97-29309. Proposed Collection; Comment Request  

  • [Federal Register Volume 62, Number 215 (Thursday, November 6, 1997)]
    [Notices]
    [Pages 60068-60069]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-29309]
    
    
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    DEPARTMENT OF DEFENSE
    
    Office of the Secretary
    
    
    Proposed Collection; Comment Request
    
    AGENCY: Office of the Assistant Secretary of Defense for Health 
    Affairs, DOD.
    
    ACTION: Notice.
    
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        In accordance with Section 3506(c)(2)(A) of the Paperwork Reduction 
    Act of 1995, the Office of the Assistant Secretary of Defense for 
    Health Affairs announces the proposed public information collection and 
    seeks public comment on the provisions thereof. Comments are invited 
    on: (a) whether the proposed collection of information is necessary for 
    the proper performance of the functions of the agency, including 
    whether the information shall have practical utility; (b) the accuracy 
    of the agency's estimate of the burden of the information collection; 
    (c) ways to enhance the quality, utility, and clarity of the 
    information to be collected; and (d) ways to minimize the burden of the 
    information collection on respondents, including through the use of 
    automated collection techniques or other forms of information 
    technology.
    
    DATES: Consideration will be given to all comments received by January 
    5, 1998.
    
    ADDRESSES: Written comments and recommendations on the information 
    collection should be sent to TRICARE Support Office, Program 
    Development Branch, U.S. Army Garrison, Fitzsimons, ATTN: Tariq Shahid, 
    Aurora, CO 80045-6900.
    
    FOR FURTHER INFORMATION CONTACT:
    To request more information on this proposed information collection, 
    please write to the above address or call TRICARE Support Office, 
    Program Development Branch, at (303) 361-1401.
        Title; Associated Form; and OMB Number: Reimbursement Information, 
    Psychiatric Residential Treatment Centers Serving Children and 
    Adolescents, TRICARE Form 771, OMB Number 0704-0295.
        Needs and Uses: The information collection requirement is necessary 
    to obtain individual residential treatment center (RTC) data that will 
    be used in calculating the prospective per diem rates for new RTCs 
    seeking certifications under the TRICARE program.
        Affected Public: Business or other for-profit; non-profit 
    institutions.
        Annual Burden Hours: 240.
        Number of Respondents: 20.
        Responses per Respondents: 1.
        Average Burden per Response: 12 hours.
        Frequency: On occasion.
    
    SUPPLEMENTARY INFORMATION:
    
    Summary of Information Collection
    
        Respondents are psychiatric residential treatment centers (RTCs) 
    seeking certification under the TRICARE program to provide needed 
    services to eligible children and adolescents. The data collection 
    instrument, i.e., TRICARE Form 771, will collect the necessary 
    reimbursement information that will be used in calculating prospective 
    all-inclusive per diem rates for new RTCs under the TRICARE program. 
    Based on current trends, it is estimated that about 20 forms will be 
    completed and submitted to the TRICARE program per fiscal year for RTCs 
    seeking certification under the program.
        The TRICARE Support Office (TSO), formerly known as OCHAMPUS, 
    published a proposed rule on 4 December 1987, (52 FR 46098), and final 
    rule on 1 August 1988, (53 FR 28873), in the Federal Register 
    clarifying participation requirements and establishing a new 
    reimbursement system for payment of RTCs. These amendments outlined the 
    methodology used in calculating the individual RTC rates along with the 
    capped amount. The amendments also described the data collection 
    elements and responded to 23 distinct categories of comments.
        The TRICARE program will be responsible for: (1) sending out the 
    data collection instrument (TRICARE Form 771) to all RTCs seeking 
    certification under the TRICARE program; (2) answering all inquiries 
    regarding the data collection; (3) compiling and analyzing the 
    submitted data; (4) following up on missing or incomplete data; (5) 
    calculating the individual prospective all-inclusive per diem rates; 
    and (6) sending out RTC participation agreements with the calculated 
    rates.
        The TRICARE's failure to collect the information will jeopardize 
    fulfillment of the program requirements and would result in the 
    agency's inability to collect the necessary data for establishment of 
    RTC rates. The agency's inability to establish prospective per diem 
    rates could also result in a reduction in availability of RTCs for 
    TRICARE beneficiaries.
        The prospective payment methodology: (1) provides the potential for 
    control over rapidly increasing costs for mental health care within the 
    Department of Defense; (2) ensures that TRICARE beneficiaries are not 
    subject to exaggerated or unjustified costs for RTC care solely because 
    of the TRICARE entitlement; and (3) provides for a rate of 
    reimbursement for all participating RTCs which reflects a reasonable 
    amount consistent with rates charged by their peers nationally and with 
    reimbursement they are accepting from other third-party payers.
        The use of improved information technology has been a consideration 
    in capturing RTC charge data necessary to calculate new rates; however, 
    this would create an excessive administrative burden on the agency for 
    the relatively small number of providers affected by the request. RTCs 
    represent less than 0.13 percent of TRICARE institutional providers and 
    less than 0.04 percent of TRICARE individual professional providers. 
    The agency would have to make major modifications to its payment 
    records and data files in order to retrieve this information.
        In the data collection form design, we have made every effort to 
    eliminate any duplication. The form consists of two major categories of 
    data collection: (1) institutional per diem rates; and (2) additional 
    ancillary or professional charges not included in the per diem rates. 
    All data information systems have been queried to determine if there 
    was any duplication of data collection elements. None of the routine 
    data collection reports maintained by the agency have the information 
    formatted in a way that can be used to calculate the new RTC rates.
        While TSO generates RTC reports, these reports do not include 
    professional claims which are billed separately from the institutional 
    component. Since the professional charges arenot married up with 
    institutional charges, an all-inclusive rate cannot be determined under 
    the existing reporting system. The marrying
    
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    up of claims would require extensive reprogramming of the current 
    payment system reports and would probably result in questionable data. 
    Even if TSO could modify its current reporting system, it would only 
    provide one of the data components necessary for establishing the RTC 
    rates. The rates for other third-party payers would remain inaccessible 
    under the TSO reporting system. Other third-party information is 
    critical in establishing the most favorable rate for the RTC. The RTC 
    is the only one that can provide other third-party information.
        The data collection form is simplistic in design to minimize 
    administrative burden on the RTCs. The requested information should 
    already be maintained by the facility for normal operation. It is 
    anticipated that it should take one person 8 to 10 hours to prepare the 
    data, and an additional 2 to 4 hours if TRICARE should have follow-up 
    inquiries regarding their data submission. TSO or the TRICARE 
    contractor staff will be available to answer any questions that the 
    RTCs may have regarding completion of the form.
        The issue of confidentiality has been considered. The data 
    submitted by RTCs will be kept in strict confidence and will not be 
    accessible to competitors. The only information accessible to the 
    general public will be the TRICARE all-inclusive rates calculated for 
    each RTC. These rates will appear in the TRICARE/CHAMPUS Policy Manual 
    and may be released under the Freedom of Information Act.
        The information requested is financial in nature and may be 
    considered private or confidential in a business sense. Specific 
    knowledge of a RTC's financial position may create an unfair advantage 
    for its competitors. However, the information requested is necessary 
    for calculating the individual prospective all-inclusive per diem 
    rates. The RTCs are only being asked to provide those data (financial) 
    elements used directly in the reimbursement formula. They have also 
    been assured that facility specific information will be kept 
    confidential. The instruction sheet and cover letter will justify 
    collection of the information and give a detailed explanation of the 
    data element requirements.
        The number of one-time respondents is 20. It is estimated that a 
    maximum of 12 hours will be required to complete the form since the 
    requested information should already be maintained by the facility for 
    normal operation. Most of the administrative burden will be associated 
    with the reformatting of existing financial information. The burden of 
    collecting the data will be dependent on the type of reporting system 
    in use. Facilities which maintain their financial records on computers 
    will be able to retrieve the requested information faster than those 
    with manual systems. The use of computerized data may cut the reporting 
    time in half (6 hours). Larger RTCs are more likely to have 
    sophisticated reporting systems than smaller facilities. However, this 
    is probably more the exception than the rule with the advent of more 
    reasonably priced ADP systems for small businesses. The total one-time 
    reporting burden is estimated to be 240 hours.
    
        Dated: October 31, 1997.
    L.M. Bynum,
    Alternate OSD Federal Register Liaison Officer, Department of Defense.
    [FR Doc. 97-29309 Filed 11-5-97; 8:45 am]
    BILLING CODE 5000-04-M
    
    
    

Document Information

Published:
11/06/1997
Department:
Defense Department
Entry Type:
Notice
Action:
Notice.
Document Number:
97-29309
Dates:
Consideration will be given to all comments received by January 5, 1998.
Pages:
60068-60069 (2 pages)
PDF File:
97-29309.pdf