98-2757. Reallocation of TV Channels 60-69, the 746-806 MHz Band  

  • [Federal Register Volume 63, Number 27 (Tuesday, February 10, 1998)]
    [Rules and Regulations]
    [Pages 6669-6675]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-2757]
    
    
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    FEDERAL COMMUNICATIONS COMMISSION
    
    47 CFR Part 2
    
    [ET Docket No. 97-157; FCC 97-421]
    
    
    Reallocation of TV Channels 60-69, the 746-806 MHz Band
    
    AGENCY: Federal Communications Commission.
    
    ACTION: Final rule.
    
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    SUMMARY: By this Report and Order (``R&O''), the Commission reallocates 
    the 746-806 MHz band, currently television (TV) channels 60-69, as 
    proposed in the Notice of Proposed Rule Making (``Notice'') in this 
    proceeding. In consultation with the Secretary of Commerce and the 
    Attorney General, we allocate 24 megahertz of this band, at 764-776 MHz 
    and 794-806 MHz, on a primary basis to the fixed and mobile services, 
    and designate this spectrum for public safety use. We allocate the 
    remaining 36 megahertz of the band on a primary basis to the fixed, 
    mobile, and new broadcasting services for commercial use, to be 
    assigned by auction. During the digital television (``DTV'') transition 
    period, TV channels 60-69 will continue to be used for analog and 
    digital TV broadcasting. We are establishing policies for the 
    protection of such stations during the DTV transition. We are also 
    providing for continued use of TV channels 60-69 on a secondary basis 
    for low power TV and translator stations until the end of the DTV 
    transition period.
    
    EFFECTIVE DATE: April 13, 1998.
    
    FOR FURTHER INFORMATION CONTACT: Sean White, Office of Engineering and 
    Technology, (202) 418-2453.
    
    SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report 
    and Order, ET Docket 97-157, FCC 97-421, adopted December 31, 1997, and 
    released January 6, 1998. The full text of this Commission decision is 
    available for inspection and copying during normal business hours in 
    the FCC Reference Center (Room 239), 1919 M Street, N.W., Washington, 
    D.C., and also may be purchased from the Commission's duplication 
    contractor, International Transcription Service, (202) 857-3800, 1231 
    20th Street, N.W. Washington, D.C. 20036.
    
    Summary of the Report and Order
    
        1. This Report and Order reallocates the 746-806 MHz band, 
    currently comprising television (TV) channels 60-69, as proposed in the 
    Notice of Proposed Rule Making in this proceeding, 62 FR 41012, July 
    31, 1997. The Balanced Budget Act of 1997 (Budget Act) requires the 
    allocation of 24 megahertz of spectrum for public safety from TV 
    channels 60-69, in consultation with the Secretary of Commerce and the 
    Attorney General, not later than January 1, 1998.1 There is 
    inadequate spectrum to meet the needs of many public safety 
    organizations, particularly in major metropolitan regions. Public 
    safety requires spectrum to facilitate interoperability and for new 
    types of communications capabilities that will strengthen and enhance 
    public safety. Therefore, as required by the Budget Act, after 
    consulting with and considering the views of the Secretary of Commerce 
    and the Attorney General, we are allocating 24 MHz of spectrum (TV 
    Channels 63, 64, 68, and 69, or, in other words, the 764-776 MHz and 
    794-806 MHz bands) to the fixed and mobile services on a primary basis 
    for public
    
    [[Page 6670]]
    
    safety services.2 We have initiated a separate proceeding to 
    establish the rules that will govern how this spectrum will be used by 
    public safety agencies. Also in accordance with the Budget Act, we are 
    allocating the remaining 36 megahertz of channels 60-69 to the fixed 
    and mobile services on a primary basis, and retaining the primary 
    allocation of this spectrum to the broadcasting service. Licenses in 
    this 36 megahertz of spectrum will be assigned to commercial licensees 
    through competitive bidding in accordance with procedures that will be 
    determined in a later proceeding. This 36 megahertz of commercial 
    spectrum can be used to make new technologies and services available to 
    the American public. These proposals are an outgrowth of our digital 
    television (DTV) transition plan. During the DTV transition, channels 
    60-69 will continue to be used for analog and digital TV broadcasting. 
    We are establishing policies for the protection of such stations during 
    the DTV transition. We are also providing for continued use of TV 
    channels 60-69 on a secondary basis for low power TV and translator 
    stations until the end of the DTV transition period.
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        \1\ See Budget Act, section 3004 (adding new section 337 of the 
    Communications Act).
        \2\ The Budget Act provides that this spectrum is to be 
    allocated ``for public safety services according to the terms and 
    conditions established by the Commission, in consultation with the 
    Secretary of Commerce and the Attorney General.'' Budget Act section 
    3004(a)(1). Section 3004 of the Budget Act defines public safety 
    services as
        Services--
        (A) The sole or principal purpose of which is to protect the 
    safety of life, health, or property;
        (B) That are provided--
        (i) By State or local government entities; or
        (ii) By nongovernmental organizations that are authorized by a 
    governmental entity whose primary mission is the provision of such 
    services; and
        (C) That are not made commercially available to the public by 
    the provider.
    
        Budget Act section 3004(f)(1).
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        2. We do not adopt an alternative proposal to allocate channels 66-
    69 for public safety instead of channels 63, 64, 68, and 69. It is not 
    clear that this alternative proposal would reduce adjacent channel 
    interference. In any event, properly crafted technical rules will 
    minimize adjacent channel interference. More importantly, this proposal 
    would have a severe impact on public safety radio communications 
    equipment. We anticipate that much of the public safety communications 
    in the 746-806 MHz band will be two-way. Two-way radios require 
    filtering to permit simultaneous transmission and reception. Small 
    separations between transmit and receive frequencies increase the size, 
    weight, power requirements, and cost of these radios. The mobile nature 
    of public safety communications requires that these factors be 
    minimized to the extent possible. Manufacturers of radio equipment have 
    expressed confidence in their ability to design two-way public safety 
    radios with transmit/receive separations of 30 megahertz. On the other 
    hand, shorter separations, such as the 12 megahertz suggested by the 
    alternate proposal, would significantly increase the cost and weight of 
    public safety radio equipment. Further, the 30 megahertz separation 
    proposed in the Notice will allow the design of public safety equipment 
    more compatible with, and more easily integrated into, current public 
    safety systems in the 800 MHz band. On balance, we believe that 
    channels 63, 64, 68, and 69 are most appropriate for public safety use, 
    and therefore, we are reallocating the 764-776 MHz and 794-806 MHz 
    bands to the fixed and mobile services for this purpose.
        3. We reject the argument that broadcasting should not retain an 
    allocation in the 36 megahertz of commercial spectrum after the DTV 
    transition. Commenters generally agreed that including full power 
    broadcasting in this spectrum is likely to cause interference problems 
    with other commercial applications, especially low-power mobile 
    applications. We recognize that technical challenges are involved in 
    sharing spectrum between full power broadcasting and land mobile 
    services. However, we plan to address sharing issues in our service 
    rules proceeding, and are not persuaded that such sharing is not 
    feasible. At the same time, we wish to make it clear that analog TV and 
    DTV operations not licensed by competitive bidding as provided by the 
    Budget Act will be required to vacate this spectrum in accordance with 
    the DTV transition plan. Finally, we find that this allocation will not 
    deter investment in new communications services or systems, because the 
    746-806 MHz band is highly desirable spectrum for fixed, mobile, and 
    broadcasting operations, any of which are likely to attract investment 
    interest.
        4. We observe that our DTV transition plan is currently under 
    review in a separate proceeding, and that additional DTV allotments are 
    under consideration for channels 60-69. However, we reject the argument 
    that we should avoid reallocating this spectrum in order to provide a 
    ``safe haven'' for addressing problems that may arise during the DTV 
    transition. As an initial matter, we note that the Budget Act directs 
    the Commission to allocate 24 megahertz of this spectrum for public 
    safety use and 36 megahertz for commercial use by January 1, 1998. Thus 
    we do not have the latitude to delay reallocation of this spectrum. 
    Moreover, even if we had the discretion to do so, we do not believe it 
    would be necessary to retain this spectrum as a ``safe haven''. The DTV 
    transition plan is the product of extensive technical study and review. 
    If problems should arise, in most cases alternative solutions to use of 
    channels 60-69 will be available. The limited potential benefits of 
    retaining channels 60-69 as a ``safe haven'' are outweighed by the 
    costs of delaying much needed public safety services and opportunities 
    for new services. We also find no merit in the argument that we should 
    remove immediately all TV broadcasting operations from TV channels 60-
    69. The operation of some TV and DTV stations in this spectrum is 
    clearly required to facilitate the DTV transition; and the Budget Act 
    provides for this, stating ``[a]ny person who holds a television 
    broadcast license to operate between 746 and 806 megahertz may not 
    operate at that frequency after the date on which the digital 
    television service transition period terminates, as determined by the 
    Commission.''
        5. We recognize that the DTV transition and the reallocation of TV 
    channels 60-69 to other services will have a significant impact on LPTV 
    and TV translators. While we are committed to take reasonable steps to 
    reduce the impact on such operations, we are obligated to facilitate 
    the DTV transition and to reallocate the TV channels 60-69 as directed 
    under the Budget Act. Section 3004 of the Budget Act states that anyone 
    holding a television broadcast license in the band ``may not operate at 
    that frequency after the date on which the digital television 
    transition period terminates, as determined by the Commission.'' 
    3 This provision of the Budget Act leaves us no latitude in 
    clearing LPTV and TV translator stations from the band at the end of 
    the DTV transition period. We will permit LPTV and TV translators to 
    continue to operate on channels 60-69 until the end of the DTV 
    transition period, as long as they do not cause harmful interference to 
    primary services. The DTV transition period is currently scheduled to 
    end December 31, 2006, but may be extended in some markets for several 
    reasons.4 In many rural areas, LPTV and TV translator 
    licensees will be able to continue
    
    [[Page 6671]]
    
    broadcasting because demand for spectrum for both public safety and 
    commercial applications is likely to be less in rural areas than in 
    urban areas.
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        \3\ See Budget Act section 3004 (adding new section 337(e)(1) of 
    the Communications Act).
        \4\ Budget Act section 3003 (adding new section 309(j)(14) of 
    the Communications Act) establishes the conditions under which the 
    Commission shall extend the end of the DTV transition period beyond 
    December 31, 2006.
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        6. LPTV operators also can be accommodated in other ways. We will 
    consider whether there are any other steps that may be of benefit to 
    LPTV and TV translator operations as we develop service rules for the 
    commercial spectrum. We emphasize that all the provisions we made in 
    the DTV Proceeding Sixth Report and Order to accommodate LPTV and TV 
    translator stations also apply to LPTV and TV translator stations in 
    channels 60-69.
        7. We believe that most holders of TV station construction permits 
    in channels 60-69 are sufficiently advanced in the licensing process 
    that it would be inequitable to rescind their permits. At the same 
    time, as we pointed out in the Notice, there are outstanding 
    construction permits that were issued years ago, on which there has 
    been little progress. In order to ensure that holders of construction 
    permits, both for new facilities and modification of existing 
    facilities, progress in construction, we are establishing a deadline by 
    which construction must be completed. We believe that three years is 
    sufficient time for current construction permits to build or improve 
    their facilities, and also provides a date certain for planning 
    purposes for public safety agencies and commercial entities. Therefore, 
    we will cancel any construction permit issued before the release date 
    of this Report and Order for which no license application has been 
    filed as of January 2, 2001.
        8. We decline to indefinitely protected analog TV stations up to 
    their maximum possible coverage. Such a measure would deny areas of the 
    country to public safety and commercial licensees, even though the 
    current licensees may never increase their coverage to the maximum. 
    Accordingly, we will protect analog TV licensees up to their actual 
    coverage until the end of the DTV transition period. In this regard, we 
    will process requests for minor modifications to existing analog TV 
    stations and construction permits. However, the planning and 
    development of new services would be impeded if we were to permit 
    modifications that increase service area on an indefinite basis. We 
    believe that licensees have been aware of the DTV transition plan and 
    have had the opportunity to plan necessary modifications. Accordingly, 
    as of six months after the release date of this Report and Order we 
    will no longer accept requests for modifications to increase the 
    service areas of stations operating on TV channels 60-69. With regard 
    to DTV, we will protect the full coverage area until the end of the DTV 
    transition period.5 We recognize that stations may not be 
    able to provide full coverage initially and we do not wish to impede 
    growth and development of DTV.
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        \5\ DTV coverage areas are established in the DTV Sixth Report 
    and Order, Paras. 29-33.
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        9. In the DTV Sixth Further Notice of Proposed Rule Making, we 
    provided a final opportunity for the filing of new applications for 
    analog stations for vacant allotments and rule making petitions to add 
    channels to the TV Table of Allotments, thereby accommodating parties 
    who were in the process of preparing application and rule making 
    submissions. We are aware of the investment in planning, effort, and 
    money that have been put into these and other pending applications and 
    petitions to amend the TV allotment table. However, we continue to 
    believe that it is important to maximize the utility of the 746-806 MHz 
    band for public safety and new commercial services. For these reasons, 
    we will not authorize additional new analog full-service television 
    stations on channels 60-69. However, we will at a later date provide 
    applicants and petitioners an opportunity to amend their applications 
    and petitions, if possible, to seek a channel below channel 60. We will 
    thereafter dismiss any applications or allotment petitions that are not 
    satisfactorily amended. We direct the Mass Media Bureau to announce the 
    details of this amendment opportunity by Public Notice, at a date after 
    we complete action on our broadcast auction proceeding and the 
    petitions for reconsideration in the DTV proceeding. To encourage 
    settlements among mutually exclusive applicants, we authorize the Mass 
    Media Bureau to waive for this special amendment opportunity the rule 
    which limits reimbursements of applicants to legitimate and prudent 
    expenses (47 CFR 73.3525(a)(3)). Finally, we note that all conditions 
    pertaining to the applications and rule making petitions will continue 
    to apply.
    
    Final Regulatory Flexibility Analysis
    
        10. As required by the Regulatory Flexibility Act 
    (RFA),6 the Commission incorporated an Initial Regulatory 
    Flexibility Analysis (IRFA) of the expected significant economic impact 
    on small entities in the Notice of Proposed Rule Making (Notice) in 
    this proceeding. The Commission sought written public comments on the 
    proposals in the Notice, including the IRFA. This Final Regulatory 
    Flexibility Analysis (FRFA) conforms to the RFA, as amended by the 
    Contract With America Advancement Act of 1996 (CWAAA), Public Law 104-
    121, 110 Stat. 847.7
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        \6\ 5 U.S.C. 603.
        \7\ Public Law 104-121, 110 Stat. 847 (1996)(CWAAA, Subtitle II 
    of the Small Business Regulatory Enforcement Fairness Act of 1996 
    (SBREFA), codified at 5 U.S.C. 601 et seq.).
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    A. Need for and Purpose of This Action
    
        11. In this Report and Order, the Commission reallocates the 746-
    806 MHz band, television (TV) Channels 60-69, to other services. We 
    allocate 24 megahertz at 764-776 MHz and 794-806 MHz for public safety 
    use. We allocate the remaining 36 megahertz at 746-764 MHz and 776-794 
    MHz to the fixed and mobile services, and to retain the allocation to 
    the broadcasting service in these bands. We further assure the 
    protection of full-power TV stations in the band until the transition 
    to digital television (DTV) is complete, and retain the secondary 
    status in the band of Low Power TV (LPTV) and TV translator stations 
    until the end of the DTV transition period. These allocations will help 
    alleviate a critical shortage of public safety spectrum, make new 
    technologies and services available to the American public, and allow 
    more efficient use of spectrum in the 746-806 MHz band.
    
    B. Legal Basis
    
        12. This action is taken pursuant to Sections 4(i), 303(c), 303(f), 
    303(g), 303(r), and 337(a) of the Communications Act of 1934, as 
    amended, 47 U.S.C. 154(i), 303(c), 303(f), 303(g), 303(r), and 337(a); 
    and section 3004 of the Balanced Budget Act of 1997, Public Law 105-33, 
    111 Stat. 251 section 3004 (1997).
    
    C. Summary of Issues Raised by the Public Comments in Response to the 
    IRFA
    
        13. One commenter responded to the IRFA. The Mountain Broadcasting 
    Corporation (Mountain) states that individual small businesses in the 
    televsion broadcasting industry will be harmed by interference and loss 
    of service resulting from our attempts to clear channels 60-69, while 
    providing interference protection for DTV service during the DTV 
    transition. Mountain contends that existing analog UHF stations must be 
    protected from interference from new DTV stations.8
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        \8\ See Mountain Comments at 5-6.
    
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    D. Changes Made to the Proposed Rules
    
        14. In the Notice in this proceeding, released July 10, 1997, we 
    proposed to reallocate the 746-806 MHz band, currently comprising TV 
    channels 60-69. We proposed to allocate 24 megahertz, at 764-776 MHz 
    and 794-806 MHz (channels 63, 64, 68, and 69) to the fixed and mobile 
    services, for the exclusive use of public safety services. We proposed 
    to allocate the remaining 36 megahertz, at 746-764 MHz and 776-794 MHz 
    (channels 60-62 and 65-67) to the fixed, mobile, and broadcasting 
    services. We stated in the Notice that we anticipated that licenses in 
    this 36 megahertz of spectrum would be assigned through competitive 
    bidding. We also inquired into protection of TV stations on channels 
    60-69 from interference by new licensees during the DTV transition 
    period, but deferred specific interference protection standards to a 
    separate proceeding on service rules for the 746-806 MHz band. We 
    reaffirmed the secondary status of LPTV and TV translators in the 
    entire 746-806 MHz band until the end of the DTV transition period, and 
    inquired whether we should take any other measures to accommodate LPTV 
    in the band.
        15. This Report and Order contains no substantial changes to the 
    Notice. The only commenter who addressed the IRFA in the Notice 
    addressed potential DTV-to-analog TV interference problems. This was 
    not an issue in this proceeding; it was therefore impossible to address 
    the comment in this Report and Order.
    
    E. Description and Estimate of the Number of Small Entities to Which 
    the Proposed Rules Will Apply
    
        16. Definition of a ``small business''.
    Under the RFA, small entities may include small organizations, small 
    businesses, and small governmental jurisdictions. 5 U.S.C. 601(6). The 
    RFA, 5 U.S.C. 601(3), generally defines the term ``small business'' as 
    having the same meaning as the term ``small business concern'' under 
    the Small Business Act, 15 U.S.C. 632. A small business concern is one 
    which: (1) is independently owned and operated; (2) is not dominant in 
    its field of operation; and (3) satisfies any additional criteria 
    established by the Small Business Administration (``SBA''). According 
    to the SBA's regulations, entities engaged in television broadcasting 
    Standard Industrial Classification (``SIC'') Code 4833--Television 
    Broadcasting Stations, may have a maximum of $10.5 million in annual 
    receipts in order to qualify as a small business concern. This standard 
    also applies in determining whether an entity is a small business for 
    purposes of the RFA.
        17. Issues in applying the definition of a ``small business''. As 
    discussed below, we could not precisely apply the foregoing definition 
    of ``small business'' in developing our estimates of the number of 
    small entities to which the rules will apply. Our estimates reflect our 
    best judgments based on the data available to us.
        An element of the definition of ``small business'' is that the 
    entity not be dominant in its field of operation. We were unable at 
    this time to define or quantify the criteria that would establish 
    whether a specific television station is dominant in its field of 
    operation. Accordingly, the following estimates of small businesses to 
    which the new rules will apply do not exclude any television station 
    from the definition of a small business on this basis and are therefore 
    over inclusive to that extent. An additional element of the definition 
    of ``small business'' is that the entity must be independently owned 
    and operated. As discussed further below, we could not fully apply this 
    criterion, and our estimates of small businesses to which the rules may 
    apply may be over inclusive to this extent. The SBA's general size 
    standards are developed taking into account these two statutory 
    criteria. This does not preclude us from taking these factors into 
    account in making our estimates of the numbers of small entities.
        18. Television station estimates based on census data. The Notice 
    of Proposed Rule Making will affect full service television stations, 
    TV translator facilities, and LPTV stations. The Small Business 
    Administration defines a television broadcasting station that has no 
    more than $10.5 million in annual receipts as a small 
    business.9 Television broadcasting stations consist of 
    establishments primarily engaged in broadcasting visual programs by 
    television to the public, except cable and other pay television 
    services.10 Included in this industry are commercial, 
    religious, educational, and other television stations.11 
    Also included are establishments primarily engaged in television 
    broadcasting and which produce taped television program 
    materials.12 Separate establishments primarily engaged in 
    producing taped television program materials are classified under 
    another SIC number. 13
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        \9\ 13 CFR 121.201, Standard Industrial Code (SIC) 4833 (1996).
        \10\ Economics and Statistics Administration, Bureau of Census, 
    U.S. Department of Commerce, 1992 Census of Transportation, 
    Communications and Utilities, Establishment and Firm Size, Series 
    UC92-S-1, Appendix A-9 (1995).
        \11\ Id. See Executive Office of the President, Office of 
    Management and Budget, Standard Industrial Classification Manual 
    (1987), at 283, which describes ``Television Broadcasting Stations 
    (SIC Code 4833) as:
        Establishments primarily engaged in broadcasting visual programs 
    by television to the public, except cable and other pay television 
    services. Included in this industry are commercial, religious, 
    educational and other television stations. Also included here are 
    establishments primarily engaged in television broadcasting and 
    which produce taped television program materials.
        \12\ Economics and Statistics Administration, Bureau of Census, 
    U.S. Department of Commerce, supra note 7, Appendix A-9.
        \13\ Id.; SIC 7812 (Motion Picture and Video Tape Production); 
    SIC 7922 (Theatrical Producers and Miscellaneous Theatrical Services 
    (producers of live radio and television programs).
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        19. There were 1,509 television stations operating in the nation in 
    1992.14 That number has remained fairly constant as 
    indicated by the approximately 1,551 operating television broadcasting 
    stations in the nation as of February 28, 1997.15 For 
    199216 the number of television stations that produced less 
    than $10.0 million in revenue was 1,155 establishments, or 
    approximately 77 percent of the 1,509 establishments.17 
    Thus, the rules will affect approximately 1,551 television stations; 
    approximately 1,194 of those stations are considered small 
    businesses.18 These estimates may overstate the number of 
    small entities since the revenue figures on which they are based do not 
    include or aggregate revenues from non-television affiliated companies. 
    We recognize that the rules may also impact minority and women owned 
    stations, some of which may be small entities. In 1995, minorities 
    owned and controlled 37 (3.0%) of 1,221 commercial television stations 
    in the United States.19 According to the
    
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    U.S. Bureau of the Census, in 1987 women owned and controlled 27 (1.9%) 
    of 1,342 commercial and non-commercial television stations in the 
    United States.20
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        \14\ FCC News Release No. 31327, Jan. 13, 1993; Economics and 
    Statistics Administration, Bureau of Census, U.S. Department of 
    Commerce, supra note 7, Appendix A-9.
        \15\ FCC News Release No. 7033, March 6, 1997.
        \16\ Census for Communications' establishments are performed 
    every five years ending with a ``2'' or ``7''. See Economics and 
    Statistics Administration, Bureau of Census, U.S. Department of 
    Commerce, supra note 7, at III.
        \17\ The amount of $10 million was used to estimate the number 
    of small business establishments because the relevant Census 
    categories stopped at $9,999,999 and began at $10,000,000. No 
    category for $10.5 million existed. Thus, the number is as accurate 
    as it is possible to calculate with the available information.
        \18\ We use the 77 percent figure of TV stations operating at 
    less than $10 million for 1992 and apply it to the 1997 total of 
    1551 TV stations to arrive at 1,194 stations categorized as small 
    businesses.
        \19\ Minority Commercial Broadcast Ownership in the United 
    States, U.S. Dep't of Commerce, National Telecommunications and 
    Information Administration, The Minority Telecommunications 
    Development Program (``MTDP'') (April 1996). MTDP considers minority 
    ownership as ownership of more than 50% of a broadcast corporation's 
    stock, voting control in a broadcast partnership, or ownership of a 
    broadcasting property as an individual proprietor. Id. The minority 
    groups included in this report are Black, Hispanic, Asian, and 
    Native American.
        \20\ See Comments of American Women in Radio and Television, 
    Inc. in MM Docket No. 94-149 and MM Docket No. 91-140, at 4 n.4 
    (filed May 17, 1995), citing 1987 Economic Censuses, Women-Owned 
    Business, WB87-1, U.S. Dep't of Commerce, Bureau of the Census, 
    August 1990 (based on 1987 Census). After the 1987 Census report, 
    the Census Bureau did not provide data by particular communications 
    services (four-digit Standard Industrial Classification (SIC) Code), 
    but rather by the general two-digit SIC Code for communications 
    (#48). Consequently, since 1987, the U.S. Census Bureau has not 
    updated data on ownership of broadcast facilities by women, nor does 
    the FCC collect such data. However, we sought comment on whether the 
    Annual Ownership Report Form 323 should be amended to include 
    information on the gender and race of broadcast license owners. 
    Policies and Rules Regarding Minority and Female Ownership of Mass 
    Media Facilities, Notice of Proposed Rule Making, 10 FCC Rcd 2788, 
    2797 (1995), 60 FR 06068, February 1, 1995.
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        20. There are currently 4,977 TV translator stations and 1,952 LPTV 
    stations which would be affected by the allocation policy and other 
    policies in this proceeding.21 The Commission does not 
    collect financial information of any broadcast facility and the 
    Department of Commerce does not collect financial information on these 
    broadcast facilities. We will assume for present purposes, however, 
    that most of these broadcast facilities, including LPTV stations, could 
    be classified as small businesses. As indicated earlier, approximately 
    77 percent of television stations are designated under this analysis as 
    potentially small business. Given this, LPTV and TV translator stations 
    would not likely have revenues that exceed the SBA maximum to be 
    designated as small businesses.
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        \21\ FCC News Release No. 7033, March 6, 1997.
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        21. Alternative classification of small television stations. An 
    alternative way to classify small television stations is by the number 
    of employees. The Commission currently applies a standard based on the 
    number of employees in administering its Equal Employment Opportunity 
    (``EEO'') rule for broadcasting.22 Thus, radio or television 
    stations with fewer than five full-time employees are exempted from 
    certain EEO reporting and record keeping requirements.23 We 
    estimate that the total number of commercial television stations with 4 
    or fewer employees is 132 and that the total number of noncommercial 
    educational television stations with 4 or fewer employees is 
    136.24
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        \22\ The Commission's definition of a small broadcast station 
    for purposes of applying its EEO rule was adopted prior to the 
    requirement of approval by the Small Business Administration 
    pursuant to Section 3(a) of the Small Business Act, 15 U.S.C. 
    632(a), as amended by section 222 of the Small Business Credit and 
    Business Opportunity Enhancement Act of 1992, Public Law 102-366, 
    section 222(b)(1), 106 Stat. 999 (1992), as further amended by the 
    Small Business Administration Reauthorization and Amendments Act of 
    1994, Public Law 103-403, section 301, 108 Stat. 4187 (1994). 
    However, this definition was adopted after public notice and an 
    opportunity for comment. See Report and Order in Docket No. 18244, 
    23 FCC 2d 430 (1970).
        \23\ See, e.g., 47 CFR 73.3612 (Requirement to file annual 
    employment reports on Form 395-B applies to licensees with five or 
    more full-time employees); First Report and Order in Docket No. 
    21474 (In the Matter of Amendment of Broadcast Equal Employment 
    Opportunity Rules and FCC Form 395), 70 FCC 2d 1466 (1979). The 
    Commission is currently considering how to decrease the 
    administrative burdens imposed by the EEO rule on small stations 
    while maintaining the effectiveness of our broadcast EEO 
    enforcement. Order and Notice of Proposed Rule Making in MM Docket 
    No. 96-16 (In the Matter of Streamlining Broadcast EEO Rule and 
    Policies, Vacating the EEO Forfeiture Policy Statement and Amending 
    Section 1.80 of the Commission's Rules to Include EEO Forfeiture 
    Guidelines), 11 FCC Rcd 5154 (1996), 61 FR 9964, March 12, 1996. One 
    option under consideration is whether to define a small station for 
    purposes of affording such relief as one with ten or fewer full-time 
    employees. Id. at para. 21.
        \24\ We base this estimate on a compilation of 1995 Broadcast 
    Station Annual Employment Reports (FCC Form 395-B), performed by 
    staff of the Equal Opportunity Employment Branch, Mass Media Bureau, 
    FCC.
    ---------------------------------------------------------------------------
    
        22. We have concluded that the 746-806 MHz band can be recovered 
    immediately, and that it is in the public interest to reallocate this 
    spectrum to uses in addition to TV broadcasting. We believe that such a 
    reallocation is possible while continuing to protect TV. There are 95 
    full power TV stations, either operating or with approved construction 
    permits, in Channel 60-69. There are also nine proposed stations, and 
    approximately 15 stations will be added during the DTV transition 
    period, for a total of approximately 110 nationwide. There are also 
    approximately 1,366 LPTV stations and TV translator stations in the 
    band, operating on a secondary basis to full power TV stations. We 
    propose to immediately reallocate the 746-806 MHz band in order to 
    maximize the public benefit available from its use.
        23. The RFA also includes small governmental entities as a part of 
    the regulatory flexibility analysis.25 The definition of a 
    small governmental entity is one with a population of fewer than 
    50,000.26 There are approximately 85,006 governmental 
    entities in the nation.27 This number includes such entities 
    as states, counties, cities, utility districts and school districts. 
    There are no figures available on what portion of this number have 
    populations of fewer than 50,000. However, this number includes 38,978 
    counties, cities and towns, and of those, 37,566, or 96 percent, have 
    populations of fewer than 50,000.28 The Census Bureau 
    estimates that this ratio is approximately accurate for all 
    governmental entities. Thus, of the approximately 85,006 governmental 
    entities, we estimate that 96 percent, or 81,600, are small entities 
    that may be affected by our rules.
    ---------------------------------------------------------------------------
    
        \25\ 5 U.S.C. 601(5).
        \26\ Id.
        \27\ 1992 Census of Governments, U.S. Bureau of the Census, U.S. 
    Department of Commerce.
        \28\ Id.
    ---------------------------------------------------------------------------
    
    F. Description of Projected Reporting, Record Keeping and Other 
    Compliance Requirements
    
        24. None.
    
    G. Significant Alternatives Considered and Rejected
    
        25. We do not provide LPTV and TV translator stations with the same 
    protection afforded to full-power TV stations. Because of the large 
    number of such stations, protecting them would significantly diminish 
    the utility of the 746-806 MHz band to both public safety and 
    commercial users. Also, LPTV and TV translator stations are secondary 
    in this band, and we have made public safety and commercial services 
    primary in the band. We affirm measures which will allow as many LPTV 
    and TV translator stations as possible to remain in operation until the 
    end of the DTV transition period. We continue the secondary status of 
    these stations, so that they will not be required to change or cease 
    their operations until they actually interfere with one of the newly-
    allocated services.
    
    H. Federal Rules That May Duplicate, Overlap, or Conflict With the 
    Proposed Rules
    
        26. None.
    
    List of Subjects in 47 CFR Part 2
    
        Frequency allocations and radio treaty matters, Radio.
    
    Federal Communications Commission.
    William F. Caton,
    Deputy Secretary.
    
    Rules Changes
    
        For the reasons discussed in the preamble part 2 of title 47 of the 
    Code of Federal Regulations, is amended as follows:
    
    [[Page 6674]]
    
    PART 2--FREQUENCY ALLOCATIONS AND RADIO TREATY MATTERS; GENERAL 
    RULES AND REGULATIONS
    
        1. The authority citation for part 2 continues to read as follows:
    
        Authority: 47 U.S.C. 154, 302, 303, 307, and 336, unless 
    otherwise noted.
    
        2. Section 2.106, the Table of Frequency Allocations, is amended as 
    follows:
        a. Remove the existing entries for 614-790 MHz and 790-806 MHz.
        b. Add entries in numerical order for 614-746 MHz through 794-
    806MHz.
        c. In the International Footnotes under heading I., add footnotes 
    S5.293, S5.296, S5.300, S5.309, S5.310, S5.311, S5.312, S5.313, S5.314, 
    S5.315, and S5.316 in numerical order.
        d. In the Non-Government (NG) Footnotes, remove footnotes NG30 and 
    NG43, revise footnote NG149, and add in numerical order footnotes NG158 
    and NG159.
        The revisions and additions read as follows:
    
    
    Sec. 2.106  Table of Frequency Allocations.
    
    * * * * *
    
                                                                                                                    
                     International table                        United States table          FCC use designators    
    ----------------------------------------------------------------------------------------------------------------
                                                             Government        Non-                                 
                          Region 2--        Region 3--    ---------------   Government                              
        Region 1--      allocation MHz    allocation MHz                 ---------------     Rule       Special-use 
      allocation MHz                                         Allocation     Allocation     part(s)      frequencies 
                                                                MHz            MHz                                  
    (1)                (2)               (3)               (4)            (5)            (6)          (7)           
    ----------------------------------------------------------------------------------------------------------------
            *                  *                 *               *              *             *              *      
    614-746            614-746           614-746           614-746        614-746        RADIO                      
    BROADCASTING       BROADCASTING      FIXED                            BROADCASTING    BROADCAST                 
                       Fixed             MOBILE                                           (TV) (73)                 
                       Mobile            BROADCASTING                                    Auxiliary                  
                                                                                          Broadcasti                
                                                                                          ng (74)                   
    S5.296 S5.300      S5.293 S5.309                                                                                
     S5.311             S5.310                                                                                      
    S5.312             S5.311            S5.311                           NG128 NG149                               
    746-764            746-764           746-764           746-764        746-764        PRIVATE                    
    BROADCASTING       BROADCASTING      FIXED                            FIXED           LAND                      
                       Fixed             MOBILE                           MOBILE          MOBILE                    
                       Mobile            BROADCASTING                     BROADCASTING    (90)                      
                                                                                         RADIO                      
                                                                                          BROADCAST                 
                                                                                          (TV) (73)                 
                                                                                         WIRELESS                   
                                                                                          COMMUNICAT                
                                                                                          IONS (27)                 
                                                                                         Auxiliary                  
                                                                                          Broadcasti                
                                                                                          ng (74)                   
    S5.296 S5.300      S5.293 S5.309                                                                                
     S5.311             S5.310           S5.311                           NG128 NG159                               
    S5.312             S5.311                                                                                       
    764-776            764-776           764-776           764-776        764-776                                   
    BROADCASTING       BROADCASTING      FIXED                            FIXED          PRIVATE                    
                       Fixed             MOBILE                           MOBILE          LAND                      
                       Mobile            BROADCASTING                                     MOBILE                    
                                                                                          (90)                      
                                                                                         Auxiliary                  
                                                                                          Broadcasti                
                                                                                          ng (74)                   
    S5.312 S5.313                                                                                                   
     S5.314                                                                                                         
    S5.315 S5.316      S5.293 S5.309     S5.311                           NG128 NG159                               
                        S5.310                                                                                      
    776-790            776-790           776-790           776-790        776-790                                   
    BROADCASTING       BROADCASTING      FIXED                            FIXED          PRIVATE                    
                       Fixed             MOBILE                           MOBILE          LAND                      
                       Mobile            BROADCASTING                     BROADCASTING    MOBILE                    
                                                                                          (90)                      
                                                                                         RADIO                      
                                                                                          BROADCAST                 
                                                                                          (TV) (73)                 
                                                                                         WIRELESS                   
                                                                                          COMMUNICAT                
                                                                                          IONS (27)                 
                                                                                         Auxiliary                  
                                                                                          Broadcasti                
                                                                                          ng (74)                   
    S5.312 S5.313                                                                                                   
     S5.314                                                                                                         
    S5.315 S5.316                                                                                                   
                       S5.293 S5.309     S5.311                           NG128 NG158                               
                        S5.310                                             NG159                                    
    790-794            790-794           790-794           790-794        790-794                                   
    FIXED              BROADCASTING      FIXED                            FIXED          PRIVATE                    
    BROADCASTING       Fixed             MOBILE                           MOBILE          LAND                      
                       Mobile            BROADCASTING                     BROADCASTING    MOBILE                    
                                                                                          (90)                      
                                                                                         RADIO                      
                                                                                          BROADCAST                 
                                                                                          (TV) (73)                 
                                                                                         WIRELESS                   
                                                                                          COMMUNICAT                
                                                                                          IONS (27)                 
                                                                                         Auxiliary                  
                                                                                          Broadcasti                
                                                                                          ng (74)                   
    
    [[Page 6675]]
    
                                                                                                                    
    S5.312 S5.313                                                                                                   
     S5.314                                                                                                         
    S5.315 S5.316      S5.293 S5.309     S5.311                           NG128 NG159                               
                        S5.310                                                                                      
    794-806            794-806           794-806           794-806        794-806                                   
    FIXED              BROADCASTING      FIXED                            FIXED          PRIVATE                    
    BROADCASTING       Fixed             MOBILE                           MOBILE          LAND                      
                       Mobile            BROADCASTING                                     MOBILE                    
                                                                                          (90)                      
                                                                                         Auxiliary                  
                                                                                          Broadcasti                
                                                                                          ng (74)                   
    S5.312 S5.313                                                                                                   
     S5.314                                                                                                         
    S5.315 S5.316      S5.293 S5.309                                      NG128 NG158                               
                        S5.310                                             NG159                                    
            *                  *                 *               *              *             *              *      
    ----------------------------------------------------------------------------------------------------------------
    
    International Footnotes
    
    * * * * *
    
    I. New ``S'' Numbering Scheme
    
    * * * * *
        S5.293  Different category of service: in Chile, Colombia, Cuba, 
    the United States, Guyana, Honduras, Jamaica, Mexico and Panama, the 
    allocation of the bands 470-512 MHz and 614-806 MHz to the fixed and 
    mobile services is on a primary basis, (see No. S5.33), subject to 
    agreement obtained under Article 14/No. S9.21.
        S5.296  Additional allocation: in Germany, Austria, Belgium, 
    Cyprus, Denmark, Spain, Finland, France, Ireland, Israel, Italy, 
    Libya, Malta, Morocco, Monaco, Norway, the Netherlands, Portugal, 
    the United Kingdom, Sweden, Switzerland, Swaziland, Syria, Tunisia 
    and Turkey, the band 470-790 MHz is also allocated on a secondary 
    basis to the land mobile service, intended for applications 
    ancillary to broadcasting. Stations of the land mobile service in 
    the countries mentioned in this footnote, shall not cause harmful 
    interference to existing or planned stations operating in accordance 
    with the Table of Frequency Allocations in countries other than 
    those listed in this footnote.
        S5.300  Additional allocation: in Israel, Libya, Syria and 
    Sudan, the band 582-790 MHz is also allocated to the fixed and 
    mobile, except aeronautical mobile, services on a secondary basis.
        S5.309  Different category of service: in Costa Rica, El 
    Salvador and Honduras, the allocation of the band 614-806 MHz to the 
    fixed service is on a primary basis (see No. S5.33), subject to 
    agreement obtained under Article 14/No. S9.21.
        S5.310  Additional allocation: in Cuba, the band 614-890 MHz is 
    also allocated to the radionavigation service on a primary basis, 
    subject to agreement obtained under Article 14/No. S9.21.
        S5.311  Within the frequency band 620-790 MHz, assignments may 
    be made to television stations using frequency modulation in the 
    broadcasting-satellite service subject to agreement between the 
    administrations concerned and those having services, operating in 
    accordance with the Table, which may be affected (see Resolutions 33 
    and 507). Such stations shall not produce a power flux-density in 
    excess of the value-129 dB(W/m2) for angles of arrival 
    less than 20 deg. (see Recommendation 705) within the territories of 
    other countries without the consent of the administrations of those 
    countries.
        S5.312  Additional allocation: in Armenia, Azerbaijan, Belarus, 
    Bulgaria, Georgia, Hungary, Kazakhstan, Latvia, Lithuania, Moldova, 
    Mongolia, Uzbekistan, Poland, Kyrgyzstan, Slovakia, the Czech 
    Republic, Romania, Russia, Tajikistan, Turkmenistan and Ukraine, the 
    band 645-862 MHz is also allocated to the aeronautical 
    radionavigation service on a primary basis.
        S5.313  Alternative allocation: in Spain and France, the band 
    790-830 MHz is allocated to the broadcasting service on a primary 
    basis.
        S5.314  Additional allocation: in Austria, Italy, the United 
    Kingdom and Swaziland, the band 790-862 MHz is also allocated to the 
    land mobile service on a secondary basis.
        S5.315  Alternative allocation: in Greece, Italy, Morocco and 
    Tunisia, the band 790-838 MHz is allocated to the broadcasting 
    service on a primary basis.
        S5.316  Additional allocation: in Germany, Bosnia and 
    Herzegovina, Burkina Faso, Cameroon, Cote d'Ivoire, Croatia, 
    Denmark, Egypt, Finland, Israel, Kenya, The Former Yugoslav Republic 
    of Macedonia, Libya, Liechtenstein, Monaco, Norway, the Netherlands, 
    Portugal, Sweden, Switzerland and Yugoslavia, the band 790-830 MHz, 
    and in these same countries and in Spain, France, Gabon, Malta and 
    Syria, the band 830-862 MHz, are also allocated to the mobile, 
    except aeronautical mobile, service on a primary basis. However, 
    stations of the mobile service in the countries mentioned in 
    connection with each band referred to in this footnote shall not 
    cause harmful interference to, or claim protection from, stations of 
    services operating in accordance with the Table in countries other 
    than those mentioned in connection with the band.
    * * * * *
    
    Non-Government (NG) Footnotes
    
    * * * * *
        NG149  The frequency bands 54-72 MHz, 76-88 MHz, 174-216 MHz, 
    470-512 MHz, 512-608 MHz, and 614-746 MHz are also allocated to the 
    fixed service to permit subscription television operations in 
    accordance with Part 73 of the rules.
    * * * * *
        NG158  The frequency bands 764-776 MHz and 794-806 MHz are 
    available for assignment exclusively to the public safety services, 
    to be defined in Docket No. WT 96-86.
        NG159  Full power analog television stations licensed pursuant 
    to applications filed before January 2, 2001, and new digital 
    television (DTV) broadcasting operations in the 746-806 MHz band 
    will be entitled to protection from harmful interference until the 
    end of the DTV transition period. After the end of the DTV 
    transition period, the Commission may assign licenses in the 746-806 
    MHz band without regard to existing television and DTV operations.
        Low power television and television translators in the 746-806 
    MHz band must cease operations in the band at the end of the DTV 
    transition period.
    * * * * *
    [FR Doc. 98-2757 Filed 2-9-98; 8:45 am]
    BILLING CODE 6712-01-P
    
    
    

Document Information

Effective Date:
4/13/1998
Published:
02/10/1998
Department:
Federal Communications Commission
Entry Type:
Rule
Action:
Final rule.
Document Number:
98-2757
Dates:
April 13, 1998.
Pages:
6669-6675 (7 pages)
Docket Numbers:
ET Docket No. 97-157, FCC 97-421
PDF File:
98-2757.pdf
CFR: (1)
47 CFR 2.106