available to the public for five 
    years all applicant disclosure reports (HUD Form 2880) submitted in 
    connection with this NOFA. Update reports (also Form 2880) will be made 
    available along with the applicant disclosure reports, but in no case 
    for a period less than three years. All reports--both applicant 
    disclosures and updates--will be made available in accordance with the 
    Freedom of Information Act (5 U.S.C. 552) and HUD's implementing 
    regulations at 24 CFR part 15. (See 24 CFR part 4 for further 
    information on these disclosure requirements.)
        Prohibition Against Lobbying Activities. The use of funds awarded 
    under this NOFA is subject to the disclosure requirements and 
    prohibitions of section 319 of the Department of Interior and Related 
    Agencies Appropriations Act for Fiscal Year 1990 (31 U.S.C. 1352) (The 
    ``Byrd Amendment'') and the implementing regulations at 24 CFR part 87. 
    These authorities prohibit recipients of Federal contracts, grants, or 
    loans from using appropriated funds for lobbying the Executive or 
    Legislative branches of the Federal government in connection with a 
    specific contract, grant, or loan. The prohibition also covers the 
    awarding of contracts, grants, cooperative agreements, or loans unless 
    the recipient has made an acceptable certification regarding lobbying.
        Under 24 CFR part 87, applicants, recipients, and subrecipients of 
    assistance exceeding $100,000 must certify that no Federal funds have 
    been or will be spent on lobbying activities in connection with the 
    assistance. Indian Housing Authorities established by an Indian Tribe 
    as a result of the exercise of their sovereign power are excluded from 
    coverage, but IHAs established under state law are not excluded from 
    coverage.
        Procurement Standards. State and local government grantees are 
    governed by and should consult 24 CFR part 85, which implements OMB 
    Circular A-102 and details the procedures for subcontracts and sub-
    grants by States and local governments. Non-profit organizations are 
    governed by 24 CFR part 84, which implements OMB Circular A-110. Under 
    OMB A-102 and A-110, small purchase procedures can be used for 
    subcontracts up to $100,000, and require price or rate quotations from 
    several sources (three is acceptable); above that threshold, more 
    formal procedures are required. If States or local governments have 
    more restrictive standards for contracts and grants, the State or local 
    government standards can be applied. All grantees should consult and 
    become familiar with either OMB A-102 or A-110, as appropriate, before 
    issuing subcontracts or sub-grants.
        Catalog of Federal Domestic Number. The Catalog of Federal Domestic 
    Assistance Number for this program is 14.900.
        Davis-Bacon Act. The Davis-Bacon Act does not apply to this 
    program. However, if grant funds are used in conjunction with other 
    Federal programs in which Davis-Bacon prevailing wage rates apply, then 
    Davis-Bacon provisions would apply to the extent required under the 
    other Federal programs.
        Section 103 of the HUD Reform Act. HUD's regulation implementing 
    section 103 of the Department of Housing and Urban Development Reform 
    Act of 1989, codified as 24 CFR part 4, applies to the funding 
    competition announced today. The requirements of the rule continue to
    
    [[Page 60508]]
    
    apply until the announcement of the selection of successful applicants. 
    HUD employees involved in the review of applications and in the making 
    of funding decisions are limited by part 4 from providing advance 
    information to any person (other than an authorized employee of HUD) 
    concerning funding decisions, or from otherwise giving any applicant an 
    unfair competitive advantage. Persons who apply for assistance in this 
    competition should confine their inquiries to the subject areas 
    permitted under 24 CFR part 4.
        Applicants or employees who have ethics related questions should 
    contact the HUD Office of Ethics (202) 708-3815. (This is not a toll-
    free number.) For HUD employees who have specific program questions, 
    such as whether particular subject matter can be discussed with persons 
    outside HUD, the employee should contact the appropriate Field Office 
    Counsel, or Headquarters counsel for the program to which the question 
    pertains.
    
        Authority: 42 U.S.C. 4854 and 4854a.
    
        Dated: October 18, 1996.
    David E. Jacobs,
    Director, Office of Lead Hazard Control.
    
    Appendix A--Relevant Publications and Guidelines
    
        To Secure Any Of The Documents Listed, Call The Listed Telephone 
    Number (generally not toll-free).
    
    Regulations
    
        1. Worker Protection: OSHA publication--Telephone: 202-219-4667
        OSHA Regulations (available for a charge)--Government Printing 
    Office--Telephone: 202-512-1800
    
    --General Industry Lead Standard, 29 CFR 1910.1025; (Document Number 
    869022001124)
    --Lead Exposure in Construction, 29 CFR 1926.62, and appendices A, 
    B, C, and D; published 58 FR 26590 (May 4, 1993). (Document Number 
    869022001141)
    
        2. Waste Disposal: 40 CFR parts 260-268 (EPA regulations)--
    Telephone 1-800-424-9346, or, from the Washington, DC metropolitan 
    area, 1-703-412-9810 (not a toll-free number).
        3. Lead; Requirements for Lead-Based Paint Activities; Proposed 
    Rule: 40 CFR Part 745 (EPA) (State Certification and Accreditation 
    Program for those engaged in lead-based paint activities), published 
    on August 29, 1996 (61 FR 45778). Also available on the Internet 
    World Wide Web (http://www.hud.gov/lea/leahome.html).
        4. Requirements for Notification, Evaluation and Reduction of 
    Lead-Based Paint Hazards in Federally Owned Residential Property and 
    Housing Receiving Federal Assistance; Proposed Rule: 24 CFR Parts 
    35, 36 and 37 (HUD), published on June 7, 1996 (61 FR 29170). Also 
    available on the Internet World Wide Web (http://www.hud.gov/lea/
    leahome.html).
    
    Guidelines
    
        1. Guidelines for the Evaluation and Control of Lead-Based Paint 
    Hazards in Housing; HUD, June 1995 (available for a charge)--
    Telephone: 800-245-2691, or on the Internet World Wide Web (http://
    www.hud.gov/lea/leahome.html).
        Post-lead hazard control clearance, no more than:
    
    100 Micrograms/sq.ft. (Bare and carpeted floors)
    500 Micrograms/sq.ft. (Window sills)
    800 Micrograms/sq.ft. (Window troughs (wells), exterior concrete and 
    other rough surfaces)
    
        2. Preventing Lead Poisoning In Young Children; Centers for 
    Disease Control, October 1991: Telephone: 770-488-7330.
    
    Reports
    
        1. Putting the Pieces Together: Controlling Lead Hazards in the 
    Nation's Housing, HUD, (Summary and Full Report), July 1995, 
    (available for a charge)--Telephone 800-245-2691, or on the Internet 
    World Wide Web (http://www.hud.gov/lea/leahome.html).
        2. Comprehensive and Workable Plan for the Abatement of Lead-
    Based Paint in Privately Owned Housing: Report to Congress (HUD, 
    December 7, 1990) (available for a charge)--Telephone 800-245-2691.
        3. A Field Test of Lead-Based Paint Testing Technologies: 
    Technical Report (Summary also available). U.S. Environmental 
    Protection Agency, May 1995, EPA 747-R-95-002b. (available at no 
    charge)--Telephone 800-424-5323.
    
    [FR Doc. 96-30296 Filed 11-26-96; 8:45 am]
    BILLING CODE 4210-32-P