99-29216. Endangered and Threatened Wildlife and Plants; Definition of ``Harm''  

  • [Federal Register Volume 64, Number 215 (Monday, November 8, 1999)]
    [Rules and Regulations]
    [Pages 60727-60731]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-29216]
    
    
    
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    DEPARTMENT OF COMMERCE
    
    National Oceanic and Atmospheric Administration
    
    50 CFR Part 222
    
    [Docket No. 980414094-9287-02; I.D. No. 091797A]
    RIN 0648-AK55
    
    
    Endangered and Threatened Wildlife and Plants; Definition of 
    ``Harm''
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    
    ACTION: Final rule.
    
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    SUMMARY: This final rule defines the term ``harm'', which is contained 
    in the definition of ``take'' in the Endangered Species Act (ESA). The 
    purpose of this rulemaking is to clarify the type of actions that may 
    result in a take of a listed species under the ESA. This final rule is 
    not a change in existing law. It provides clear notification to the 
    public that habitat modification or degradation may harm listed species 
    and, therefore, constitutes a take under the ESA as well as ensuring 
    consistency between NMFS and the Fish and Wildlife Service (FWS). This 
    final rule defines the term ``harm'' to include any act which actually 
    kills or injures fish or wildlife, and emphasizes that such acts may 
    include significant habitat modification or degradation that 
    significantly impairs essential behavioral patterns of fish or 
    wildlife.
    
    DATES: This rule is effective on December 8, 1999.
    
    ADDRESSES: Chief, Endangered Species Division, Office of Protected 
    Resources, NMFS, 1315 East-West Highway, Silver Spring, MD 20910.
    
    FOR FURTHER INFORMATION CONTACT: Chris Mobley, NMFS, 1315 East-West 
    Highway, Silver Spring, MD 20910, phone (301)713-1401 or Garth Griffin, 
    NMFS, 525 NE Oregon St, Suite 500, Portland, OR 97232, phone (503)231-
    2005.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        On May 1, 1998, NMFS published a proposed rule and request for 
    comments. NMFS proposed to define the term ``harm'', which is contained 
    in the definition of ``take'' in the Endangered Species Act (63 FR 
    24148). In that proposed rule, NMFS solicited public comments on the 
    proposed definition. On June 11, 1998, NMFS announced the availability 
    of, and solicited comments on, a draft Environmental Assessment on the 
    proposed definition (63 FR 31962). This final rule takes into 
    consideration the comments received in response to the proposed rule.
        Section 9 of the ESA makes it illegal to take an endangered species 
    of fish or wildlife. The definition of ``take'' is to ``harass, harm, 
    pursue, hunt, shoot, wound, kill, trap, capture, or collect, or to 
    attempt to engage in any such conduct.'' (16 U.S.C. 1532(19)). The U.S. 
    Fish and Wildlife Service (FWS) issued a regulation further defining 
    the term ``harm'' to eliminate confusion concerning its meaning (40 FR 
    44412; 46 FR 54748). The FWS' definition of ``harm'' has been upheld by 
    the Supreme Court as a reasonable interpretation of the term and 
    supported by the broad purpose of the ESA to conserve endangered and 
    threatened species (See Babbitt v. Sweet Home Chapter of Communities 
    for a Great Oregon, 115 S. Ct. 2407, 2418, 1995). With the listings of 
    Pacific salmon and steelhead stocks, potentially affected parties have 
    questioned whether NMFS also interprets harm to include habitat 
    destruction. This final rule clarifies that NMFS' interpretation of 
    harm is consistent with that of FWS.
    
    Definitions and Source of Authority
    
        NMFS interprets the term ``harm'' as an act which actually kills or 
    injures fish or wildlife. Such an act may include significant habitat 
    modification or degradation where it actually kills or injures fish or 
    wildlife by significantly impairing essential behavioral patterns, 
    including breeding, spawning, rearing, migrating, feeding or sheltering 
    (Compare 50 CFR 17.3).
        This rule is reasonable for the conservation of the habitats of 
    listed species. Congress acknowledged these needs by stating in the 
    ``Purposes'' subsection of the ESA: ``The purposes of this Act are to 
    provide a means whereby the ecosystems upon which endangered species 
    and threatened species depend may be conserved . . . .'' (16 U.S.C. 
    1531(b)). In addition to the text contained in the ``Purposes'' 
    subsection, which indicates the broad goals of the ESA, the structure 
    and legislative history of the ESA indicate Congressional intent to 
    protect the habitats of listed species (Babbitt v. Sweet Home Chapter 
    of Communities for a Great Oregon, 115 S. Ct. 2407, 2418, 1995).
    
    Summary of Comments Received in Response to the Proposed Rule
    
        Fifty-three written comments were submitted in response to the 
    proposed rule and 9 written comments were submitted in response to the 
    draft Environmental Assessment prepared for the proposed rule. These 
    comments and NMFS' responses are summarized here.
        Comment 1: Explain what habitat or activities would be encompassed 
    by ``spawning, rearing and migrating'' and how it is different from 
    ``breeding, feeding or sheltering'' in the FWS' regulation. Is it 
    different or similar or the same as ``essential behavioral patterns.''
        Response: Including the terms ``spawning'', ``rearing'' and 
    ``migrating'' in the NMFS definition of harm makes it clear that NMFS 
    considers these behaviors to be ``essential behavioral patterns''. NMFS 
    believes it is important to include these terms because they describe 
    essential behavioral patterns for most species under NMFS jurisdiction. 
    NMFS is particularly concerned with addressing harm caused by 
    significant habitat modification or degradation to anadromous and 
    migratory species. Habitat destruction may occur at times when 
    migratory species are not present, but may nonetheless impair essential 
    behavioral patterns when the animals return, resulting in sub-lethal or 
    chronic injury or mortality.
        For example, improperly sited aquaculture facilities and their 
    attendant vessel traffic, fixed structures, noise pollution, artificial 
    light, and human activity may obstruct marine mammal and turtle access 
    to habitats of critical importance to their survival, such as haul out 
    sites, breeding grounds and nesting beaches.
        It should be noted that spawning is a specific term for fish 
    breeding. Salmon require clean gravel beds for successful spawning. 
    Sedimentation from timber harvest operations may plug the interstitial 
    spaces in gravel spawning areas, resulting in reduced survival of 
    salmon eggs during their incubation period.
        Similarly, for species under NMFS jurisdiction, ``rearing'' and 
    ``migration'' should be broadly interpreted to include many of the 
    behavioral patterns associated with ``feeding'' and ``sheltering''. For 
    example, in order to successfully rear and migrate, juvenile salmonids 
    must successfully feed, and also must find adequate shelter in the form 
    of large woody debris and other instream structures in order to avoid 
    predation. Excessive squid and pollock harvest near Steller sea lion 
    rookeries may impair feeding and rearing of juvenile Steller sea lions 
    by reducing their available food supply.
        ``Migration'' is a particularly important behavioral pattern in the 
    anadromous life history and, therefore,
    
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    merits specific mention in the definition. Juveniles must be able to 
    pass downstream from spawning grounds to the open ocean, and adults 
    must be able to return from the ocean to spawning grounds. Human-made 
    barriers to adult migration (thermal barriers, other water quality 
    barriers, and physical barriers) that significantly impede spawning 
    success, or result in significantly increased rates of juvenile injury 
    or mortality would be considered by NMFS to be within the NMFS 
    definition of ``harm'' under the ESA.
        Comment 2: One commenter opposed the use of ``spawning, rearing and 
    migrating'' because interference with such activities will not in ``all 
    cases result in injury to individual fish.''
        Response: NMFS disagrees. While not all impacts to a species' 
    habitat impair essential behavioral patterns, any habitat modification 
    that significantly impairs spawning, rearing, or migrating does 
    constitute harm to the species and is a take pursuant to the provisions 
    of the ESA.
        Comment 3: One commenter noted that the rule should only apply to 
    ``significant habitat modification'' which ``results in demonstrated 
    impairment of essential behaviors.'' Another commenter stated that NMFS 
    must clarify that impairment of essential behavior patterns is not 
    ``injury'' in and of itself but a means to injury--these are two 
    separate elements in establishing harm.
        Response: NMFS disagrees. An injury is demonstrated if the habitat 
    modification significantly impairs the listed species' ability to feed, 
    breed, rear, migrate or any other behavior essential to its biological 
    processes and behavioral patterns. ``Significant'' impairment of 
    essential behavioral patterns constitutes injury; therefore, 
    establishing the former with respect to listed species establishes 
    harm.
        Comment 4: Several commenters stated that the public needs clear 
    prospective guidance on activities that could constitute a prohibited 
    take. Commenters sought greater specificity on likely results of water 
    withdrawals and streambed or land clearing activities. Some commenters 
    expressed concern that NMFS is relying on ``probabilistic data'' and 
    not empirical evidence in determining ``harm.''
        Response: The list of examples provided in this final rule (see 
    ``Activities That May Constitute A Take'') as well as in the proposed 
    rule is intended to provide general guidance to the public on the types 
    of habitat-modifying activities that could result in injury to fish or 
    wildlife. While not exhaustive, this list was developed based on direct 
    experience with managing populations in their natural environment, and 
    from the scientific literature. NMFS cannot provide further detailed 
    guidance in this definition, since the actual impacts of a given act 
    depend on situation-specific conditions. Individuals conducting 
    activities similar to those listed in the examples in areas in or near 
    listed species and their habitat should consult with NMFS for more 
    specific guidance.
        In order to determine ``harm,'' the regulation requires that a 
    causal link or relationship between a specific activity or series of 
    activities and the injury or death of listed species be demonstrated. 
    Injury may be shown through a variety of methods and types of evidence. 
    These include, but are not limited to, field surveys and assessments, 
    population studies, laboratory studies, model based procedures, 
    information and data in the scientific literature, or expert witness 
    testimony consisting of inferences or opinions drawn from facts 
    pertaining to a given act(s) of habitat modification or degradation. In 
    some instances, the effect of an activity will be measurable using 
    physical evidence and scientific instruments. For example, the 
    introduction of toxic chemicals can be evaluated through chemical 
    analysis of water samples. Analysis of sedimentation patterns by the 
    Monitoring Study Group of the California State Board of Forestry has 
    demonstrated that timber-harvest roads and their associated watercourse 
    crossings are among the largest contributors to sedimentation of fish-
    bearing streams. Mass landslides and other failures typically related 
    to road-building and maintenance activities, produced the highest 
    sediment delivery to streams when compared to other erosion processes.
        Regardless of the types of evidence used, in all cases, the 
    regulation requires that the causal link(s) between the habitat 
    modification and the injury to listed species be shown. 
        Comment 5 : Another commenter stated that it is very difficult to 
    determine when and whether modifications to aquatic habitat will injure 
    fish. Sometimes it is activities occurring upstream from the apparent 
    injury and sometimes it is simply cumulative degradation of the fish 
    habitat.
         Response: NMFS agrees that sometimes it is difficult to isolate 
    factors causing injury to listed species. All factors that reasonably 
    could have caused the habitat modification or the injury itself must be 
    carefully examined. Whenever an action alone or in combination with,or 
    in concert with other actions is reasonably certain to injure or kill 
    listed species, it will constitute a take. An action which contributes 
    to injury can be a ``take'' even if it is not the only cause of the 
    injury. This concept includes actions reasonably certain to contribute 
    to the death or injury of listed species by significantly impairing the 
    essential behavioral patterns of listed species.
        Comment 6: ``Significant modification'' should be defined or 
    explained. Another commenter noted that NMFS must connect the 
    maintenance of existing roads and structures or minor alterations of 
    rock, gravel and soil to actual harm to listed species.
        Response: In order for a modification to be significant, it must be 
    capable of resulting in the death or injury of fish or wildlife. 
    Habitat modification or degradation may be considered significant even 
    if it is of limited physical extent, if it causes injury or death to 
    fish or wildlife. Assessing the significance of a given act of habitat 
    modification or degradation will depend on an evaluation of all the 
    available evidence of a specific situation or action(s), and will most 
    often be determined on a case-by-case basis.
        Comment 7: The regulation is overly focused on land based 
    activities compared to harvest and hatchery activities with the effect 
    that the rule excludes entire industries that directly cause harm and 
    kill listed fish.
        Response: Take due to harvest and hatchery activities is covered by 
    other terms in the statutory definition of ``take,'' including ``wound, 
    kill, * * * capture, or collect.'' The primary focus of this regulation 
    is death or injury to listed fish or wildlife from acts that 
    significantly modify or degrade habitat.
        Moreover, hatchery and harvest activities also impact listed fish 
    through significant habitat modification or degradation. For example, 
    hatchery waste discharges could degrade instream water quality and 
    result in the actual injury or death of fish if not properly managed. 
    Artificially produced fish competing with listed species for food, 
    shelter, space or opportunities in the migration corridor may, thus, 
    impair essential behavioral patterns. NMFS notes that example 6 in 
    ``Activities That May Constitute A Take'' concerning the introduction 
    of artificially produced individuals may cause harm within the scope of 
    this definition. Excessive trawl impacts to estuarine bottom habitat 
    could significantly degrade juvenile rearing habitat, and over-harvest 
    of prey species such as small bait fish could cause harm if feeding 
    rates were thereby
    
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    reduced enough to cause the actual injury or death of listed fish or 
    wildlife.
        Comment 8: One commenter noted that it is inappropriate for NMFS to 
    use the word ``recovery'' in describing activities that may injure or 
    ``harm'' listed fish. Commenters noted that NMFS lacks the authority to 
    link ``take'' to recovery goals.
        Response: Comment noted. The word ``recovery'' was inadvertently 
    included in the first example of activities that might fall within the 
    scope of the definition of harm. This has been deleted in the final 
    rule.
        Comment 9: Some commenters suggested that the proposed rule, if 
    adopted, would constitute an uncompensated ``taking'' in violation of 
    the Fifth Amendment of the U.S. Constitution.
        Response: This final rule will make no change in existing law. NMFS 
    is not seeking to impose a regulation that denies landowners 
    economically viable use of their property.
        As stated elsewhere in this final rule under ``Incidental Take 
    Exceptions'', the ESA authorizes NMFS to exempt parties from its take 
    prohibitions under certain circumstances. Under the terms of ESA 
    section 7(b)(4) and section 7(o)(2), taking of listed species that is 
    incidental to, and not intended as part of, an otherwise lawful 
    activity is not considered prohibited taking provided that such taking 
    is in compliance with the terms and conditions of an incidental take 
    statement issued by NMFS. In addition, the 1982 ESA amendments to 
    section 10(a) authorize NMFS to issue incidental take permits allowing 
    the incidental take of listed species in the course of otherwise lawful 
    activities, provided the activities are conducted according to an 
    approved Conservation Plan which to the maximum extent practicable, 
    minimizes and mitigates the impacts of such taking and avoids jeopardy 
    to the continued existence of the affected species. These mechanisms 
    provide landowners with a means of continuing to use their property 
    while addressing possible incidental take of listed species.
        As the Solicitor General explained in the Federal government's 
    reply brief in Sweet Home (Gov't Reply Br. at 17), ``[t]he prohibition 
    on the taking of species, in conjunction with the program for 
    authorizing incidental takes, * * * rationally and flexibly addresses 
    the inherent difficulties involved in defining prohibited conduct in 
    light of the wide diversity of species and the range of circumstances 
    in which they live.''
        Comment 10: Some commenters argued that the proposed rule is 
    inconsistent with the U.S. Supreme Court's decision in Babbitt v. Sweet 
    Home. In particular, some commenters felt the rule did not require an 
    actual causal relationship between the habitat modification and the 
    injury or death of an individual listed species.
         Response: As stated previously, in order to constitute ``harm'', 
    the regulation requires that a given act result in, or be reasonably 
    certain to result in, the death or injury of listed fish or wildlife. 
    The rule is consistent with the U.S. Supreme Court's decision in Sweet 
    Home upholding the FWS regulation which also defines the term ``harm'' 
    to include habitat modification or degradation.
        Comment 11: One commenter suggested that NMFS must specifically 
    state that it adopts the interpretation of ``harm'' articulated by the 
    Solicitor General in his brief of the Sweet Home case.
        Response: NMFS believes that this final rule is consistent with the 
    interpretation of ``harm'' articulated by the Solicitor General. 
    However, NMFS declines to specifically adopt each aspect of the 
    Solicitor General's brief which was written 5 years ago.
        Comment 12: One commenter argued that NMFS has no authority to 
    promulgate the proposed rule because the Endangered Species Act expired 
    in 1992 and has not been reauthorized by Congress.
        Response: The ESA has been neither repealed nor does it contain an 
    automatic sunset clause and it is, therefore, enforceable law. In 
    addition, both the Departments of Commerce and Interior receive annual 
    appropriations to carry out the provisions of the Endangered Species 
    Act, including listings, rulemakings, enforcement and the issuance of 
    permits.
        Comment 13: Several commenters disagreed with NMFS' certification 
    that the proposed rule will not impact a significant number of small 
    businesses and urged NMFS to prepare a Regulatory Flexibility analysis.
        Response: NMFS continues to believe that this rulemaking will not 
    affect a significant number of small businesses. However, a Regulatory 
    Flexibility Analysis is included with this final rulemaking.
        Comment 14: One commenter suggested that the first example of 
    ``take'' in the proposed rule was ambiguous because it states that 
    activities modifying habitat include those ``constructing or 
    maintaining barriers that eliminate or impede a listed species access 
    to habitat essential for its survival or recovery''. The commenter 
    stated that existing facilities that prevent or impede access to 
    potential habitat that could be used for the recovery of the species do 
    not cause a ``take''. Several other commenters stated that the current 
    owner of a dam lawfully installed before a species is listed should not 
    be liable for take based on subsequent listing. In the view of these 
    commenters liability for take must be based upon some action occurring 
    after the effective date of listing.
        Response: See response to comment 8 where the word recovery was 
    stricken from the example in this final rule. NMFS agrees that simply 
    holding title to a barrier that affects access to the habitat of listed 
    species is not necessarily a take under the ESA. However, maintaining 
    or improving an existing facility may actually injure or kill members 
    of a listed species if it significantly impairs essential behavioral 
    patterns such as spawning, rearing or migrating. Maintaining an 
    existing barrier that prevents or impedes access to habitat may cause 
    take of listed species, if adequate comparable habitat is not otherwise 
    available to the listed population. In addition, any person who engages 
    in diverting water may be engaged in a take if the diversion of water 
    injures or kills listed species by significantly impairing essential 
    behavioral patterns.
        Comment 15: Several commenters noted the use of ``likely to 
    impair'' as inappropriate in the examples provided in the preamble to 
    the proposed rule.
        Response: NMFS agrees and has made the necessary changes in this 
    final rule. NMFS notes that an act must be reasonably certain to impair 
    essential behavioral patterns of listed species in order to constitute 
    ``harm'' within this definition.
        Comment 16: Several commenters urged or stated that NMFS was 
    required to specifically adopt the legal principles of ``proximate 
    cause'' and ``foreseeability'' as limitations of liability for ``harm'' 
    to listed species. One commenter noted that NMFS should clarify that 
    the regulation does not create liability for hypothetical, speculative 
    or conjectural injury.
        Response: NMFS agrees that the regulation does not create liability 
    for hypothetical, speculative or conjectural injury as can be deduced 
    from the term ``actual.'' NMFS notes that that same term ``actual'' 
    provides for cause-in-fact liability. NMFS' definition of ``harm'' is 
    consistent with the views articulated in the opinion of the U.S. 
    Supreme Court in Sweet Home v. Babbitt. In that opinion, the Court did 
    not limit its discussion to a single term of art for the causal links 
    necessary to show ``harm'' to a species resulting from habitat
    
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    modification. The specific elements of causation to be proved, 
    including foreseeability, will be determined on a case-by-case basis. 
    Further, this document and the examples discussed in it, are intended 
    to provide the public with information about activities which may 
    result in injury or death of listed species. In NMFS' view, it is 
    reasonably foreseeable that these activities and similar activities may 
    injure or kill fish and wildlife, including listed species. While an 
    action ``harms'' a listed species only if it actually results in the 
    death or injury of a listed species, NMFS continues to encourage 
    members of the public to consult with its staff whenever an activity is 
    undertaken in the habitat of listed species and/or when listed species 
    are present.
        Comment 17: One commenter noted that ``merely continuing previously 
    established [water] withdrawals or diversions should not be considered 
    per se an unlawful take of subsequently listed species.'' The commenter 
    further noted that new water withdrawals or diversions should not be 
    considered unlawful takes because Congress has a long-standing history 
    of deference to state law on water rights. The commenter lastly notes 
    that example 5 (see ``Activities That May Constitute A Take'') should 
    be deleted in favor of an ``ad hoc, case-by-case approach'' and that 
    such water diversions should be carefully reviewed and responded to as 
    appropriate.
        Response: NMFS agrees that each water diversion affecting listed 
    species should be carefully reviewed on a case-by-case basis to 
    determine whether its operation injures or kills listed species. The 
    ESA and state water law operate in cognizance of the principles of 
    comity, federalism and importance of reading apparently conflicting 
    laws in such a manner as to avoid conflict and promote the purposes of 
    both legislative acts wherever possible. It is appropriate to note that 
    the Endangered Species Act encourages this approach by declaring it 
    ``to be the policy of Congress that the Federal agencies shall 
    cooperate with State and local agencies to resolve water resource 
    issues in concert with conservation of endangered species.'' 16 U.S.C. 
    Sec. 1531(c)(2).
    
    Activities That May Constitute a Take
    
        A principal purpose of this final rule is to provide clear 
    notification to parties that habitat modification or degradation may 
    harm listed species and, therefore, constitute a ``take'' under the 
    ESA. The following list identifies several examples of habitat-
    modifying activities that may fall within the scope of this final rule 
    when these or similar activities cause death or injury to fish or 
    wildlife, including those activities that significantly impair 
    essential behavioral patterns of listed species. In all instances a 
    causal link must be established between the habitat modification and 
    the injury or death of listed species.
        1. Constructing or maintaining barriers that eliminate or impede a 
    listed species' access to habitat or ability to migrate;
        2. Discharging pollutants, such as oil, toxic chemicals, 
    radioactivity, carcinogens, mutagens, teratogens or organic nutrient-
    laden water including sewage water into a listed species' habitat;
        3. Removing, poisoning, or contaminating plants, fish, wildlife, or 
    other biota required by the listed species for feeding, sheltering, or 
    other essential behavioral patterns;
        4. Removing or altering rocks, soil, gravel, vegetation or other 
    physical structures that are essential to the integrity and function of 
    a listed species' habitat;
        5. Removing water or otherwise altering streamflow when it 
    significantly impairs spawning, migration, feeding or other essential 
    behavioral patterns;
        6. Releasing non-indigenous or artificially propagated species into 
    a listed species' habitat or where they may access the habitat of 
    listed species;
        7. Constructing or operating dams or water diversion structures 
    with inadequate fish screens or fish passage facilities in a listed 
    species' habitat;
        8. Constructing, maintaining or using inadequate bridges, roads, or 
    trails on stream banks or unstable hill slopes adjacent to or above a 
    listed species' habitat; and
        9. Conducting timber harvest, grazing, mining, earth-moving or 
    other operations which result in substantially increased sediment input 
    into streams.
        10. Conducting land-use activities in riparian areas and areas 
    susceptible to mass wasting and surface erosion, which may disturb soil 
    and increase sediment delivered to streams, such as logging, grazing, 
    farming, and road construction.
        This list is not exhaustive. It is intended to provide some 
    examples of the types of activities that might be considered by NMFS as 
    constituting a take under the ESA and its regulations. Questions 
    regarding whether specific activities will constitute a violation of 
    this rule and general inquiries regarding prohibitions and permits 
    should be directed to NMFS (see ADDRESSES).
    
    Incidental Take Exceptions
    
        The ESA authorizes NMFS to exempt parties from its take 
    prohibitions under certain circumstances. Under section 7 of the ESA, 
    NMFS conducts consultations on proposed Federal actions and determines 
    whether the proposed action is likely to jeopardize the continued 
    existence of a listed species or result in the destruction or adverse 
    modification of its critical habitat. If the proposed action does not 
    do so, or would not if specified reasonable and prudent alternatives 
    were followed, NMFS may then issue a biological opinion and incidental 
    take statement. The incidental take statement estimates the expected 
    incidental take of a listed species resulting from the action and 
    specifies those terms and conditions required to implement the 
    reasonable and prudent measures necessary or appropriate to minimize 
    this incidental take. If the proposed action is conducted in accordance 
    with these terms and conditions, the incidental take is exempted from 
    the ESA's take prohibitions.
        Under section 10(a)(1)(B), NMFS may permit non-Federal parties to 
    take a listed species if such a taking is incidental to, and not the 
    purpose of, an otherwise legal activity. Prior to receiving an 
    incidental take permit pursuant to 10(a)(1)(B), a non-Federal party 
    must prepare a permit application and conservation plan. A conservation 
    plan must contain a description of (1) the impact that will likely 
    result from the taking; (2) what steps the applicant will take to 
    minimize and mitigate to the maximum extent practicable, the impacts 
    and how these steps will be funded; (3) what alternative actions to the 
    take were considered and why they are not being utilized; and (4) any 
    measures the Secretary of Commerce (Secretary) may require as being 
    necessary or appropriate for the purposes of the plan (16 U.S.C. 
    1539(a)(2)(A)). If the Secretary finds that the applicant will minimize 
    and mitigate to the maximum extent practicable the impacts of any 
    incidental take, and will meet other requirements of section 1539 
    (a)(2)(B), the Secretary may issue a permit, legally binding the 
    applicant to the conservation measures set forth in the conservation 
    plan.
        Congress intended that the conservation planning process be used to 
    reduce conflicts between listed species and private development and to 
    provide a framework that would encourage ``creative partnerships'' 
    between the private sector and local, state, and Federal agencies in 
    the
    
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    interest of endangered and threatened species and habitat conservation. 
    NMFS encourages the development of conservation plans and intends to 
    continue pursuing such agreements in the future with willing parties.
    
    Change in Enumeration of Threatened and Endangered Species
    
        In the proposed rule, issued on May 1, 1998 (63 FR 24148), the 
    definition of harm was added in alphabetical order to 50 CFR 217.12. 
    Since May 1, 1998, NMFS has issued a final rule consolidating and 
    reorganizing existing regulations regarding implementation of the ESA. 
    In this reorganization, Sec. 217.12 has been redesignated as 
    Sec. 222.102; therefore, the definition of harm has been added in this 
    final rule to Sec. 222.102.
    
    Classification
    
        The Regulatory Flexibility Act (RFA), 5 U.S.C. 601 et seq. requires 
    the preparation of an initial and final Regulatory Flexibility Analyses 
    unless an agency determines that a rule, if promulgated, will not have 
    a significant economic impact on a substantial number of small 
    entities. A final Regulatory Flexibility Analysis has been prepared for 
    this action and is available from NMFS (see ADDRESSES).
        A Final Environmental Assessment and Finding of No Significant 
    Impact have been completed for this final rule.
        This rule does not contain a collection-of-information requirement 
    for purposes of the Paperwork Reduction Act.
        The Assistant Administrator for Fisheries, NOAA (AA), has 
    determined that this rule will make no change in existing law.
    
    List of Subjects in 50 CFR Part 222
    
        Administrative practice and procedure, Endangered and threatened 
    species, Exports, Imports, Reporting and recordkeeping requirements, 
    Transportation.
    
        Dated: November 2, 1999.
    Andrew A. Rosenberg,
    Deputy Assistant Administrator for Fisheries, National Marine Fisheries 
    Service.
        For the reasons set out in the preamble, 50 CFR part 222 is amended 
    as follows:
    
    PART 222--GENERAL ENDANGERED AND THREATENED MARINE SPECIES
    
        1. The authority citation for part 222 continues to read as 
    follows:
    
        Authority: 16 U.S.C. 1531 et seq.; 16 U.S.C. 742a et seq.; 31 
    U.S.C. 9701.
    
        2. In Sec. 222.102, the definition for ``Harm'' is added in 
    alphabetical order to read as follows:
    
    
    Sec. 222.102  Definitions.
    
    * * * * *
         Harm in the definition of ``take'' in the Act means an act which 
    actually kills or injures fish or wildlife. Such an act may include 
    significant habitat modification or degradation which actually kills or 
    injures fish or wildlife by significantly impairing essential 
    behavioral patterns, including, breeding, spawning, rearing, migrating, 
    feeding or sheltering.
    * * * * *
    [FR Doc. 99-29216 Filed 11-5-99; 8:45 am]
    BILLING CODE 3510-22-F
    
    
    

Document Information

Effective Date:
12/8/1999
Published:
11/08/1999
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Rule
Action:
Final rule.
Document Number:
99-29216
Dates:
This rule is effective on December 8, 1999.
Pages:
60727-60731 (5 pages)
Docket Numbers:
Docket No. 980414094-9287-02, I.D. No. 091797A
RINs:
0648-AK55: Definition of Harm Under the ESA
RIN Links:
https://www.federalregister.gov/regulations/0648-AK55/definition-of-harm-under-the-esa
PDF File:
99-29216.pdf
CFR: (2)
50 CFR 1531(c)(2)
50 CFR 222.102