[Federal Register Volume 61, Number 235 (Thursday, December 5, 1996)]
[Notices]
[Page 64548]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-30942]
=======================================================================
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: Securities and
Exchange Commission, Office of Filings and Information Services,
Washington, DC 20549.
Extensions:
Form T-1, SEC File No. 270-121, OMB Control No. 3235-0110
Form T-2, SEC File No. 270-122, OMB Control No. 3235-0111
Form T-3, SEC File No. 270-123, OMB Control No. 3235-0105
Form T-4, SEC File No. 270-124, OMB Control No. 3235-0107
Form T-6, SEC File No. 270-344, OMB Control No. 3235-0391
Form 11-K, SEC File No. 270-101, OMB Control No. 3235-0082
Rule 14f-1, SEC File No. 270-127, OMB Control No. 3235-0108
Rule 12d1-3, SEC File No. 270-116, OMB Control No. 3235-0109
Form SR, SEC File No. 270-120, OMB Control No. 3235-0124
Rules 7a-15 through 7a-37, SEC File No. 270-115, OMB Control No.
3235-0132
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is publishing the following summaries of
collections for public comment.
Form T-1 is a statement of eligibility under the Trust Indenture
Act of 1939 (``TIA'') of a corporation designated to act as a trustee.
It is filed by an estimated 500 respondents for a total estimated
annual burden of 7,500 hours.
Form T-2 is a statement of eligibility under the TIA of an
individual designated to act as a trustee. It is filed by an estimated
36 respondents for a total estimated annual burden of 324 hours.
Form T-3 is used for applications for the qualification of trust
indentures. It is filed by an estimated 55 respondents for a total
estimated annual burden of 2,365 hours.
Form T-4 is used to apply for exemption pursuant to Section 304(c)
of the TIA. It is filed by an estimated 3 respondents for a total
estimated annual burden of 15 hours.
Form T-6 is used to apply under Section 310(a)(1) of the TIA for
determination of eligibility of a foreign person to act as
institutional trustee. It is filed by an estimated 15 respondents for a
total estimated annual burden of 255 hours.
TIA Rules 7a-15 through j7a-37 set forth general requirements as to
the form and content of applications, statements and reports required
to be made under the TIA. The burden hours resulting from these
requirements are reflected in the FIA forms and Rules 7a-15 through 7a-
37 therefore are collectively assigned only one burden hour for
administrative convenience.
Form SR is used to report sales of securities and use of proceeds
therefrom. The Commission has proposed that this form be eliminated.
Form SR is filed by an estimated 2,566 respondents for a total
estimated annual burden of 14,113 hours.
Form 11-K is an annual report of certain types of employee benefit
plans. It is filed by an estimated 774 respondents for a total
estimated annual burden of 23,220 hours.
Rule 14f-1 requires issuers to file information in connection with
a change in the majority of their directors. Rule 14f-1 submissions are
filed by an estimated 44 respondents for a total estimated annual
burden of 792 hours.
Rule 12d1-3 sets forth requirements concerning certification that a
security has been approved by an exchange for listing and registration
pursuant to Section 12(d) of the Securities Exchange Act of 1934. Rule
12d1-3 submissions are filed by an estimated 688 respondents for a
total estimated annual burden of 344 hours.
The information provided by the above forms and submissions is
needed to ensure compliance with the requirements of the TIA,
Securities Act of 1933 and Securities Exchange Act of 1934. Trustees
and corporate issuers are the likely respondents.
Written comments are invited on: (a) whether the proposed
collection of information is necessary for the proper performance of
the functions of the agency, including whether the information shall
have practical utility; (b) the accuracy of the agency's estimate of
the burden of the proposed collection of information; (c) ways to
enhance the quality, utility, and clarity of the information to be
collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
Direct your written comments to Michael E. Bartell, Associate
Executive Director, Office of Information Technology, Securities and
Exchange Commission, 450 5th Street, N.W., Washington, DC 20549.
Dated: November 22, 1996.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 96-30942 Filed 12-4-96; 8:45 am]
BILLING CODE 8010-01-M
