97-29027. Generic E. coli Testing for Sheep, Goats, Equine, Ducks, Geese and Guineas  

  • [Federal Register Volume 62, Number 212 (Monday, November 3, 1997)]
    [Proposed Rules]
    [Pages 59305-59310]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-29027]
    
    
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    DEPARTMENT OF AGRICULTURE
    
    Food Safety and Inspection Service
    
    9 CFR Parts 310 and 381
    
    [Docket No. 97-004P]
    RIN 0583-AC32
    
    
    Generic E. coli Testing for Sheep, Goats, Equine, Ducks, Geese 
    and Guineas
    
    AGENCY: Food Safety and Inspection Service.
    
    ACTION: Proposed rule.
    
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    SUMMARY: The Food Safety and Inspection Service (FSIS) is proposing to 
    require establishments slaughtering sheep, goats, horses, mules, and 
    other equines, and establishments slaughtering ducks, geese, and 
    guineas to sample and test carcasses for generic E. coli. This proposal 
    extends the sampling and testing requirements already applied to 
    establishments that slaughter cattle, swine, chickens, and turkeys. 
    Regular microbial testing by slaughter establishments is necessary to 
    verify the adequacy of the establishment's process controls for the 
    prevention and removal of fecal contamination and associated bacteria.
    
    DATES: Comments on the proposed regulations must be received on or 
    before January 2, 1998.
    
    ADDRESSES: Please send an original and two copies of comments to: FSIS 
    Docket Clerk, DOCKET No. 97-004P, Room 3806, 1400 Independence Ave., 
    SW, Washington, DC 20250-3700.
    
    FOR FURTHER INFORMATION CONTACT: Ms. Patricia Stolfa, Assistant Deputy 
    Administrator, Office of Policy, Program Development, and Evaluation, 
    FSIS, Room 402 Annex Building, Washington, DC 20250-3700; (202) 205-
    0699.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        On July 25, 1996, FSIS published a final rule, ``Pathogen 
    Reduction; Hazard Analysis and Critical Control Point (HACCP) 
    Systems,'' (61 FR 38806). The new regulations (1) require that each 
    establishment develop, implement, and maintain written sanitation 
    standard operating procedures (Sanitation SOP's); (2) require regular 
    microbial testing for generic E. coli by cattle, swine, chicken, and 
    turkey establishments to verify the adequacy of the each 
    establishment's process control for the prevention and removal of fecal 
    contamination and associated bacteria; (3) establish pathogen reduction 
    performance standards for Salmonella that slaughter establishments and 
    establishments producing raw ground products must meet; and (4) require 
    that all meat and poultry establishments develop and implement a system 
    of preventive controls designed to improve the safety of their 
    products, known as HACCP (Hazard Analysis and Critical Control Points).
        At present, all inspected establishments that slaughter cattle, 
    swine, chickens or turkeys must sample and test carcasses for generic 
    E. coli. These establishments must develop sampling plans and sample at 
    specified frequencies, locations, and sites. They must maintain records 
    of results and evaluate the results using either the m/M criteria 
    developed in FSIS' baseline studies or, if m/M criteria are not 
    available, statistical process control techniques. Establishments 
    defined as ``very low volume'' may sample at an alternative frequency. 
    Also, establishments operating under HACCP may develop alternative 
    sampling frequencies if certain requirements are met. The Pathogen 
    Reduction/HACCP final rule and the ``Pathogen Reduction/HACCP; 
    Technical Amendments and Corrections'' rule (62 FR 26211) provide 
    detailed information about the need for these requirements.
        FSIS now is proposing to extend these sampling and testing 
    requirements to sheep, goats, horses, mules and other equines, defined 
    as livestock in 9 CFR 301.2(qq), and to ducks, geese and guineas, 
    defined as poultry in 9 CFR 381.1(b)(40). All establishments 
    slaughtering sheep, goats, horses, mules or other equines would be 
    required to meet the sampling and testing requirements in 9 CFR 310.25. 
    Similarly, establishments slaughtering ducks, geese and guineas would 
    be required to meet the sampling and testing requirements in 9 CFR 
    381.94. These establishments would only be required to test sheep, 
    goats, equines, ducks, geese, or guineas if they primarily slaughter 
    these types of livestock or poultry. FSIS considers the livestock or 
    poultry an establishment slaughters in the largest number to be that 
    establishment's primary type of livestock or poultry slaughtered.
    
    Sampling Frequencies and Definitions For Very Low Volume Establishments
    
        For the Pathogen Reduction/HACCP final rule, FSIS used a 
    methodology to select sampling frequencies so that in the subgroup of 
    establishments accounting for 99 percent of total production for each 
    type of livestock or poultry, the 5 percent of establishments with the 
    highest production volume would each conduct a minimum of 13 E. coli 
    tests, one complete test ``window'', each day. Under these frequencies, 
    90 percent of all cattle, 94 percent of all swine, 99 percent of all 
    chickens, and 99 percent of all turkeys would be slaughtered in 
    establishments conducting a minimum of one E. coli test per day. 
    Additionally, FSIS concluded that all establishments, except those 
    defined as very low volume establishments, must conduct sampling at a 
    frequency of at least once per week to provide a minimum, adequate 
    basis for process control verification.
        FSIS developed alternative sample frequencies for establishments 
    defined as ``very low volume.'' If there are published m/M criteria for 
    the type of livestock or poultry primarily slaughtered, the 
    establishment must sample that type of livestock or poultry at a 
    minimum frequency of once per week starting the first full week of 
    operation after June 1 until a series of 13 tests has met those m/M 
    criteria. If there are no m/M criteria for the type of livestock or 
    poultry primarily slaughtered, a very low volume establishment must 
    collect at least one sample per week, starting the first full week of 
    operation after June 1 of each year, and continue sampling at a minimum 
    of once each week the establishment operates until June 1 of the 
    following year or until 13 samples have been collected, whichever comes 
    first. This provision will be eliminated once m/M criteria are 
    developed for the primary type of livestock or poultry slaughtered.
        FSIS permits very low volume establishments to test at this 
    frequency, in part, because of their relatively simple and stable 
    production environments. Also, FSIS assumed that the total risk of 
    exposure to enteric pathogens from products produced at such 
    establishments would be small and roughly proportional to the amount of 
    products produced. FSIS requires these establishments to begin testing 
    in June because it is most important for these establishments to 
    conduct testing during the summer months, when there is a seasonal peak 
    in the occurrence of foodborne diseases attributable to the major 
    bacterial pathogens.
        The final rule noted that very low volume cattle and swine 
    establishments account for only 1.5 percent and 1.3 percent of overall 
    production,
    
    [[Page 59306]]
    
    respectively. Very low volume chicken and turkey establishments account 
    for .05 percent and .1 percent of overall production, respectively.
        FSIS proposes to require sheep, goat, and equine establishments to 
    sample at the same frequency now required for cattle, one test per 300 
    carcasses. Similarly, FSIS proposes to require duck, geese, and guinea 
    establishments to sample at the same frequency now required for 
    turkeys, one test per 3,000 carcasses. FSIS also proposes to require 
    sheep, goat, equine, duck, geese, and guinea establishments, except 
    those defined as very low volume establishments, to conduct sampling at 
    a frequency of at least once per week to provide a minimum, adequate 
    basis for process control verification.
        FSIS is proposing to require sheep, goat, equine, duck, geese, and 
    guinea establishments defined as ``very low volume'' to collect at 
    least one sample per week, starting the first full week of operation 
    after June 1 of each year, and continue sampling at a minimum of once 
    each week the establishment operates until June 1 of the following year 
    or until 13 samples have been collected, whichever comes first. At this 
    time, baseline studies have not been conducted to develop m/M criteria 
    for sheep, goats, equine, ducks, geese, and guinea. When m/M criteria 
    is developed for any of these types of livestock or poultry, FSIS would 
    require sampling at a minimum frequency of once per week starting the 
    first full week of operation after June 1 until a series of 13 tests 
    has met those m/M criteria.
    
    Sheep and Goats
    
        In fiscal year 1993, 93 establishments primarily slaughtered sheep 
    and goats. FSIS is proposing that sheep and goat establishments sample 
    at a frequency of one test per 300 carcasses or at least once a week, 
    whichever is greater, unless they are very low volume establishments. 
    At this sampling frequency, 85 percent of all sheep and goats would be 
    slaughtered in establishments conducting a minimum of one E. coli test 
    per day. A very low volume sheep or goat slaughter establishment would 
    annually slaughter no more than 6,000 head. Based on fiscal year 1993 
    data, 61 of the 93 establishments would be classified as very low 
    volume and account for 1.9 percent of total sheep and goat production.
    
    Equine
    
        In fiscal year 1995, eight establishments slaughtered equine under 
    Federal inspection for human food. These eight establishments 
    slaughtered only equine. The Agency is proposing that horse, mule, or 
    other equine establishments sample at a rate of one per 300 carcasses 
    or at least once a week, whichever is greater, unless they are very low 
    volume establishments. Very low volume equine establishments would 
    annually slaughter no more than 6,000 equines. Two of the equine 
    establishments, slaughtering 5.6 percent of overall production, would 
    be classified as very low volume.
    
    Ducks, Geese, and Guineas
    
        In fiscal year 1995, there were 12 establishments slaughtering 
    primarily ducks and two establishments slaughtering primarily geese. 
    FSIS is not aware of any federally inspected establishment currently 
    processing guineas. FSIS is proposing that establishments slaughtering 
    ducks, geese, and guineas sample at a frequency of one test per 3,000 
    carcasses or at least once a week, whichever is greater, unless they 
    are very low volume establishments. At this frequency, 96 percent of 
    all ducks would be slaughtered in establishments conducting a minimum 
    of one E. coli test per day. Very low volume duck, geese or guinea 
    establishments would slaughter no more than 60,000 ducks, geese, or 
    guineas, respectively, a year.
        In FY 1995, 25 establishments slaughtered 19.2 million ducks. Only 
    12 establishments primarily slaughtered ducks. These establishments 
    produced 98.7 percent of all ducks slaughtered under Federal 
    inspection. One of the 12 establishments produces less than .2 percent 
    of ducks slaughtered and would be defined as a very low volume duck 
    establishment.
        Eight establishments under Federal inspection slaughtered 159,000 
    geese in FY 1995. Only two establishments primarily slaughtered geese 
    and only one of these establishments slaughters more than 60,000 geese.
    
    Alternative Sampling Frequencies
    
        Establishments operating under a validated HACCP plan in accordance 
    with 9 CFR 417.2(b) would be permitted to substitute an alternative 
    frequency if the alternative is an integral part of the establishment's 
    verification procedures for its HACCP plan. Establishments would not be 
    allowed to use an alternative frequency if FSIS determines and notifies 
    the establishment in writing that the alternative frequency is 
    inadequate to verify the effectiveness of the establishment's process 
    controls.
    
    Sampling Plans
    
        Sheep, goat, equine, duck, geese, and guinea establishments would 
    prepare written specimen collection procedures. The procedures would 
    include the identification of employees designated to collect samples, 
    the location(s) of sampling, how sampling randomness is achieved, and 
    how samples are handled to ensure sample integrity. The written 
    procedures would be made available to FSIS upon request.
    
    Sampling Locations
    
        Sheep, goat, and equine establishments would collect samples from 
    chilled carcasses. Carcasses boned before chilling (hot boned) would be 
    sampled after the final wash. For ducks, geese and guineas, samples 
    would be taken from the end of the chilling process, after the drip 
    line. If the bird is boned before chilling, the sample would be taken 
    from the end of the slaughter line instead of the end of the drip line.
    
    Sampling Sites
    
        Samples from sheep, goats, and equine carcasses would be taken by 
    sponging tissue from three sites, the flank, brisket, and rump. Hide-on 
    carcasses would be sampled by sponging from inside the flank, inside 
    the brisket, and inside the rump. Ducks, geese, and guineas would be 
    rinsed in an amount of buffer appropriate to the type of bird being 
    tested.
    
    Recordkeeping
    
        Establishments would enter test results onto a process control 
    chart or table and recorded in terms of colony forming units per 
    milliliter (cfu/ml) for poultry carcasses or per square centimeter 
    (cfu/cm2) for livestock carcasses. Establishments would use 
    the records to evaluate test results. These records would be maintained 
    at the establishment for 12 months and must be made available to 
    Inspection Program employees on request. Inspectors would review 
    results over time to verify effective and consistent process control.
    
    Evaluation Criteria
    
        Establishments would evaluate results using statistical process 
    control techniques until such time as m/M criteria are established for 
    these types of livestock and poultry. FSIS intends to give high 
    priority in its baseline plan to collect data that will support 
    establishing m/M criteria for ducks and geese, and sheep.
    
    Executive Order 12866 and Regulatory Flexibility Act
    
        This proposed rule has been determined to be significant, and
    
    [[Page 59307]]
    
    therefore, has been reviewed by the Office of Management and Budget.
        The Administrator has made an initial determination that this 
    proposed rule would not have a significant economic impact on a 
    substantial number of small entities, as defined by the Regulatory 
    Flexibility Act (5 U.S.C. 601).
        This proposed rule is an extension of the Pathogen Reduction/HACCP 
    rule which was economically significant. Many aspects of that 
    economically significant rule, such as the public health risks 
    associated with pathogens present in fecal contamination and the 
    potential health benefits of pathogen reduction, are applicable to this 
    rule. In the Final Regulatory Impact Assessment (FRIA) (61 FR 38945, 
    July 25, 1996) for the Pathogen Reduction/HACCP rule, FSIS addressed 
    these areas in detail.
        By extending coverage of generic E. coli testing to additional 
    types of livestock and poultry, this proposed rule would increase the 
    effectiveness of pathogen reduction efforts and thereby generate 
    proportional increases in predicted public health benefits. The 
    benefits assessment in the FRIA was based on a proportional reduction 
    assumption, that is, an assumption that a reduction in pathogens at the 
    manufacturing level leads to a proportional reduction in foodborne 
    illness. Public health benefits are quantified in terms of reduced cost 
    of foodborne illness.
        This proposed rule would affect an estimated 101 federally 
    inspected livestock slaughter establishments and a smaller number of 
    State inspected livestock slaughter establishments. The total of 101 
    federally inspected establishments includes 11 establishments that 
    slaughter only sheep and goats, 82 establishments that slaughter cattle 
    and/or swine but slaughter sheep or goats as their primary type of 
    livestock, and eight establishments that slaughter equine. 
    Additionally, there are 574 establishments that slaughter sheep or 
    goats but are not affected because they primarily slaughter cattle or 
    swine.
        This proposed rule would also affect an estimated 14 federally 
    inspected poultry slaughter establishments and possibly a few State 
    inspected poultry slaughter establishments. These include 12 federally 
    inspected establishments that primarily slaughter ducks and two 
    establishments that primarily slaughter geese. There are 14 
    establishments that also slaughter ducks and/or geese but are not 
    affected because they primarily slaughter chickens or turkeys. There 
    are currently no establishments that slaughter guineas under federal 
    inspection.
    
    Cost Analysis
    
        This analysis is based on the same estimates and assumptions that 
    were used to develop the FRIA for the Pathogen Reduction/HACCP rule and 
    include:
        (1) An average cost of $24 for collecting and analyzing a sample 
    for generic E. coli.
        (2) A cost of $640 for the preparation of a sampling plan. This 
    estimate is based on 25 hours at $25.60 per hour, the average wage of a 
    quality control manager.
        (3) A cost of $403 per establishment for an estimated three out of 
    four establishments that would require extra training for aseptic 
    sampling.
        (4) An estimate of 26 sample collections annually by very low 
    volume slaughter establishments. (The proposed requirement is a minimum 
    of 13.)
        (5) An estimate of five minutes to record and review laboratory 
    results for each sample by an employee earning $13.42 per hour.
    
    Sheep, Goats and Equine
    
        Unless otherwise specified, this cost analysis is based on data 
    from the Agency's Enhanced Economic Database. This database includes 
    ADRS data from FY 1993. Sheep and goat production were combined in the 
    Enhanced Economic Database. Although the proposed rule treats sheep and 
    goats as two separate types of livestock, the cost analysis is based on 
    combined sheep and goat production. This has a minimal impact on the 
    accuracy of the cost estimates.
        There are 11 establishments that slaughter only sheep and goats. 
    This proposed rule would extend mandatory generic E. coli testing to 
    these establishments. Each of these 11 establishments would be required 
    to develop a sampling plan at a cost of $640 per establishment or 
    $7,040 in total. This cost would include items such as preparing a 
    written plan, establishing sampling procedures, locating a laboratory 
    and arranging for necessary supplies, and developing the statistical 
    process control techniques to be used for analyzing results.
        This analysis assumes that eight establishments (75 percent) would 
    require training in aseptic sampling at a cost of $3,224 (8 times 
    $403). Three of the eleven establishments would be very low volume 
    establishments and would analyze 26 samples per year for a recurring 
    cost of $1,872. Based on production data and a sampling rate of one in 
    300, the other eight establishments would analyze a total of 8,015 
    samples annually at a cost of $192,360. Recording and reviewing costs 
    for 8,015 samples would require 668 hours annually and cost $8,970. The 
    annual recording and reviewing costs for the three very low volume 
    establishments would be $87 (6.5 hours at $13.43 per hour).
        As discussed above, there are 82 establishments that slaughter 
    cattle and/or swine but slaughter sheep or goats as their primary type 
    of livestock. There would be no additional cost for 58 of these 
    establishments because these 58 are now required to conduct sampling as 
    very low volume cattle or swine slaughter establishments and would be 
    very low volume sheep or goat establishments under the proposed rule. 
    The impact on these 58 establishments would be a shift in the type of 
    livestock sampled. It is assumed they can make this shift without 
    additional costs for sampling plan development.
        The other 24 establishments within the 82 that slaughter both 
    cattle and/or swine and sheep or goats are now required to test for 
    cattle or swine. However, under this proposed rule they would have to 
    conduct additional analyses based on their sheep or goat production. 
    Their sheep/goat production is greater than the larger of their cattle 
    or swine production. As they shift from cattle or swine to sheep or 
    goats, annual sampling would increase by 2,928 samples or $70,272 per 
    year. Annual recording and reviewing costs would be $3,277 (244 hours 
    at $13.43 per hour).
        This proposed rule would also extend mandatory generic E. coli 
    testing to 8 establishments that slaughter equines for human food. 
    Based on FY 1995 ADRS data, the 8 equine establishments would be 
    required to conduct 469 analyses per year. It was assumed they would 
    all have to develop sampling plans ($640 each) and that six would have 
    to obtain training in aseptic sampling ($403 per establishment). Two of 
    the 8 equine establishments would meet the definition for a very low 
    volume establishment. The total recurring cost for 469 analyses would 
    be $11,256. Recording and reviewing costs would be $525 per year (39 
    hours at $13.43 per hour).
        In conclusion, there are 43 federally inspected livestock slaughter 
    establishments that would experience increased costs under this 
    proposal. The one time up-front costs would total $17,802, $5,642 for 
    training in aseptic sampling and $12,160 for sampling plan development. 
    The total recurring cost for the 43 establishments would be $288,619, 
    $275,760 for sample
    
    [[Page 59308]]
    
    collection and analysis and $12,859 for recording and reviewing test 
    results.
        All the costs discussed above for sheep, goat and equine 
    establishments are summarized in Table 1.
    
       Table 1.--Costs for Implementing Generic E. coli Sampling Programs in Sheep, Goat and Equine Establishments  
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                                                                                               Sample               
                                                                     Training    Sampling    collection   Recording 
                  Production category                  Number of       for         plan         and       and review
                                                    establishments   aseptic   development    analysis   (recurring)
                                                                     sampling               (recurring)             
    ----------------------------------------------------------------------------------------------------------------
    Exclusively Sheep or Goats with Annual                                                                          
     Production over 6,000........................             8       $2,418      $5,120     $192,360       $8,970 
    Exclusively Sheep or Goats with Annual                                                                          
     Production under 6,000.......................             3          806       1,920        1,872           87 
    Primarily Sheep or Goats with Annual                                                                            
     Production over 6,000........................            24    .........  ...........      70,272        3,277 
    Equine........................................             8        2,418       5,120       11,256          525 
                                                   -----------------------------------------------------------------
        Total.....................................            43        5,642      12,160      275,760       12,859 
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    Ducks, Geese and Guineas
    
        The ADRS data show that 28 federally inspected establishments 
    slaughtered ducks and/or geese in FY 1995. FSIS is not aware of any 
    establishment slaughtering guineas. Six establishments slaughtered only 
    the types of poultry covered by this proposal. This proposal extends 
    mandatory generic E. coli testing to six federally inspected poultry 
    establishments that are not currently required to test. There are eight 
    poultry slaughter establishments that currently test chickens or 
    turkeys but slaughter more ducks or geese and, therefore, would shift 
    their testing program to ducks or geese. Seven of these establishments 
    would have to conduct more testing because they would not be very low 
    volume establishments based on their duck or goose production. The 
    eighth establishment would shift from a very low volume chicken 
    establishment to a very low volume duck establishment and would not 
    incur any additional costs.
        In summary, under this proposal, 14 establishments would test ducks 
    or geese. Two of these establishments would be very low volume 
    establishments. All 14 poultry slaughter establishments affected by 
    this proposal were included in the Pathogen Reduction/HACCP FRIA as 
    very low volume poultry slaughter establishments, that is, annual 
    chicken slaughter under 440,000 and annual turkey slaughter under 
    60,000. The methodology applied in the FRIA started with all 306 
    poultry slaughter establishments (FY 1993 ADRS data) in the Agency's 
    Enhanced Economic Database. FSIS calculated the costs for 208 
    establishments processing more than 440,000 chickens annually and the 
    costs for 48 establishments processing more than 60,000 turkeys 
    annually. FSIS treated the remaining 50 poultry slaughter 
    establishments as very low volume establishments.
        This methodology most likely overestimated costs for the FRIA 
    because more recent FY 1995 ADRS data include six poultry slaughter 
    establishments processing ducks and/or geese exclusively. This cost 
    analysis separates the costs already addressed and the incremental 
    costs of basing sampling frequency upon duck and geese production. The 
    costs already addressed that are actually costs of this proposal 
    include the cost of six sampling plans at $640 per plan or $3,840; 
    training in aseptic sampling for five establishments at $403 per 
    establishment or $2,015; sample collection and analysis costs for 156 
    (6 multiplied by 26) samples per year at a cost of $24 per sample or 
    $3,744; and recording and record review costs of $175. Using ducks and 
    geese production levels from FY 1995, five of the six establishments 
    slaughtering only ducks and geese would have to collect and analyze an 
    additional 2,281 samples per year at an annual cost of $54,744. The 
    recording and reviewing costs for 2,281 samples would be $2,553 
    annually. The other establishment is a very low volume establishment.
        As discussed above, there are seven establishments that are 
    currently required to test for chickens or turkeys as very low volume 
    establishments but would have to conduct more analyses under this 
    proposal because they would not be very low volume establishments based 
    on their duck or goose production. These seven establishments would 
    have to collect and analyze an additional 3,769 samples annually at a 
    cost of $90,456. Recording and review costs at five minutes per sample 
    would total $4,218 per year.
        The total cost for extending testing to ducks, geese, and guineas 
    includes a one time cost of $5,855 for training and sampling plan 
    development and an annual recurring sampling and recording cost of 
    $155,890. The costs for implementing generic E. coli sampling for duck, 
    geese and guineas are summarized in Table 2.
    
      Table 2.--Costs for Implementing Generic E. coli Sampling Programs for Duck, Goose, and Guinea Establishments 
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                                                                                               Sample               
                                                                     Training    Sampling    collection   Recording 
             Production category                  Number of            for         plan         and       and review
                                                establishments       aseptic   development    analysis   (recurring)
                                                                     sampling               (recurring)             
    ----------------------------------------------------------------------------------------------------------------
    Ducks and Geese only-Costs Included    6                           $2,015      $3,840       $3,744         $175 
     in FRIA.                                                                                                       
    Ducks and Geese only-Costs not         5 (included in the 6     .........  ...........      54,744        2,553 
     Previously accounted for.              above)                                                                  
    
    [[Page 59309]]
    
                                                                                                                    
    Establishments Currently Required to   7                        .........  ...........      90,456        4,218 
     test Chickens or Turkeys.                                                                                      
                                          --------------------------------------------------------------------------
        Total............................  13                           2,015       3,840      148,944        6,946 
    ----------------------------------------------------------------------------------------------------------------
    
    Overall Summary of Cost Analysis
    
        This proposed rule would extend mandatory generic E. coli sampling 
    requirements to 25 federally inspected establishments, 11 that 
    slaughter sheep and goats exclusively, eight that slaughter equine and 
    six that currently slaughter only ducks and/or geese. The nonrecurring 
    up-front costs for these establishments would total $23,657. The annual 
    recurring costs for collecting and analyzing 10,999 samples and 
    recording and reviewing results for these 25 establishments would be 
    $276,286. There are 31 establishments that currently test cattle, 
    swine, chickens or turkeys that would have to increase their testing 
    programs by 6,697 samples. The increase in annual recurring costs for 
    these 31 establishments would be $168,223.
        The costs summarized in Tables 1 and 2 are maximum costs because 
    the proposal would allow for establishments operating under a validated 
    HACCP system to use sampling frequencies other than those specified in 
    this proposal if the alternative sampling frequency is an integral part 
    of the establishments HACCP plan. The cost estimates in Tables 1 and 2 
    do not account for possible reductions in sampling frequencies.
    
    Executive Order 12988
    
        This proposed rule has been reviewed under Executive Order 12988, 
    Civil Justice Reform. If the proposed rule becomes final: (1) all state 
    and local laws and regulations that are inconsistent with this rule 
    would be preempted; (2) no retroactive effect would be given to this 
    rule; and (3) administrative proceedings would not be required before 
    parties may file suit in court challenging this rule.
    
    Paperwork Requirements
    
        Abstract: As part of microbiological testing, each slaughter 
    establishment would be required to develop written procedures outlining 
    specimen collection and handling. The slaughter establishments would be 
    responsible for entering the results into a statistical process control 
    chart or table. The data and chart would be available for review by 
    FSIS upon request.
        Estimate of Burden: Agency subject matter experts estimate that it 
    would take 25 hours for establishments to develop a microbial sampling 
    and analysis plan. It would take an estimated 17.5 minutes to collect 
    samples and 5 minutes per sample to enter data into charts, and then 
    review and file the information.
        This proposal would require 25 federally inspected establishments 
    to develop sampling plans. FSIS estimates that each plan would require 
    25 hours to develop. Plan development for 25 establishments would 
    require 625 burden hours. Fifty-six establishments would be required to 
    collect samples and to record new or additional test results. These 56 
    establishments would be required to collect and record and review the 
    results of 17,696 analyses, annually. To collect samples at 17.5 
    minutes per sample, 5,161 burden hours would be required. To record and 
    review results at 5 minutes per result, it would take 1,475 burden 
    hours.
        Respondents: Livestock and poultry product establishments.
        Estimated Number of Respondents: 56.
        Estimated Number of Responses per Respondent: 18,402.
        Estimated Total Annual Burden on Respondents: 7,261 hours.
        Copies of this information collection assessment can be obtained 
    from Lee Puricelli, Paperwork Specialist, Food Safety and Inspection 
    Service, USDA, 1400 Independence Ave, SW, Room 3812, Washington, DC 
    20250-3700.
        Comments are invited on: (a) whether the proposed collection of 
    information is necessary for the proper performance of the functions of 
    the Agency, including whether the information would have practical 
    utility; (b) the accuracy of the Agency's estimate of the burden of the 
    collection of information including the validity of the methodology and 
    assumptions used; (c) ways to enhance the quality, utility, and clarity 
    of the information to be collected; (d) ways to minimize the burden of 
    the collection of information on those who are to respond, including 
    through use of appropriate automated, electronic, mechanical, or other 
    technological collection techniques or other forms of information 
    technology. Comments may be sent to Lee Puricelli, Paperwork 
    Specialist, see the address above, and Desk Officer for Agriculture, 
    Office of Information and Regulatory Affairs, Office of Management and 
    Budget, Washington, DC 20253.
        Comments are requested by January 2, 1998. To be most effective, 
    comments should be sent to OMB within 30 days of the publication date 
    of this proposed rule.
    
    Proposed Rule
    
    List of Subjects
    
    9 CFR Part 310
    
        Meat inspection, Microbial testing.
    
    9 CFR Part 381
    
        Poultry and poultry products, Microbial testing.
    
        For the reasons set forth in this preamble, 9 CFR chapter III would 
    be amended as follows:
    
    PART 310--POST MORTEM INSPECTION
    
        1. The authority citation for part 310 would continue to read as 
    follows:
    
        Authority: 21 U.S.C. 601-695; 7 CFR 2.18, 2.53.
    
        2. Section 310.25 would be amended by revising the first sentence 
    of paragraph (a)(1) introductory text, paragraphs 
    (a)(2)(ii),(a)(2)(iii), and the first sentence of (a)(2)(v)(A) to read 
    as follows:
    
    
    Sec. 310.25  Contamination with microorganisms; pathogen reduction 
    performance standards for Salmonella.
    
        (a) * * *
        (1) Each official establishment that slaughters livestock must test 
    for Escherichia coli Biotype 1 (E. coli). * * *.
    * * * * *
        (2) * * *
    
    [[Page 59310]]
    
        (i) * * *
        (ii) Sample collection. The establishment must collect samples from 
    all chilled livestock carcasses, except those boned before chilling 
    (hot-boned), which must be sampled after the final wash. Samples must 
    be collected in the following manner: 1
    ---------------------------------------------------------------------------
    
        \1\ A copy of FSIS's ``Guidelines for E. coli Testing for 
    Process Control verification in Cattle and Swine Slaughter 
    Establishments'' is available for inspection in the FSIS Docket 
    Room.
    ---------------------------------------------------------------------------
    
        (A) For cattle, establishments must sponge or excise tissue from 
    the flank, brisket and rump, except for hide-on calves, in which case 
    establishments must take samples by sponging from inside the flank, 
    inside the brisket, and inside the rump.
        (B) For sheep, goat, horse, mule, or other equine carcasses, 
    establishments must sponge from the flank, brisket and rump, except for 
    hide-on carcasses, in which case establishments must take samples by 
    sponging from inside the flank, inside the brisket, and inside the 
    rump.
        (C) For swine carcasses, establishments must sponge or excise 
    tissue from the ham, belly and jowl areas.
        (iii) Sampling frequency. Slaughter establishments, except very low 
    volume establishments as defined in paragraph (a)(2)(v) of this 
    section, must take samples at a frequency proportional to the volume of 
    production at the following rates:
        (A) Cattle, Sheep, Goats, Horses, Mules, and Other Equine: 1 test 
    per 300 carcasses, but at a minimum one sample each week of operation.
        (B) Swine: 1 test per 1000 carcasses, but at a minimum one sample 
    each week of operation.
    * * * * *
        (v) * * *
        (A) Very low volume establishments annually slaughter no more than 
    6,000 cattle, 6,000 sheep, 6,000 goats, 6,000 horses, mules, or other 
    equine, 20,000 swine, or a combination of livestock not exceeding 6,000 
    cattle and 20,000 total of all livestock. * * *
    * * * * *
    
    PART 381--POULTRY PRODUCTS INSPECTION REGULATIONS
    
        3. The authority citation for part 381 would continue to read as 
    follows:
    
        Authority: 7 U.S.C. 138f, 450; 21 U.S.C. 451-470, 7 CFR 2.18, 
    2.53.
    
    Subpart K--Post Mortem Inspection; Disposition of Carcasses and 
    Parts
    
        6. Section 381.94 would be amended by revising paragraph 
    (a)(2)(iii), and the first and second sentences of paragraph 
    (a)(2)(v)(A) as follows:
    
    
    Sec. 381.94  Contamination with microorganisms; process control 
    verification criteria and testing; pathogen reduction standards.
    
        (a) * * *
        (2) * * *
        (iii) Sampling frequency. Slaughter establishments, except very low 
    volume establishments as defined in paragraph (a)(2)(v) of this 
    section, must take samples at a frequency proportional to the 
    establishment's volume of production at the following rates:
        (A) Chickens: 1 sample per 22,000 carcasses, but at a minimum one 
    sample per each week of operation.
        (B) Turkeys, Ducks, Geese, and Guineas: 1 sample per 3,000 
    carcasses, but at a minimum one sample each week of operation.
    * * * * *
        (v) * * *
        (A) Very low volume establishments annually slaughter no more than 
    440,000 chickens or 60,000 turkeys, 60,000 duck, 60,000 geese, 60,000 
    guineas or a combination all types of poultry not exceeding 60,000 
    turkeys and 440,000 birds total. Very low volume establishments 
    slaughtering turkeys, ducks, geese, or guineas in the largest number 
    must collect at least one sample per week, starting the first full week 
    of operation after June 1 of each year, and continue sampling at a 
    minimum of once each week the establishment operates until June 1 of 
    the following year or until 13 samples have been collected, whichever 
    comes first. * * *
    * * * * *
        Done at Washington, DC, on October 24, 1997.
    Thomas J. Billy,
    Administrator.
    [FR Doc. 97-29027 Filed 10-31-97; 8:45 am]
    BILLING CODE 3410-DM-P
    
    
    

Document Information

Published:
11/03/1997
Department:
Food Safety and Inspection Service
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
97-29027
Dates:
Comments on the proposed regulations must be received on or before January 2, 1998.
Pages:
59305-59310 (6 pages)
Docket Numbers:
Docket No. 97-004P
RINs:
0583-AC32
PDF File:
97-29027.pdf
CFR: (2)
9 CFR 310.25
9 CFR 381.94