X10-11220. Introduction to The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions  

  • [Federal Register Volume 75, Number 243 (Monday, December 20, 2010)]
    [Unknown Section]
    [Pages 79449-79454]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: X10-11220]
    
    
    
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    Introduction to The Regulatory Plan and the Unified Agenda of Federal 
    Regulatory and Deregulatory Actions
    
    Federal Register / Vol. 75, No. 243 / Monday, December 20, 2010 / The 
    Regulatory### Plan
    
    Federal Register / Vol. 75, No. 243 / Monday, December 20, 2010 / The 
    Regulatory### Plan
    
    [[Page 79449]]
    
    
    
    
    
    REGULATORY INFORMATION SERVICE CENTER
    
    
    
    
    Introduction to The Regulatory Plan and the Unified Agenda of Federal 
    Regulatory and Deregulatory Actions
    
    
    
    AGENCY: Regulatory Information Service Center.
    
    ACTION: Introduction to The Regulatory Plan and the Unified Agenda of 
    Federal Regulatory and Deregulatory Actions.
    
    _______________________________________________________________________
    
    SUMMARY: The Regulatory Flexibility Act requires that agencies publish 
    semiannual regulatory agendas in the Federal Register describing 
    regulatory actions they are developing that may have a significant 
    economic impact on a substantial number of small entities (5 U.S.C. 
    602). Executive Order 12866 ``Regulatory Planning and Review,'' signed 
    September 30, 1993 (58 FR 51735) and Office of Management and Budget 
    memoranda implementing section 4 of that Order establish minimum 
    standards for agencies' agendas, including specific types of 
    information for each entry. Section 4 of Executive Order 12866 also 
    directs that each agency prepare, as part of its submission to the fall 
    edition of the Unified Agenda, a regulatory plan of the most important 
    significant regulatory actions that the agency reasonably expects to 
    issue in proposed or final form during the upcoming fiscal year. The 
    Regulatory Plan (Plan) and the Unified Agenda of Federal Regulatory and 
    Deregulatory Actions (Unified Agenda) help agencies fulfill these 
    requirements.
    
        Editions of the Unified Agenda prior to fall 2007 were printed in 
    their entirety in the Federal Register. Beginning with the fall 2007 
    edition, the Internet is the basic means for conveying regulatory 
    agenda information to the maximum extent legally permissible. The 
    complete Unified Agenda for fall 2010, including The Regulatory Plan, 
    is available to the public at:
    
    http://reginfo.gov.
    
        The fall 2010 Unified Agenda publication appearing in the Federal 
    Register consists of The Regulatory Plan and agency regulatory 
    flexibility agendas, in accordance with the publication requirements of 
    the Regulatory Flexibility Act. Agency regulatory flexibility agendas 
    contain only those Agenda entries for rules which are likely to have a 
    significant economic impact on a substantial number of small entities 
    and entries that have been selected for periodic review under section 
    610 of the Regulatory Flexibility Act.
    
        The complete fall 2010 Unified Agenda contains the plans of 29 
    Federal agencies and the regulatory agendas for these and 29 other 
    Federal agencies.
    
    ADDRESSES: Regulatory Information Service Center (MI), General Services 
    Administration, 1800 F Street NW., Suite 3039, Washington, DC 20405.
    
    FOR FURTHER INFORMATION CONTACT: For further information about specific 
    regulatory actions, please refer to the Agency Contact listed for each 
    entry.
    
        To provide comment on or to obtain further information about this 
    publication, contact: John C. Thomas, Executive Director, Regulatory 
    Information Service Center (MI), General Services Administration, 1800 
    F Street NW., Suite 3039, Washington, DC 20405, (202) 482-7340. You may 
    also send comments to us by e-mail at:
    
    risc@gsa.gov
    
    SUPPLEMENTARY INFORMATION: 
    
                                TABLE OF CONTENTS
     
                                                                       Page
     
      Introduction to the Regulatory Plan and the Unified Agenda of Federal
                       Regulatory and Deregulatory Actions
     
    I. What Are The Regulatory Plan and the Unified Agenda?.........   79450
    II. Why Are The Regulatory Plan and the Unified Agenda             79451
     Published?.....................................................
    III. How Are The Regulatory Plan and the Unified Agenda            79451
     Organized?.....................................................
    IV. What Information Appears for Each Entry?....................   79452
    V. Abbreviations................................................   79454
    VI. How Can Users Get Copies of the Plan and the Agenda?........   79454
     
    Introduction to the Fall 2010 Regulatory Plan...................   79455
     
                             AGENCY REGULATORY PLANS
     
                               Cabinet Departments
     
    Department of Agriculture.......................................   79467
    Department of Commerce..........................................   79496
    Department of Defense...........................................   79504
    Department of Education.........................................   79509
    Department of Energy............................................   79512
    Department of Health and Human Services.........................   79518
    Department of Homeland Security.................................   79536
    Department of Housing and Urban Development.....................   79572
    Department of the Interior......................................   79576
    Department of Justice...........................................   79583
    Department of Labor.............................................   79587
    Department of Transportation....................................   79606
    Department of the Treasury......................................   79626
    Department of Veterans Affairs..................................   79639
     
                            Other Executive Agencies
     
    Environmental Protection Agency.................................   79640
    Equal Employment Opportunity Commission.........................   79669
    Financial Stability Oversight Council...........................   79671
    General Services Administration.................................   79672
    National Aeronautics and Space Administration...................   79675
    National Archives and Records Administration....................   79677
    Office of Personnel Management..................................   79679
    Pension Benefit Guaranty Corporation............................   79681
    Small Business Administration...................................   79683
    Social Security Administration..................................   79687
     
                         Independent Regulatory Agencies
     
    Consumer Financial Protection Bureau............................   79692
    Consumer Product Safety Commission..............................   79693
    Federal Trade Commission........................................   79695
    National Indian Gaming Commission...............................   79706
    Postal Regulatory Commission....................................   79708
     
                                 AGENCY AGENDAS
     
                               Cabinet Departments
     
    Department of Agriculture.......................................   79709
    Department of Commerce..........................................   79725
    Department of Defense...........................................   79751
    Department of Education.........................................   79755
    Department of Energy............................................   79759
    Department of Health and Human Services.........................   79763
    Department of Homeland Security.................................   79787
    Department of the Interior......................................   79795
    Department of Justice...........................................   79799
    Department of Labor.............................................   79803
    Department of Transportation....................................   79811
    Department of the Treasury......................................   79837
     
                            Other Executive Agencies
     
    Environmental Protection Agency.................................   79843
    
    [[Page 79450]]
    
     
    General Services Administration.................................   79859
    Small Business Administration...................................   79863
     
                                 Joint Authority
     
    Department of Defense/General Services Administration/National     79873
     Aeronautics and Space Administration (Federal Acquisition
     Regulation)....................................................
     
                         Independent Regulatory Agencies
     
    Federal Communications Commission...............................   79877
    Federal Deposit Insurance Corporation...........................   79921
    Federal Reserve System..........................................   79925
    Federal Trade Commission........................................   79929
    Nuclear Regulatory Commission...................................   79933
    Securities and Exchange Commission..............................   79937
     
    
    INTRODUCTION TO THE REGULATORY PLAN AND THE UNIFIED AGENDA OF FEDERAL 
    REGULATORY AND DEREGULATORY ACTIONS
    I. What Are The Regulatory Plan and the Unified Agenda?
    
        The Regulatory Plan serves as a defining statement of the 
    Administration's regulatory and deregulatory policies and priorities. 
    The Plan is part of the fall edition of the Unified Agenda. Each 
    participating agency's regulatory plan contains: (1) A narrative 
    statement of the agency's regulatory priorities and, for most agencies, 
    (2) a description of the most important significant regulatory and 
    deregulatory actions that theagency reasonably expects to issue in 
    proposed or final form during the upcoming fiscal year. This edition 
    includes the regulatory plans of 29 agencies.
    
        The Unified Agenda provides information about regulations that the 
    Government is considering or reviewing. The Unified Agenda has appeared 
    in the Federal Register twice each year since 1983 and has been 
    available online since 1995. To further the objective of using modern 
    technology to deliver better service to the American people for lower 
    cost, beginning with the fall 2007 edition, the Internet is the basic 
    means for conveying regulatory agenda information to the maximum extent 
    legally permissible. The complete Unified Agenda, including The 
    Regulatory Plan, is available to the public at http://reginfo.gov. The 
    online Unified Agenda offers flexible search tools and will soon offer 
    access to the entire historic Unified Agenda database.
    
        The fall 2010 Unified Agenda publication appearing in the Federal 
    Register consists of The Regulatory Plan and agency regulatory 
    flexibility agendas, in accordance with the publication requirements of 
    the Regulatory Flexibility Act. Agency regulatory flexibility agendas 
    contain only those Agenda entries for rules that are likely to have a 
    significant economic impact on a substantial number of small entities 
    and entries that have been selected for periodic review under section 
    610 of the Regulatory Flexibility Act. Printed entries display only the 
    fields required by the Regulatory Flexibility Act. Complete agenda 
    information for those entries appears, in a uniform format, in the 
    online Unified Agenda at:
    
    http://reginfo.gov.
    
        These publication formats meet the publication mandates of the 
    Regulatory Flexibility Act and Executive Order 12866, as well as move 
    the Agenda process toward the goal of e-Government, at a substantially 
    reduced printing cost compared with prior editions. The current format 
    does not reduce the amount of information available to the public, but 
    it does limit most of the content of the Agenda to online access. The 
    complete online edition of the Unified Agenda includes regulatory 
    agendas from 56 Federal agencies. Agencies of the United States 
    Congress are not included.
    
        The following agencies have no entries identified for inclusion in 
    the printed regulatory flexibility agenda. An asterisk (*) indicates 
    agencies that appear in The Regulatory Plan. The regulatory agendas of 
    these agencies are available to the public at:
    
    http://reginfo.gov.
    
        Department of Housing and Urban Development *
    
        Department of State
    
        Department of Veterans Affairs *
    
        Agency for International Development
    
        Architectural and Transportation Barriers Compliance Board
    
        Commission on Civil Rights
    
        Committee for Purchase From People Who Are Blind or Severely 
    Disabled
    
        Corporation for National and Community Service
    
        Court Services and Offender Supervision Agency for the District of 
    Columbia
    
        Equal Employment Opportunity Commission *
    
        Federal Mediation and Conciliation Service
    
        Institute of Museum and Library Services
    
        National Aeronautics and Space Administration *
    
        National Archives and Records Administration *
    
        National Endowment for the Humanities
    
        National Science Foundation
    
        Office of Government Ethics
    
        Office of Management and Budget
    
        Office of Personnel Management *
    
        Peace Corps
    
        Pension Benefit Guaranty Corporation *
    
        Railroad Retirement Board
    
        Selective Service System
    
        Social Security Administration *
    
        Commodity Futures Trading Commission
    
        Consumer Product Safety Commission *
    
        Farm Credit Administration
    
        Federal Energy Regulatory Commission
    
        Federal Housing Finance Agency
    
        Federal Maritime Commission *
    
        National Credit Union Administration
    
        National Indian Gaming Commission *
    
        Postal Regulatory Commission *
    
        Recovery Accountability and Transparency Board
    
        Surface Transportation Board
    
        The Regulatory Information Service Center (the Center) compiles the 
    Plan and the Unified Agenda for the Office of Information and 
    Regulatory Affairs (OIRA), part of the Office of Management and Budget. 
    OIRA is responsible for overseeing the Federal Government's regulatory, 
    paperwork, and information resource management activities, including 
    implementation of Executive Order 12866. The Center also provides 
    information about Federal regulatory activity to the President and his 
    Executive Office, the Congress, agency managers, and the public.
    
    [[Page 79451]]
    
        The activities included in the Agenda are, in general, those that 
    will have a regulatory action within the next 12 months. Agencies may 
    choose to include activities that will have a longer timeframe than 12 
    months. Agency agendas also show actions or reviews completed or 
    withdrawn since the last Unified Agenda. Executive Order 12866 does not 
    require agencies to include regulations concerning military or foreign 
    affairs functions or regulations related to agency organization, 
    management, or personnel matters.
    
        Agencies prepared entries for this publication to give the public 
    notice of their plans to review, propose, and issue regulations. They 
    have tried to predict their activities over the next 12 months as 
    accurately as possible, but dates and schedules are subject to change. 
    Agencies may withdraw some of the regulations now under development, 
    and they may issue or propose other regulations not included in their 
    agendas. Agency actions in the rulemaking process may occur before or 
    after the dates they have listed. The Regulatory Plan and the Unified 
    Agenda do not create a legal obligation on agencies to adhere to 
    schedules in this publication or to confine their regulatory activities 
    to those regulations that appear within it.
    
    II. Why Are The Regulatory Plan and the Unified Agenda Published?
    
        The Regulatory Plan and the Unified Agenda help agencies comply 
    with their obligations under the Regulatory Flexibility Act and various 
    Executive orders and other statutes.
    
    Regulatory Flexibility Act
    
        The Regulatory Flexibility Act requires agencies to identify those 
    rules that may have a significant economic impact on a substantial 
    number of small entities (5 U.S.C. 602). Agencies meet that requirement 
    by including the information in their submissions for the Unified 
    Agenda. Agencies may also indicate those regulations that they are 
    reviewing as part of their periodic review of existing rules under the 
    Regulatory Flexibility Act (5 U.S.C. 610). Executive Order 13272 
    entitled ``Proper Consideration of Small Entities in Agency 
    Rulemaking,'' signed August 13, 2002 (67 FR 53461), provides additional 
    guidance on compliance with the Act.
    
    
    <###doc>
    
    Executive Order 12866
    
         Executive Order 12866 entitled ``Regulatory Planning and Review,'' 
    signed September 30, 1993 (58 FR 51735), requires covered agencies to 
    prepare an agenda of all regulations under development or review. The 
    Order also requires that certain agencies prepare annually a regulatory 
    plan of their ``most important significant regulatory actions,'' which 
    appears as part of the fall Unified Agenda. Executive Order 13497, 
    signed January 30, 2009 (74 FR 6113), revoked the amendments to 
    Executive Order 12866 that were contained in Executive Order 13258 and 
    Executive Order 13422.
    
    
    <###doc>
    
    Executive Order 13132
    
         Executive Order 13132 entitled ``Federalism,'' signed August 4, 
    1999 (64 FR 43255), directs agencies to have an accountable process to 
    ensure meaningful and timely input by State and local officials in the 
    development of regulatory policies that have ``federalism 
    implications'' as defined in the Order. Under the Order, an agency that 
    is proposing regulations with federalism implications, which either 
    preempt State law or impose nonstatutory unfunded substantial direct 
    compliance costs on State and local governments, must consult with 
    State and local officials early in the process of developing the 
    regulation. In addition, the agency must provide to the Director of the 
    Office of Management and Budget a federalism summary impact statement 
    for such regulations, which consists of a description of the extent of 
    the agency's prior consultation with State and local officials, a 
    summary of their concerns and the agency's position supporting the need 
    to issue the regulation, and a statement of the extent to which those 
    concerns have been met. As part of this effort, agencies include in 
    their submissions for the Unified Agenda information on whether their 
    regulatory actions may have an effect on the various levels of 
    government and whether those actions have federalism implications.
    
    
    <###doc>
    
    Unfunded Mandates Reform Act of 1995
    
        The Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4, title II) 
    requires agencies to prepare written assessments of the costs and 
    benefits of significant regulatory actions ``that may result in the 
    expenditure by State, local, and tribal governments, in the aggregate, 
    or by the private sector, of $100,000,000 or more . . . in any 1 year . 
    . . .'' The requirement does not apply to independent regulatory 
    agencies, nor does it apply to certain subject areas excluded by 
    section 4 of the Act. Affected agencies identify in the Unified Agenda 
    those regulatory actions they believe are subject to title II of the 
    Act.
    
    
    <###doc>
    
    Executive Order 13211
    
         Executive Order 13211 entitled ``Actions Concerning Regulations 
    That Significantly Affect Energy Supply, Distribution, or Use,'' signed 
    May 18, 2001 (66 FR 28355), directs agencies to provide, to the extent 
    possible, information regarding the adverse effects that agency actions 
    may have on the supply, distribution, and use of energy. Under the 
    Order, the agency must prepare and submit a Statement of Energy Effects 
    to the Administrator of the Office of Information and Regulatory 
    Affairs, Office of Management and Budget, for ``those matters 
    identified as significant energy actions.'' As part of this effort, 
    agencies may optionally include in their submissions for the Unified 
    Agenda information on whether they have prepared or plan to prepare a 
    Statement of Energy Effects for their regulatory actions.
    
    
    <###doc>
    
    Small Business Regulatory Enforcement Fairness Act
    
        The Small Business Regulatory Enforcement Fairness Act (Pub. L. 
    104-121, title II) established a procedure for congressional review of 
    rules (5 U.S.C. 801 et seq.), which defers, unless exempted, the 
    effective date of a ``major'' rule for at least 60 days from the 
    publication of the final rule in the Federal Register. The Act 
    specifies that a rule is ``major'' if it has resulted or is likely to 
    result in an annual effect on the economy of $100 million or more or 
    meets other criteria specified in that Act. The Act provides that the 
    Administrator of OIRA will make the final determination as to whether a 
    rule is major.
    
    
    <###doc>
    
    III. How Are The Regulatory Plan and the Unified Agenda 
    Organized?
    
        The Regulatory Plan appears in part II of a daily edition of the 
    Federal Register. The Plan is a single document beginning with an 
    introduction, followed by a table of contents, followed by each 
    agency's section of the Plan. Following the Plan in the Federal 
    Register, as separate parts, are the regulatory flexibility agendas for 
    each agency whose agenda includes entries for rules that are likely to 
    have a significant economic impact on a substantial number of small 
    entities or rules that have been selected for periodic review under 
    section 610 of the Regulatory Flexibility Act. Each printed agenda 
    appears as a separate part. The sections of the Plan and the parts of 
    the Unified Agenda are
    
    [[Page 79452]]
    
    organized alphabetically in four groups: Cabinet departments; other 
    executive agencies; the Federal Acquisition Regulation, a joint 
    authority (Agenda only); and independent regulatory agencies. Agencies 
    may in turn be divided into subagencies. Each printed agency agenda has 
    a table of contents listing the agency's printed entries that follow.
    
        Each agency's section of the Plan contains a narrative statement of 
    regulatory priorities and, for most agencies, a description of the 
    agency's most important significant regulatory and deregulatory 
    actions. Each agency's part of the Agenda contains a preamble providing 
    information specific to that agency plus descriptions of the agency's 
    regulatory and deregulatory actions.
    
        The online, complete Unified Agenda contains the preambles of all 
    participating agencies. Unlike the printed edition, the online Agenda 
    has no fixed ordering. In the online Agenda, users can select the 
    particular agencies whose agendas they want to see. Users have broad 
    flexibility to specify the characteristics of the entries of interest 
    to them by choosing the desired responses to individual data fields. To 
    see a listing of all of an agency's entries, a user can select the 
    agency without specifying any particular characteristics of entries.
    
        Each entry in the Agenda is associated with one of five rulemaking 
    stages. In the Plan, only the first three stages are applicable. Some 
    agencies use subheadings to identify regulations that are grouped 
    according to particular topics. The rulemaking stages are:
    
        1. Prerule Stage -- actions agencies will undertake to determine 
    whether or how to initiate rulemaking. Such actions occur prior to a 
    Notice of Proposed Rulemaking (NPRM) and may include Advance Notices of 
    Proposed Rulemaking (ANPRMs) and reviews of existing regulations.
    
        2. Proposed Rule Stage -- actions for which agencies plan to 
    publish a Notice of Proposed Rulemaking as the next step in their 
    rulemaking process or for which the closing date of the NPRM Comment 
    Period is the next step.
    
        3. Final Rule Stage -- actions for which agencies plan to publish a 
    final rule or an interim final rule or to take other final action as 
    the next step.
    
        4. Long-Term Actions -- items under development but for which the 
    agency does not expect to have a regulatory action within the 12 months 
    after publication of this edition of the Unified Agenda. Some of the 
    entries in this section may contain abbreviated information.
    
        5. Completed Actions -- actions or reviews the agency has completed 
    or withdrawn since publishing its last agenda. This section also 
    includes items the agency began and completed between issues of the 
    Agenda.
    
        A bullet () preceding the title of an entry indicates that 
    the entry is appearing in the Unified Agenda for the first time.
    
        In the printed edition, all entries are numbered sequentially from 
    the beginning to the end of the publication. The sequence number 
    preceding the title of each entry identifies the location of the entry 
    in this edition. The sequence number is used as the reference in the 
    printed table of contents. Sequence numbers are not used in the online 
    Unified Agenda because the unique Regulation Identifier Number (RIN) is 
    able to provide this cross-reference capability.
    
        Editions of the Unified Agenda prior to fall 2007 contained several 
    indexes, which identified entries with various characteristics. These 
    included regulatory actions for which agencies believe that the 
    Regulatory Flexibility Act may require a Regulatory Flexibility 
    Analysis, actions selected for periodic review under section 610(c) of 
    the Regulatory Flexibility Act, and actions that may have federalism 
    implications as defined in Executive Order 13132 or other effects on 
    levels of government. These indexes are no longer compiled, because 
    users of the online Unified Agenda have the flexibility to search for 
    entries with any combination of desired characteristics. The online 
    edition retains the Unified Agenda's subject index based on the Federal 
    Register Thesaurus of Indexing Terms. In addition, online users have 
    the option of searching Agenda text fields for words or phrases.
    
    
    <###doc>
    
    IV. What Information Appears for Each Entry?
    
        All entries in the Unified Agenda contain uniform data elements 
    including, at a minimum, the following information:
    
         Title of the Regulation -- a brief description of the subject of 
    the regulation. In the printed edition, the notation ``Section 610 
    Review'' following the title indicates that the agency has selected the 
    rule for its periodic review of existing rules under the Regulatory 
    Flexibility Act (5 U.S.C. 610(c)). Some agencies have indicated 
    completions of section 610 reviews or rulemaking actions resulting from 
    completed section 610 reviews. In the online edition, these notations 
    appear in a separate field.
    
         Priority -- an indication of the significance of the regulation. 
    Agencies assign each entry to one of the following five categories of 
    significance.
    
     (1) Economically Significant
    
     As defined in Executive Order 12866, a rulemaking action that will 
        have an annual effect on the economy of $100 million or more, or 
        will adversely affect, in a material way, the economy; a sector of 
        the economy; productivity; competition; jobs; the environment; 
        public health or safety; or State, local, or tribal governments or 
        communities. The definition of an ``economically significant'' rule 
        is similar but not identical to the definition of a ``major'' rule 
        under 5 U.S.C. 801 (Pub. L. 104-121). (See below.)
    
     (2) Other Significant
    
     A rulemaking that is not Economically Significant but is considered 
        Significant by the agency. This category includes rules that the 
        agency anticipates will be reviewed under Executive Order 12866 or 
        rules that are a priority of the agency head. These rules may or 
        may not be included in the agency's regulatory plan.
    
     (3) Substantive, Nonsignificant
    
     A rulemaking that has substantive impacts but is neither Significant, 
        nor Routine and Frequent, nor Informational/Administrative/Other.
    
     (4) Routine and Frequent
    
     A rulemaking that is a specific case of a multiple recurring 
        application of a regulatory program in the Code of Federal 
        Regulations and that does not alter the body of the regulation.
    
     (5) Informational/Administrative/Other
    
     A rulemaking that is primarily informational or pertains to agency 
        matters not central to accomplishing the
    
    [[Page 79453]]
    
        agency's regulatory mandate but that the agency places in the 
        Unified Agenda to inform the public of the activity.
    
        Major -- whether the rule is ``major'' under 5 U.S.C. 801 (Pub. L. 
    104-121) because it has resulted or is likely to result in an annual 
    effect on the economy of $100 million or more or meets other criteria 
    specified in that Act. The Act provides that the Administrator of the 
    Office of Information and Regulatory Affairs will make the final 
    determination as to whether a rule is major.
    
         Unfunded Mandates -- whether the rule is covered by section 202 of 
    the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-4). The Act 
    requires that, before issuing an NPRM likely to result in a mandate 
    that may result in expenditures by State, local, and tribal 
    governments, in the aggregate, or by the private sector of more than 
    $100 million in 1 year, agencies, other than independent regulatory 
    agencies, shall prepare a written statement containing an assessment of 
    the anticipated costs and benefits of the Federal mandate.
    
         Legal Authority -- the section(s) of the United States Code 
    (U.S.C.) or Public Law (Pub. L.) or the Executive order (E.O.) that 
    authorize(s) the regulatory action. Agencies may provide popular name 
    references to laws in addition to these citations.
    
         CFR Citation -- the section(s) of the Code of Federal Regulations 
    that will be affected by the action.
    
         Legal Deadline -- whether the action is subject to a statutory or 
    judicial deadline, the date of that deadline, and whether the deadline 
    pertains to an NPRM, a Final Action, or some other action.
    
         Abstract -- a brief description of the problem the regulation will 
    address; the need for a Federal solution; to the extent available, 
    alternatives that the agency is considering to address the problem; and 
    potential costs and benefits of the action.
    
         Timetable -- the dates and citations (if available) for all past 
    steps and a projected date for at least the next step for the 
    regulatory action. A date printed in the form 08/00/11 means the agency 
    is predicting the month and year the action will take place but not the 
    day it will occur. In some instances, agencies may indicate what the 
    next action will be, but the date of that action is ``To Be 
    Determined.'' ``Next Action Undetermined'' indicates the agency does 
    not know what action it will take next.
    
         Regulatory Flexibility Analysis Required -- whether an analysis is 
    required by the Regulatory Flexibility Act (5 U.S.C. 601 et seq.) 
    because the rulemaking action is likely to have a significant economic 
    impact on a substantial number of small entities as defined by the Act.
    
         Small Entities Affected -- the types of small entities 
    (businesses, governmental jurisdictions, or organizations) on which the 
    rulemaking action is likely to have an impact as defined by the 
    Regulatory Flexibility Act. Some agencies have chosen to indicate 
    likely effects on small entities even though they believe that a 
    Regulatory Flexibility Analysis will not be required.
    
         Government Levels Affected -- whether the action is expected to 
    affect levels of government and, if so, whether the governments are 
    State, local, tribal, or Federal.
    
         International Impacts --whether the regulation is expected to have 
    international trade and investment effects, or otherwise may be of 
    interest to the Nation's international trading partners.
    
         Federalism -- whether the action has ``federalism implications'' 
    as defined in Executive Order 13132. This term refers to actions ``that 
    have substantial direct effects on the States, on the relationship 
    between the national government and the States, or on the distribution 
    of power and responsibilities among the various levels of government.'' 
    Independent regulatory agencies are not required to supply this 
    information.
    
         Agency Contact -- the name and phone number of at least one person 
    in the agency who is knowledgeable about the rulemaking action. The 
    agency may also provide the title, address, fax number, e-mail address, 
    and TDD for each agency contact.
    
        Some agencies have provided the following optional information:
    
        RIN Information URL -- the Internet address of a site that provides 
    more information about the entry.
    
         Public Comment URL -- the Internet address of a site that will 
    accept public comments on the entry. Alternatively, timely public 
    comments may be submitted at the Governmentwide e-rulemaking site, 
    http://www.regulations.gov.
    
         Additional Information -- any information an agency wishes to 
    include that does not have a specific corresponding data element.
    
         Compliance Cost to the Public -- the estimated gross compliance 
    cost of the action.
    
         Affected Sectors -- the industrial sectors that the action may 
    most affect, either directly or indirectly. Affected Sectors are 
    identified by North American Industry Classification System (NAICS) 
    codes.
    
         Energy Effects -- an indication of whether the agency has prepared 
    or plans to prepare a Statement of Energy Effects for the action, as 
    required by Executive Order 13211 ``Actions Concerning Regulations That 
    Significantly Affect Energy Supply, Distribution, or Use,'' signed May 
    18, 2001 (66 FR 28355).
    
         Related RINs-- one or more past or current RINs associated with 
    activity related to this action, such as merged RINs, split RINs, new 
    activity for previously completed RINs, or duplicate RINs.
    
        Entries appearing in The Regulatory Plan include some or all of the 
    following additional data elements, but will, at a minimum, include 
    information in Statement of Need and in Anticipated Costs and Benefits:
    
         Statement of Need -- a description of the need for the regulatory 
    action.
    
         Summary of the Legal Basis -- a description of the legal basis for 
    the action, including whether any aspect of the action is required by 
    statute or court order.
    
         Alternatives -- a description of the alternatives the agency has 
    considered or will consider as required by section 4(c)(1)(B) of 
    Executive Order 12866.
    
         Anticipated Costs and Benefits -- a description of preliminary 
    estimates of the anticipated costs and benefits of the action.
    
         Risks -- a description of the magnitude of the risk the action 
    addresses, the amount by which the agency expects the action to reduce 
    this risk, and the relation of the risk and this risk reduction effort 
    to other risks and risk reduction efforts within the agency's 
    jurisdiction.
    
    [[Page 79454]]
    
    
    <###doc>
    
    V. Abbreviations
    
        The following abbreviations appear throughout this publication:
    
         ANPRM -- An Advance Notice of Proposed Rulemaking is a preliminary 
    notice, published in the Federal Register, announcing that an agency is 
    considering a regulatory action. An agency may issue an ANPRM before it 
    develops a detailed proposed rule. An ANPRM describes the general area 
    that may be subject to regulation and usually asks for public comment 
    on the issues and options being discussed. An ANPRM is issued only when 
    an agency believes it needs to gather more information before 
    proceeding to a notice of proposed rulemaking.
    
         CFR -- The Code of Federal Regulations is an annual codification 
    of the general and permanent regulations published in the Federal 
    Register by the agencies of the Federal Government. The Code is divided 
    into 50 titles, each title covering a broad area subject to Federal 
    regulation. The CFR is keyed to and kept up to date by the daily issues 
    of the Federal Register.
    
         EO -- An Executive order is a directive from the President to 
    Executive agencies, issued under constitutional or statutory authority. 
    Executive orders are published in the Federal Register and in title 3 
    of the Code of Federal Regulations.
    
         FR -- The Federal Register is a daily Federal Government 
    publication that provides a uniform system for publishing Presidential 
    documents, all proposed and final regulations, notices of meetings, and 
    other official documents issued by Federal agencies.
    
         FY -- The Federal fiscal year runs from October 1 to September 30.
    
         NPRM -- A Notice of Proposed Rulemaking is the document an agency 
    issues and publishes in the Federal Register that describes and 
    solicits public comments on a proposed regulatory action. Under the 
    Administrative Procedure Act (5 U.S.C. 553), an NPRM must include, at a 
    minimum:
    
     A statement of the time, place, and nature of the public 
        rulemaking proceeding;
     A reference to the legal authority under which the rule is 
        proposed; and
     Either the terms or substance of the proposed rule or a 
        description of the subjects and issues involved.
    
         PL (or Pub. L.) -- A public law is a law passed by Congress and 
    signed by the President or enacted over his veto. It has general 
    applicability, unlike a private law that applies only to those persons 
    or entities specifically designated. Public laws are numbered in 
    sequence throughout the 2-year life of each Congress; for example, PL 
    111-5 is the fifth public law of the 111th Congress.
    
         RFA -- A Regulatory Flexibility Analysis is a description and 
    analysis of the impact of a rule on small entities, including small 
    businesses, small governmental jurisdictions, and certain small not-
    for-profit organizations. The Regulatory Flexibility Act (5 U.S.C. 601 
    et seq.) requires each agency to prepare an initial RFA for public 
    comment when it is required to publish an NPRM and to make available a 
    final RFA when the final rule is published, unless the agency head 
    certifies that the rule would not have a significant economic impact on 
    a substantial number of small entities.
    
         RIN -- The Regulation Identifier Number is assigned by the 
    Regulatory Information Service Center to identify each regulatory 
    action listed in  The Regulatory Plan and the Unified Agenda, as 
    directed by Executive Order 12866 (section 4(b)). Additionally, OMB has 
    asked agencies to include RINs in the headings of their Rule and 
    Proposed Rule documents when publishing them in the Federal Register, 
    to make it easier for the public and agency officials to track the 
    publication history of regulatory actions throughout their development.
    
         Seq. No. -- The sequence number identifies the location of an 
    entry in the printed edition of the Unified Agenda. Note that a 
    specific regulatory action will have the same RIN throughout its 
    development but will generally have different sequence numbers if it 
    appears in different printed editions of  The Regulatory Plan and the 
    Agenda. Sequence numbers are not used in the online Unified Agenda.
    
         USC -- The United States Code is a consolidation and codification 
    of all general and permanent laws of the United States. The USC is 
    divided into 50 titles, each title covering a broad area of Federal 
    law.
    
    
    <###doc>
    
    VI. How Can Users Get Copies of the Plan and the Agenda?
    
        Copies of the Federal Register issue containing the printed edition 
    of The Regulatory Plan and the Unified Agenda (agency regulatory 
    flexibility agendas) are available from the Superintendent of 
    Documents, U.S. Government Printing Office, P.O. Box 371954, 
    Pittsburgh, PA 15250-7954. Telephone: (202) 512-1800 or 1-866-512-1800 
    (toll-free).
    
        Copies of individual agency materials may be available directly 
    from the agency or may be found on the agency's website. Please contact 
    the particular agency for further information.
    
        All editions of The Regulatory Plan and the Unified Agenda of 
    Federal Regulatory and Deregulatory Actions since fall 1995 are 
    available in electronic form at http://reginfo.gov. This site currently 
    offers flexible search tools for recent editions. Searchable access to 
    the entire historic Unified Agenda database back to 1983 will be added 
    to the site in time.
    
        In accordance with regulations for the Federal Register, the 
    Government Printing Office's GPO Access website contains copies of the 
    Agendas and Regulatory Plans that have been printed in the Federal 
    Register. These documents are available at:
    
    http://www.gpoaccess.gov/ua/index.html
    
    Dated: November 29, 2010.
    
     John C. Thomas,
    Director.
    
    
                              The Regulatory Plan 
    
    
    ____________________________________________________________________
    
    
    

Document Information

Published:
12/20/2010
Department:
Regulatory Information Service Center
Entry Type:
Uncategorized Document
Action:
Introduction to The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions.
Document Number:
X10-11220
Pages:
79449-79454 (6 pages)
PDF File:
x10-11220.pdf