98-29904. Privacy Act of 1974; as Amended; Revisions to the Existing System of Records  

  • [Federal Register Volume 63, Number 216 (Monday, November 9, 1998)]
    [Notices]
    [Pages 60370-60371]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-29904]
    
    
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    DEPARTMENT OF THE INTERIOR
    
    Geological Survey
    
    
    Privacy Act of 1974; as Amended; Revisions to the Existing System 
    of Records
    
    agency: Geological Survey, Department of the Interior.
    
    action: Proposed revisions to an existing system of records.
    
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    summary: In accordance with the Privacy Act of 1974, as amended (5 
    U.S.C. 552a), the U.S. Geological Survey (USGS) is issuing public 
    notice of its intent to modify an existing Privacy Act system of 
    records notice, USGS-4, ``Employee Assistance Program Records.'' The 
    revisions will update the address of the System Manager(s).
    
    effective date: 5 U.S.C. 552a(e)(11) requires that the public be 
    provided a 30-day period in which to comment on the intended use of the 
    information in the system of records. The Office of Management and 
    Budget, in its Circular A-130, requires an additional 10-day period 
    (for a total of 40 days) in which to make these comments. Any persons 
    interested in commenting on this revised system of records may do so by 
    submitting comments in writing to the U.S. Department of the Interior, 
    U.S. Geological Survey, USGS Privacy Act Officer, National Center, MS-
    807, 12201 Sunrise Valley Drive, Reston, Va 20192. Comments received 
    within 40 days of publication in the Federal Register (December 21, 
    1998), will be considered. The system will be effective as proposed at 
    the end of the comment period, unless comments are received which would 
    require a contrary determination.
    
    addresses: Send written comments to U.S. Department of the Interior, 
    U.S. Geological Survey, USGS Privacy Act Officer, National Center, MS-
    807, Reston, Virginia, 20192. Hand deliver comments to the same 
    address.
    
    for further information contact: Chief, Branch of Employee/Labor 
    Management Relations, Office of Personnel, U.S. Geological Survey, 
    National Center, MS-601, Reston, Virginia, 20192.
    
    supplementary information: The USGS is proposing to amend the system 
    notice for USGS-4, ``Employee Assistance Program Records,'' to more 
    accurately and clearly describe the address of the System Manager(s). 
    The revision reflects a change of address in the Reston, Virginia, and 
    the Atlanta, Georgia, System Managers locations.
    
        Dated: October 28, 1998.
    Paul R. Celluzzi,
    Chief, Corporate Information Technology Branch, Office of Information 
    Services.
    
        Accordingly, the USGS proposes to amend the ``Employee Assistance 
    Program Records,'' USGS-4 in its entirety to read as follows:
    INTERIOR/USGS-4
    
    System name:
        Employee Assistance Program--Records, USGS-4.
    
    System location:
        This system of records is located with the contractor providing 
    counseling services.
    
    Categories of individuals covered by the system:
        U.S. Geological Survey employees and their families who seek, are 
    referred, and/or receive assistance through the Employee Assistance 
    Program (EAP).
    
    Categories of records in the system:
        Records in this system include documentation of visits to employee 
    counselors (Federal, State, local government, or private), the problem 
    assessment, the recommended plan of action to correct the major issue, 
    referral to community or private resource for assistance with personal 
    problems, referral to community or private resource for rehabilitation 
    or treatment, results of referral, and other notes or records of 
    discussions held with the employee made by the EAP counselor. 
    Additionally, records in this system may include documentation of 
    treatment by a therapist or at a Federal, State, local government, or 
    private institution.
    
    AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
        42 U.S.C. 290dd-1; 42 U.S.C. 290ee-1.
    
    ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES 
    OF USERS AND THE PURPOSES OF SUCH USES:
        These records are used by the Employee Assistance Program Counselor 
    to document the nature of an individual's problem and progress made to 
    correct the problem. The primary uses of these records are: (1) For the 
    EAP counselor to document the nature of individual's problem and 
    progress made to correct the problem, and, (2) record an individual's 
    participation in and the results of community or private referrals for 
    solution of problems, rehabilitation, or treatment programs. These 
    records and information may be used to disclose information to 
    qualified personnel for the purpose of conducting scientific research, 
    management audits, financial audits, or program evaluation, but such 
    personnel may not identify, directly or indirectly, any individual 
    patient in any report or otherwise disclose patient identities in any 
    manner (when such records are provided to qualified researchers 
    employed by the Department of the Interior all patient identifying 
    information will be removed).
    
        Note: Disclosure of information pertaining to an individual with 
    a history of alcohol or drug abuse must be limited in compliance 
    with the restrictions of the confidentiality of Alcohol and Drug 
    Abuse Patient Records Regulations, 42 CFR part 2. Disclosure of 
    records pertaining to the physical and mental fitness of employees 
    are, as a matter of Department policy, afforded the same degree of 
    confidentiality.
    
    POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING, 
    AND DISPOSING OF RECORDS IN THE SYSTEM:
    STORAGE:
        These records are maintained in file folders.
    
    RETRIEVABILITY:
        These records are retrieved by the name of the individual on whom 
    they are maintained.
    
    SAFEGUARDS:
        These records are maintained in locked file cabinets with access 
    strictly limited to those persons employed by the contractor(s) who are 
    directly involved in the alcohol and drug abuse prevention function of 
    the U.S. Geological Survey's Employee Assistance Program as that term 
    is defined in 42 CFR, part 2.
    
    RETENTION AND DISPOSAL:
        Retained and disposed of according to Bureau Records Disposition 
    Schedule, RCS/Item 405-04 a and b.
    
    SYSTEM MANAGER(S) AND ADDRESS:
        Chief, Branch of Employee/Labor Management Relations, Office of 
    Personnel, U.S. Geological Survey, 601 National Center, Reston, 
    Virginia 20192; Atlanta Personnel Officer, U.S. Geological Survey, 3850 
    Holcomb Bridge Rd., Norcross, Georgia 30092;
    
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    Rolla Personnel Officer, U.S. Geological Survey, 1400 Independence 
    Road, Rolla, Missouri 65401; Chief, Employee Relations Section, Central 
    Region Personnel Branch, U.S. Geological Survey, Denver Federal Center, 
    Denver, Colorado 80225; Western Region EAP Administrator, Employee 
    Relations and Development Section, Western Region Personnel Branch, 345 
    Middlefield Road, Menlo Park, California 94025.
    
    NOTIFICATION PROCEDURE:
        Inquiries regarding the existence of records should be addressed to 
    the appropriate System Manager. Individuals must furnish their name and 
    date of birth for their records to be located and identified.
    
    RECORD ACCESS PROCEDURES:
        Same as notification above. Any individual must also follow the 
    Department's Privacy Act Regulations regarding verification of identity 
    and access to records (see 43 CFR 2.62).
    
    CONTESTING RECORD PROCEDURES:
        A petition for amendment shall be addressed to the appropriate 
    System Manager. An individual must follow the Department's Privacy Act 
    Regulations regarding and identity and amendment of records (see 43 CFR 
    2.71).
    
    RECORD SOURCE CATEGORIES:
        Information in this system of records comes from the individual to 
    whom it applies, the supervisor of the individual if the individual was 
    referred by a supervisor, the Employer Assistance Program staff who 
    records the counseling session, and the therapists or institutions used 
    as referrals or providing treatment.
    
    [FR Doc. 98-29904 Filed 11-6-98; 8:45 am]
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