94-27744. Agency Meetings

[Federal Register Volume 59, Number 215 (Tuesday, November 8, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-27744]


[[Page Unknown]]

[Federal Register: November 8, 1994]


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SECURITIES AND EXCHANGE COMMISSION

 

Agency Meetings

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and 
Exchange Commission will hold the following meetings during the week of 
November 7, 1994.
    A closed meeting will be held on Wednesday, November 9, 1994, at 
10:00 a.m. An open meeting will be held on Thursday, November 10, 1994, 
at 10:00 a.m., in Room 1C30.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters may also be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c) (4), (8), (9)(A) and (10) and 17 CFR 200.402(a) 
(4), (8), (9)(1) and (10), permit consideration of the scheduled 
matters at a closed meeting.
    Commissioner Roberts, as duty officer, voted to consider the items 
listed for the closed meeting in a closed session.
    The subject matter of the closed meeting scheduled for Wednesday, 
November 9, 1994, at 10:00 a.m., will be:

    Settlement of administrative proceedings of an enforcement 
nature.
    Institution of injunctive actions.
    Institution of administrative proceedings of an enforcement 
nature.
    Settlement of injunctive action.
    Formal order of investigation.
    Opinion.

    The subject matter of the open meeting scheduled for Thursday, 
November 10, 1994 at 10:00 a.m., will be:

    1. Consideration of proposed Rule 15c2-13 and proposed 
amendments to Rule 10b-10 under the Securities Exchange Act of 1934, 
which would require brokers and dealers to provide customers 
immediate written notification of certain additional information 
relevant to their securities transactions. For further information, 
please contact C. Dirk Peterson at [phone].
    2. Consideration of whether to adopt amendments to Rule 15c2-12 
under the Securities Exchange Act of 1934 which require a broker, 
dealer, or municipal securities dealer underwriting municipal 
securities to reasonably determine that an issuer of municipal 
securities or an obligated person has agreed to make available 
annual financial information an event notices; and which impose 
requirements on brokers, dealers, and municipal securities dealers 
recommending the purchase or sale of municipal securities covered by 
the rule. For further information, please contact Janet W. Russell-
Hunter at [phone]; or Amy Meltzer Starr at [phone].

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items. For further information and to 
ascertain what, if any, matters have been added, deleted or postponed, 
please contact: The Office of the Secretary [phone].

    Dated: November 3, 1994.
Jonathan G. Katz,
Secretary.
[FR Doc. 94-27744 Filed 11-4-94; 1:18 am]
BILLING CODE 8010-01-M