97-3466. USEC Privatization Act: Certification and Licensing of Uranium Enrichment Facilities  

  • [Federal Register Volume 62, Number 29 (Wednesday, February 12, 1997)]
    [Proposed Rules]
    [Pages 6672-6676]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-3466]
    
    
          
    
    Federal Register / Vol. 62, No. 29 / Wednesday, February 12, 1997 / 
    Proposed Rules
    
    [[Page 6672]]
    
    
    
    NUCLEAR REGULATORY COMMISSION
    
    10 CFR Parts 2, 40, 70, and 76
    
    RIN 3150-AF56
    
    
    USEC Privatization Act: Certification and Licensing of Uranium 
    Enrichment Facilities
    
    AGENCY: Nuclear Regulatory Commission.
    
    ACTION: Proposed rule.
    
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    SUMMARY: The Nuclear Regulatory Commission (NRC) is proposing to amend 
    its regulations concerning the certification and licensing of uranium 
    enrichment facilities to conform to changes made to the Atomic Energy 
    Act of 1954, as amended (the Act), by the USEC Privatization Act 
    legislation. Although the principal effect of this legislation is to 
    direct the Board of Directors of the United States Enrichment 
    Corporation (USEC) to sell the assets of the USEC to a private sector 
    entity, this legislation also amended the Act with respect to NRC 
    certification of gaseous diffusion plants leased by USEC and the 
    licensing of atomic vapor laser isotope separation (AVLIS) technology. 
    USEC is responsible for the operation of the two gaseous diffusion 
    plants and the development of the AVLIS technology.
        The legislation requires that AVLIS uranium enrichment facilities 
    be licensed subject to the provisions of the Act pertaining to source 
    material and special nuclear material rather than under the provisions 
    pertaining to a production facility; provides for the issuance of civil 
    penalties to USEC or its successor for failure to comply with 
    regulatory requirements governing the operation of gaseous diffusion 
    plants; prohibits issuance of a license/certificate to the Corporation 
    or its successor if it is owned, controlled, or dominated by an alien, 
    a foreign corporation, or a foreign government, or its issuance would 
    be inimical to the common defense and security of the United States or 
    to the maintenance of a reliable and economical domestic source of 
    enrichment services; and eliminates the annual requirement that the 
    Commission certify that USEC or its successor is in compliance with NRC 
    regulations. The Commission may determine how frequently USEC or its 
    successor must submit a recertification application to the NRC, 
    provided that the NRC recertify USEC's or its successor's compliance 
    with its regulations not less frequently than every five years. The 
    proposed changes to the regulations bring 10 CFR parts 2, 40, 70, and 
    76 into conformance with the USEC Privatization Act.
    
    DATES: Comments on the proposed rule must be received on or before 
    March 14, 1997.
    
    ADDRESSES: Mail written comments to: The Secretary, U.S. Nuclear 
    Regulatory Commission, Washington, DC 20555-0001. ATTN: Docketing and 
    Service Branch.
        Hand deliver comments to: 11555 Rockville Pike, Rockville, MD, 
    between 7:30 a.m. and 4:15 p.m. on Federal workdays.
        For information on submitting comments electronically, see the 
    discussion under Electric Assess in the Supplementary Information 
    Section.
        Copies of comments received may be examined or copied for a fee, at 
    the NRC Public Document Room, 2120 L Street NW. (Lower Level), 
    Washington, DC.
    
    FOR FURTHER INFORMATION CONTACT: Mr. C.W. Nilsen, Office of Nuclear 
    Regulatory Research, U.S. Nuclear Regulatory Commission, Washington, DC 
    20555-0001, telephone (301) 415-6209.
    
    SUPPLEMENTARY INFORMATION: For additional information see the direct 
    final rule published in this issue of the Federal Register.
    
    Procedural Background
    
        The NRC considers this action noncontroversial and routine because 
    it implements specific statutory requirements (Public Law 104-134). 
    Therefore, we are publishing this proposed rule concurrently as a 
    direct final rule in this issue of the Federal Register. The direct 
    final rule will become effective on April 14, 1997.
        However, if the NRC receives significant adverse comments by March 
    14, 1997, the NRC will withdraw the direct final rule and address the 
    significant adverse comments received in response to the revisions. Any 
    significant adverse comments will be addressed in a subsequent final 
    rule on this proposal. Absent significant modifications to the proposed 
    revisions requiring republication, the NRC will not initiate a second 
    comment period on this action.
    
    Electronic Access
    
        Comments may be submitted electronically, in either ASCII text or 
    WordPerfect format (version 5.1 or later), by calling the NRC 
    Electronic Bulletin Board (BBS) on FedWorld. The Bulletin Board may be 
    accessed using a personal computer, a modem, and one of the commonly 
    available communications software packages, or directly via Internet. 
    Background documents on the rulemaking are also available, as 
    practical, for downloading and viewing on the Bulletin Board.
        If using a personal computer and modem, the NRC rulemaking 
    subsystem on FedWorld can be accessed directly by dialing the toll free 
    number (800) 303-9672. Communication software parameters should be set 
    as follows: parity to none, data bits to 8, and stop bits to 1 (N,8,1). 
    Using ANSI or VT-100 terminal emulation, the NRC rulemaking subsystem 
    can then be accessed by selecting the ``Rules Menu'' option from the 
    ``NRC Main Menu.'' Users will find the ``FedWorld Online User's 
    Guides'' particularly helpful. Many NRC subsystems and data bases also 
    have a ``Help/Information Center'' option that is tailored to the 
    particular subsystem.
        The NRC subsystem on FedWorld can also be accessed by a direct dial 
    phone number for the main FedWorld BBS, (703) 321-3339, or by using 
    Telnet via Internet: fedworld.gov. If using (703) 321-3339 to contact 
    FedWorld, the NRC subsystem will be accessed from the main FedWorld 
    menu by selecting the ``Regulatory, Government Administration and State 
    Systems,'' then selecting ``Regulatory Information Mall.'' At that 
    point, a menu will be displayed that has an option ``U.S. Nuclear 
    Regulatory Commission'' that will take you to the NRC Online main menu. 
    The NRC Online area also can be accessed directly by typing ``/go nrc'' 
    at a FedWorld command line. If you access NRC from FedWorld's main 
    menu, you may return to FedWorld by selecting the ``Return to 
    FedWorld'' option from the NRC Online Main Menu. However, if you access 
    NRC at FedWorld by using NRC's toll-free number, you will have full 
    access to all NRC systems, but you will not have access to the main 
    FedWorld system.
        If you contact FedWorld using Telnet, you will see the NRC area and 
    menus, including the Rules Menu. Although you will be able to download 
    documents and leave messages, you will not be able to write comments or 
    upload files (comments). If you contact FedWorld using FTP, all files 
    can be accessed and downloaded but uploads are not allowed; all you 
    will see is a list of files without descriptions (normal Gopher look). 
    An index file listing all files within a subdirectory, with 
    descriptions, is available. There is a 15-minute time limit for FTP 
    access.
        Although FedWorld also can be accessed through the World Wide Web, 
    like FTP, that mode only provides access for downloading files and does 
    not display the NRC Rules Menu.
    
    [[Page 6673]]
    
        For more information on NRC bulletin boards call Mr. Arthur Davis, 
    Systems Integration and Development Branch, NRC, Washington, DC 20555-
    0001, telephone (301) 415-5780; e-mail AXD3@nrc.gov.
    
    List of Subjects
    
    10 CFR Part 2
    
        Administrative practice and procedure, Antitrust, Byproduct 
    material, Classified information, Environmental protection, Nuclear 
    materials, Nuclear power plants and reactors, Penalties, Sex 
    discrimination, Source material, Special nuclear material, Waste 
    treatment and disposal.
    
    10 CFR Part 40
    
        Government contracts, Hazardous materials transportation, Nuclear 
    materials, Reporting and recordkeeping requirements, Source material, 
    Uranium.
    
    10 CFR Part 70
    
        Hazardous materials transportation, Material control and 
    accounting, Nuclear materials, Packaging and containers, Radiation 
    protection, Reporting and recordkeeping requirements, Scientific 
    equipment, Security measures, Special nuclear material.
    
    10 CFR Part 76
    
        Certification, Criminal penalties, Radiation protection, Reporting 
    and recordkeeping requirements, Security measures, Special nuclear 
    material, Uranium enrichment by gaseous diffusion.
    
        For the reasons set forth in the preamble and under the authority 
    of the Atomic Energy Act of 1954, as amended; the Energy Reorganization 
    Act of 1974, as amended; and 5 U.S.C. 552 and 553; the Commission is 
    adopting the following amendments to 10 CFR parts 2, 40, 70, and 76.
    
    PART 2--RULES OF PRACTICE FOR DOMESTIC LICENSING PROCEEDINGS AND 
    ISSUANCE OF ORDERS
    
        1. The authority citation for part 2 is revised to read as follows:
    
        Authority: Secs. 161, 181, 68 Stat. 948, 953, as amended (42 
    U.S.C. 2201, 2231); sec. 191, as amended, Pub. L. 87-615, 76 Stat. 
    409 (42 U.S.C. 2241); sec. 201, 88 Stat. 1242, as amended (42 U.S.C. 
    5841); 5 U.S.C. 552.
        Section 2.101 also issued under secs. 53, 62, 63, 81, 103, 104, 
    105, 68 Stat. 930, 932, 933, 935, 936, 937, 938, as amended (42 
    U.S.C. 2073, 2092, 2093, 2111, 2133, 2134, 2135); sec. 114(f), Pub. 
    L. 97-425, 96 Stat. 2213, as amended (42 U.S.C. 10134(f)); sec. 102, 
    Pub. L. 91-190, 83 Stat. 853, as amended (42 U.S.C. 4332); sec. 301, 
    88 Stat. 1248 (42 U.S.C. 5871). Sections 2.102, 2.103, 2.104, 2.105, 
    2.721 also issued under secs. 102, 103, 104, 105, 183, 189, 68 Stat. 
    936, 937, 938, 954, 955, as amended (42 U.S.C. 2132, 2133, 2134, 
    2135, 2233, 2239). Section 2.105 also issued under Pub. L. 97-415, 
    96 Stat. 2073 (42 U.S.C. 2239). Sections 2.200-2.206 also issued 
    under secs. 161b, I, o, 182, 186, 234, 68 Stat. 948-951, 955, 83 
    Stat. 444, as amended by Pub. L. 104-134, 110 Stat. 1321, 1321-349, 
    as amended (42 U.S.C. 2201 (b), (I), (o), 2236, 2282); sec. 206, 88 
    Stat 1246 (42 U.S.C. 5846). Sections 2.600-2.606 also issued under 
    sec. 102, Pub. L. 91-190, 83 Stat. 853, as amended (42 U.S.C. 4332). 
    Sections 2.700a, 2.719 also issued under 5 U.S.C. 554. Sections 
    2.754, 2.760, 2.770, 2.780 also issued under 5 U.S.C. 557. Section 
    2.764 and Table 1A of Appendix C also issued under secs. 135, 141, 
    Pub. L. 97-425, 96 Stat. 2232, 2241 (42 U.S.C. 10155, 10161). 
    Section 2.790 also issued under sec. 103, 68 Stat. 936, as amended 
    (42 U.S.C. 2133) and 5 U.S.C. 552. Sections 2.800 and 2.808 also 
    issued under 5 U.S.C. 553. Section 2.809 also issued under 5 U.S.C. 
    553 and sec. 29, Pub. L. 85-256, 71 Stat. 579, as amended (42 U.S.C. 
    2039). Subpart K also issued under sec. 189, 68 Stat. 955 (42 U.S.C. 
    2239); sec. 134, Pub. L. 97-425, 96 Stat. 2230 (42 U.S.C. 10154). 
    Subpart L also issued under sec. 189, 68 Stat. 955 (42 U.S.C. 2239). 
    Appendix A also issued under sec. 6, Pub. L. 91-560, 84 Stat. 1473 
    (42 U.S.C. 2135). Appendix B also issued under sec. 10, Pub. L. 99-
    240, 99 Stat. 1842 (42 U.S.C. 2021b et seq.).
    
        2. In Sec. 2.200, paragraph (a) is revised to read as follows:
    
    
    Sec. 2.200  Scope of subpart.
    
        (a) This subpart prescribes the procedures in cases initiated by 
    the staff, or upon a request by any person, to impose requirements by 
    order, or to modify, suspend, or revoke a license, or to take other 
    action as may be proper, against any person subject to the jurisdiction 
    of the Commission. However, with regard to the holder of a part 76 
    certificate of compliance or compliance plan, except for civil penalty 
    procedures in this subpart, the applicable procedures are set forth in 
    Sec. 76.70 of this chapter.
    * * * * *
        3. In Sec. 2.205, paragraphs (a), (d), (g) and (h) are revised to 
    read as follows:
    
    
    Sec. 2.205  Civil penalties.
    
        (a) Before instituting any proceeding to impose a civil penalty 
    under section 234 of the Act, the Executive Director for Operations or 
    the Executive Director's designee, as appropriate, shall serve a 
    written notice of violation upon the person charged. This notice may be 
    included in a notice issued pursuant to Sec. 2.201 or Sec. 76.70(d) of 
    this chapter. The notice of violation shall specify the date or dates, 
    facts, and the nature of the alleged act or omission with which the 
    person is charged, and shall identify specifically the particular 
    provision or provisions of the law, rule, regulation, license, permit, 
    Part 76 certificate of compliance or compliance plan, or cease and 
    desist order involved in the alleged violation and must state the 
    amount of each proposed penalty. The notice of violation shall also 
    advise the person charged that the civil penalty may be paid in the 
    amount specified therein, or the proposed imposition of the civil 
    penalty may be protested in its entirety or in part, by a written 
    answer, either denying the violation or showing extenuating 
    circumstances. The notice of violation shall advise the person charged 
    that upon failure to pay a civil penalty subsequently determined by the 
    Commission, if any, unless compromised, remitted, or mitigated, be 
    collected by civil action, pursuant to section 234c of the Act.
    * * * * *
        (d) If the person charged with violation files an answer to the 
    notice of violation, the Executive Director for Operations or the 
    Executive Director's designee, upon consideration of the answer, will 
    issue an order dismissing the proceeding or imposing, mitigating, or 
    remitting the civil penalty. The person charged may, within twenty (20) 
    days of the date of the order or other time specified in the order, 
    request a hearing.
    * * * * *
        (g) The Executive Director for Operations or the Executive 
    Director's designee, as appropriate, may compromise any civil penalty, 
    subject to the provisions of Sec. 2.203.
        (h) If the civil penalty is not compromised, or is not remitted by 
    the Executive Director for Operations or the Executive Director's 
    designee, as appropriate, the presiding officer, or the Commission, and 
    if payment is not made within ten (10) days following either the 
    service of the order described in paragraph (c) or (f) of this section, 
    or the expiration of the time for requesting a hearing described in 
    paragraph (d) of this section, the Executive Director for Operations or 
    the Executive Director's designee, as appropriate, may refer the matter 
    to the Attorney General for collection.
    * * * * *
    
    PART 40--DOMESTIC LICENSING OF SOURCE MATERIAL
    
        4. The authority citation for Part 40 is revised to read as 
    follows:
    
        Authority: Secs. 62, 63, 64, 65, 81, 161, 182, 183, 186, 68 
    Stat. 932, 933, 935, 948, 953, 954, 955, as amended, secs. 11e(2), 
    83, 84, Pub. L. 95-604, 92 Stat. 3033, as amended, 3039, sec. 234, 
    83 Stat. 444, as
    
    [[Page 6674]]
    
    amended (42 U.S.C. 2014(e)(2), 2092, 2093, 2094, 2095, 2111, 2113, 
    2114, 2201, 2232, 2233, 2236, 2282); sec. 274, Pub. L. 86-373, 73 
    Stat. 688 (42 U.S.C. 2021); secs. 201, as amended, 202, 206, 88 
    Stat. 1242, as amended, 1244, 1246 (42 U.S.C. 5841, 5842, 5846); 
    sec. 275, 92 Stat. 3021, as amended by Pub. L. 97-415, 96 Stat. 2067 
    (42 U.S.C. 2022); sec. 193, 104 Stat. 2835, as amended by Pub. L. 
    104-134, 110 Stat. 1321, 1321-349 (42 U.S.C. 2243).
        Section 40.7 also issued under Pub. L. 95-601, sec. 10, 92 Stat. 
    2951 (42 U.S.C. 5851). Section 40.31(g) also issued under sec. 122, 
    68 Stat. 939 (42 U.S.C. 2152). Section 40.46 also issued under sec. 
    184, 68 Stat. 954, as amended (42 U.S.C. 2234). Section 40.71 also 
    issued under sec. 187, 68 Stat. 955 (42 U.S.C. 2237).
    
        5. In Sec. 40.4, the term ``Corporation'' is added in alphabetical 
    order to read as follows:
    
    
    Sec. 40.4  Definitions.
    
    * * * * *
        Corporation means the United States Enrichment Corporation (USEC), 
    or its successor, a Corporation that is authorized by statute to lease 
    the gaseous diffusion enrichment plants in Paducah, Kentucky, and 
    Piketon, Ohio, from the Department of Energy, or any person authorized 
    to operate one or both of the gaseous diffusion plants, or other 
    facilities, pursuant to a plan for the privatization of USEC that is 
    approved by the President.
    * * * * *
        6. A new Sec. 40.38 is added to read as follows:
    
    
    Sec. 40.38  Ineligibility of certain applicants.
    
        A license may not be issued to the Corporation if the Commission 
    determines that:
        (a) The Corporation is owned, controlled, or dominated by an alien, 
    a foreign corporation, or a foreign government; or
        (b) The issuance of such a license would be inimical to--
        (1) The common defense and security of the United States; or
        (2) The maintenance of a reliable and economical domestic source of 
    enrichment services.
    
    PART 70--DOMESTIC LICENSING OF SPECIAL NUCLEAR MATERIAL
    
        7. The authority citation for part 70 is revised to read as 
    follows:
    
        Authority: Secs. 51, 53, 161, 182, 183, 68 Stat. 929, 930, 948, 
    953, 954, as amended, sec. 234, 83 Stat. 444, as amended (42 U.S.C. 
    2071, 2073, 2201, 2232, 2233, 2282, 2297f); secs. 201, as amended, 
    202, 204, 206, 88 Stat. 1242, as amended, 1244, 1245, 1246 (42 
    U.S.C. 5841, 5842, 5845, 5846); sec. 193, 104 Stat. 2835 as amended 
    by Pub. L. 104-134, 110 Stat. 1321, 1321-349 (42 U.S.C. 2243).
        Sections 70.1 and 70.20a(b) also issued under secs. 135, 141, 
    Pub. L. 97-425, 96 Stat. 2232, 2241 (42 U.S.C. 10155, 10161). 
    Section 70.7 also issued under Pub. L. 95-601, sec. 10, 92 Stat. 
    2951 (42 U.S.C. 5851). Section 70.21(g) also issued under sec. 122, 
    68 Stat. 939 (42 U.S.C. 2152). Section 70.31 also issued under sec. 
    57d, Pub. L. 93-377, 88 Stat. 475 (42 U.S.C. 2077). Sections 70.36 
    and 70.44 also issued under sec. 184, 68 Stat. 954, as amended (42 
    U.S.C. 2234). Section 70.61 also issued under secs. 186, 187, 68 
    Stat. 955 (42 U.S.C. 2236, 2237). Section 70.62 also issued under 
    sec. 108, 68 Stat. 939, as amended (42 U.S.C. 2138).
    
        8. In Sec. 70.1, a new paragraph (e) is added to read as follows:
    
    
    Sec. 70.1  Purpose.
    
    * * * * *
        (e) As provided in the Atomic Energy Act of 1954, as amended, the 
    regulations in this part establish requirements, procedures, and 
    criteria for the issuance of licenses to uranium enrichment facilities.
        9. In Sec. 70.4, the term ``Corporation'' is added in alphabetical 
    order to read as follows:
    
    
    Sec. 70.4  Definitions.
    
    * * * * *
        Corporation means the United States Enrichment Corporation (USEC), 
    or its successor, a Corporation that is authorized by statute to lease 
    the gaseous diffusion enrichment plants in Paducah, Kentucky, and 
    Piketon, Ohio, from the Department of Energy, or any person authorized 
    to operate one or both of the gaseous diffusion plants, or other 
    facilities, pursuant to a plan for the privatization of USEC that is 
    approved by the President.
    * * * * *
        10. A new Sec. 70.40 is added to read as follows:
    
    
    Sec. 70.40  Ineligibility of certain applicants.
    
        A license may not be issued to the Corporation if the Commission 
    determines that:
        (a) The Corporation is owned, controlled, or dominated by an alien, 
    a foreign corporation, or a foreign government; or
        (b) The issuance of such a license would be inimical to--
        (1) The common defense and security of the United States; or
        (2) The maintenance of a reliable and economical domestic source of 
    enrichment services.
    
    PART 76--CERTIFICATION OF GASEOUS DIFFUSION PLANTS
    
        11. The authority citation for part 76 is revised to read as 
    follows:
    
        Authority: Secs. 161, 68 Stat. 948, as amended, secs. 1312, 
    1701, as amended, 106 Stat. 2932, 2951, 2952, 2953, 110 Stat. 1321-
    349, (42 U.S.C. 2201, 2297b-11, 2297f); secs. 201, as amended, 204, 
    206, 88 Stat. 1244, 1245, 1246 (42 U.S.C. 5841, 5842, 5845, 5846); 
    sec. 234(a), 83 Stat. 444, as amended by Pub. L. 104-134, 110 Stat. 
    1321, 1321-349 (42 U.S.C. 2243(a)).
        Sec. 76.7 also issued under Pub. L. 95-601, sec. 10, 92 Stat. 
    2951 (42 U.S.C. 5851). Sec. 76.22 is also issued under sec. 193(f), 
    as amended, 104 Stat. 2835, as amended by Pub. L. 104-134, 110 Stat. 
    1321, 1321-349 (42 U.S.C. 2243(f)). Sec. 76.35(j) also issued under 
    sec. 122, 68 Stat. 939 (42 U.S.C. 2152).
    
        12. In Sec. 76.4, the term ``Corporation'' is revised to read as 
    follows and the term ``Uranium enrichment plant'' is removed:
    
    
    Sec. 76.4  Definitions.
    
    * * * * *
        Corporation means the United States Enrichment Corporation (USEC), 
    or its successor, a Corporation that is authorized by statute to lease 
    the gaseous diffusion enrichment plants in Paducah, Kentucky, and 
    Piketon, Ohio, from the Department of Energy, or any person authorized 
    to operate one or both of the gaseous diffusion plants, or other 
    facilities, pursuant to a plan for the privatization of USEC that is 
    approved by the President.
    * * * * *
        13. In Sec. 76.10, paragraph (b) is revised to read as follows:
    
    
    Sec. 76.10  Deliberate misconduct.
    
    * * * * *
        (b) A person who violates paragraph (a)(1) or (a)(2) of this 
    section may be subject to enforcement action in accordance with the 
    procedures in 10 CFR part 2, subpart B.
    * * * * *
        14. In Sec. 76.21, paragraph (b) is revised to read as follows:
    
    
    Sec. 76.21  Certificate required.
    
    * * * * *
        (b) For the purposes of Secs. 30.41, 40.51, and 70.42 of this 
    chapter, the Corporation shall be authorized to receive, and licensees 
    shall be authorized to transfer to the Corporation, byproduct material, 
    source material, or special nuclear material to the extent permitted 
    under the certificate of compliance issued, and/or the compliance plan 
    approved, pursuant to this part.
        15. A new Sec. 76.22 is added to read as follows:
    
    
    Sec. 76.22  Ineligibility of certain applicants.
    
        A certificate of compliance may not be issued to the Corporation if 
    the Commission determines that:
        (a) The Corporation is owned, controlled, or dominated by an alien, 
    a
    
    [[Page 6675]]
    
    foreign corporation, or a foreign government; or
        (b) The issuance of such a certificate of compliance would be 
    inimical to--
        (1) The common defense and security of the United States; or
        (2) The maintenance of a reliable and economical domestic source of 
    enrichment services.
        16. Section 76.31 is revised to read as follows:
    
    
    Sec. 76.31  Periodic application requirement.
    
        The Corporation shall periodically apply to the Commission for a 
    certificate of compliance, in accordance with Sec. 76.36, on or before 
    April 15 of the year specified in an existing certificate of compliance 
    as determined by the Commission, but not less frequently than every 5 
    years.
        17. In Sec. 76.35, paragraph (n) is revised to read as follows:
    
    
    Sec. 76.35  Contents of initial application.
    
    * * * * *
        (n) A description of the funding program to be established to 
    ensure that funds will be set aside and available for those aspects of 
    the ultimate disposal of waste and depleted uranium, decontamination 
    and decommissioning, relating to the gaseous diffusion plants leased to 
    the Corporation by the Department of Energy, which are the financial 
    responsibility of the Corporation. The Corporation shall establish 
    financial surety arrangements to ensure that sufficient funds will be 
    available for the ultimate disposal of waste and depleted uranium, and 
    decontamination and decommissioning activities which are the financial 
    responsibility of the Corporation. The funding mechanism, such as 
    prepayment, surety, insurance, or external sinking fund, must ensure 
    availability of funds for any activities which are required to be 
    completed both before or after the return of the gaseous diffusion 
    facilities to the Department of Energy in accordance with the lease 
    between the Department and the Corporation. The funding program must 
    contain a basis for cost estimates used to establish funding levels and 
    must contain means of adjusting cost estimates and associated funding 
    levels over the duration of the lease. The funding program need not 
    address funding for those aspects of decontamination and 
    decommissioning of the gaseous diffusion plants assigned to the 
    Department of Energy under the Atomic Energy Act of 1954, as amended. 
    The Corporation should address the adequacy of the financing mechanism 
    selected in its periodic application for certification.
        18. In Sec. 76.36, the section heading and paragraph (a) are 
    revised to read as follows:
    
    
    Sec. 76.36  Renewals.
    
        (a) After issuance by the Commission of the initial certificate of 
    compliance and/or an approved compliance plan, the Corporation shall 
    file periodic applications for renewal, as required by Sec. 76.31.
    * * * * *
        19. Section 76.43 is revised to read as follows:
    
    
    Sec. 76.43  Date for decision.
    
        The Director will render a decision on an application within 6 
    months of the receipt of the application unless the Director alters the 
    date for decision and publishes notice of the new date in the Federal 
    Register.
        20. In Sec. 76.45, paragraph (a) is revised to read as follows:
    
    
    Sec. 76.45  Application for amendment of certificate.
    
        (a) Contents of amendment application. In addition to the 
    application for certification submitted pursuant to Sec. 76.31, the 
    Corporation may at any time apply for amendment of the certificate to 
    cover proposed new or modified activities. The amendment application 
    should contain sufficient information for the Director to make findings 
    of compliance or acceptability for the proposed activities as required 
    for the original certificate.
    * * * * *
        21. Section 76.55 is revised to read as follows:
    
    
    Sec. 76.55  Timely renewal.
    
        In any case in which the Corporation has timely filed a sufficient 
    application for a certificate of compliance, the existing certificate 
    of compliance or approved compliance plan does not expire until the 
    application for a certificate of compliance has been finally determined 
    by the NRC. For purposes of this rule, a sufficient application is one 
    that addresses all elements of Sec. 76.36.
        22. In Sec. 76.60, paragraphs (c)(1) and (d)(1) are removed and 
    reserved and paragraph (i) is revised to read as follows:
    
    
    Sec. 76.60  Regulatory requirements which apply.
    
    * * * * *
        (i) The Corporation shall comply with the applicable provisions of 
    10 CFR part 95, ``Security Facility Approval and Safeguarding of 
    National Security Information and Restricted Data,'' as specified in 
    subpart E to this part.
        23. In Sec. 76.66, paragraph (c) is revised to read as follows:
    
    
    Sec. 76.66  Expiration and termination of certificates.
    
    * * * * *
        (c) If the Corporation does not submit a renewal application under 
    Sec. 76.36, the Corporation shall, on or before the expiration date 
    specified in the existing certificate, terminate operation of the 
    gaseous diffusion plants.
        24. In Sec. 76.68, paragraph (b) is revised to read as follows:
    
    
    Sec. 76.68  Plant changes.
    
    * * * * *
        (b) To ensure that the approved application remains current with 
    respect to the actual site description and that the plant's programs, 
    plans, policies, and operations are in place, the Corporation shall 
    submit revised pages to the approved application and safety analysis 
    report, marked and dated to indicate each change. The Corporation shall 
    evaluate any as-found conditions that do not agree with the plant's 
    programs, plans, policies, and operations in accordance with paragraph 
    (a) of this section. These revisions must be submitted before April 15 
    of each calendar year, or at a shorter interval as may be specified in 
    the certificate. If a renewal application for a certificate is filed in 
    accordance with Sec. 76.36 of this part, the revisions shall be 
    incorporated into the application.
    * * * * *
        25. In Sec. 76.72, paragraph (d) is revised to read as follows:
    
    
    Sec. 76.72  Miscellaneous procedural matters.
    
    * * * * *
        (d) The procedures set forth in 10 CFR 2.205, and in 10 CFR part 2, 
    subpart G, will be applied in connection with NRC action to impose a 
    civil penalty pursuant to Section 234 of the Atomic Energy Act of 1954, 
    as amended, or Section 206 of the Energy Reorganization Act of 1974 and 
    the implementing regulations in 10 CFR part 21 (Reporting of Defects 
    and Noncompliance), as authorized by Section 1312(e) of the Atomic 
    Energy Act of 1954, as amended;
    * * * * *
        26. In Sec. 76.76, paragraph (a)(2) is revised to read as follows:
    
    
    Sec. 76.76  Backfitting.
    
        (a) * * *
        (2) Except as provided in paragraph (a)(4) of this section, the 
    Commission shall require a systematic and documented analysis pursuant 
    to
    
    [[Page 6676]]
    
    paragraph (b) of this section for backfits which it seeks to impose.
    * * * * *
        27. Section 76.111 is revised to read as follows:
    
    
    Sec. 76.111  Physical security, material control and accounting, and 
    protection of certain information.
    
        Nuclear Regulatory Commission regulations that will be used for 
    certification of the Corporation \2\ for physical security and material 
    control and accounting are contained in title 10 of the Code of Federal 
    Regulations as described in this subpart. The regulations referenced in 
    this subpart contain requirements for physical security and material 
    control and accounting for formula quantities of strategic special 
    nuclear material (Category I), special nuclear material of moderate 
    strategic significance (Category II), and special nuclear material of 
    low strategic significance (Category III), and for protection of 
    Restricted Data, National Security Information, Safeguards Information, 
    and information designated by the U.S. Department of Energy as 
    Unclassified Controlled Nuclear Information.
    ---------------------------------------------------------------------------
    
        \2\ For the purpose of this subpart, the terms ``licensee'' or 
    ``license'' used in parts 70, 73, and 74 of this chapter, mean, 
    respectively, the Corporation, or the certificate of compliance or 
    approved compliance plan.
    ---------------------------------------------------------------------------
    
        28. In Sec. 76.113, paragraph (c) is revised to read as follows:
    
    
    Sec. 76.113  Formula quantities of strategic special nuclear material--
    Category I.
    
    * * * * *
        (c) The requirements for the protection of Safeguards Information 
    pertaining to formula quantity of strategic special nuclear material 
    (Category I) are contained in Sec. 73.21 of this chapter. Information 
    designated by the U.S. Department of Energy as Unclassified Controlled 
    Nuclear Information must be protected at a level equivalent to that 
    accorded Safeguards Information.
    * * * * *
        29. Section 76.131 is revised to read as follows:
    
    
    Sec. 76.131  Violations.
    
        (a) The Commission may obtain an injunction or other court order to 
    prevent a violation of the provisions of:
    
    (1) The Atomic Energy Act of 1954, as amended;
    (2) Title II of the Energy Reorganization Act of 1974, as amended;
    (3) A regulation or order issued pursuant to those Acts.
    
        (b) The Commission may obtain a court order for the payment of a 
    civil penalty imposed under Section 234 of the Atomic Energy Act of 
    1954, as amended, or under Section 1312(e) of the Atomic Energy Act of 
    1954, as amended, and Section 206 of the Energy Reorganization Act of 
    1974, as amended, for violations of:
    
    (1) Sections 53, 57, 62, 63, 81, 82, 101, 103, 104, 107, 109, or 1701 
    of the Atomic Energy Act of 1954, as amended;
    (2) Section 206 of the Energy Reorganization Act;
    (3) Any rule, regulation, or order issued pursuant to the sections 
    specified in paragraph (b)(1) of this section;
    (4) Any term, condition, or limitation of any certificate of compliance 
    or approved compliance plan issued under the sections specified in 
    paragraph (b)(1) of this section.
    
        Dated at Rockville, Maryland, this 6th day of February, 1997.
    
        For the Nuclear Regulatory Commission.
    John C. Hoyle,
    Secretary of the Commission.
    [FR Doc. 97-3466 Filed 2-11-97; 8:45 am]
    BILLING CODE 7590-01-P
    
    
    

Document Information

Published:
02/12/1997
Department:
Nuclear Regulatory Commission
Entry Type:
Proposed Rule
Action:
Proposed rule.
Document Number:
97-3466
Dates:
Comments on the proposed rule must be received on or before March 14, 1997.
Pages:
6672-6676 (5 pages)
RINs:
3150-AF56
PDF File:
97-3466.pdf
CFR: (33)
10 CFR 234(a)
10 CFR 102
10 CFR 275
10 CFR 108
10 CFR 122
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