96-33108. Abandoned Mine Land Reclamation Program Guidelines  

  • [Federal Register Volume 61, Number 251 (Monday, December 30, 1996)]
    [Notices]
    [Pages 68777-68785]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-33108]
    
    
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    DEPARTMENT OF THE INTERIOR
    Office of Surface Mining Reclamation and Enforcement
    
    
    Abandoned Mine Land Reclamation Program Guidelines
    
    AGENCY: Office of Surface Mining Reclamation and Enforcement, Interior.
    
    ACTION: Notice of revised guidelines for abandoned mine land 
    reclamation programs and projects.
    
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    SUMMARY: The Office of Surface Mining Reclamation and Enforcement (OSM) 
    has revised the Abandoned Mine Land Reclamation Program Guidelines 
    which were published March 6, 1980 (45 FR 14810). Comments were 
    requested in the Notice of Intent to revise these guidelines published 
    May 22, 1995 (45 FR 27123). Based on comments received, amendments to 
    the Surface Mining Control and Reclamation Act of 1977 and policies 
    adopted by OSM since 1980, the guidelines have been revised and are 
    printed below.
    
    EFFECTIVE DATE: December 30, 1996.
    
    FOR FURTHER INFORMATION CONTACT:
    Mr. Gene Krueger, Chief, Division of Reclamation Support, Office of 
    Surface Mining Reclamation and Enforcement, 1951 Constitution Avenue, 
    N.W. Washington, D.C. 20240. Telephone: (202) 208-2937.
    
    SUPPLEMENTARY INFORMATION: The Abandoned Mine Land (AML) Reclamation 
    Program Guidelines are issued to provide general guidance to States, 
    Indian Tribes, the U.S. Department of Agriculture, and OSM in the 
    administration of reclamation activities carried out under programs 
    authorized by Title IV of the Surface Mining Control and Reclamation 
    Act of 1977 (30 U.S.C. 1201 et seq.) (SMCRA). These guidelines are 
    considered to be statements of policy and do not establish new legal 
    requirements or obligations on the public and are subject to change at 
    the discretion of OSM.
        The term ``as amended'' was added to the revised guidelines to 
    indicate that guidelines reflect all amendments to SMCRA.
        The definition of eligible lands has been expanded to include 
    certain lands abandoned after August 3, 1977, in accordance with 
    amendments to Section 404 of SMCRA and that definition has been 
    included in Section A of these guidelines. The definition coincides 
    with the definition of eligible lands found at 30 CFR 870.5.
        Reference to the Comprehensive Environmental Response, Compensation 
    and Liability Act (CERCLA) and its relationship to AML reclamation has 
    been included in these guidelines at section C.5., Toxic Materials.
        A new subpart, B.3.a.(1)(d), was added to allow special 
    consideration for AMD sites and the utilization of the Appalachian 
    Clean Streams Initiative (ACSI).
        A new subpart, B.5.e., was added to indicate that coal seams left 
    in place were deemed unrecoverable during reclamation and any future 
    attempts to mine such seams would have to comply with permit 
    requirements in place at the time of new mining.
        The entire section titled ``Experimental and Demonstration 
    Practices'' was eliminated because the Act, as amended, no longer 
    provides for funding experimental and demonstration practices. However, 
    new language was included in item B.3.b.(2) to allow for test plots 
    and/or field trials when necessary to determine which technology is 
    best suited to a particular problem area.
        Incorrect regulatory cites, brought about by statutory and/or 
    regulatory changes, were corrected.
        Some portions of the proposed guidelines were edited for 
    clarification or to eliminate redundant and verbose language.
        Comments were requested on the proposed guidelines and a total of 
    seven comments were received. Six were from State authorities and one 
    from the Navajo Nation. All comments received were considered in the 
    process of drafting the final guidelines and are
    
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    available for inspection at the address listed above. A ``response to 
    comments'' document has been prepared by OSM and is available on 
    request by contacting the individual listed under FOR FURTHER 
    INFORMATION CONTACT.
    
    Availability of Copies
    
        Additional copies of the revised guidelines are available for 
    inspection and may be obtained at the following offices:
    
    OSM, Department of the Interior, Room 120 South Interior Building, 1951 
    Constitution Avenue, N.W., Washington, D.C. 20240, (202) 208-5365.
    OSM, Appalachian Regional Coordinating Center, Three Parkway Center, 
    Pittsburgh, Pennsylvania 15220, (412) 937-2828.
    OSM, Mid-Continent Regional Coordinating Center, 501 Belle Street, 
    Alton, Illinois 62002, (618) 463-6460.
    OSM, Western Regional Coordinating Center, 1999 Broadway, Suite 3320, 
    Denver, Colorado 80202, (303) 672-5500.
    
        Dated: December 23, 1996.
    Kathrine Henry,
    Acting Director, Office of Surface Mining Reclamation and Enforcement.
    
    Abandoned Mine Land (AML) Reclamation Program Guidelines for 
    Reclamation Programs and Projects
    
    Contents
    
    A. Definitions
    B. Program Considerations
        1. Land, Water, or Mineral Rights Required for Reclamation
        a. Consent requirements and responsibility
        b. Written consent versus police power
        c. Monitoring and maintenance
        d. Property acquisition
        2. Jurisdictional Responsibilities
        a. Reclamation program legal requirements
        b. Environmental evaluation requirements
        c. Interstate coordination requirements
        3. Selection Criteria (Nonemergency)
        a. Reclamation site ranking
        b. Reclamation considerations
        c. Reclamation extent
        d. Cooperative efforts
        e. Joint projects
        4. Emergency Projects
        a. Authority for emergency reclamation
        b. Emergency project considerations
        c. Emergency project examples
        d. Abatement procedures
        5. Incidental Recovery of Coal in Conjunction with Reclamation 
    Activities
        a. Resource recovery potential
        b. Incidental recovery of Coal
        c. Active mining permit requirements
        d. Recovered coal disposition
        e. Future coal recovery
        6. Abandoned Structures and Equipment
        a. Investigation and report
        b. Ownership rights
        c. Disposal revenues or benefits
        7. Borrow and Disposal Areas
        a. Site selection
        b. Adverse impacts
        8. Program and Project Evaluation
        a. General Evaluation considerations
        b. Evaluation report
        9. Maintenance of Reclamation Work
        a. Planned Maintenence
        b. Unplanned Maintenance
        10. Noncoal Projects
        a. Guideline applicability
        b. Priorities under Section 409
        c. Priorities under Section 411
    C. Site Considerations
        1. Mine Drainage
        a. General considerations
        b. At-source control measures
        c. Treatment measures
        d. Coal refuse piles and coal waste embankments
        2. Active Slides and Slide-Prone Areas
        a. Site evaluation factors
        b. Remedial measures
        3. Erosion and Sedimentation
        a. Erosion and sediment control considerations
        b. Erosion control practices
        c. Sediment trapping practices
        4. Vegetation
        a. Existing vegetation inventory and evaluation
        b. Vegetative requirements
        5. Toxic Materials
        a. Sampling and analysis considerations
        b. Planning considerations
        c. Sites eligible under CERCLA.
        6. Hydrologic Balance
        a. Planning considerations
        b. Surface-water considerations
        c. Ground-water considerations
        7. Public Health and Safety
        a. Dump sites
        b. Highwall danger
        c. Mine openings and subsidence
        d. Radiation emission
        e. Domestic water supplies
        f. Surface and underground mine fires
        g. Hazardous/Explosive gases
        8. Esthetics and Visual Values
        a. Visual degraders
        b. Esthetics problem solutions
        9. Fish and Wildlife Values
        a. Project identification requirements
        b. Determining fish and wildlife values and goals
        c. Planning considerations
        d. Installing and maintaining established fish and wildlife 
    habitat values
        10. Air Quality
        a. Air quality standards
        b. Coordination requirements
        c. Air quality degradation and improvement
    
    A. Definitions
    
        1. Abandoned Property--Real and personal property, associated with 
    past mining activities, that has been forsaken or deserted by an owner. 
    This includes real estate, structures, and equipment.
        a. Abandoned Structures--Abandoned permanent improvements or 
    fixtures firmly attached to the land and considered as part of real 
    property. Abandoned structures include but are not limited to coal 
    tipples, coal washers, storage and grading facilities, loading docks, 
    rail spurs, concrete foundations, dams, reservoirs, and bridges. Other 
    items such as crushers, elevators, bins, loaders, conveyors and similar 
    equipment are within this definition if firmly affixed to the land.
        b. Abandoned Equipment--Abandoned movable items not affixed to the 
    land. Such items are considered as personal property and include 
    equipment and dismantled machinery not affixed to the land and which 
    could be moved. These items include but are not limited to shovels, 
    scrapers, tires, machinery parts, trailers, trucks, electrical 
    substations on skids, feeders, and loaders.
        c. Disposal--The act of sale, federal utilization, demolition, 
    removal, and the burning and burial of scrap or other debris resulting 
    from abandoned structures and equipment.
        2. Act--The Surface Mining Control and Reclamation Act of 1977 
    enacted as Public Law 95-87 (30 U.S.C. 1201 et seq.), as amended.
        3. Administering Agency--The agency that has the responsibility for 
    carrying out a reclamation program or project. This includes OSM for 
    federal reclamation projects; U.S.D.A., Natural Resources Conservation 
    Service (NRCS) for the Rural Abandoned Mine Program; designated State 
    reclamation agencies for projects carried out under an approved State 
    Reclamation Plan; and Indian tribes for projects carried out under an 
    approved Indian Reclamation Plan.
        4. Eligible Lands--Lands and water which were mined for coal or 
    which were affected by such mining, wastebanks, coal processing, or 
    other coal mining processes and left or abandoned in either an 
    unreclaimed or inadequately reclaimed condition prior to August 3, 
    1977, and for which there is no continuing reclamation responsibility. 
    Provided, however, that lands and water damaged by coal mining 
    operations after that date and on or before November 5, 1990, may also 
    be eligible for reclamation if they meet the requirements specified in 
    30 CFR 874.12 (d) and (e). Eligible lands and water for noncoal 
    reclamation purposes are those sites that meet the eligibility 
    requirements specified in Section 409 of the Act or, following 
    certification of the completion of all known coal problems, those in 30 
    CFR 875.14. For additional eligibility requirements for water projects, 
    see 30 CFR 874.14, and for lands affected by remining operations, see 
    Section 404 of the Act.
        5. Emergency--A sudden danger condition or impairment that 
    constitutes
    
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    a situation with a high probability of substantial physical harm to the 
    health, safety, or general welfare of people before the danger can be 
    abated under normal program procedures.
        6. Hydrologic Balance--The relationship between the quality and 
    quantity of water inflow to water outflow from an abandoned mine land 
    site. The relationship includes water storage and transfer within 
    hydrologic units as they now exist or may have existed.
        7. Toxic Materials--Earth materials or wastes resulting from mining 
    operations which, if acted upon by air, water, or micro-biological 
    processes are likely to produce chemical or physical conditions in 
    soils or water that are detrimental to the biota or water use.
    
    B. Program Considerations
    
    1. Land, Water, or Mineral Rights Required for Reclamation
    
    a. Consent Requirements and Responsibility
        In addition to the rights of entry required by 30 CFR 877, other 
    consents required by the specific type of reclamation program should be 
    obtained. In water limited areas reclamation programs that propose to 
    restore or alter water quality or quantity should not be undertaken 
    until the appropriate water right consents are obtained. If the mineral 
    estate is severed from the surface estate, consents should be obtained 
    from both parties. All necessary consents should be obtained for a time 
    period sufficient to complete the reclamation activities. The 
    administering agency has the responsibility to assure that no 
    reclamation work is carried out without such consents.
    b. Written Consent Versus Police Power
        Written consent from the owner of record and lessee or his 
    authorized agent should be the preferred means for obtaining agreements 
    to enter lands in order to carry out reclamation work. Entry by use of 
    police power is restricted to those reclamation projects that will 
    protect public health, safety, and general welfare as authorized under 
    Sections 407(a), 407(b), 409(c), and 410 of the Act, as amended, and 
    should be undertaken only after due care and deliberation has exhausted 
    all possibilities of obtaining written consents.
    c. Monitoring and Maintenance
        Written consent by the landowner should include considerations for 
    monitoring and maintenance, including rights of entry as necessary.
    d. Property Acquisition
        Acquisition of property may be undertaken only under the conditions 
    specified in Sections 407 and 409 of the Act, as amended.
    
    2. Jurisdictional Responsibilities
    
    a. Reclamation Program Legal Requirements
        The administering agency should ensure compliance with all 
    applicable Federal, State, Tribal, and local laws and coordination with 
    the appropriate agencies as necessary.
    b. Environmental Evaluation Requirements
        Appropriate steps to achieve compliance with the National 
    Environmental Policy Act of 1969 (NEPA) must be undertaken for every 
    proposed AML reclamation project. Authorization by the Council on 
    Environmental Quality (CEQ) at 40 CFR 1506.11 to abate emergency 
    conditions without preparing an environmental document does not relieve 
    OSM or the States/Tribes of the responsibility to complete consultation 
    duties or obtain necessary permits in accordance with other Federal, 
    State and local laws.
        (1) Where emergency circumstances at the site require immediate 
    abatement action, and the environmental document cannot be completed 
    prior to the initiation of action, OSM and the States are authorized to 
    act, but the action taken must be limited to that necessary to control 
    the immediate impacts of the emergency.
        (2) Actions which remain to be taken at the site of an emergency 
    after the abatement of the immediate impacts require the preparation of 
    an environmental document.
    c. Interstate Coordination Requirements
        Where reclamation is proposed that may affect adjoining States or 
    other jurisdictional authorities, the administering agency should 
    coordinate planning and implementation of these projects with those 
    entities.
    
    3. Selection Criteria (Nonemergency)
    
    a. Reclamation Site Ranking
        Procedures for selecting nonemergency sites to carry out 
    reclamation activities should incorporate weighting factors to rank the 
    proposed sites in accordance with priorities established in Section 403 
    of the Act. General instructions for determining the AML priority of a 
    site are contained in the OSM Abandoned Mine Land Inventory Manual. 
    Noncoal sites must comply with Section 409 or 411 as appropriate. 
    Negative weights should be considered for adverse impacts resulting 
    from the proposed project. Generally, reclamation of lower priority 
    projects should not be initiated until all known higher priority 
    projects have been completed, are in the process of being reclaimed, or 
    have been approved for funding by the Secretary. However, lower 
    priority projects, or contiguous work may be undertaken in conjunction 
    with high priority projects in accordance with these guidelines.
        (1) The administering agency may give priority consideration to 
    reclamation projects where:
        (a) The landowner(s) consent to participate in post reclamation 
    maintenance activities of the area;
        (b) Reclamation provides multiple benefits to the landowner(s) and 
    where those benefits have a greater cumulative value than other 
    projects, and/or;
        (c) Reclamation provides offsite public benefits.
        (d) Acid Mine Drainage (AMD) is a major problem and/or the 
    Appalachian Clean Streams Initiative (ACSI) can be utilized in 
    restoration of streams polluted with AMD.
    b. Reclamation Considerations
        The following items should be considered in determining whether a 
    nonemergency site should be reclaimed.
        (1) The lands proposed for reclamation are eligible as defined by 
    Section 404, 409, or 411 of the Act.
        (2) Problems associated with the site can be abated by utilizing 
    current available technology or horizon technology with a high 
    probability of success to prevent or minimize present or future adverse 
    effects. When necessary to determine which technology is best suited to 
    a particular problem area, test plots and/or field trials are allowed. 
    Such activities are appropriate and do not constitute ``research'' as 
    prohibited by the Act, as amended.
        (3) Reclamation can be carried out in a manner that minimizes 
    maintenance to achieve a self-sustaining reclamation solution. Self-
    sustaining implies reclamation which is permanent and stable under the 
    prevailing environmental and land-use conditions utilizing current 
    technology. Projects which require continuous maintenance and/or 
    operating costs should be undertaken only if a commitment exists to 
    bear these indefinite costs.
        (4) Reclamation activities can be planned in a manner that is cost 
    effective and compatible with the proposed post reclamation land use as 
    intended by the landowner(s).
        (5) Reclamation activities and post reclamation land use is cost 
    effective
    
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    and compatible with surrounding land uses, complies with local, State, 
    tribal, and Federal requirements, and is acceptable to the community 
    involved.
        (6) If the project area is to be remined or developed in the 
    foreseeable future and these activities will eliminate the adverse 
    effects of past mining, reclamation should only be undertaken where the 
    offsite adverse impacts from the affected area are so severe as to 
    cause significant danger to public health and safety or to the 
    environment if not abated before the proposed remining or development 
    takes place.
    c. Reclamation Extent
        The amount of reclamation performed on a site depends upon the 
    priority, funding available, and technology available for reclaiming 
    the site. When it is cost effective to do so, consideration should be 
    given to including lower priority problems in the reclamation plan when 
    contracting for the elimination of a high priority problem. However, 
    the primary purpose of the reclamation should be to address the higher 
    priority problems. Factors that should be considered in determining the 
    amount of reclamation to be done at a site include--
        (1) The total area of affected land and water.
        (2) Uniformity/diversity of the problem(s) over the entire site.
        (3) Minimum reclamation needed to restore the site and additional 
    low priority work needed, if any.
        (4) Availability of funds.
        (5) Cost effectiveness of the proposed work.
        (6) Proposed post reclamation land use.
        (7) Onsite, offsite, and multiple land use benefits.
        (8) Post reclamation maintenance required and landowner 
    participation in that maintenance.
        (9) Accommodating landowner(s) land use and treatment requests, if 
    possible without incurring additional costs above that required for the 
    minimum reclamation needed.
        (10) The possibility of remining.
    d. Cooperative Efforts
        In addition to the landowner consent requirements described in 
    Section B Part 1 of these guidelines, a maintenance agreement between 
    the administering agency and the landowner(s) may be incorporated as 
    part of the reclamation plan to insure the continued success of the 
    reclamation project. Estimated costs as well as financial and 
    administrative responsibilities should be recognized in any agreement.
    e. Joint Projects
        Joint undertakings between the administering agency and the 
    landowner(s) or other local, State, tribal, or Federal agencies are 
    supported and encouraged.
    
    4. Emergency Projects
    
    a. Authority for Emergency Reclamation
        Authorities and requirements for rights of entry to carry out 
    emergency reclamation projects are contained in Section 410 of the Act.
    b. Emergency Project Considerations.
        (1) Emergencies are differentiated from Priority 1 projects by 
    interpretation of the phrases ``sudden danger'' and ``high probability 
    of substantial physical harm'' in the definition of ``emergency'' 
    contained in these guidelines.
        (2) Justification for emergency action must be based on whether 
    immediate action is crucial to eliminate the danger of harm to persons. 
    The time element referenced by the phrase ``before the danger can be 
    abated under normal program operation procedures'' means that the 
    danger is so imminent that time is not available for normal project 
    contractual procedures.
        (3) A limited amount of nonemergency work may be conducted in 
    conjunction with emergency abatement if such work is cost effective in 
    reclaiming the entire project site.
    c. Emergency Project Examples
        The following list illustrates examples of sudden situations with a 
    high probability of causing substantial physical harm to the health, 
    safety, and general welfare of people:
        (1) Subsidence suddenly occurring in or near populated areas or 
    roadways.
        (2) Mine water ``blow-outs'' in or near highly used pubic areas.
        (3) Landslides caused by movement of spoil material or mass 
    movement due to drainage or seepage from abandoned coal mines 
    threatening to destroy homes and businesses or block roads and stream 
    channels.
        (4) Actual or potential failure of unstable coal refuse 
    impoundments, processing waste banks, or abandoned sediment control 
    structures caused by unusual precipitation events significantly 
    imperiling downstream populated areas.
        (5) Mine or coal refuse fires that impair the health or safety of 
    residents in populated areas.
    d. Abatement Procedures
        (1) Reclamation procedures are site specific and often cannot be 
    determined until after onsite inspection and evaluation of the nature 
    of the emergency, number of people affected, resources available, and 
    existing time constraints.
        (2) Emergency reclamation need not resemble final restoration. The 
    objective of emergency reclamation is to stabilize the problem and 
    eliminate the danger to the public. Additional reclamation, to fully 
    reclaim the area, may be carried out under regular reclamation programs 
    at a later date or, as noted above at Part 4.b.(3), may be performed in 
    conjunction with emergency work if cost effective.
    
    5. Incidental Recovery of Coal in Conjunction With Reclamation 
    Activities
    
    a. Resource Recovery Potential
        Prior to conducting reclamation activities on land containing coal 
    refuse piles, coal waste impoundments, or abandoned mine workings with 
    remaining coal resources, the economic and technical feasibility of 
    further coal recovery should be evaluated for that project area. The 
    State administering agency determines if any coal can be recovered and 
    may consult the State regulatory authority, as necessary, in making 
    this determination.
    b. Incidental Recovery of Coal
        If coal is recovered during reclamation and is determined to be 
    incidental to the reclamation activities, the associated coal recovery 
    activity is exempt from Title V regulations, in accordance with Section 
    528 of the Act and 30 CFR Part 707. The State regulatory authority is 
    responsible for determining the exemption and is responsible for 
    enforcing the requirements of 30 CFR Part 707. Exemption criteria 
    include:
        (1) Coal recovery must be incidental to reclamation activities.
        (2) The project must be government-financed as defined in 30 CFR 
    Part 707.
        (3) All coal recovered must be contained within the project area.
    c. Active Mining Permit Requirements
        If coal recovery is not incidental to the reclamation project or 
    does not meet other requirements for exemption, the State regulatory 
    authority will ensure that all permits required under Title V are 
    obtained before reclamation activities commence.
    d. Recovered Coal Disposition
        Any revenues received from the sale of coal which was recovered 
    incidental to reclamation should be deposited to the Fund pursuant to 
    Section 401(b)(4) of the Act or otherwise used to offset the cost of 
    reclamation. Applicable consents
    
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    should clearly authorize the extraction of coal and communicate the 
    disposition of the coal and associated revenues.
    e. Future Coal Recovery
        If the mineral estate under the area to be reclaimed contains 
    unmined coal seams, reclamation activities should include reasonable 
    and cost effective efforts to protect the future recoverability of 
    those seams. However, coal seams left in place during reclamation will 
    be deemed to be unrecoverable at the time of reclamation and any future 
    attempts to mine such seams will have to comply with any permit 
    requirements in place at the time the new mining is proposed.
    
    6. Abandoned Structures and Equipment
    
    a. Investigation
        (1) The administering agency should perform an onsite investigation 
    of abandoned structures or equipment and encourage the landowner(s) to 
    recover any salvage value by disposal prior to the initiation of any 
    reclamation project.
        (2) The onsite investigation should be conducted by the 
    administering agency and should address--
        (a) The type, quantity, age, and apparent condition of all 
    abandoned structures or equipment.
        (b) The structural soundness, visual quality, historical 
    significance, effect on proposed reclamation activities, and land uses 
    in the area. The structural soundness of the structure should be 
    evaluated in relation to public health, safety, general welfare, and 
    the post reclamation use.
        (c) The disposal or retention of the structures or equipment in 
    accordance with local, State, tribal, and Federal laws.
        (d) Methods to eliminate the safety hazards associated with 
    structures or equipment that are retained on the reclaimed site.
    b. Ownership Rights
        The landowner(s) may recover any salvage value by disposal of the 
    abandoned structures or equipment prior to the initiation of any 
    reclamation project. The administering agency is responsible for 
    securing consent to dispose of or modify the abandoned structures or 
    equipment not disposed of by the landowner(s).
    c. Disposal Revenues or Benefits
        Any revenues or benefits received from the sale or use of abandoned 
    structures or equipment as a result of reclamation should be used to 
    offset the cost of reclamation or deposited to the Fund pursuant to 
    Section 401(b)(4) of the Act. All such revenues or benefits should be 
    documented in the project file.
    
    7. Borrow and Disposal Areas
    
    a. Site Selection
        The borrow and disposal areas created by reclamation activities 
    should be subject to and conducted in accordance with applicable local, 
    State, tribal, or Federal reclamation requirements. Borrow and disposal 
    areas should be located on the site of the reclamation project if 
    possible. Offsite borrow and disposal areas should be utilized only 
    when no onsite area is available and it is necessary to protect the 
    health and safety of the public, provide an area more suitable for 
    reclamation and less prone to constitute a hazard in itself, produce an 
    improved land use, or protect the environment.
    b. Adverse Impacts
        Adverse impacts of the selected areas should be minimized by 
    disturbing the smallest possible area; providing adequate drainage, 
    dust, and erosion control measures; protecting historic and cultural 
    values; protecting visual esthetics; protecting fish and wildlife 
    values; protecting the health and the safety of the community and the 
    public; and reclaiming the borrow and disposal area after termination 
    of the project.
    
    8. Program and Project Evaluation
    
    a. General Evaluation Considerations
        Reclamation activities are to be evaluated on a regular basis to 
    determine the effectiveness of the program/project in reclaiming 
    abandoned lands. The objective is to identify those abatement/control 
    methodologies that have been effective over time as well as those with 
    demonstrated deficiencies that need to be improved or changed. Project 
    evaluation measures the success or failure of the applied techniques 
    while program evaluation determines the effectiveness of the overall 
    program, including regulations and policies. Evaluation efforts 
    include, but are not limited to, recording accomplishments, making 
    onsite reviews before, during, and after reclamation, and analyzing 
    fund management.
    b. Evaluation Report
        The administering agency will prepare a report on its findings and 
    recommendations. Recommendations should be used to modify program 
    operations on future reclamation activities so that deficiencies will 
    not reoccur. If requested, the report should be made available to other 
    agencies in order to share information and improve the AML program 
    nationwide.
    
    9. Maintenance of Reclamation Work
    
    a. Planned Maintenance
        Reclamation should be done in a manner to minimize or eliminate 
    continued long-term maintenance. When long-term maintenance is 
    required, it should be identified during the planning and design stages 
    and should be developed in cooperation with the landowner(s) and/or 
    appropriate agencies through formal agreement. Maintenance plans should 
    include maintenance requirements, inspection schedules, technical 
    assistance needed, and funding requirements.
    b. Unplanned Maintenance
        AML projects often involve conditions unforeseen during the design 
    period, that may affect the achievement of permanent reclamation and 
    long term stability. Reclamation programs should develop and implement 
    general policies for performing post construction monitoring to address 
    unanticipated maintenance needs. The plan should include, at a minimum:
        (1) A plan for post construction monitoring of sites to determine 
    maintenance needs;
        (2) A procedure for determining when and when not to perform 
    additional maintenance when problems are identified in the field;
        (3) A procedure to determine when a site has reached long term 
    stability, and that future monitoring is unneeded, including a 
    landowner notification policy;
        (4) A method for dealing with situations where landowner practices 
    make future maintenance unproductive.
    
    10. Noncoal Projects
    
    a. Guideline Applicability
        States with approved reclamation plans may undertake noncoal 
    reclamation projects under the specific provisions in Section 409 of 
    the Act or after certification that all coal related problems have been 
    reclaimed, as authorized in Section 411 of the Act.
    b. Priorities Under Section 409
        Noncoal projects to be reclaimed under Section 409 of the Act must 
    be at the request of the Governor of the State or the governing body of 
    an Indian tribe and must comply with the priorities stated in Section 
    403(a)(1), except that the term ``coal'' does not apply. The 
    reclamation must be for the protection of public health, safety, 
    general welfare,
    
    [[Page 68782]]
    
    and property from extreme danger of adverse mining practices.
    c. Priorities Under Section 411
        Noncoal projects to be reclaimed under Section 411 of the Act may 
    not proceed until the State has certified that all coal problems have 
    been resolved. Planning and design work for reclamation of noncoal 
    projects may commence prior to completion of all coal projects.
    
    C. Site Considerations
    
    1. Mine Drainage
    
    a. General Considerations
        The reclamation plan should attempt to minimize or control mine 
    drainage and include procedures to treat impounded waters containing 
    toxic materials prior to release. At-source control measures are 
    preferred over long-term treatment methods to eliminate or minimize 
    maintenance.
    b. At-Source Control Measures
        Controlling or minimizing mine drainage at its source can be 
    accomplished by--
        (1) Mine-sealing techniques, including grout curtains and slurry 
    trenching. Factors to be considered when planning to seal mines are the 
    potential to develop hydrostatic heads, the accessibility of the area, 
    and the integrity of the surrounding geologic formations.
        (2) Infiltration control and water diversion. Factors to be 
    considered include topography, control of surface water, effects on 
    ground water, the control of water passage through openings, and the 
    storm event design.
        (3) Daylighting, the surface mining procedures and excavation 
    processes utilized to expose underground mine works for partial or 
    complete removal of the remaining material underlying the surface. 
    Factors to be considered include the depth of overburden, marketability 
    of the mineral, and safety measures.
    c. Treatment Measures
        Secondary treatment of mine drainage can be carried out by the 
    addition of neutralizing agents. Permanent treatment facilities should 
    be designed to minimize operation and maintenance costs and should only 
    be considered if no other means exists to abate the problem. Written 
    assurance, from the landowner or any other interested party, should be 
    obtained that the treatment facilities will be maintained after 
    appropriations for the abandoned mine land program cease.
    d. Coal Refuse Piles and Coal Waste Embankments
        Methods of reclaiming land containing coal refuse, coal wastes, or 
    abandoned workings include, but are not limited to--
        (1) Removing the coal refuse or coal waste to an environmentally 
    acceptable site, subject to all appropriate approvals;
        (2) Burying the refuse or waste, diverting water away from or 
    around the reclaimed area whenever possible or layering the reuse 
    material with clay or other impervious material, when practical, to 
    prevent water infiltration and contamination;
        (3) Treating the refuse pile in place by--
        (a) Diverting water around the coal refuse and/or waste,
        (b) Collecting and conveying drainage from the refuse pile for safe 
    disposition (an approved water pollution control facility should be 
    used if needed to meet quality standards),
        (c) Grading and contouring waste structures to drain water off the 
    disposal site,
        (d) Covering the refuse with a suitable thickness of nontoxic or 
    nonacid-forming material or treating the refuse with lime or other 
    material to prevent acid or other toxic drainage, or
        (e) Any combination of the above treatments.
    
    2. Active Slides and Slide-Prone Areas
    
    a. Site Evaluation Factors
        Factors that should be considered on a case-by-case basis in the 
    evaluation of slides or slide-prone areas include--
        (1) The topography of the ground surface as an indication of past 
    landslide activity and potential instability. Topographic data 
    collected should include contour maps at 2- to 5-foot intervals, 
    surface drainage characteristics, locations of ponded surface water, 
    and slope profiles.
        (2) The geology of the subsurface. Rock formations and geologic 
    structure including folds, faults, joints, and shear zones should be 
    identified whenever possible. This information may be useful in 
    comparing the landslide potential of various areas.
        (3) The soil or spoil material. Description of the slide-prone 
    material should include its texture, permeability, and engineering 
    properties as well as the related soil-rock ratios.
        (4) Ground water sources. Springs and seeps, dump areas, adits, 
    auger holes, drill holes, and coal seams should be identified.
        (5) Vegetative cover. Vegetation will affect the stability of the 
    slide or slide-prone area. Deep masses of roots may provide sufficient 
    reinforcement to distort the geometry of the slide and trees with deep 
    tap roots may curtail severe movement. Vegetative cover within a 
    landslide area should be compared to that within the surrounding area 
    and with that present at known landslide areas.
        (6) Other physical factors. These include timber coverage or lack 
    of it on slopes, parent material and volume of spoil, proximity to 
    other slides, or other data specific to the slide area which may be 
    helpful in designing the best structural specifications for stabilizing 
    the area.
        (7) U.S. Geological Survey slide-prone maps, U.S. Department of 
    Agriculture soil maps, and other related data.
    b. Remedial Measures
        Reclamation and stabilization of slide areas may be achieved by one 
    or more of the following methods, typically a combination of--
        (1) Removing unstable material or by terracing.
        (2) Installing surface and/or subsurface drainage such as rip-rap 
    channels, french drains, pumping wells, etc.
        (3) Installing support and reinforcement systems such as retaining 
    walls, gabions, vertical pilings, etc.
        (4) Revegetation.
    
    3. Erosion and Sedimentation
    
    a. Erosion and Sediment Control Considerations
        Erosion and sediment control measures should be designed in 
    accordance with Federal, State and local laws and should--
        (1) Minimize erosion from the reclamation site and adjacent lands, 
    minimize water pollution from sediment, acid drainage, and other toxic 
    materials, and provide conditions suitable for the planned land use.
        (2) Maintain the soil resource within acceptable soil loss limits. 
    Allowable sheet and rill erosion rates should be commensurate with the 
    soil resulting from reclamation. Information relative to allowable soil 
    loss limits may be obtained from local NRCS Office.
        (3) Expose the least amount of land at any one time, with the more 
    hazardous areas exposed for the shortest time and during the season 
    when extreme rainfall is least likely to occur.
        (4) Complete reclamation activities so Revegetation can take place 
    at the most advantageous time of year.
        (5) Control foot and vehicular traffic and grazing until vegetation 
    is established.
    
    [[Page 68783]]
    
    b. Erosion Control Practices
        Well established vegetation is generally the most cost-effective 
    means of erosion control. Other methods may include one or more of the 
    following, in conjunction with vegetation, to achieve temporary and/or 
    permanent erosion control.
        (1) Mulches may be used for temporary erosion control and in some 
    cases stabilizing agents such as gravel, stone, and concrete blocks may 
    be used for permanent protection.
        (2) Permanent structural measures may be used to divert runoff, 
    reduce slope length, and provide for an effective runoff disposal 
    system.
        (3) Temporary vegetation and/or structural measures may be needed 
    for erosion control during reclamation. Provisions should be made to 
    remove the temporary control measures and stabilize the area when they 
    are no longer needed.
    c. Sediment Trapping Practices
        When erosion controls are incapable of preventing excessive 
    sediment buildup, either during reclamation or permanently, the excess 
    sediment should be controlled to prevent offsite contamination.
        (1) Temporary sediment control measures such as filter strips, 
    sediment traps, and sediments basins, should be stabilized and 
    maintained during their planned life.
        (2) Permanent sediment basins should be maintained and the sediment 
    removed when it accumulates to the design level. The use of permanent 
    sediment basins should be minimized because of the continuing 
    maintenance responsibility.
    
    
    4. Vegetation
    
    a. Existing Vegetation Inventory and Evaluation
        The administering agency should complete an inventory and 
    evaluation of existing vegetation and site conditions prior to 
    developing the design and specifications for a project. The permanent 
    vegetation selected to cover the reclaimed mine land should be 
    compatible with the site characteristics and the intended land use of 
    the reclaimed and surrounding land and provide adequate erosion 
    control.
    b. Vegetative Requirements
        The vegetation portion of the project design and specifications 
    should be developed considering requirements itemized for each of the 
    following cases:
        (1) In areas where the present plant species are inadequate or 
    undesirable and only a change in vegetation is needed--
        (a) Necessary erosion and sediment control structures should be 
    installed to protect the area from excessive erosion and sedimentation 
    during the vegetation establishment period. Temporary vegetation may be 
    used alone or in combination with a mulch or other stabilizing agent in 
    accordance with the needs of the site.
        (b) The newly planted area should be protected from excessive use, 
    especially livestock grazing, during the establishment period.
        (2) In areas where changes in topography and vegetation are 
    needed--
        (a) Changes in topography should be made to improve esthetics 
    aspects of the site, permit establishment of desirable vegetative 
    cover, and insure compatibility with the planned land use;
        (b) Temporary vegetation should be used to protect stockpiles of 
    soil materials for a short time or to provide temporary cover until the 
    permanent vegetation is established.
        (3) In areas where the present spoil material is unsuited for 
    vegetation the spoil material should be covered or replaced with 
    material that will support the desired vegetation. If covering or 
    replacement costs are prohibitive, attempts should be made to create a 
    suitable plant growth medium upon which vegetation may be established.
        (4) In areas where alteration of the site to support vegetation is 
    impractical sediment should be confined to the immediate area if 
    feasible. Surface runoff should be treated to an acceptable level of 
    quality before discharging offsite if necessary.
    
    5. Toxic Materials
    
    a. Sampling and Analysis Consideration
        The administering agency should sample sites suspected of 
    containing administering agency should sample sites suspected of 
    containing toxic materials. Chemical and/or physical analyses may 
    include, but are limited to;
        (1) pH (paste).
        (2) SMP Buffer (tests pH of solution prior to weathering).
        (3) Net acidity or alkalinity, or potential acidity.
        (4) Total sulfur (sulfate and sulfide).
        (5) Electrical conductivity (mmhos/cm).
        (6) N,K,P and USDA texture class when material is to be used as 
    post-reclamation plant growth medium.
        (7) Organic matter (quantity and type).
        (8) Visual and/or microscopic identification of potential toxic or 
    acid forming materials.
    b. Planning Considerations
        The administering agency should consider the following items in 
    their planning efforts on projects containing toxic materials:
        (1) Critical toxic limits.
        (2) Containment or segregation of toxic materials using sealed pits 
    or embankments and/or covering the toxic materials with compacted clay 
    or some other suitable material.
        (3) Site preparation, including grading, backfilling, 
    scarification, and application of appropriate growing medium, chemical 
    fertilizers, lime gypsum, mulches, or sludge.
        (4) Water management control, including surface and subsurface 
    drainage, sediment control, and soluble toxic elements.
        (5) Necessary monitoring and required maintenance, if any.
        c. Sites Eligible Under CERCLA. AML sites containing AMD or other 
    toxic material may be eligible for clean-up under the Comprehensive 
    Environmental Response, Compensation and Liability Act (CERCLA) if 
    included on the national priority list (NPL). Listing of a site on MPL 
    makes the site ineligible for AML funding.
    
    6. Hydrologic Balance
    
    a. Planning Considerations
        After identification of areas needing restoration of the hydrologic 
    balance, the administering agency should consider the following items 
    in their planning.
        (1) Evaluation of procedures needed to reduce or eliminate 
    pollution to receiving surface and subsurface waters, including 
    technical and economic constraints.
        (2) Potential beneficial and/or adverse effects of proposed 
    restoration activities on offsite hydrologic systems.
        (3) Post reclamation land use of the site and surrounding area.
    b. Surface-Water Considerations
        Restoration of surface drainage should maximize erosional and 
    ecological stability. Factors to be considered include, but are not 
    limited to:
        (1) Type of reconstruction materials to be used, stream gradient, 
    fish and wildlife habitat, and compatibility with adjoining undisturbed 
    surface drainage.
        (2) Use of the reclaimed area as a source of ground-water recharge 
    and the potential for downstream flooding.
        (3) Feasibility of long-term, self-maintaining erosion control 
    measures to enhance stream and flood plain stability.
        (4) Construction of water impoundments which do not adversely
    
    [[Page 68784]]
    
    affect the restoration of the hydrologic balance and are in accordance 
    with applicable local, State, tribal, or Federal requirements.
    c. Ground-Water Considerations
        Restoration of ground water should be done in a manner that will 
    not diminish or degrade water leaving the site. Factors to be 
    considered include, but are not limit to:
        (1) Evaluation of the re-established water table, relative to the 
    reclaimed land surface.
        (2) Evaluation of the ground-water recharge capacity, considering 
    the underlying aquifers and backfill materials.
        (3) Identification of toxic and/or acid forming materials and 
    procedures to eliminate or minimize contamination of the water table.
    
    7. Public Health and Safety
    
    a. Dump Sites
        Abandoned mine sites used as dumps are usually excellent breeding 
    places for insect and vermin and could pose a hazard to public health. 
    The presence of a dump in an abandoned mine site should not be 
    considered the primary reason for reclamation, but may be considered in 
    raising the site priority in the same objective category. Prior to any 
    reclamation work on dumps, the local, State and/or tribal agency should 
    be encouraged to abate the problem under other existing authorities and 
    consulted regarding proper disposal methods.
    b. Highwall Danger
        Highwalls may create a significant danger to public health or 
    safety when there is public use of the area above the highwall and/or 
    there is evidence of sloughing that may damage structures or block 
    roads and stream channels. Reclamation techniques include, but are not 
    limited to:
        (1) Reducing the highwall height,
        (2) Backfilling and grading the highwall to a stable slope, or
        (3) Providing a physical barrier to limit accessibility and 
    material movement.
    c. Mine Opening and Subsidence
        (1) The administering agency should consider the following items 
    when planning for subsidence control projects:
        (a) Exploratory drilling to determine the locations, size, and 
    condition of abandoned underground mine openings with the potential to 
    subside (except in emergencies).
        (b) Proximity to populated areas with high public use.
        (c) Notification to all local, State, and tribal land use planning 
    agencies of potential subsidence areas.
        (2) Restricting entry to mine openings by constructing physical 
    barriers and/or fencing for emergency situations until the opening can 
    be properly reclaimed.
    d. Radiation Emission
        Where radiation constitutes a potential public health or safety 
    problem, the administering agency should coordinate with other 
    pertinent agencies prior to reclamation activity. Normally, this 
    coordination is done during the development of the State reclamation 
    standards for radiation.
    e. Domestic Water Supplies
        Control measures designed to protect or restore domestic water 
    supplies should consider the number of people affected, the type and 
    concentration of pollutant(s), and the type and cost of control 
    technology. Clean-up or restoration of domestic water supplies should 
    be restricted to source control where possible.
    f. Surface and Underground Mine Fires
        Only fires associated with abandoned mines or in virgin seams 
    associated with other abandoned mine reclamation problems are eligible 
    for Title IV funding.
        (1) Prior to initiating control or extinguishment efforts, geologic 
    investigations should be carried out to determine the extent of the 
    fire and the amount of remaining combustible material.
        (2) Reclamation design and procedures should include method to 
    control or eliminate hazardous gases, fumes, and other types of air 
    pollution associated with the fire.
    g. Hazardous/Explosive Gases
        Toxic gases, other than those associated with mine fires, may 
    require site specific control or treatment procedures. For example, 
    methane seeking into a residence must be vented and should be monitored 
    for a reasonable amount of time to ensure the area is safe. Whenever 
    possible gases should be vented or sealed off at their source.
    
    8. Esthetics and Visual Values
    
        Reclaimed lands should, to the extent that it is feasible, conform 
    to the visual aspects of the surrounding landscape. The reclamation 
    design and procedures should take into consideration the proximity to 
    public high use areas and the visual impact within the context of the 
    viewing distance.
    a. Visual Degraders
        The administering agency determines what conditions are visually 
    degrading and should be considered for visual improvement. Visual 
    degraders may include, but are not limited to, highwalls, erosion, 
    discolored water, haul roads, refuse piles, slurry ponds, spoil piles, 
    abandoned mining equipment and structures, garbage and refuse dumps, 
    open pits, and deforestation.
    b. Esthetics Problem Solutions
        Solutions for esthetics problems may involve removal of offensive 
    material or condition, strategic placement of screening materials, and/
    or the use of appropriate plant species. Guidelines and standard to 
    evaluate visual resources developed by the U.S. Forest Service, NRCS, 
    U.S. Bureau of Land Management, National Park Service, and other 
    agencies should be adapted for use in evaluating and planning visual 
    solutions.
    
    9. Fish and Wildlife Values
    
    a. Project Identification Requirements
        The administering agency should periodically provide a list of 
    proposed and on-going abandoned mine land activities to the 
    conservation or land management agencies with responsibilities for fish 
    and wildlife or their habitats and should request pertinent information 
    and suggestions from these agencies.
    b. Determining Fish and Wildlife Values and Goals
        The administering agency should review information provided by the 
    conservation and land management agencies with responsibilities for 
    fish and wildlife or their habitats to determine the pre-reclamation 
    fish and wildlife values of abandoned mine land sites. The 
    administering agency should then determine the fish and wildlife goals 
    for each project, in relation to that project's determined fish and 
    wildlife values and the program priority objectives.
    c. Planning Considerations
        The administering agency should encourage the consideration of fish 
    and wildlife values in all reclamation activities, including those 
    whose primary purposes for reclamation are related to public health, 
    safety, or general welfare. If fish and wildlife values are determined 
    to be among the goals of the reclamation efforts, the administering 
    agency should incorporate them into the reclamation plan.
    
    [[Page 68785]]
    
    d. Installing and Maintaining Established Fish and Wildlife Habitat 
    Values
        The administering agency should insure that all fish and wildlife 
    measures contained in the selected plan are implemented and should 
    encourage the landowner(s) to maintain them at or above the planned 
    level.
    
    10. Air Quality
    
    a. Air Quality Standards
        All reclamation activities should be conducted in accordance with 
    applicable local, State, tribal, or Federal air quality standards.
    b. Coordination Requirements
        Local, State, tribal, or Federal air quality officials should be 
    contacted prior to reclamation planning activities for requirements 
    concerning air quality permit procedures, applicable standards, and 
    possible control measures.
    c. Air Quality Degradation and Improvement
        Long-term air quality improvements which will result from 
    reclamation should have priority over possible short-term air quality 
    degradation caused by reclamation construction.
    
    [FR Doc. 96-33108 Filed 12-27-96; 8:45 am]
    BILLING CODE 4310-05-M
    
    
    

Document Information

Effective Date:
12/30/1996
Published:
12/30/1996
Department:
Surface Mining Reclamation and Enforcement Office
Entry Type:
Notice
Action:
Notice of revised guidelines for abandoned mine land reclamation programs and projects.
Document Number:
96-33108
Dates:
December 30, 1996.
Pages:
68777-68785 (9 pages)
PDF File:
96-33108.pdf