98-3892. Refugee Resettlement Program; Proposed Availability of Formula Allocation Funding for FY 1998 Targeted Assistance Grants for Services to Refugees in Local Areas of High Need  

  • [Federal Register Volume 63, Number 31 (Tuesday, February 17, 1998)]
    [Notices]
    [Pages 7814-7819]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-3892]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    
    Refugee Resettlement Program; Proposed Availability of Formula 
    Allocation Funding for FY 1998 Targeted Assistance Grants for Services 
    to Refugees in Local Areas of High Need
    
    AGENCY: Office of Refugee Resettlement (ORR), ACF, HHS.
    
    ACTION: Notice of proposed availability of formula allocation funding 
    for FY 1998 targeted assistance grants to States for services to 
    refugees \1\ in local areas of high need.
    ---------------------------------------------------------------------------
    
        \1\ In addition to persons who meet all requirements of 45 CFR 
    400.43, ``Requirements for documentation of refugee status,'' 
    eligibility for targeted assistance includes Cuban and Haitian 
    entrants, certain Amerasians from Vietnam who are admitted to the 
    U.S. as immigrants, and certain Amerasians from Vietnam who are U.S. 
    citizens. (See section II of this notice on ``Authorization.'') The 
    term ``refugee'', used in this notice for convenience, is intended 
    to encompass such additional persons who are eligible to participate 
    in refugee program services, including the targeted assistance 
    program.
        Refugees admitted to the U.S. under admissions numbers set aside 
    for private-sector-initiative admissions are not eligible to be 
    served under the targeted assistance program (or under other 
    programs supported by Federal refugee funds) during their period of 
    coverage under their sponsoring agency's agreement with the 
    Department of State--usually two years from their date of arrival, 
    or until the obtain permanent resident alien status, whichever comes 
    first.
    ---------------------------------------------------------------------------
    
    SUMMARY: This notice announces the proposed availability of funds and 
    award procedures for FY 1998 targeted assistance grants for services to 
    refugees under the Refugee Resettlement Program (RRP). These grants are 
    for service provision in localities with large refugee populations, 
    high refugee concentrations, and high use of public assistance, and 
    where specific needs exist for supplementation of currently available 
    resources.
    
    DATES: Comments on this notice must be received by March 19, 1998.
    
    ADDRESSES: Address written comments, in duplicate, to: Toyo Biddle, 
    Director, Division of Refugee Self-Sufficiency, Office of Refugee 
    Resettlement, Administration for Children and Families, 370 L'Enfant 
    Promenade, SW, Washington, DC 20447.
        Application Deadline: The deadline for applications will be 
    established by the final notice; applications should not be sent in 
    response to this notice of proposed allocations.
    
    FOR FURTHER INFORMATION CONTACT: Toyo Biddle (202) 401-9250.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Purpose and Scope
    
        This notice announces the proposed availability of funds for grants 
    for targeted assistance for services to refugees in counties where, 
    because of factors such as unusually large refugee populations, high 
    refugee concentrations, and high use of public assistance, there exists 
    and can be demonstrated a specific need for supplementation of 
    resources for services to this population.
        The Office of Refugee Resettlement (ORR) has available $49,477,000 
    in FY 1998 funds for the targeted assistance program (TAP) as part of 
    the FY 1998 appropriation for the Department of Health and Human 
    Services (Pub. L. No. 105-78).
        The Director of the Office of Refugee Resettlement (ORR) proposes 
    to use the $49,477,000 in targeted assistance funds as follows:
         $35,371,300 will be allocated to States under the 5-year 
    population formula, as set forth in this notice.
         $14,105,700 will be used to award discretionary grants to 
    States under separate grant announcements, including TAP 10% grants and 
    as well as other discretionary grants.
        In addition, the Office of Refugee Resettlement will have available 
    an additional $5,000,000 in FY 1998 funds for the targeted assistance 
    discretionary program through the Foreign Operations, Export Financing, 
    and Related Programs Appropriations Act, 1998 (Pub. L. No. 105-118). 
    These funds will augment the 10-percent of the targeted assistance 
    program which is set-aside for grants to localities most heavily 
    impacted by the influx of refugees such as Laotian Hmong, Cambodians 
    and Soviet Pentecostals, including secondary migrants who entered the 
    United States after October 1, 1979.
        The purpose of targeted assistance grants is to provide, through a 
    process of local planning and implementation, direct services intended 
    to result in the economic self-sufficiency and reduced welfare 
    dependency of refugees through job placements.
        The targeted assistance program reflects the requirements of 
    section 412(c)(2)(B) of the Immigration and Nationality Act (INA), 
    which provides that targeted assistance grants shall be made available 
    ``(i) primarily for the purpose of facilitating refugee employment and 
    achievement of self-sufficiency, (ii) in a manner that does not 
    supplant other refugee program funds and that assures that not less 
    than 95 percent of the amount of the grant award is made available to 
    the county or other local entity.''
    
    II. Authorization
    
        Targeted assistance projects are funded under the authority of 
    section 412(c)(2) of the Immigration and Nationality Act (INA), as 
    amended by the Refugee Assistance Extension Act of 1986 (Pub. L. No. 
    99-605), 8 U.S.C. 1522(c); section 501(a) of the Refugee Education 
    Assistance Act of 1980 (Pub. L. No. 96-433), 8 U.S.C. 1522 note, 
    insofar as it incorporates by reference with respect to Cuban and 
    Haitian entrants the authorities pertaining to assistance for refugees 
    established by section 412(c)(2) of the INA, as cited above; section 
    584(c) of the Foreign Operations, Export Financing, and Related 
    Programs Appropriations Act, 1988, as included in the FY 1988 
    Continuing Resolution (Pub. L. No. 100-202), insofar as it incorporates 
    by reference with respect to certain Amerasians from Vietnam the 
    authorities pertaining to assistance for refugees established by 
    section 412(c)(2) of the INA, as cited above, including certain 
    Amerasians from Vietnam who are U.S. citizens, as provided under title 
    II of the Foreign Operations, Export Financing, and Related Programs 
    Appropriations Acts, 1989 (Pub. L. No. 100-461), 1990 (Pub. L. No. 101-
    167), and 1991 (Pub. L. No. 101-513).
    
    [[Page 7815]]
    
    III. Client and Service Priorities
    
        Targeted assistance funding must be used to assist refugee families 
    to achieve economic independence. To this end, States and counties are 
    required to ensure that a coherent family self-sufficiency plan is 
    developed for each eligible family that addresses the family's needs 
    from time of arrival until attainment of economic independence. (See 45 
    CFR 400.79 and 400.156(g).) Each family self-sufficiency plan should 
    address a family's needs for both employment-related services and other 
    needed social services. The family self-sufficiency plan must include: 
    (1) A determination of the income level a family would have to earn to 
    exceed its cash grant and move into self-support without suffering a 
    monetary penalty; (2) a strategy and timetable for obtaining that level 
    of family income through the placement in employment of sufficient 
    numbers of employable family members at sufficient wage levels; and (3) 
    employability plans for every employable member of the family. In local 
    jurisdictions that have both targeted assistance and refugee social 
    services programs, one family self-sufficiency plan may be developed 
    for a family that incorporates both targeted assistance and refugee 
    social services.
        Services funded through the targeted assistance program are 
    required to focus primarily on those refugees who, either because of 
    their protracted use of public assistance or difficulty in securing 
    employment, continue to need services beyond the initial years of 
    resettlement. States may not provide services funded under this notice, 
    except for referral and interpreter services, to refugees who have been 
    in the United States for more than 60 months (5 years).
        In accordance with 45 CFR 400.314, States are required to provide 
    targeted assistance services to refugees in the following order of 
    priority, except in certain individual extreme circumstances: (a) 
    Refugees who are cash assistance recipients, particularly long-term 
    recipients; (b) unemployed refugees who are not receiving cash 
    assistance; and (c) employed refugees in need of services to retain 
    employment or to attain economic independence.
        In addition to the statutory requirement that TAP funds be used 
    ``primarily for the purpose of facilitating refugee employment'' 
    (section 412(c)(2)(B)(i)), funds awarded under this program are 
    intended to help fulfill the Congressional intent that ``employable 
    refugees should be placed on jobs as soon as possible after their 
    arrival in the United States'' (section 412(a)(1)(B)(i) of the INA). 
    Therefore, in accordance with 45 CFR 400.313, targeted assistance funds 
    must be used primarily for employability services designed to enable 
    refugees to obtain jobs with less than one year's participation in the 
    targeted assistance program in order to achieve economic self-
    sufficiency as soon as possible. Targeted assistance services may 
    continue to be provided after a refugee has entered a job to help the 
    refugee retain employment or move to a better job. Targeted assistance 
    funds may not be used for long-term training programs such as 
    vocational training that last for more than a year or educational 
    programs that are not intended to lead to employment within a year.
        In accordance with Sec. 400.317, if targeted assistance funds are 
    used for the provision of English language training, such training must 
    be provided in a concurrent, rather than sequential, time period with 
    employment or with other employment-related activities.
        A portion of a local area's allocation may be used for services 
    which are not directed toward the achievement of a specific employment 
    objective in less than one year but which are essential to the 
    adjustment of refugees in the community, provided such needs are 
    clearly demonstrated and such use is approved by the State. Allowable 
    services include those listed under Sec. 400.316.
        Reflecting section 412(a)(1)(A)(iv) of the INA, States must 
    ``insure that women have the same opportunities as men to participate 
    in training and instruction.'' In addition, in accordance with 
    Sec. 400.317, services must be provided to the maximum extent feasible 
    in a manner that includes the use of bilingual/bicultural women on 
    service agency staffs to ensure adequate service access by refugee 
    women. The Director also strongly encourages the inclusion of refugee 
    women in management and board positions in agencies that serve 
    refugees. In order to facilitate refugee self-support, the Director 
    also expects States to implement strategies which address 
    simultaneously the employment potential of both male and female wage 
    earners in a family unit. States and counties are expected to make 
    every effort to assure availability of day care services for children 
    in order to allow women with children the opportunity to participate in 
    employment services or to accept or retain employment. To accomplish 
    this, day care may be treated as a priority employment-related service 
    under the targeted assistance program. Refugees who are participating 
    in TAP-funded or social services-funded employment services or have 
    accepted employment are eligible for day care services for children. 
    For an employed refugee, TAP-funded day care should be limited to one 
    year after the refugee becomes employed. States and counties, however, 
    are expected to use day care funding from other publicly funded 
    mainstream programs as a prior resource and are encouraged to work with 
    service providers to assure maximum access to other publicly funded 
    resources for day care.
        In accordance with Sec. 400.317, targeted assistance services must 
    be provided in a manner that is culturally and linguistically 
    compatible with a refugee's language and cultural background, to the 
    maximum extent feasible. In light of the increasingly diverse 
    population of refugees who are resettling in this country, refugee 
    service agencies will need to develop practical ways of providing 
    culturally and linguistically appropriate services to a changing ethnic 
    population. Services funded under this notice must be refugee-specific 
    services which are designed specifically to meet refugee needs and are 
    in keeping with the rules and objectives of the refugee program. 
    Vocational or job-skills training, on-the-job training, or English 
    language training, however, need not be refugee-specific.
        When planning targeted assistance services, States must take into 
    account the reception and placement (R&P) services provided by local 
    resettlement agencies in order to utilize these resources in the 
    overall program design and to ensure the provision of seamless, 
    coordinated services to refugees that are not duplicative. See 
    Sec. 400.156(b).
        ORR strongly encourages States and counties when contracting for 
    targeted assistance services, including employment services, to give 
    consideration to the special strengths of mutual assistance 
    associations (MAAs), whenever contract bidders are otherwise equally 
    qualified, provided that the MAA has the capability to deliver services 
    in a manner that is culturally and linguistically compatible with the 
    background of the target population to be served. ORR also strongly 
    encourages MAAs to ensure that their management and board composition 
    reflect the major target populations to be served.
        ORR defines MAAs as organizations with the following 
    qualifications:
        a. The organization is legally incorporated as a nonprofit 
    organization; and
        b. Not less than 51% of the composition of the Board of Directors 
    or governing board of the mutual assistance association is comprised of
    
    [[Page 7816]]
    
    refugees or former refugees, including both refugee men and women.
        Finally, in order to provide culturally and linguistically 
    compatible services in as cost-efficient a manner as possible in a time 
    of limited resources, ORR strongly encourages States and counties to 
    promote and give special consideration to the provision of services 
    through coalitions of refugee service organizations, such as coalitions 
    of MAAs, voluntary resettlement agencies, or a variety of service 
    providers. ORR believes it is essential for refugee-serving 
    organizations to form close partnerships in the provision of services 
    to refugees in order to be able to respond adequately to a changing 
    refugee picture. Coalition-building and consolidation of providers is 
    particularly important in communities with multiple service providers 
    in order to ensure better coordination of services and maximum use of 
    funding for services by minimizing the funds used for multiple 
    administrative overhead costs.
        The award of funds to States under this notice will be contingent 
    upon the completeness of a State's application as described in section 
    IX, below.
    
    IV. [Reserved for Discussion of Comments in the Final Notice]
    
    V. Eligible Grantees
    
        Eligible grantees are those agencies of State governments that are 
    responsible for the refugee program under 45 CFR 400.5 in States 
    containing counties which qualify for FY 1998 targeted assistance 
    awards.
        The use of targeted assistance funds for services to Cuban and 
    Haitian entrants is limited to States which have an approved State plan 
    under the Cuban/Haitian Entrant Program (CHEP).
        The State agency will submit a single application on behalf of all 
    county governments of the qualified counties in that State. Subsequent 
    to the approval of the State's application by ORR, local targeted 
    assistance plans will be developed by the county government or other 
    designated entity and submitted to the State.
        A State with more than one qualified county is permitted, but not 
    required, to determine the allocation amount for each qualified county 
    within the State. However, if a State chooses to determine county 
    allocations differently from those set forth in this notice, in 
    accordance with Sec. 400.319, the FY 1998 allocations proposed by the 
    State must be based on the State's population of refugees who arrived 
    in the U.S. during the most recent 5-year period. A State may use 
    welfare data as an additional factor in the allocation of its targeted 
    assistance funds if it so chooses; however, a State may not assign a 
    greater weight to welfare data than it has assigned to population data 
    in its allocation formula. In addition, if a State chooses to allocate 
    its FY 1998 targeted assistance funds in a manner different from the 
    formula set forth in this notice, the FY 1998 allocations and 
    methodology proposed by the State must be included in the State's 
    application for ORR review and approval.
        Applications submitted in response to the final notice are not 
    subject to review by State and areawide clearinghouses under Executive 
    Order 12372, ``Intergovernmental Review of Federal Programs.''
    
    VI. Qualification and Allocation
    
    A. Qualified Counties
    
        The 47 counties listed as qualified for TAP funding in the FY 1997 
    final TAP notice will remain qualified for TAP funding in FY 1998. We 
    do not plan to consider the eligibility of additional counties for FY 
    1998. In the FY 1996 targeted assistance final notice (61 FR 36739, 
    July 12, 1996) the ORR Director indicated her intention to determine 
    the qualification of counties for targeted assistance funds once every 
    three years, beginning in FY 1996. Therefore, in FY 1999, ORR will 
    again review data on all counties that could potentially qualify for 
    TAP funds on the basis of the most current 5-year refugee/entrant 
    population data available at that time.
    
    B. Allocation Formula
    
        Of the funds available for FY 1998 for targeted assistance, 
    $35,317,300 is allocated by formula to States for qualified counties 
    based on the initial placements of refugees, Amerasians, entrants, and 
    Kurdish asylees in these counties during the 5-year period from FY 1993 
    through FY 1997 (October 1, 1992-September 30, 1997).
        With regard to Havana parolees, in the absence of reliable data on 
    the State-by-State resettlement of this population, we are crediting 
    5,992 Havana parolees who arrived in the U.S. in FY 1997 according to 
    the Immigration and Naturalization Service (INS), to qualified targeted 
    assistance counties based on the counties' proportion of the 5-year 
    entrant arrival population. For FY 1995 and FY 1996, Florida's Havana 
    parolees for each qualified county are based on actual data submitted 
    by the State of Florida, while Havana parolees credited to counties in 
    other States were prorated based on the counties' proportion of the 5-
    year entrant population in the U.S. The proposed allocations in this 
    notice reflect these additional parolee numbers.
        If a qualified county does not agree with ORR's population estimate 
    and believes that its 5-year initial resettlement population from FY 
    1993-FY 1997 was undercounted and wishes ORR to reconsider its 
    population estimate, the county must provide the following evidence: 
    The county must submit to ORR a letter from each local voluntary agency 
    that resettled refugees in the county that attests to the fact that the 
    refugees/entrants listed in an attachment to the letter were resettled 
    as initial placements during the 5-year period from FY 1993-FY 1997 in 
    the county making the claim. Documentation must include the name, alien 
    number, date of birth, and date of arrival in the U.S. for each 
    refugee/entrant claimed. Listings of refugees who are not identified by 
    their alien numbers will not be considered. Counties should submit such 
    evidence separately from comments on the proposed allocation formula no 
    later than 30 days from the date of publication of this notice and 
    should be addressed to: Loren Bussert, Division of Refugee Self-
    Sufficiency, Office of Refugee Resettlement, 370 L'Enfant Promenade, 
    SW., Washington, DC 20447, telephone: (202) 401-4732. Failure to submit 
    the required documentation within the required time period will result 
    in forfeiture of consideration.
    
    VII. Allocations
    
        Table 1 lists the qualified counties, the number of refugee and 
    entrant arrivals in those counties during the 5-year period from 
    October 1, 1992-September 30, 1997, the prorated number of Havana 
    parolees credited to each county based on the county's proportion of 
    the 5-year entrant population in the U.S., the sum of the third, 
    fourth, and fifth columns, and the proposed amount of each county's 
    allocation based on its 5-year total population.
        Table 2 provides proposed State totals for targeted assistance 
    allocations.
    
    [[Page 7817]]
    
    
    
                              Table 1.--Proposed Assistance Allocations By County: FY 1998                          
    ----------------------------------------------------------------------------------------------------------------
                                                                                                         $35,371,300
                                                                                               Total       Total FY 
                County                   State         Refugees     Entrants      Havana    arrivals FY      1997   
                                                         \1\                     parolees    1993-1997     proposed 
                                                                                   \2\                    allocation
    ----------------------------------------------------------------------------------------------------------------
    Maricopa County..............  Arizona.........        5,920          652          242        6,814      586,972
    Alameda County...............  California......        4,029           19            8        4,056      349,392
    Fresno County................  California......        4,596            2            0        4,598      396,081
    Los Angeles County...........  California......       20,709          465          268       21,442    1,847,057
    Merced County................  California......        1,067            0            0        1,067       91,914
    Orange County................  California......       17,950           27           15       17,992    1,549,867
    Sacramento County............  California......       11,463            4            2       11,469      987,963
    San Diego County.............  California......       10,780          517          205       11,502      990,806
    SAN FRANCISCO AREA...........  California......        9,706           85           73        9,864      849,705
    San Joaquin County...........  California......        1,708            7            3        1,718      147,992
    Santa Clara County...........  California......       13,706           50           15       13,771    1,186,262
    Denver County................  Colorado........        3,384            3            1        3,388      291,849
    District of Col..............  District of Col.        3,859           14            7        3,880      334,231
    Broward County...............  Florida.........        1,124        1,558          575        3,257      280,565
    Dade County..................  Florida.........        9,486       34,623       17,902       62,011    5,341,754
    Duval County.................  Florida.........        3,416           41           25        3,482      299,947
    Palm Beach County............  Florida.........          690        1,092          428        2,210      190,374
    DeKalb County................  Georgia.........        6,051           13            8        6,072      523,054
    Fulton County................  Georgia.........        5,866          210           89        6,165      531,066
    CHICAGO AREA.................  Illinois........       17,240          412          182       17,834    1,536,257
    Polk County..................  Iowa............        3,301            1            0        3,302      284,441
    Jefferson County \3\.........  Kentucky........        3,213          551          158        3,922      337,849
    Baltimore City...............  Maryland........        2,683            3            0        2,686      231,378
    Suffolk County...............  Massachusetts...        5,090           73          103        5,266      453,624
    Ingham County................  Michigan........        1,715          319          102        2,136      183,999
    Oakland County...............  Michigan........        3,409            8            4        3,421      294,692
    Hennepin County..............  Minnesota.......        5,490            3            0        5,493      473,178
    Ramsey County................  Minnesota.......        3,744           10            4        3,758      323,722
    St. Louis City...............  Missouri........        6,614            1            0        6,615      569,830
    Lancaster County.............  Nebraska........        2,218           36           10        2,264      195,026
    Hudson County................  New Jersey......        1,910          827          362        3,099      266,954
    Bernalillo County............  New Mexico......        1,322        1,228          517        3,067      264,198
    Broome County................  New York........        1,336           16           11        1,363      117,412
    Monroe County................  New York........        2,884          514          209        3,607      310,714
    NEW YORK CITY AREA...........  New York........       69,582          728          454       70,764    6,095,755
    Oneida County................  New York........        3,470            1            0        3,471      298,999
    Cass County..................  North Dakota....        1,535            3            1        1,539      132,573
    Cuyahoga County..............  Ohio............        4,131            6            2        4,139      356,542
    PORTLAND OREGON AREA.........  Oregon..........       10,451          549          209       11,209      965,566
    Philadelphia County..........  Pennsylvania....        6,756           55           30        6,841      589,298
    Davidson County..............  Tennessee.......        3,243           54           14        3,311      285,216
    DALLAS AREA..................  Texas...........       11,398          610          243       12,251    1,055,326
    Harris County................  Texas...........        9,645          169           64        9,878      850,911
    FAIRFAX AREA.................  Virginia........        4,337            8            3        4,348      374,546
    Richmond City................  Virginia........        1,981          103           42        2,126      183,138
    Pierce County................  Washington......        2,713           10            3        2,726      234,823
    SEATTLE AREA.................  Washington......       15,355           52           15       15,422    1,328,482
                                                    ----------------------------------------------------------------
          Total..................                        342,276       45,732       22,608      410,616  $35,371,300
    ----------------------------------------------------------------------------------------------------------------
    \1\ Refugees include: refugees, Kurdish asylees, and Amerasian immigrants from Vietnam.                         
    \2\ For 1997, 5101 Havana Parolees (HP's) were prorated to the qualifying counties based on the counties'       
      proportion of the five year (FY 1993-1997) entrant population in the U.S.                                     
      For FY 1996, HP arrivals to the qualifying Florida counties (6910) were based on actual data while HP's in the
      non-Florida qualifying counties (1415) were prorated based on the counties' proportion of the five year (FY   
      1992-1996) entrant population in the U.S.                                                                     
      For FY 1995, HP arrivals to the qualifying Florida counties (7855) were based on actual data while HP's in the
      non-Florida qualifying counties (1327) were prorated based on the counties' proportion of the five year (FY   
      1991-1995) entrant population in the U.S.                                                                     
    \3\ The allocation for Jefferson, KY will be awarded to the Kentucky Wilson-Fish project.                       
    
    
    [[Page 7818]]
    
    
      Table 2.--Proposed Targeted Assistance Allocations By State: FY 1998  
    ------------------------------------------------------------------------
                                                                 $35,371,300
                                                                   Total FY 
                               State                                 1997   
                                                                   proposed 
                                                                  allocation
    ------------------------------------------------------------------------
    Arizona....................................................     $586,972
    California.................................................    8,397,039
    Colorado...................................................      291,849
    District of Columbia.......................................      334,231
    Florida....................................................    6,112,640
    Georgia....................................................    1,054,120
    Illinois...................................................    1,536,257
    Iowa.......................................................      284,441
    Kentucky...................................................      337,849
    Maryland...................................................      231,378
    Massachusetts..............................................      453,624
    Michigan...................................................      478,691
    Minnesota..................................................      796,900
    Missouri...................................................      569,830
    Nebraska...................................................      195,026
    New Jersey.................................................      266,954
    New Mexico.................................................      264,198
    New York...................................................    6,822,880
    North Dakota...............................................      132,573
    Ohio.......................................................      356,542
    Oregon.....................................................      965,566
    Pennsylvania...............................................      589,298
    Tennessee..................................................      285,216
    Texas......................................................    1,906,237
    Virginia...................................................      557,684
    Washington.................................................    1,563,305
          Total................................................   35,371,300
    ------------------------------------------------------------------------
    
    VIII. Application and Implementation Process
    
        Under the FY 1988 targeted assistance program, States may apply for 
    and receive grant awards on behalf of qualified counties in the State. 
    A single allocation will be made to each State by ORR on the basis of 
    an approved State application. The State agency will, in turn, receive, 
    review, and determine the acceptability of individual county targeted 
    assistance plans.
        Pursuant to Sec. 400.210(b), FY 1998 targeted assistance funds must 
    be obligated by the State agency no later than one year after the end 
    of the Federal fiscal year in which the Department awarded the grant. 
    Funds must be liquidated within two years after the end of the Federal 
    fiscal year in which the Department awarded the grant. A State's final 
    financial report on targeted assistance expenditures must be received 
    no later than two years after the end of the Federal fiscal year in 
    which the Department awarded the grant. If final reports are not 
    received on time, the Department will deobligate any unexpended funds, 
    including any unliquidated obligations, on the basis of the State's 
    last filed report.
        The requirements regarding the discretionary portions of the 
    targeted assistance program will be addressed separately in the grant 
    announcements for those funds. Applications for these funds are 
    therefore not subject to provisions contained in this notice but to 
    other requirements which will be conveyed separately.
    
    IX. Application Requirements
    
        The proposed State application requirements for grants for the FY 
    1998 targeted assistance formula allocation are as follows:
        States that are currently operating under approved management plans 
    for their FY 1996 or FY 1997 targeted assistance program and wish to 
    continue to do so for their FY 1998 grants may provide the following in 
    lieu of resubmitting the full currently approved plan:
        The State's application for FY 1998 funding shall provide:
        A. Assurance that the State's current management plan for the 
    administration of the targeted assistance program, as approved by ORR, 
    will continue to be in full force and effect for the FY 1998 targeted 
    assistance program, subject to any additional assurances or revisions 
    required by this notice which are not reflected in the current plan. 
    Any proposed modifications to the approved plan will be identified in 
    the application and are subject to ORR review and approval. Any 
    proposed changes must address and reference all appropriate portions of 
    the FY 1996 or FY 1997 application content requirements to ensure 
    complete incorporation in the State's management plan.
        B. Assurance that targeted assistance funds will be used in 
    accordance with the requirements in 45 CFR 400.
        C. Assurance that targeted assistance funds will be used primarily 
    for the provision of services which are designed to enable refugees to 
    obtain jobs with less than one year's participation in the targeted 
    assistance program. States must indicate what percentage of FY 1998 
    targeted assistance formula allocation funds that are used for services 
    will be allocated for employment services.
        D. Assurance that targeted assistance funds will not be used to 
    offset funding otherwise available to counties or local jurisdictions 
    from the State agency in its administration of other programs, e.g. 
    social services, cash and medical assistance, etc.
        E. The mount of funds to be awarded to the targeted county or 
    counties. If a State with more than one qualifying targeted assistance 
    county chooses to allocate its targeted assistance funds differently 
    from the formula allocation for counties presented in the ORR targeted 
    assistance notice in a fiscal year, its allocations must be based on 
    the State's population of refugees who arrived in the U.S. during the 
    most recent 5-year period. A State may use welfare data as an 
    additional factor in the allocation of targeted assistance funds if it 
    so chooses; however, a State may not assign a greater weight to welfare 
    data than it has assigned to population data in its allocation formula. 
    The application must provide a description of, and supporting data for, 
    the State's proposed allocation plan, the data to be used, and the 
    proposed allocation for each county.
        F. Assurance that local administrative budgets will not exceed 15% 
    of the lcoal allocation. Targeted assistance grants are cost-based 
    awards. Neither a State nor a county is entitled to a certain amount 
    for administrative costs. Rather, administrative cost requests should 
    be based on projections of actual needs. States and counties are 
    strongly encouraged to limit administative costs to the extent possible 
    to maximize available funding for services to clients.
        G. All applicants must establish targeted assistance proposed 
    performance goals for each of the 6 ORR performance outcome measures 
    for each targeted assistance county's proposed service contract(s) or 
    sub-grants for the next contracting cycle. Proposed performance goals 
    must be included in the application for each performance measure. The 6 
    ORR performance measures are: entered employments, cash assistance 
    reductions due to employment, each assistance terminations due to 
    employment, 90-day employment retentions, average wage at placement, 
    and job placements with available health benefits. Targeted assistance 
    program activity and progress achieved toward meeting performance 
    outcome goals are to be reported quarterly on the ORR-6, the 
    ``Quarterly Performance Report.''
        States which are currently grantees for targeted assistance funds 
    should base projected annual outcome goals on the past year's 
    performance. Proposed targeted assistance outcome goals should reflect 
    improvement over past performance and strive for continuous improvement 
    during the project period from one year to another.
        H. A line item budget and justification for State adminstrative 
    costs limited to a maximum of 5% of the total award to the State. Each 
    total budget period funding amount requested must be necessary, 
    reasonable, and allocable to the project. States that administer the 
    program locally in lieu of the county, through a mutual agreement with 
    the qualifying county, may add up to, but
    
    [[Page 7819]]
    
    not exceed, 10% of the county's TAP allocation to the State's 
    administrative budget.
        I. A line item budget and justification for State administaratgve 
    cost limited to a maximoum of 5% of the total award to the State. Each 
    total budget period funding amount requested must be necessary, 
    reasonable, and allocable to the project.
        States administering the program locally: States that have 
    administered the program locally or provide direct service to the 
    refugee population (with the concurrence of the county) must submit a 
    program summary to ORR for prior review and approval. The summary must 
    include a description of the proposed services; a justification for the 
    projected allocation for each component including relationship of funds 
    allocated to numbers of clients served, characteristics of clients, 
    duration of training and services, and cost per placement. In addition, 
    the program component summary must describe any ancillary services or 
    subcomponents such as day care, transportation, or language training.
    
    X. Reporting Requirements
    
        States are required to submit quarterly reports on the outcomes of 
    the targeted assistance program, using Schedule A and Schedule C of the 
    new ORR-6 Quarterly Performance Report form which was sent to States in 
    ORR State Letter 95-35 on November 6, 1995.
    
        Dated: Febuary 11, 1998.
    Lavinia Limon,
    Director, Office of Refuguee Resettlement.
     [FR Doc. 98-3892 Filed 2-13-98; 8:45 am]
    BILLING CODE 4184-01-M
    
    
    

Document Information

Published:
02/17/1998
Department:
Health and Human Services Department
Entry Type:
Notice
Action:
Notice of proposed availability of formula allocation funding for FY 1998 targeted assistance grants to States for services to refugees \1\ in local areas of high need.
Document Number:
98-3892
Dates:
Comments on this notice must be received by March 19, 1998.
Pages:
7814-7819 (6 pages)
PDF File:
98-3892.pdf