[Federal Register Volume 62, Number 28 (Tuesday, February 11, 1997)]
[Notices]
[Pages 6230-6232]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 97-3383]
[[Page 6230]]
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DEPARTMENT OF ENERGY
Office of Energy Research
Energy Research Financial Assistance Program Notice 97-06;
Integrated Assessment of Global Climate Change Research Program
AGENCY: U.S. Department of Energy.
ACTION: Notice inviting research grant applications.
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SUMMARY: The Office of Health and Environmental Research (OHER) of the
Office of Energy Research (ER), U.S. Department of Energy (DOE), hereby
announces its interest in receiving applications for the Integrated
Assessment of Global Climate Change research grants Program. This
notice is a follow on to three previous notices published in the
Federal Register (Notice 93-4 published December 9, 1992, entitled
Economics of Global Change Research Program; Notice 95-12 published
December 29, 1994, entitled Global Change Assessment Research Program;
and Notice 96-06 published January 30, 1996, entitled Global Change
Integrated Assessment Research). The program has a more narrowly
defined scope this year to emphasize specific topics in support of
integrated assessment. The research program supports the Department's
Global Change Research Program, the U.S. Global Change Research Program
and the Administration's goals to understand and mitigate the rise in
greenhouse gases.
DATES: Applicants are encouraged (but not required) to submit a brief
preapplication for programmatic review. There is no deadline for the
preapplication, but early submission of preapplications is encouraged
to allow time for meaningful dialogue. A preapplication should consist
of two to three pages of narrative describing the research objectives
and methods of accomplishment together with a brief summary of the
principal investigator's publication and research background. The
deadline for receipt of formal applications is 4:30 p.m., E.S.T., March
27, 1997, to be accepted for merit review and to permit timely
consideration for award in fiscal year 1997 or early fiscal year 1998.
An original and seven copies of the application must be submitted;
however, applicants are requested not to submit multiple applications
using more than one delivery or mail service.
ADDRESSES: If submitting a preapplication, referencing Program Notice
97-06, it should be sent E-mail to john.houghton@oer.doe.gov. Formal
applications referencing Program Notice 97-06 on the cover page must be
forwarded to: U.S. Department of Energy, Office of Energy Research,
Grants and Contracts Division, ER-64, 19901 Germantown Road,
Germantown, MD 20874-1290, ATTN: Program Notice 97-06. This address
must also be used when submitting applications by U.S. Postal Service
Express Mail or any other commercial overnight delivery service, or
when hand-carried by the applicant.
FOR FURTHER INFORMATION CONTACT: Dr. John Houghton, Environmental
Sciences Division, ER-74, Office of Health and Environmental Research,
Office of Energy Research, U.S. Department of Energy, 19901 Germantown
Road, Germantown, MD 20874-1290, telephone: (301) 903-8288, E-mail:
john.houghton@oer.doe.gov, fax: (301) 903-8519.
SUPPLEMENTARY INFORMATION: The determination of energy policy, such as
the administration analysis of international protocols for global
climate change, is tied to understanding the benefits and costs of
potential actions with respect to the control of greenhouse gases and
possible climate change. The research described in this notice supports
the analysis of those benefits and costs.
This research will be judged in part on its potential to improve
and/or support the analytical basis for policy development. The program
is narrowly focused and will primarily concentrate support on three
specific topics, described below. Applications that involve development
of analytical models and computer codes will be judged partly on the
basis of proposed tasks to prepare documentation and make the models
and codes available to other groups.
Integrated Assessment of Global Climate Change
Integrated assessment of climate change is defined here as the
analysis of climate change from the cause, such as greenhouse gas
emissions, through impacts, such as changed energy requirements for
space conditioning due to temperature changes. Integrated Assessment is
sometimes, but not always, implemented as a computer model. A
description of Integrated Assessment may be found in Chapter 10:
``Integrated Assessment of Climate Change: An Overview and Comparison
of Approaches and Results'', in Climate Change 1995: Economic and
Social Dimensions of Climate Change, edited by Bruce, James P.; Lee,
Hoesung; and Haites, Erik F., Cambridge University Press, 1996.
The following categories are requested research topics:
1. Technology innovation and diffusion. This category has been a
primary focus of the Integrated Assessment of Global Climate Change
Program since its initiation four years ago.
Potential research projects include such issues as:
Decomposing the effect of technology innovation and
diffusion on carbon emissions into such components as changes in GDP,
sectoral mix, capital stock, innovation, and diffusion. Historical
records might be used to estimate trends and make projections that vary
as a function of price effects and policy options.
Technology innovation and diffusion is an important part
of several aspects of integrated assessment models, such as backstop
technologies, adaptation, resource depletion, labor productivity, and
substitution parameters for shifting factor shares. Investigations
might include studies to help predict changes in these parameters both
for a base case and for various policy options, as well as studies to
analyze the internal consistency among these aspects.
The rate and nature of technology diffusion from the US to
developing countries. Relevant factors include the prediction of the
energy-use path for developing countries, the effects of changes in
international trade policies and patterns, and ``carbon leakage''.
The translation of existing literature on the economics of
technology innovation into a representation that could be adapted for
IA models.
Investment or other policies to encourage research and
development are options for increasing abatement and improving
adaptation. Research in this topic would investigate such subjects as
evaluating the effectiveness of alternative modes of implementation,
such as direct grants, cooperative research projects, et cetera.
2. Representing impacts in integrated assessments. A major
challenge before the integrated assessment modeling community is to
improve and expand the range of representations in integrated
assessment models of the response of ecosystems, socio-economic
systems, and other sectors to potential climate changes. Two criteria
for selection will be (1) The degree of collaboration with scientists
working on the ecological and socio-economic consequences of climate
change, and (2) the utility of the results (output) to the integrated
assessment community, such as the ability to represent potential
ecological or socio-economic
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consequences of climate change in integrated assessment models.
Proposed research at a regional or more detailed scale will need an
explicit description of the potential of the expected results to be
expanded to a national or continental scale for use directly or
indirectly by the integrated assessment community. Academic researchers
interested in regional-scale impact studies or in developing methods
and models for conducting regional-scale assessments of the
consequences of climate change may also contact Dr. Jerry Elwood, E-
mail address jerry.elwood@oer.doe.gov, for information about applying
to DOE's National Institute for Global Environmental Change (NIGEC)
research program.
Topics of high importance include:
For the OECD countries, unmanaged ecosystems (including
marine) and energy sectors.
For the non-OECD countries, energy, water, unmanaged
ecosystems (including marine), and sea level rise.
Themes that increase the importance to the integrated assessment
community include:
Explicit analysis and treatment of adaptation.
Analysis of transient climate changes rather than static
climate scenarios.
Analysis of thresholds.
Analysis of variability and extremes (including low-
probability/high-consequence events).
The combination of several impact sectors so that cross-
sector issues (such as water or land availability) are explicitly
considered.
3. Analysis of Environmental Technologies. It is difficult to send
the ``proper price signals'' (measures of full environmental impacts)
to designers, manufacturers, policy makers, and research managers so
that decisions can reflect the full societal impact by the
manufacturing process of resource use and byproduct disposal, including
greenhouse gases. The following industries represent 80 percent of the
energy consumption in the manufacturing sector: chemicals, petroleum
refining, forest products, steel, aluminum, glass, and metal casting.
We would welcome applications that propose to prepare an integrated
assessment framework of these sectors to investigate such issues as
life cycle analysis, ``industrial ecology'' and ``sustainability'', the
expected improvement in technologies in response to various policy
options, and the value of improved technologies. Applicants responding
to this specific topic are encouraged to develop working collaborations
with appropriate and relevant industries; applications involving
industrial collaboration will receive preference over applications of
equal scientific merit but lacking such collaboration.
ADMINISTRATIVE INFORMATION: The preparation and submission of grant
applications must follow the guidelines given in the Application Guide
for the Office of Energy Research Financial Assistance Program 10 CFR
Part 605.
Information about the development, submission of applications,
eligibility, limitations, evaluation, the selection process, and other
policies and procedures may be found in 10 CFR Part 605, and in the
Application Guide for the Office of Energy Research Financial
Assistance Program. The Application Guide is available from the U.S.
Department of Energy, Office of Energy Research, ER-74, 19901
Germantown Road, Germantown, MD 20874-1290. Telephone requests may be
made by calling (301) 903-3338. Electronic access to ER's Financial
Assistance Application Guide and forms is possible via the World Wide
Web at: http://www.er.doe.gov/production/grants/grants.html. The
research description must be 15 pages or less, exclusive of
attachments, and must contain an abstract or summary of the proposed
research. Attachments include curriculum vitae, a listing of all
current and pending federal support, and letters of intent when
collaborations are part of the proposed research.
Applications will be subjected to formal merit review (peer review)
and will be evaluated against the following evaluation criteria which
are listed in descending order of importance codified at 10 CFR
605.10(d):
1. Scientific and/or Technical Merit of the Project;
2. Appropriateness of the Proposed Method or Approach;
3. Competency of Applicant's Personnel and Adequacy of Proposed
Resources;
4. Reasonableness and Appropriateness of the Proposed Budget.
The evaluation will include program policy factors such as the
relevance of the proposed research to the terms of the announcement and
an agency's programmatic needs. Note, external peer reviewers are
selected with regard to both their scientific expertise and the absence
of conflict-of-interest issues. Non-federal reviewers will often be
used, and submission of an application constitutes agreement that this
is acceptable to the investigator(s) and the submitting institution.
It is anticipated that up to $1.5 million will be available for
multiple awards to be made in FY 1997 and early FY 1998 in the
categories described above, contingent on availability of appropriated
funds. Applications may request project support up to three years, with
out-year support contingent on availability of funds, progress of the
research, and programmatic needs. Annual budgets are expected to range
from $30,000 to $150,000 total costs.
Although the required original and seven copies of the application
must be submitted, researchers are asked to submit an electronic
version of their abstract of the proposed research in ASCII format and
their E-mail address to Karen Carlson by E-mail at
karen.carlson@oer.doe.gov. Additional information on the Integrated
Assessment Program is available at the following web site: http://
www.er.doe.gov/production/oher/john/iapage.html. For researchers who do
not have access to the world wide web, please contact Karen Carlson;
Environmental Sciences Division, ER-74; U.S. Department of Energy;
19901 Germantown Road; Germantown, MD 20874-1290; telephone: (301) 903-
3338; fax: (301) 903-8519; E-mail: karen.carlson@oer.doe.gov; for hard
copies of background material mentioned in this solicitation.
Curriculum vitae should be submitted in a form similar to that of NIH
or NSF (two to three pages), see for example: http://www.nsf.gov:80/
bfa/cpo/gpg/fkit.htm#forms-9.
Related Funding Opportunities
Investigators may wish to obtain information about the following
related funding opportunities.
National Science Foundation/Methods and Models for Integrated
Assessment
In concert with other USGCRP agencies, NSF sponsors high-quality,
fundamental and methodological research in two related categories: (1)
Research that advances the development of methodologies and models that
will integrate or couple multiple component systems; and (2) research
that develops and enhances the scientific components of the integrated
approach. NSF encourages participation and collaboration of researchers
from all appropriate scientific and engineering disciplines, including
the mathematical sciences. In FY 1996, NSF awarded approximately $3.4
million through the special MMIA competition. Funding in FY 1997 is
anticipated at approximately the same level, depending on availability
of funds. Proposals submitted for this competition must be
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received by NSF by February 14, 1997. For more information on this
program, please contact; Dr. Keith Crank, Directorate for Mathematical
and Physical Sciences, National Science Foundation, 4201 Wilson Blvd.,
Arlington, VA 22230, telephone: (703) 306-1885, fax: (703) 306-0555,
Internet: kcrank@nsf.gov. NSF also supports related research in all
fields of science and engineering. Information on NSF environment and
global change funding opportunities is available at: http://
www.nsf.gov/stratare/egch/.
National Oceanic and Atmospheric Administration
Within the context of its Economics and Human Dimensions of Climate
Fluctuations Program, the Office of Global Programs of the National
Oceanic and Atmospheric Administration will support research that
identifies and analyzes social and economic impacts associated with
seasonal, year-to-year, and intradecadal climate variability; improves
our understanding of factors that determine human vulnerability to such
fluctuations; and identifies options for reducing vulnerability. The
program is particularly interested in learning how advanced climate
information (e.g., ENSO-based probabilistic climate forecasts), as well
as an improved understanding of current coping mechanisms, could be
used for reducing vulnerability and providing for more efficient
adjustment to these variations. Notice of this program is included in
the Program Announcement for NOAA's Climate and Global Change Program,
which is published each spring in the Federal Register. The deadline
for proposals to be considered in fiscal year 1998 is expected to be in
late summer 1997. For further information, contact: Caitlin Simpson;
Office of Global Programs; National Oceanic and Atmospheric
Administration; 1100 Wayne Ave., Suite 1225; Silver Spring, MD 20910;
telephone: (301) 427-2089, ext. 47; Internet: simpson@ogp.noaa.gov.
Environmental Protection Agency
In 1997 the Environmental Protection Agency (EPA) will support
research on Consequences of Global Change on Ecosystems by joining the
interagency Terrestrial Ecology and Global Change (TECO) Program,
administered by the National Science Foundation (NSF). Related requests
for applications that are currently advertised on the EPA Home Page
include ``Ecosystem Indicators''; ``Ecosystem Restoration''--sponsored
jointly with National Aeronautics and Space Administration; and
``Water/Watersheds''--sponsored jointly with the NSF. The EPA offers
grants in global climate change through its ``National Center for
Environmental Research and Quality Assurance''. Information is
available through web site: http://www.epa.gov/ncerqa or hotline 1-800-
490-9194. For further information, contact Barbara M. Levinson, EPA
(8723), Washington, DC 20460, telephone: (202) 260-5983, fax: (202)
260-4524, E-mail: Levinson.barbara@epamail.epa.gov.
The Catalog of Federal Domestic Assistance Number for this
program is 81.049, and the solicitation control number is ERFAP 10
CFR Part 605.
Issued in Washington, DC, on February 3, 1997.
John Rodney Clark,
Associate Director for Resource Management, Office of Energy Research.
[FR Doc. 97-3383 Filed 2-10-97; 8:45 am]
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