[Federal Register Volume 64, Number 239 (Tuesday, December 14, 1999)]
[Corrections]
[Page 69821]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: C9-10200]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-41302; File No. SR-NASD-99-07]
Self-Regulatory Organizations; Notice of Filing of Proposed Rule
Change by the National Association of Securities Dealers, Inc. Creating
a Discovery Guide for Use in NASD Arbitrations
Correction
In notice document 99-10200, beginning on page 20036, in the issue
of Friday, April 23, 1999, make the following corrections:
1. On page 20036, in the second column, in the first paragraph
under the heading, ``I. The Need for New Discovery Procedures'', in the
sixth line, ``too'' should read ``two''.
2, On the same page, in the same column, in the third paragraph
under the heading, ``I. The Need for New Discovery Procedures'' in the
fourth line, ``person(s)'' should read ``person(s).''
3. On page 20037, in the first column, in the second paragraph, in
the second line from the bottom, ``that'' should read ``that,''.
4. On the same page, in the second column, in the first full
paragraph, in the fourth line, ``filled'' should read ``filed''.
5. On the same page, in the third column, in the 18th line, ``the''
should be added after ``whether''.
6. On page 20038, in the first column, under Document Production
Lists, the heading ``Firm/Associated Persons(s)'' should read ``Firm/
Associated Person(s)''.
7. On the same page, in the second column, in paragraph ``(3)'', in
the last line, ``control'' should read ``control.''.
8. On the same page, in the same column, in paragraph ``(5)'', the
last line ``relating to transaction(s) at issue'' should read
``relating to the transaction(s) at issue.''.
9. On the same page, in the same column, in paragraph ``(9)'', in
the last line, ``and'' should be added before ``index''.
10. On the same page, in the third column, in the third line ``of''
should be removed.
11. On the same page, in the same column, in paragraph ``(4)'', the
last line, ``statement or claim filed'' should read, ``statement of
claim was filed''.
12. On the same page, in the same column, in paragraph ``(8)'', in
the fourth line, ``and'' should be added before ``any''.
13. On page 20039, in the first column, in the ninth line,
``least'' should read ``last''.
14. On the same page, in the same column, in the first paragraph
``(3)'' in the sixth line, ``programs'' should read ``program''.
15. On the same page, in the same column, under List 5, in
paragraph ``(2)'', in the third line, ``person(s)'' should read
``Person(s)''.
16. On the same page, under List 10, in the third column, in
paragraph ``(3)'', in the fourth line, ``customers'' should read
``customer's''.
17. On the same page, in the same column, under List 13, in
paragraph ``(2)'', in the seventh line, ``program:'' should read
``program;''.
[FR Doc. C9-10200 Filed 12-13-99; 8:45 am]
BILLING CODE 1505-01-D
