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Start Preamble
November 21, 2023.
AGENCY:
Securities and Exchange Commission (“Commission” or “SEC”).
ACTION:
Notice.
Notice of an application for an order pursuant to section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from sections 18(a)(2), 18(c), and 18(i) of the Act, pursuant to sections 6(c) and 23(c) of the Act for certain exemptions from rule 23c–3 under the Act, and pursuant to section 17(d) of the Act and rule 17d–1 thereunder.
Summary of Application: Applicants request an order to permit certain registered closed-end management investment companies to issue multiple classes of shares and to impose early withdrawal charges and asset-based distribution and/or service fees.
Applicants: Oxford Park Income Fund, Inc. and Oxford Park Management, LLC.
Filing Dates: The application was filed on May 16, 2023, and amended on June 14, 2023 and October 4, 2023.
Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing on any application by emailing the SEC's Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on December 18, 2023, and should be accompanied by proof of service on Applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0–5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission's Secretary at Secretarys-Office@sec.gov.
ADDRESSES:
The Commission: Secretarys-Office@sec.gov. Applicants: Jonathan H. Cohen, Oxford Park Income Fund. Inc., 8 Sound Shore Drive, Suite 255, Greenwich, CT 06830; Harry S. Pangas, Dechert LLP, harry.pangas@dechert.com; Philip T. Hinkle, Dechert LLP, philip.hinkle@dechert.com.
Start Further InfoFOR FURTHER INFORMATION CONTACT:
Chris Chase, Senior Counsel, or Lisa Reid Ragen, Branch Chief, at (202) 551–6825 (Division of Investment Management, Chief Counsel's Office).
End Further Info End Preamble Start Supplemental InformationSUPPLEMENTARY INFORMATION:
For Applicants' representations, legal analysis, and conditions, please refer to Applicants' second amended and Start Printed Page 83200 restated application, dated October 3, 2023, which may be obtained via the Commission's website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC's EDGAR system. The SEC's EDGAR system may be searched at http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the SEC's Public Reference Room at (202) 551–8090.
Start SignatureFor the Commission, by the Division of Investment Management, under delegated authority.
J. Matthew DeLesDernier,
Deputy Secretary.
[FR Doc. 2023–26115 Filed 11–27–23; 8:45 am]
BILLING CODE 8011–01–P
Document Information
- Published:
- 11/28/2023
- Department:
- Securities and Exchange Commission
- Entry Type:
- Notice
- Action:
- Notice.
- Document Number:
- 2023-26115
- Dates:
- The application was filed on May 16, 2023, and amended on June 14, 2023 and October 4, 2023.
- Pages:
- 83199-83200 (2 pages)
- Docket Numbers:
- Investment Company Act Release No. 35052, File No. 812-15467
- PDF File:
- 2023-26115.pdf