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Start Preamble
December 21, 2022.
AGENCY:
Securities and Exchange Commission (“Commission” or “SEC”).
ACTION:
Notice.
Notice of application for an order under section 17(d) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 under the Act to permit certain joint transactions otherwise prohibited by section 17(d) of the Act and rule 17d-1 under the Act.
Summary of Application:
Applicants request an order to permit certain closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities.
Applicants:
Forum Real Estate Income Fund, Forum Capital Advisors LLC, Forum Structured Finance LP, Forum Structured Finance Parallel LP and Forum Structured Finance SLP LLC.
Filing Dates:
The application was filed on June 17, 2022, and amended on October 4, 2022, November 25, 2022, and December 20, 2022.
Hearing or Notification of Hearing:
An order granting the requested relief will be issued unless the Commission Start Printed Page 79915 orders a hearing. Interested persons may request a hearing on any application by emailing the SEC's Secretary at Secretarys-Office@sec.gov and serving the Applicants with a copy of the request by email, if an email address is listed for the relevant Applicant below, or personally or by mail, if a physical address is listed for the relevant Applicant below. Hearing requests should be received by the Commission by 5:30 p.m. on January 17, 2023, and should be accompanied by proof of service on the Applicants, in the form of an affidavit or, for lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by emailing the Commission's Secretary at Secretarys-Office@sec.gov.
ADDRESSES:
The Commission: Secretarys-Office@sec.gov. Applicants: eryan@forumcapadvisors.com and khowes@mofo.com.
Start Further InfoFOR FURTHER INFORMATION CONTACT:
Laura L. Solomon, Senior Counsel, or Nadya Roytblat, Assistant Chief Counsel, at (202) 551-6825 (Division of Investment Management, Chief Counsel's Office).
End Further Info End Preamble Start Supplemental InformationSUPPLEMENTARY INFORMATION:
For Applicants' representations, legal analysis, and conditions, please refer to Applicants' third amended and restated application, dated December 20, 2022, which may be obtained via the Commission's website by searching for the file number at the top of this document, or for an Applicant using the Company name search field, on the SEC's EDGAR system. The SEC's EDGAR system may be searched at, http://www.sec.gov/edgar/searchedgar/legacy/companysearch.html. You may also call the SEC's Public Reference Room at (202) 551-8090.
Start SignatureFor the Commission, by the Division of Investment Management, under delegated authority.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2022-28181 Filed 12-27-22; 8:45 am]
BILLING CODE 8011-01-P
Document Information
- Published:
- 12/28/2022
- Department:
- Securities and Exchange Commission
- Entry Type:
- Notice
- Action:
- Notice.
- Document Number:
- 2022-28181
- Dates:
- The application was filed on June 17, 2022, and amended on October 4, 2022, November 25, 2022, and December 20, 2022.
- Pages:
- 79914-79915 (2 pages)
- Docket Numbers:
- Investment Company Act Release No. 34780, File No. 812-15355
- PDF File:
- 2022-28181.pdf