97-3510. Discretionary Cooperative Agreements to Support the Demonstration and Evaluation of Safe Communities Programs  

  • [Federal Register Volume 62, Number 29 (Wednesday, February 12, 1997)]
    [Notices]
    [Pages 6603-6608]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-3510]
    
    
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    DEPARTMENT OF TRANSPORTATION
    National Highway Traffic Safety Administration
    
    
    Discretionary Cooperative Agreements to Support the Demonstration 
    and Evaluation of Safe Communities Programs
    
    AGENCY: National Highway Traffic Safety Administration (NHTSA), DOT.
    
    ACTION: Announcement of discretionary cooperative agreements to support 
    the demonstration and evaluation of Safe Communities Programs
    
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    SUMMARY: The National Highway Traffic Safety Administration (NHTSA) 
    announces the second year of a discretionary cooperative agreement 
    program to demonstrate and evaluate the effectiveness of the Safe 
    Communities concept for traffic safety initiatives. The Safe 
    Communities program offers communities a new way to control traffic 
    injuries. This approach recognizes that traffic-related deaths and 
    injuries are primarily a local community problem that is best solved at 
    the local level. The Safe Communities program adopts a comprehensive 
    injury control approach to address traffic injury problems. Recognizing 
    that traffic fatalities are only a small part of the total traffic 
    injury problem, Safe Communities focuses on non-fatal injuries as well 
    as fatal injuries to define the traffic safety problem, and asks who is 
    paying the costs of the injuries. Four characteristics define the Safe 
    Communities approach: Data analysis of crash and injury data bases (and 
    linkage where possible), expanded partnerships, citizen involvement in 
    setting priorities, and movement towards an integrated and 
    comprehensive injury control system.
        In 1996 under Phase I of this demonstration and evaluation program, 
    cooperative agreements were awarded to the Greater Dallas Injury 
    Prevention Program and the East Carolina University/Eastern Carolina 
    Injury Prevention Program. This notice solicits applications from 
    public and private, non-profit, and non-for-profit organizations, 
    governments and their agencies, or a consortium of these organizations 
    that are interested in developing, implementing and evaluating the Safe 
    Communities approach in their community. The funds from this program 
    may only be used to support traffic safety activities within the larger 
    context of community injury control efforts. Private contractors, 
    working on behalf of community groups are not eligible to apply. 
    Preference will be given to those applications which help NHTSA meet 
    its needs to obtain geographic diversity, urban/rural mix, diversity in 
    lead organization(s); potential for replication in other communities, 
    and/or other factors deemed relevant by NHTSA.
        NHTSA anticipates awarding two (2) demonstration and evaluation 
    projects for a period of three years each as a result of this 
    announcement.
    
    
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    DATES: Applications must be received at the office designated below by 
    3:00 PM on or before May 1, 1997.
    
    ADDRESSES: Applications must be submitted to the National Highway 
    Traffic Administration, Office of Contracts and Procurement (NAD-30), 
    ATTN: Amy Poling, 400 7th Street, S.W., Room 5301, Washington, D.C. 
    20590. All applications submitted must include a reference to NHTSA 
    Cooperative Agreement Program No. DTNH22-97-H-05108. Interested 
    applicants are advised that no separate application package exists 
    beyond the contents of this announcement.
    
    FOR FURTHER INFORMATION CONTACT: General administrative questions along 
    with requests for copies of the OMB Standard Form 424-Application for 
    Federal Assistance and Certified Assurances may be directed to Amy 
    Poling, Office of Contracts and Procurement. All questions and requests 
    may be directed by e-mail at apoling@nhtsa.dot.gov or, if necessary, at 
    202-366-9552. Programmatic questions relating to this cooperative 
    agreement program should be directed to Barbara Sauers, Traffic Safety 
    Programs, NHTSA, NTS-22 400 7th Street, S.W., Washington, D.C. 20590, 
    by e-mail at bsauers@nhtsa.dot.gov or, if necessary, at 202-366-0144. 
    NHTSA intends to post this Federal Register Announcement and OMB 
    Standard Form 424 on the NHTSA home page at http://www.nhtsa.dot.gov 
    under ``What's Hot''.
    
    SUPPLEMENTARY INFORMATION:
    
    Background
    
        The past several decades witnessed dramatic advances in medical 
    care and shifts in health behaviors. Despite the advances, injuries 
    remain a major health care problem, and the leading cause of death for 
    persons from age 1 to 44. Fatalities, however, are only a small part of 
    the total injury picture. For each injury-related death, there are 19 
    injury hospitalizations and over 300 injuries that require medical 
    attention. These injuries account for almost 10 percent of all 
    physician office visits and 38 percent of all emergency department 
    visits. For an individual, these injuries can vastly diminish quality 
    of life. For society, injuries pose a significant drain on the health 
    care system, incurring huge treatment, acute care and rehabilitation 
    costs.
        Motor vehicle injuries, in particular, are the leading cause of all 
    injury deaths and the leading cause of death for each age from 5 
    through 27. Motor vehicle-related injuries are the principal cause of 
    on-the-job fatalities, and the third largest cause of all deaths in the 
    U.S. Only heart disease and cancer kill more people. However, far more 
    people are injured and survive motor vehicle crashes than die in these 
    crashes. In 1995, for example, while over 41,000 persons were killed in 
    motor-vehicle related incidents and almost 3.4 million were injured. 
    These injured persons often required medical care and many required 
    long-term care. The costs of these injuries are enormous, over $150.5 
    billion each year in economic costs and $17 billion in medical costs.
        The vast majority of these injuries and deaths are not acts of 
    fate, but are predictable and preventable occurrences. Injury patterns, 
    including traffic-related injury patterns, vary by age group, gender, 
    and cultural group. There are also seasonal and geographic patterns to 
    injury. Once the populations, types and locations of crashes and causes 
    of injuries that are associated in the community with increased 
    severity and high costs are identified, interventions can be designed 
    to address these factors specifically.
    
    Safe Communities: A New Generation of Community Programs
    
        American traffic safety advocates have traditionally worked in 
    partnerships with many organizations and groups to achieve a 
    successful, long and established history in preventing and reducing 
    traffic-related injuries and fatalities. For over 15 years, community-
    based traffic safety programs have been and remain an effective means 
    for identifying local crash problems and providing local solutions.
        Building on past success, the Safe Communities program offers 
    communities a new way to control traffic injuries. This approach 
    recognizes that traffic-related deaths and injuries are primarily a 
    local community problem. Effective preventive efforts require a 
    coordinated approach involving Federal, State and local organizations. 
    The Safe Communities approach adopts a comprehensive injury control 
    model to address traffic injury problems within the context of all 
    injuries. Recognizing that traffic fatalities are only a small part of 
    the total traffic injury problem, Safe Communities focus on fatal and 
    non-fatal injuries (as opposed to only fatalities) to define the 
    traffic safety problem, and ask who is paying the costs of the 
    injuries. Safe Communities recognize the importance of citizens in 
    identifying community problems and solutions, as well as the importance 
    of partnerships in implementing solutions to community problems.
        The Safe Communities approach represents an evolutionary (rather 
    than revolutionary) way in which community programs are established and 
    managed. Four characteristics define the Safe Communities approach: 
    Data analysis of crash and injury data bases (and linkage where 
    possible), expanded partnerships, citizen involvement in setting 
    priorities, and movement towards an integrated and comprehensive injury 
    control system. Each of these characteristics is described below.
        Analysis of Multiple Data Bases is critical to Safe Communities 
    because addressing traffic-related injuries suggests that not only 
    fatalities are reduced, but injuries and health care costs as well. 
    This shift from an emphasis on fatalities to one emphasizing injuries 
    and cost reduction means that different data bases need to be 
    identified. Police crash reports tell only part of the story. Analysis 
    of data from health departments, hospitals, EMS providers, business, 
    rehabilitation programs, and insurance companies helps project 
    managers', community leaders' and others' understanding of the 
    magnitude and consequences of traffic injuries and monitoring progress 
    in reducing the problem. Even more effective is data linkage which can 
    provide opportunities, for example, to identify when and where young 
    people in the community drink and drive, their risk for impaired 
    driving which result in crashes, the types of injuries which occur, and 
    how much these injuries cost the community compared to other types of 
    injuries caused by young people who drink. Thus, countermeasures can be 
    designated to address these risk factors (e.g., traffic safety and 
    violence prevention efforts can join forces to reduce youth access to 
    alcohol).
        Expanded partnerships are important to solve local injury problems 
    effectively through comprehensive and collaborative strategies. Traffic 
    safety advocates have long recognized that traffic problems are too 
    complex and resources too limited for them to solve in isolation. As a 
    result, over the years, the traffic safety community has worked with 
    law enforcement, emergency medical services, local government, schools, 
    courts, business, health departments, and community and advocacy 
    organizations to reduce traffic injuries. Safe Communities continue to 
    work with these existing partners, but also seek to expand the 
    partnership base to involve actively the medical, acute care and 
    rehabilitation communities. These groups, which have traditionally been 
    focused on treating disease, need to be engaged as integral partners in 
    preventing injuries.
    
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        Safe Communities enlist business and employers as full partners in 
    community injury prevention activities. Employers need to understand 
    how traffic-related injuries contribute to their overall costs, and how 
    participation in community-wide injury prevention efforts can help them 
    reduce their own costs due to motor vehicle injuries. Through 
    partnerships and collaboration, Safe Communities spread program 
    ownership and delivery systems throughout the community. Finally, Safe 
    Communities provide an opportunity for traditional traffic safety 
    partners--such as law enforcement and schools--to understand better the 
    linkages among risk-taking behaviors. For example, individuals who 
    commit traffic offenses may also be involved with other kinds of 
    problem or illegal behaviors.
        Citizen involvement and input are essential to establish community 
    priorities for identified problems. Town meetings and other techniques 
    are routinely used to solicit wide-spread citizen input and feedback 
    about community injury problems. Citizens are actively involved 
    identifying, designing and implementing solutions to their injury 
    problems. Citizens actively participate in problem identification, 
    assume responsibility and ownership for shaping solutions, and share in 
    both the successes and challenges of their program.
        Movement towards an integrated and comprehensive injury control 
    system incorporates the elements of prevention, acute care, and 
    rehabilitation as active and essential participants insolving community 
    injury problems. This is the crux of the Safe Communities approach, and 
    often one or more of these groups have not traditionally been involved 
    in addressing community traffic injury problems or their involvement 
    has focused only on prevention and not their role in the overall 
    system. Involvement of the three component groups will not happen 
    overnight or in every community, but it is something to strive for over 
    time.
        The ``evolutionary shift'' from current programs to Safe 
    Communities is summarized in Table 1 (below). Community partners 
    participate as equals in developing solutions, sharing success, 
    assuming programming risks, planning for self-sufficiency, and building 
    a community infrastructure and process for continual improvement of 
    community life through reduction of traffic-related injuries, 
    fatalities, and costs.
    
                 Table 1.--New Thinking About Community Programs            
    ------------------------------------------------------------------------
             Current program emphasis             Evolving program emphasis 
    ------------------------------------------------------------------------
    Reducing fatalities.......................  Reducing fatal and non-fatal
                                                 injuries & health care and 
                                                 social costs.              
    Traffic safety as the objective...........  Traffic safety integrated   
                                                 into broader injury control
                                                 efforts.                   
    Prevention-based solutions................  Systems-based solutions     
                                                 (integration of prevention,
                                                 acute care,                
                                                 rehabilitation).           
    Agency-based delivery system..............  Community/citizen ownership.
    Traditional traffic safety................  Adds new or expanded health,
                                                 injury, partners business, 
                                                 and government partners.   
    Administration evaluation.................  Impact evaluation/cost      
                                                 benefit analysis.          
    ------------------------------------------------------------------------
    
    Objectives
    
        Under this cooperative agreement the effectiveness of the Safe 
    Communities approach for traffic safety initiatives shall be 
    demonstrated and evaluated to determine the impact on reducing traffic 
    related injuries and associated costs to the community. Specific 
    objectives for this cooperative agreement program are as follows:
        1. Work with existing community traffic safety and/or injury 
    control coalitions and apply the defining characteristics to establish 
    a Safe Communities approach for reducing traffic injuries.
        2. Use community and/or state data, as appropriate, to define the 
    community's traffic injury problem within the context of the 
    community's overall injury problem. Where possible, population based 
    data are preferred. Data sources in addition to police crash reports 
    are required for this purpose. The costs of traffic injuries to the 
    community (which may include emergency medical services, acute care, 
    hospital, medical, rehabilitation, insurance, lost wages, and workmen's 
    compensation) are to be documented.
        3. Actively engage community residents in defining both the 
    community's traffic injury problem as well as solutions to the problem. 
    The grantee shall develop strategies for ensuring wide-spread citizen 
    involvement throughout the project.
        4. In addition to traditional traffic safety partners (e.g., law 
    enforcement) identify and actively engage health care (both provider 
    and payer) and business partners in the Safe Communities approach. The 
    grantee is responsible for ensuring active and committed participation 
    from these two sectors.
        5. Implement a program to reduce traffic-related injuries in the 
    community. The programs could address any area of traffic safety 
    including alcohol-impaired driving, use of occupant restraints, 
    speeding, emergency medical services, or pedestrian or bicycle safety. 
    The intervention program should be based on data and citizen input and 
    should actively engage all sectors of the community, including health 
    care, business, local government, law enforcement, schools, and media. 
    The program should also include elements of an integrated injury 
    control system (prevention, acute care and rehabilitation) and/or plans 
    for how the program will move towards this type of approach.
        6. Evaluate the effectiveness of the Safe Communities approach in 
    reducing traffic-related injuries and associated costs. In addition, 
    evaluate the process of establishing a Safe Communities approach (what 
    works, what does not work, how to engage partners, how to overcome 
    barriers, challenges, how to run challenges into opportunities, etc.)
    
    Availability of Funds
    
        A total of $800K is available in FY97 to fund this program. Two (2) 
    demonstration and evaluation projects will receive awards of $400K each 
    to be used over a period of three years. In each project, $150K must be 
    dedicated to evaluation activities. Given the amount of funds available 
    for this effort, applicants are strongly encouraged to seek other 
    funding opportunities to supplement the federal funds and include cost-
    sharing plans and commitments.
    
    Period of Performance
    
        The period of performance for this cooperative agreement will be 
    three years from the effective date of award.
    
    NHTSA Involvement
    
        NHTSA will be involved in all activities undertaken as part of the 
    cooperative agreement program and will:
        1. Provide a Contracting Officer's Technical Representative (COTR) 
    to participate in the planning and management of this Cooperative 
    Agreement and to coordinate activities between the Grantee and NHTSA.
        2. Provide information and technical assistance from government 
    sources within available resources and as determined appropriate by the 
    COTR.
    
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        3. Serve as a liaison between NHTSA Headquarters, Regional Offices 
    and others (Federal, state and local) interested in the safe 
    communities approach and the activities of the grantee.
        4. Stimulate the transfer of information among grant recipients and 
    others engaged in safe communities activities.
    
    Eligibility and Other Applicant Requirements
    
        Applications may be submitted by public and private, non-profit and 
    not-for-profit organizations, and governments and their agencies or a 
    consortium of the above. Thus, universities, colleges, research 
    institutions, hospitals, other public and private (non- or not-for-
    profit) organizations, and State and local governments are eligible to 
    apply. Private contractors working on behalf of community groups are 
    not eligible to apply. Interested applicants are advised that no fee or 
    profit will be allowed under this cooperative agreement program. These 
    demonstration projects will require extensive collaboration among each 
    of these various organizations in order to achieve the program 
    objectives. It is envisioned during the pre-application process, these 
    various organizations will designate one organization to prepare and 
    submit the formal application.
    
    Applicant Procedures
    
        Each applicant must submit one original and five copies of the 
    application package to: NHTSA, Office of Contracts and Procurement 
    (NAD-30), ATTN: Amy Poling, 400 7th Street, S.W., Room 5301, 
    Washington, DC 20590. Applications must be typed on one side of the 
    page only, and must include a reference to NHTSA Cooperative Agreement 
    No. DTNH22-97-H-05108. Unnecessarily elaborate applications beyond what 
    is sufficient to present a complete and effective response to this 
    invitation are not desired. Only complete packages received by 3:00 PM 
    on or before May 1, 1997 will be considered.
    
    Application Content
    
        Applicants for this program must include the following information:
        1. The application package must be submitted with OMB Standard Form 
    424 (Rev. 4-88, including 424A and 424B), application for Federal 
    Assistance, with the required information filled in and certified 
    assurances signed. While the form 424A deals with budget information, 
    and Section B identified Budget Categories, the available space does 
    not permit a level of detail which is sufficient to provide for a 
    meaningful evaluation of the proposed total costs. A supplemental sheet 
    shall be provided which presents a detailed breakdown of the proposed 
    costs, as well as any costs which the applicant indicates will be 
    contributed locally in support of the demonstration project.
        2. The application shall include a program narrative statement 
    which addresses the following information in separately labeled 
    sections:
        a. A table of contents including page number references.
        b. A description of the community in which the applicant proposes 
    to work. For the purposes of this program, a ``community'' includes a 
    city, town or county, small metropolitan area, or even a large 
    neighborhood (i.e., it does not have to correspond with a political 
    jurisdiction). It should be large enough so that the program can have a 
    demonstrable effect on injuries, while not so large as to lose a sense 
    of community. The description of the community should include, at a 
    minimum, community demographics, the community's traffic injury problem 
    using the most recent three years of local and/or state data available 
    (including data from multiple sources such as police, hospital, EMS, 
    vital records, etc.), a list of data sources available, existing 
    traffic safety or injury control coalitions, community resources and 
    political structure and commitment.
        c. A preliminary description of the community's traffic injury 
    problem, including injury, fatality and cost data. If chosen for award, 
    the applicant will be required to conduct a more thorough problem 
    analysis that includes input from citizens residing in the community. 
    Therefore, a plan on how this more thorough problem analysis will be 
    conducted and how citizen input will be obtained is required in the 
    proposal.
        d. A description of the goal of the program and how the grantee 
    plans to establish a Safe Communities program in the proposed site. 
    What will the grantee do to ``move'' the site towards the Safe 
    Communities concept? What will be different from existing community 
    programs? How will the grantee obtain citizen involvement in setting 
    program priorities? What health and business partners will be engaged? 
    How will they be engaged? What will they do?
        e. An implementation plan that describes the types of interventions 
    or activities proposed to achieve the objectives of the Safe 
    Communities program. Given the community motor vehicle injury problem 
    analysis, the implementation plan needs to include a description of the 
    types of interventions that would be considered and how citizens would 
    be engaged in identifying the interventions. The implementation plan 
    must also include a discussion of how the applicant will develop the 
    final implementation plan; how the plan will relate to the identified 
    problems; how citizens, business, health/medical organizations, and 
    others will be involved in the delivery of the program; what action the 
    community will undertake to reach its objectives; how the intervention 
    will be delivered; how delivery will be monitored; and the expected 
    results from the intervention. The implementation plan should address 
    elements from prevention, acute care and rehabilitation (integrated 
    comprehensive injury control system) and/or how the program will move 
    towards inclusion of these elements. The implementation plan shall also 
    address prospects for program continuation beyond the period of Federal 
    assistance.
        f. A proposed evaluation plan (both quantitative and qualitative) 
    based on the initial data analysis that describes the kinds of 
    questions to be addressed by the evaluation design, what the outcome 
    measures are expected to be, how they will be measured, the methodology 
    for collecting the data, how often data will be collected, and how the 
    data will be analyzed. The plan should indicate how action undertaken 
    by the community will be linked with outcome measures. It is important 
    that the area encompassed by the Safe Communities program coincide with 
    the population covered by the data to be used in the evaluation, or 
    that the data systems allow the disaggregation of the relevant 
    population.
        g. A description of the full working partnership that has been or 
    will be established to conduct the Safe Communities program. The 
    application shall describe all the partners (from prevention, acute 
    care and rehabilitation) that will participate in the program (e.g. 
    local government, law enforcement, health care, injury prevention, 
    insurance, business, education, media, citizens) and what the role for 
    each partner will be. A complete set of letters of commitment written 
    by major partners, organizations, groups, and individuals proposed for 
    involvement in this project shall detail what each partner is willing 
    to do over the course of the project period (e.g. provide data, staff, 
    resources, etc.) Form letters that do not specifically address these 
    issues are not acceptable. Letters from owners of the data (injury, 
    cost,
    
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    other) required for successful completion of this project must also be 
    submitted. These letters must indicate that the data required for the 
    project are accessible to the project team.
        h. A description of how the project will be managed, both at the 
    applicant level and at the community level. The application shall 
    identify the proposed project manager and any support personnel 
    considered critical to the successful accomplishment of this project, 
    including a brief description of their qualifications and respective 
    organizational responsibilities. The roles and responsibilities of the 
    grantee, the community and any others included in the application 
    package shall be specified. The proposed level of effort in performing 
    the various activities shall also be identified. A staffing plan and 
    resume for all key project personnel shall be included in the 
    application.
        i. A separately-labeled section with information demonstrating that 
    the applicant meets all of the special competencies:
        (1) Knowledge and familiarity with data sources such as police 
    crash and crime reports, EMS files, emergency department data, hospital 
    discharge data, and injury cost data (i.e. cost of injuries to the 
    community); and injury surveillance systems (including analyzing and 
    linking such data files). Availability of and accessibility to relevant 
    data in their community from police crash reports and at least one or 
    two injury data sources.
        (2) Capable of:
        i. Designing comprehensive program evaluations;
        ii. Collecting and analyzing both quantitative and qualitative
        iii. Synthesizing, summarizing and reporting evaluation results 
    which are usable and decision-oriented.
        (3) Experience in working in partnership with others, especially 
    business, health care systems (providers and payers) and government 
    organizations, media and with local citizens in implementing solutions 
    to community problems.
        (4) Experience in implementing injury control programs (prevention, 
    acute care, rehabilitation) at the community level.
        j. A dissemination plan that describes how the results of this 
    demonstration and evaluation project will be shared with interested 
    parties. The dissemination plan should include preparation of a final 
    report and process manual (see reporting requirements), 1-2 briefings 
    per year at the NHTSA headquarters, presentation at one or more 
    national meetings per year (e.g. APHA, Lifesavers, etc.), and if 
    appropriate, preparation and submission of at least one paper for 
    publication in a professional journal.
    
    Application Review Process and Evaluation Factors
    
        Each application package will initially be reviewed to confirm that 
    the applicant is an eligible recipient and that the application 
    contains all of the items specified in the Application Contents section 
    of this announcement. Each complete application from an eligible 
    recipient will then be evaluated by an evaluation committee. The 
    applications will be evaluated using the following criteria:
        1. Understanding of the Community (10%). The extent to which the 
    applicant has demonstrated an understanding of the community, including 
    the community's demographics, traffic safety problem, resources 
    (including data), and political structure. The extent to which the 
    applicant is knowledgeable about community data sources, is able to use 
    the data sources to define the community traffic injury problem, and 
    has demonstrated the community's need for a safe communities approach 
    to controlling traffic injuries and the community's willingness to 
    commit and participate in the program. The extent to which the 
    applicant has access to the community and potential target populations 
    in the community.
        2. Problem Identification (20%). The extent of the applicant's 
    capability to identify through the Safe Communities process the 
    significance of the traffic injury problem in relation to other types 
    of injuries which occur in the community; and to identify among those 
    residents involved in motor vehicle crashes the populations, types and 
    locations of crashes, human factors issues (e.g., occupant restraint 
    usage rates), types of vehicles, and the types of injuries which are 
    most associated with increased injury severity and high care costs for 
    this community. The problem identification will also be evaluated with 
    respect to the potential for the Safe Communities approach to prevent 
    or reduce the traffic injury problem.
        3. Goals, Objectives and Implementation Plan (15%). The extent to 
    which the applicant's goals are clearly articulated; the objectives are 
    time-phased, specific, measurable, and achievable; and the goals and 
    objectives relate to identified problems. The extent to which the 
    implementation plan will achieve an outcome-oriented result that will 
    reduce traffic-related injuries and costs to the community. The 
    implementation plan should address what the applicant proposes to 
    implement in the community and how this will be accomplished. The 
    implementation plan will be evaluated with respect to its feasibility, 
    realism, and ability to achieve the desired outcomes as well as 
    prospective plans for program continuation beyond the period of Federal 
    assistance.
        4. Collaboration (15%). The extent to which the applicant has 
    demonstrated experience in a full working partnership for data 
    acquisition and analysis, design, implementation, and evaluation of a 
    community program; and the extent to which such a partnership has been 
    established among the applicant and critical components in the 
    community representing prevention, acute care and rehabilitation. Has 
    the applicant specified who will be involved in the program and what 
    the role of each partner will be? The extent to which the applicant has 
    demonstrated access to partners deemed critical to this effort, such as 
    health care, business, and local government. Has the applicant shown 
    that potential partners are committed to working with the program? In 
    what way will potential partners participate? The extent to which the 
    applicant describes how citizens will be actively engaged in the safe 
    communities program.
        5. Evaluation Plan (15%). How well the applicant describes the 
    proposed evaluation design and the methods for measuring the processes 
    and outcomes of the proposed interventions (countermeasures). How well 
    will the evaluation plan be able to measure the effectiveness of the 
    safe communities approach? Does the applicant provide sufficient 
    evidence that the proposed community partnership is committed to 
    evaluation? Are there sufficient data sources and is there sufficient 
    capacity to collaborate with appropriate community program partners to 
    ensure access to data; identify/create and test appropriate 
    instruments; and collect and analyze quantitative and qualitative data 
    for measuring the effectiveness of the safe communities approach? How 
    well does the applicant ensure the availability of staff and facilities 
    to carry out the submitted evaluation plan?
        6. Special Competencies (15%). The extent to which the applicant 
    has demonstrated knowledge and experience accessing and using relevant 
    data sources, designing and implementing comprehensive program 
    evaluations (using both qualitative and quantitative data), 
    implementing injury control programs, and working in partnership with 
    others on community programs.
        7. Project Management and Staffing (10%). The extent to which the
    
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    proposed staff, including management and program staff and community 
    partners, are clearly described, appropriately assigned, and have 
    adequate skills and experiences. The extent to which the applicant has 
    the capacity and facilities to design, implement, and evaluate a 
    complex and comprehensive community program. The extent to which the 
    applicant provides details regarding the level of effort and allocation 
    of time for each staff position. Did the applicant submit an 
    organizational chart and resume for each proposed staff member? Does 
    the applicant provide a reasonable plan for accomplishing the 
    objectives of the project within the time frame set out in this 
    announcement?
    
    Special Award Selection Factors
    
        Applicants are strongly encouraged to seek funds for the purpose of 
    cost-sharing from other federal, State, local and private sources to 
    augment those available under this announcement. Applications which 
    include a commitment of such funds will be given additional 
    consideration.
        For those applications that are evaluated as eligible for award, 
    consideration for final award will be made on the basis of geographic 
    diversity, urban/rural mix, organizational diversity and potential for 
    program replication.
    
    Terms and Conditions of Award
    
        1. Prior to award, each grantee must comply with the certification 
    requirements of 49 CFR part 20, Department of Transportation New 
    Restrictions on Lobbying, and 49 CFR part 29, Department of 
    Transportation government-wide Debarment and Suspension (Non-
    procurement) and Government-wide Requirements for Drug Free Workplace 
    (Grants).
        2. Reporting Requirements and Deliverables:
        a. Quarterly Progress Reports should include a summary of the 
    previous quarter's activities and accomplishments, as well as the 
    proposed activities for the upcoming quarter. Any decisions and actions 
    required in the upcoming quarter should be included in the report. The 
    grantee shall supply the progress report to the Contracting Officer's 
    Technical Representative (COTR) every ninety (90) days, following date 
    of award.
        b. Problem Identification Report, Program Implementation and 
    Evaluation Plan: The grantee shall submit a problem identification 
    report, program implementation and evaluation plan no more than 9 
    months after award of this agreement, or as soon as the Safe 
    Communities program has completed the problem identification activity, 
    has determined what traffic safety problem or problems will be 
    addressed, and determined what program or programs will be implemented 
    to reduce the traffic-related injuries. The NHTSA COTR will review and 
    comment on this plan.
        The plan should describe the problem identification effort (data 
    sources used, how analyzed, and the results including costs of traffic 
    injuries to the community), how the communities traffic injury problems 
    and proposed solutions were determined, how input was obtained from 
    citizens, and how the program will be evaluated. This final evaluation 
    plan should describe how the effectiveness of the Safe Communities 
    program will be determined and how the process issues involved in 
    establishing and implementing a Safe Communities program will be 
    determined.
        c. Dissemination Plan:
        i. Draft Final Report and Draft Process Manual: The grantee shall 
    prepare a Draft Final Report that includes a description of the 
    community (including the traffic safety problem and data sources to 
    support the problem), partners, intervention strategies, program 
    implementation, evaluation methodology and findings from the program 
    evaluation. The grantee shall also prepare a Draft Process Manual 
    describing what happened in the community in establishing a safe 
    communities approach to traffic injury. In terms of technology 
    transfer, it is important to know what worked and did not work, under 
    what circumstances, and what can be done to avoid potential problems in 
    implementing community programs. This Process Manual shall contain the 
    ``lessons learned'' in establishing a safe community. The grantee shall 
    submit the Draft Final Report and Draft Process Manual to the COTR 90 
    days prior to the end of the performance period. The COTR will review 
    each draft document and provide comments to the grantee within 30 days 
    of receipt of the documents.
        ii. Final Report and Process Manual: The grantee shall revise the 
    Draft Final Report and Draft Process Manual to reflect the COTR's 
    comments. The revised documents shall be delivered to the COTR on or 
    before the end of the performance period. The grantee shall supply the 
    COTR one camera-ready copy, one computer disk copy in WordPerfect 
    format, and four additional hard copies of each revised document.
        iii. Meetings and Briefings: The grantee shall plan for one to two 
    briefings per year at NHTSA headquarters in Washington, D.C. with the 
    COTR and other interested parties. The grantee shall also participate 
    in one or two technology sharing/problem solving sessions with the 
    NHTSA COTR, other interested parties and the other Safe Communities 
    grantees per year in Washington, D.C. or some central location. In 
    addition, the grantee shall plan for a presentation at one or more 
    national meetings (e.g., APHA, Lifesavers . . .) per year.
        iv. Professional Journal Paper: The grantee shall prepare and 
    submit at least one paper for publication in a professional journal if 
    deemed appropriate by the COTR.
        3. During the effective performance period of cooperative 
    agreements awarded as a result of this announcement, the agreement as 
    applicable to the grantee, shall be subject to the National Highway 
    Traffic Safety Administration's General Provisions for Assistance 
    Agreements.
    
        Issued on: February 7, 1997.
    James Hedlund,
    Associate Administrator for Traffic Safety Programs.
    [FR Doc. 97-3510 Filed 2-11-97; 8:45 am]
    BILLING CODE 4910-59-M
    
    
    

Document Information

Published:
02/12/1997
Department:
National Highway Traffic Safety Administration
Entry Type:
Notice
Action:
Announcement of discretionary cooperative agreements to support the demonstration and evaluation of Safe Communities Programs
Document Number:
97-3510
Dates:
Applications must be received at the office designated below by 3:00 PM on or before May 1, 1997.
Pages:
6603-6608 (6 pages)
PDF File:
97-3510.pdf