2017-27566. Notice of Intention To Cancel Registrations of Certain Transfer Agents  

  • Start Preamble December 18, 2017.

    Notice is hereby given that the Securities and Exchange Commission (“Commission”) intends to issue an order, pursuant to Section 17A(c)(4)(B) of the Securities Exchange Act of 1934 (“Act”),[1] cancelling the registrations of the transfer agents whose names appear in the attached Appendix.

    Start Further Info

    FOR FURTHER INFORMATION CONTACT:

    Christian Sabella, Associate Director, or Catherine Whiting, Senior Counsel, at (202) 551-4990, U.S. Securities and Exchange Commission, Division of Trading and Markets, 100 F Street NE, Washington, DC 20549-7010 or by email at tradingandmarkets@sec.gov with the phrase “Notice of Intention to Cancel Transfer Agent Registration” in the subject line.

    Background

    Section 17A(c)(4)(B) of the Act provides that if the Commission finds that any transfer agent registered with the Commission is no longer in existence or has ceased to do business as a transfer agent, the Commission shall by order cancel that transfer agent's registration.

    Although the Commission has made efforts to locate and to determine the status of each of the transfer agents listed in the Appendix, based on the facts it has, the Commission believes that each of those transfer agents is no longer in existence or has ceased doing business as a transfer agent. Accordingly, at any time after January 31, 2018, the Commission intends to issue an order cancelling the registrations of the transfer agents listed in the Appendix.

    The representative of any transfer agent listed in the Appendix who believes the registration of the transfer agent should not be cancelled must notify the Commission in writing or by email prior to January 31, 2018. Written notifications may be mailed to Office of Clearance and Settlement, Division of Trading and Markets, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20459-7010. Email notifications may be sent to tradingandmarkets@sec.gov with the phrase “Notice of Intention to Cancel Transfer Agent Registration” in the subject line.

    Start Signature

    For the Commission by the Division of Trading and Markets, pursuant to delegated authority.2

    Brent J. Fields,

    Secretary.

    End Signature

    APPENDIX

    TA nameFile number
    AG Transfer Agency LLC084-06306
    Allied Stock Transfer, Inc084-06171
    AlphaMetrix, LLC084-06327
    Baron Capital Transfer & Registrar LLC084-06440
    Bluechip Equity Inc. DBA Bluechip Trust Company084-06173
    Cascade Stock Transfer, Inc084-06204
    Cascade Stock Transfer, Inc084-06204
    Centerline Affordable Housing Advisors LLC084-01911
    Chris Lotito084-06197
    Clayton Securities Services, Inc084-05425
    Demiurgic, Inc084-06274
    Elite Transfer Corp084-06193
    EnDevCo, Inc084-06084
    First National Bank of Omaha084-06174
    First National Bank of Sioux Falls084-06228
    Fund Dynamics, LLC084-06208
    Hiko Bell Mining & Oil Company084-05445
    Holladay Stock Transfer, Inc084-01822
    Integrity Stock Transfer084-06113
    Intercontinental Registrar & Transfer Agency, Inc084-01123
    Investor Data Services084-01425
    Johnson, Lawrence & Associates084-05831
    Karrison Compagnie Inc084-06046
    Life Sciences Research084-06094
    LM Anderson Securities, LLC084-06257
    Matrix Capital Group Inc084-06122
    Premier Stock Transfer, LLC084-06518
    Progressive Transfer, Inc084-06268
    Quads Trust Company084-05621
    Repository & Related Services, LLC084-06500
    Securities Registrar & Transfer Corp084-00582
    Signal Stock Transfer, Inc084-06360
    Standard Transfer & Trust Co., Inc084-05819
    Superior Stock Transfer, Inc084-06121
    Thermal Energy Storage Inc084-01300
    U.S. Stock Transfer Corp084-06293
    U.S. Trust & Transfer Co084-05663
    Valley Forge Management Corp084-00012
    Wall Street Stock Transfer Corporation084-06246
    End Further Info End Preamble

    Footnotes

    [FR Doc. 2017-27566 Filed 12-21-17; 8:45 am]

    BILLING CODE 8011-01-P

Document Information

Published:
12/22/2017
Department:
Securities and Exchange Commission
Entry Type:
Notice
Document Number:
2017-27566
Pages:
60778-60778 (1 pages)
Docket Numbers:
Release No. 34-82342
EOCitation:
of 2017-12-18
PDF File:
2017-27566.pdf