99-3714. Irradiation in the Production, Processing, and Handling of Food  

  • [Federal Register Volume 64, Number 31 (Wednesday, February 17, 1999)]
    [Proposed Rules]
    [Pages 7834-7837]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-3714]
    
    
    =======================================================================
    -----------------------------------------------------------------------
    
    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    
    21 CFR Part 179
    
    [Docket No. 98N-1038]
    
    
    Irradiation in the Production, Processing, and Handling of Food
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Advance notice of proposed rulemaking.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The Food and Drug Administration (FDA) is considering 
    proposing revisions of its labeling requirements for foods treated with 
    ionizing radiation. FDA is publishing this advance notice of proposed 
    rulemaking (ANPRM) in response to the direction given in the Joint 
    Explanatory Statement of the Committee of Conference that accompanied 
    the Food and Drug Administration Modernization Act of 1997 (FDAMA). The 
    FDAMA Joint Statement directed FDA to publish for public comment 
    proposed changes to current regulations relating to the labeling of 
    foods treated with ionizing radiation. As a first step, the agency is 
    making available to the public, through this document, various 
    documents including the relevant text from the FDAMA Joint Statement; 
    prior FDA rulings regarding food irradiation; recent submissions to FDA 
    regarding the labeling of irradiated foods, including a citizen 
    petition; a report of a meeting attended by FDA representatives at 
    which labeling of irradiated foods was discussed; and other relevant 
    materials. The agency encourages interested persons to submit comments, 
    including pertinent data and information, to aid FDA's consideration of 
    revisions to the labeling requirements for irradiated foods.
    
    DATES: Written comments must be submitted by May 18, 1999.
    
    ADDRESSES: Submit written comments and supporting material to the 
    Dockets Management Branch (HFA-305), Food and Drug Administration, 5630 
    Fishers Lane, rm. 1061, Rockville, MD 20852.
    
    FOR FURTHER INFORMATION CONTACT: Patricia A. Hansen, Center for Food 
    Safety and Applied Nutrition (HFS-206), Food and Drug Administration, 
    200 C St. SW., Washington, DC 20204, 202-418-3093.
    
    SUPPLEMENTARY INFORMATION:
    
    I. Introduction
    
        Through a series of proceedings under section 409 of the Federal 
    Food, Drug, and Cosmetic Act (the act) (21 U.S.C. 348), FDA has 
    approved the use of ionizing radiation on various foods under specific 
    conditions. These approvals are codified in FDA's regulations at 
    Sec. 179.26 (21 CFR 179.26).\1\ The agency's regulations require that 
    the label and labeling of retail packages or displays of foods treated 
    with ionizing radiation include both the radura logo (the international 
    symbol that indicates radiation treatment) and a disclosure statement 
    (either ``Treated with radiation'' or ``Treated by irradiation'') in 
    addition to information required by other regulations 
    (Sec. 179.26(c)(1) and (c)(2)). The regulations require that the logo 
    be placed prominently and conspicuously in conjunction with the 
    required statement.
    ---------------------------------------------------------------------------
    
        \1\ Two of FDA's most recent approvals authorized the use of 
    irradiation to reduce microbial pathogens on meat and poultry. 
    Recently, the use of irradiation has received increased attention as 
    an important potential tool for reducing foodborne illness.
    ---------------------------------------------------------------------------
    
        On November 21, 1997, President Clinton signed FDAMA into law (Pub. 
    L. 105-115). Section 306 of FDAMA amended the act by adding section 
    403C (21 U.S.C. 342-3). Section 403C of the act addresses the 
    disclosure of irradiation on the labeling of food as follows:
        (a) No provision of section 201(n), 403(a), or 409 shall be 
    construed to require on the label or labeling of a food a separate 
    radiation disclosure statement that is more prominent than the 
    declaration of ingredients required by section 403(i)(2).
        (b) In this section, the term `radiation disclosure statement' 
    means a written statement that discloses that a food has been 
    intentionally subject to irradiation.
        Although FDA's regulations did not specify how prominent a 
    radiation disclosure must be, the agency concluded there was merit to 
    having the regulation in Sec. 179.26 include the prominence 
    specification of the new statutory provision. Accordingly, in the 
    Federal Register of August 17, 1998 (63 FR 43875), FDA amended its 
    labeling requirement for irradiated foods to state that a radiation 
    disclosure statement is
    
    [[Page 7835]]
    
    not required to be any more prominent than the declaration of 
    ingredients required under section 403(i)(2) of the act.
        Although section 403C of the act addressed only the prominence of 
    the radiation disclosure statements, the language in the FDAMA Joint 
    Statement (H. Rept. 105-399, 105th Cong., 1st sess., at 98-99) directed 
    FDA to publish for public comment proposed changes to current 
    regulations relating to labeling of foods treated with ionizing 
    radiation. Specifically, the Joint Statement directed that, ``The 
    public comment process should be utilized by the Secretary to provide 
    an opportunity to comment on whether the regulations should be amended 
    to revise the prescribed nomenclature for the labeling of irradiated 
    foods and on whether such labeling requirements should expire at a 
    specified date in the future.'' The FDAMA Joint Statement also 
    indicated that, ``The conferees intend for any required irradiation 
    disclosure to be of a type and character such that it would not be 
    perceived to be a warning or give rise to inappropriate consumer 
    anxiety.'' (Ref. 1.)
        FDA notes that the law requires that irradiation labeling 
    statements, like other labeling statements, be truthful and not 
    misleading (403(a)(1) of the act). The agency also notes that over the 
    years, it has received letters expressing a variety of views regarding 
    the labeling of irradiated foods. However, at this time, FDA is not 
    aware of a consensus regarding specific changes in the labeling of 
    irradiated food that would best accomplish the intent of the conferees 
    and also satisfy the requirements of the act and other agency 
    regulations regarding the labeling of food in general. Therefore, the 
    agency is publishing this ANPRM to request public comment on whether 
    revisions to the current labeling requirements for irradiated foods are 
    needed to accomplish these objectives and, if so, what form such 
    revisions might take.
    
    II. Background on FDA's Labeling Requirements for Irradiated Foods
    
        As noted, over the years, FDA has issued several rules that address 
    the labeling of irradiated foods. In the Federal Register of February 
    14, 1984 (49 FR 5714), FDA published a proposal to approve the use of 
    ionizing radiation on several foods; that proposal did not include a 
    requirement for labeling disclosing the use of ionizing radiation (Ref. 
    2). The agency received over 5,000 comments on this proposal, among 
    them, numerous comments on the issue of labeling irradiated foods. 
    Based on the comments and information received in response to the 1984 
    proposal and on further analysis, FDA published a final rule in the 
    Federal Register of April 18, 1986 (51 FR 13376) (the 1986 rule), 
    requiring that the labeling of retail packages and displays of 
    irradiated food bear both the radura logo and a radiation disclosure 
    statement (Ref. 3). The agency had concluded that labeling indicating 
    treatment of food with radiation was necessary to prevent misbranding 
    of irradiated foods. In response to the 1986 rule, FDA received various 
    submissions commenting on, and objecting to, different aspects of that 
    rule, including the labeling requirements. In the Federal Register of 
    December 30, 1988 (53 FR 53176) (the 1988 response to objections), FDA 
    discussed several comments and objections to the labeling requirements 
    of the 1986 rule and concluded that the information submitted in the 
    comments and objections provided no basis to change those requirements. 
    Thus, the agency reaffirmed its earlier decision (Ref. 4).\2\
    ---------------------------------------------------------------------------
    
        \2\ As discussed in both the 1986 final rule and the 1988 
    response to objections, FDA concluded that labeling of irradiated 
    foods was necessary because such processing is a material fact that 
    must be disclosed to the consumer to prevent deception. The agency 
    determined that irradiation is a form of processing that can produce 
    significant changes in certain characteristics of a food, such as 
    the organoleptic (e.g., taste, smell, texture) or holding 
    properties, in a manner that is not obvious to the consumer in the 
    absence of labeling. That is, in the absence of labeling indicating 
    that the food has been irradiated, the implied representation to 
    consumers is that the food has not been processed.
        On the other hand, FDA recognized that irradiation of an 
    ingredient in a multiple ingredient food represented a different 
    situation because such a food has obviously been processed, and 
    concluded that consumers would not need special labeling to 
    recognize that fact. Therefore, the agency did not require special 
    labeling of a food that contained an irradiated ingredient but that 
    had not itself been irradiated. FDA also concluded that the labeling 
    requirements for irradiated ingredients in a multiple ingredient 
    food should be the same as for any other processed ingredients, 
    namely, that they be declared by their common or usual name without 
    any requirement for stating whether they were processed (see 51 FR 
    13376 at 13389 and 53 FR 53176 at 53205).
    ---------------------------------------------------------------------------
    
        In the preamble to the 1986 rule, FDA emphasized that the required 
    label statement (``Treated with radiation'' or ``Treated by 
    irradiation'') could be augmented by optional statements that describe 
    the type of radiation used or explain the reason for irradiation, 
    provided such statements were truthful and not misleading. That is, 
    manufacturers could include in product labeling statements such as 
    ``treated with X-radiation'' or ``treated with electron beam 
    radiation,'' provided that the more specific description was 
    applicable. Similarly, manufacturers could include statements such as 
    ``treated with radiation to extend shelf-life'' or ``treated by 
    irradiation to control pathogens,'' provided the more specific 
    statement truthfully described the primary purpose of the treatment 
    (Ref. 3).
        FDA further concluded that the best way to convey to consumers the 
    factual information that a food had been irradiated was to require 
    labeling with the radura logo, which would indicate that the food had 
    been processed by irradiation (but which would not be interpreted as a 
    warning or erroneously associated with the idea that radioactivity is 
    in the food). However, because the radura logo was not in common use at 
    that time and, thus would not be recognized, FDA also required a 
    disclosure statement, linked with the radura, so that consumers would 
    understand its meaning. At that time, the agency believed that consumer 
    awareness of irradiated foods and the meaning of the radura logo would 
    increase as irradiated foods entered the marketplace and that, in time, 
    a separate disclosure statement would no longer be necessary. Thus, the 
    requirement for a separate disclosure statement initially was to expire 
    on April 18, 1988. However, the agency subsequently extended the 
    requirement for a disclosure statement (Ref. 5: 53 FR 12757, April 18, 
    1988) and later made the requirement permanent (Ref. 6: 55 FR 14415, 
    April 18, 1990), having determined, at that time, that the public was 
    not sufficiently familiar with the meaning of the radura logo for it to 
    be used without a statement.
    
    III. Other Views on Labeling Requirements for Irradiated Foods
    
        FDA has recently received several submissions from individuals and 
    various organizations concerning the labeling of irradiated foods. The 
    following list summarizes these submissions.
        1. ``Identifying, Addressing and Overcoming Consumer Concerns.'' A 
    Roundtable on Food Irradiation, convened by Public Voice for Food 
    Health Policy, the National Food Processors Association, and the 
    International Food Information Council, February 18 and 19, 1998 (Ref. 
    7). This report summarizes the discussion by invited participants 
    regarding consumer concerns about food irradiation. According to the 
    report:
        Roundtable participants generally agreed that irradiated foods 
    should continue to be labeled, subject to existing exceptions. 
    However, participants were open to variations on existing label 
    language--such as cold pasteurization (irradiation)--that would 
    provide an informative, truthful and
    
    [[Page 7836]]
    
    non-threatening way to notify consumers that a particular product 
    has been irradiated.
        2. A letter from Senator Tom Harkin, dated January 21, 1998 (Ref. 
    8), and FDA's March 27, 1998, response to Senator Harkin (Ref. 9). 
    Senator Harkin expresses concern that the current labeling requirements 
    ``foster baseless fears,'' and requests that FDA proceed quickly to 
    ``finalize a new rule providing for more appropriate labeling of foods 
    processed with ionizing irradiation.'' Senator Harkin also suggests the 
    use of alternative terms as ``cold pasteurization'' or ``electronic 
    pasteurization'' in any irradiation disclosure statement.
        3. An excerpt from ``Food Labeling for the 21st Century: A Global 
    Agenda for Action,'' A Report by the Center for Science in the Public 
    Interest (CSPI), May 1998 (Ref. 10). This report includes a discussion 
    of the labeling of irradiated foods and food ingredients. As part of 
    the report's recommendations, CSPI states that,
        Any foods, or any foods containing ingredients, that have been 
    treated by irradiation should be labeled with a written statement on 
    the principal display panel indicating such treatment. The statement 
    should be easy to read and placed in close proximity to the name of 
    the food and accompanied by the international symbol. If the food is 
    unpackaged, this information should be clearly displayed on a poster 
    in plain view and adjacent to where the product is displayed for 
    sale.
        4. A citizen petition from the National Food Processors 
    Association, dated May 21, 1998 (Ref. 11). This petition requests that 
    FDA remove the labeling requirements for irradiated foods, stating, 
    among other things, that ``the required radiation statement causes 
    consumer concern about a non-existent hazard, at the expense of 
    discouraging a process that can mitigate very real safety hazards.''
        5. A letter from Burrell J. Smittle, Florida Linear Accelerator, 
    dated September 3, 1998 (Ref. 12), expressing the opinion that no 
    radiation disclosure statement should be required.
        6. A letter from Consumer Alert, dated September 15, 1998 (Ref. 
    13), stating support for the position that the radiation disclosure 
    statement should not be more prominent than the declaration of 
    ingredients.
        7. A letter from the National Consumers League, dated September 16, 
    1998 (Ref. 14), expressing the opinion that the radiation disclosure 
    statement should be more prominent than the declaration of ingredients.
        8. A section of the ``Codex General Standard for Labelling of 
    Prepackaged Foods,'' Codex Alimentarius Commission,\3\ 1995 (Ref. 15) 
    and a summary list of the labeling requirements for irradiated foods in 
    various countries (Ref. 16). Under the provisions of the Codex 
    standard, a written radiation disclosure statement is to be used on the 
    label of irradiated foods; the use of the radura symbol, however, is 
    optional. Of the countries included in the summary list, all require a 
    label statement, and none rely on the radura logo alone. In addition, 
    most of these countries require that the label statement use wording 
    similar to that required by FDA's regulations (i.e., the use of a word 
    comparable to ``irradiation'' or ``radiation'').
    ---------------------------------------------------------------------------
    
        \3\ The Codex Alimentarius Commission is an international 
    consensus standards body organized under the auspices of the Food 
    and Agriculture Organization of the United Nations (FAO) and the 
    World Health Organization (WHO).
    ---------------------------------------------------------------------------
    
    IV. Request for Comments
    
        As previously discussed, FDA is publishing this ANPRM to request 
    public comment on whether revisions of the current labeling 
    requirements for irradiated foods are needed to accomplish the 
    objectives outlined in the FDAMA Joint Statement and the labeling 
    requirements of the act, and, if so, what form such revisions might 
    take. In keeping with the FDAMA Joint Statement, FDA is soliciting 
    comments on two issues: (1) Whether the wording of the current 
    radiation disclosure statement should be revised, and (2) whether such 
    labeling requirements should expire at a specified date in the future. 
    To better assist FDA in formulating specific revisions that would 
    accomplish the objectives outlined in the FDAMA Joint Statement and 
    also satisfy the requirements of the act and the agency's other 
    regulations regarding the labeling of food in general, the agency 
    encourages interested persons to address the following questions in 
    their comments:
        (1) Does the current radiation disclosure statement convey 
    meaningful information to consumers in a truthful and nonmisleading 
    manner?
        (2) How do consumers perceive the current radiation disclosure 
    statement--as informational, as a warning, or as something else?
        (3) Does the wording of the current radiation disclosure statement 
    cause ``inappropriate anxiety'' among consumers? What are examples of 
    ``inappropriate anxiety''?
        (4) What specific alternate wording for a radiation disclosure 
    statement would convey meaningful information to consumers, in a 
    truthful and nonmisleading manner, and in a more accurate or less 
    threatening way than the current wording?
        (5) Would consumers be misled by the absence of a radiation 
    disclosure statement in the labeling of irradiated foods? Are consumers 
    misled by the presence of such a statement?
        (6) With respect to foods containing irradiated ingredients, are 
    consumers misled by the absence of a radiation disclosure statement? 
    Would consumers be misled by the presence of such a statement?
        (7) What is the level of direct consumer experience with irradiated 
    foods that are labeled as such?
        (8) What is the effect of the current required labeling on the use 
    of irradiation? Does the current required labeling discourage the use 
    of irradiation?
        (9) What do consumers understand to be the effect of irradiation on 
    food? For example, what do consumers understand about the effect of 
    irradiation on the numbers of harmful microorganisms in or on food?
        (10) Do consumers readily recognize the radura logo?
        (11) Do consumers understand the logo to mean that a food has been 
    irradiated?
        (12) Do consumers perceive the radura logo as informational, as a 
    warning, or as something else?
        (13) Should any requirement for a radiation disclosure statement 
    expire at a specified date in the future?
        (14) If so, on what criteria should the expiration be based?
        (15) If the expiration of labeling requirements for irradiated 
    foods is to be based on consumer familiarity with the radura logo and 
    understanding of its meaning, what evidence of familiarity and 
    understanding would be sufficient to allow these requirements to 
    expire?
        FDA strongly encourages the submission of the results of any focus 
    group or other consumer perception studies regarding irradiated foods 
    and the labeling of such foods. In addition, FDA encourages those 
    persons who suggest a revision of the radiation disclosure statement 
    also to submit a brief discussion of the advantages of their suggestion 
    over the current statement. Finally, FDA encourages interested persons 
    to submit information regarding the prevalence of irradiated foods in 
    the marketplace and information regarding the level of consumer 
    experience and awareness of irradiated foods and irradiation 
    processing.
    
    V. Comments
    
        Interested persons may, on or before May 18, 1999, submit to the 
    Dockets
    
    [[Page 7837]]
    
    Management Branch, written comments on this ANPRM and supporting 
    material. Two copies of any comment are to be submitted except that 
    individuals may submit one copy. Comments are to be identified with the 
    docket number found in brackets in the heading of this document. 
    Received comments may be seen in the office above between 9 a.m. and 4 
    p.m., Monday through Friday.
    
    VI. References
    
        The following references have been placed on display in the Dockets 
    Management Branch (address above) and may be seen by interested persons 
    between 9 a.m. and 4 p.m., Monday through Friday.
        1. Conference Report on S. 830, Food and Drug Administration 
    Modernization Act of 1997, 143 Cong. Rec. H10452, 10477 (November 9, 
    1997).
        2. ``Irradiation in the Production, Processing, and Handling of 
    Food; Proposed Rule,'' FDA, Federal Register, February 14, 1984 (49 
    FR 5714).
        3. ``Irradiation in the Production, Processing, and Handling of 
    Food; Final Rule,'' FDA, Federal Register, April 18, 1986 (51 FR 
    13376).
        4. ``Irradiation in the Production, Processing, and Handling of 
    Food; Final Rule; Denial of Request for Hearing and Response to 
    Objection,'' FDA, Federal Register, December 30, 1988 (53 FR 53176).
        5. ``Irradiation in the Production, Processing, and Handling of 
    Food; Final Rule,'' FDA, Federal Register, April 18, 1988 (53 FR 
    12757).
        6. ``Irradiation in the Production, Processing, and Handling of 
    Food; Final Rule,'' FDA, Federal Register, April 18, 1990 (55 FR 
    14415).
        7. ``Identifying, Addressing and Overcoming Consumer Concerns.'' 
    A Roundtable on Food Irradiation, convened by Public Voice for Food 
    Health Policy, the National Food Processors Association, and the 
    International Food Information Council, February 18 and 19, 1998.
        8. Letter from Senator Tom Harkin to Michael Friedman, FDA, 
    January 21, 1998.
        9. Letter from Diane E. Thompson, FDA, to Senator Tom Harkin, 
    March 27, 1998.
        10. ``Food Labeling for the 21st Century: A Global Agenda for 
    Action,'' by the Center for Science in the Public Interest, May 
    1998.
        11. Citizen Petition from John R. Cady, National Food Processors 
    Association to FDA, May 21, 1998.
        12. Letter from Burrell J. Smittle, Florida Linear Accelerator 
    to Dockets Management Branch, FDA, September 3, 1998.
        13. Letter from Barbara Rippel, Consumer Alert to Dockets 
    Management Branch, FDA, September 15, 1998.
        14. Letter from Linda F. Golodner, National Consumers League to 
    Dockets Management Branch, FDA, September 16, 1998.
        15. Codex General Standard for Labelling of Prepackaged Foods, 
    Joint FAO/WHO Food Standards Programme, Codex Alimentarius 
    Commission, Rome, 1995.
        16. ``Present Status of Labelling Requirements in Various 
    Countries,'' October 16, 1998.
    
        Dated: February 8, 1999.
     William K. Hubbard,
     Associate Commissioner for Policy Coordination.
    [FR Doc. 99-3714 Filed 2-16-99; 8:45 am]
    BILLING CODE 4160-01-F
    
    
    

Document Information

Published:
02/17/1999
Department:
Food and Drug Administration
Entry Type:
Proposed Rule
Action:
Advance notice of proposed rulemaking.
Document Number:
99-3714
Dates:
Written comments must be submitted by May 18, 1999.
Pages:
7834-7837 (4 pages)
Docket Numbers:
Docket No. 98N-1038
PDF File:
99-3714.pdf
CFR: (1)
21 CFR 179.26