97-4088. National Vaccine Injury Compensation Program: Revisions and Additions to the Vaccine Injury TableII  

  • [Federal Register Volume 62, Number 34 (Thursday, February 20, 1997)]
    [Rules and Regulations]
    [Pages 7685-7690]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-4088]
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Public Health Service
    
    42 CFR Part 100
    
    RIN 0906-AA36
    
    
    National Vaccine Injury Compensation Program: Revisions and 
    Additions to the Vaccine Injury Table--II
    
    AGENCY: Health Resources and Services Administration, HHS.
    
    ACTION: Final rule.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The Secretary has made findings as to certain illnesses and 
    conditions that can reasonably be determined in some circumstances to 
    be caused or significantly aggravated by certain vaccines. Based on 
    these findings, the Secretary is amending, by final rule, the existing 
    regulations governing the National Vaccine Injury Compensation Program 
    (VICP) by revising the Vaccine Injury Table (Table) as authorized under 
    section 313 of the National Childhood Vaccine Injury Act of 1986 and 
    section 2114 (c) and (e) of the Public Health Service Act (the Act).
    
        The VICP provides a system of no-fault compensation for certain 
    individuals who have been injured by specific childhood vaccines. The 
    Vaccine Injury Table included in the Act establishes presumptions about 
    causation of certain illnesses and conditions, which are used by the 
    Court to adjudicate petitions.
    
    EFFECTIVE DATE: This regulation is effective March 24, 1997.
    
    FOR FURTHER INFORMATION CONTACT:
    Geoffrey Evans, M.D., Chief Medical Officer, Division of Vaccine Injury 
    Compensation, Bureau of Health Professions, (301) 443-4198, or David 
    Benor, Senior Attorney, Office of the General Counsel (301) 443-2006.
    
    SUPPLEMENTARY INFORMATION:
    
    Introduction and Procedural History
    
        On November 8, 1995, the Assistant Secretary for Health, with the 
    approval of the Secretary of Health and Human Services (the Secretary), 
    published in the Federal Register (60 FR 56289) A Notice of Proposed 
    Rulemaking (NPRM) to amend the Vaccine Injury Table (the Table) and to 
    revise the Qualifications and Aids to Interpretation of the Table 
    (Qualifications and Aids). The NPRM was issued pursuant to section 
    2114(c) of the Act, which authorizes the Secretary to promulgate 
    regulations to modify the Table, and section 2114(e), which directed 
    the Secretary to add to the Table, by rulemaking, coverage of 
    additional vaccines which are recommended by the Centers for Disease 
    Control and Prevention for routine administration to children.
        As stated in the preamble to the NPRM, under section 313 of the 
    Act, Congress mandated that the Secretary review the scientific 
    literature and other relevant information to determine whether, based 
    upon the available evidence, a causal relationship exists between 
    certain adverse events examined and exposure to vaccines against 
    diphtheria, measles, mumps, poliomyelitis, and tetanus. The review was 
    broadened to include the vaccines against hepatitis B, and Hemophilus 
    influenzae type b (Hib). The Secretary entered into a contract with the 
    Institute of Medicine (IOM), as recommended by Congress, to perform 
    this review. The IOM issued its findings in a report entitled Adverse 
    Events Associated with Childhood Vaccines; Evidence Bearing on 
    Causality. (Institute of Medicine, K.R. Stratton, C.J. Howe, R.B. 
    Johnson, Eds., 1994.) Upon consideration of the IOM report, 
    consultations with the Advisory Committee on Childhood Vaccines (ACCV), 
    and the National Vaccine Advisory Committee (NVAC), and review of other 
    relevant scientific information, the Secretary published the proposed 
    changes to the Table and the Qualifications and Aids.
        There was a 6-month comment period after publication. The Secretary 
    received three written comments in response to the NPRM. A public 
    hearing was scheduled for February 29, 1996, as announced in the 
    Federal Register on February 5, 1996 (61 FR 4249), but no individual or 
    organization appeared to testify.
        One of the commenters, an association representing pediatricians, 
    extended its full support for the proposed additions and revisions to 
    the Table.
        A second comment was submitted by a manufacturer of several 
    childhood vaccines. The manufacturer's comment was that the proposed 
    revisions to the Table did not definitively state how the proposed 
    revisions would affect persons who have pending civil actions against 
    vaccine manufacturers or administrators when the revisions to the Table 
    become effective. The manufacturer suggested that language should be 
    added to the rule which affirmatively gives plaintiffs in the tort 
    system the ability to file a claim, within 2 years after the effective 
    date of the revision or before judgment, if the injury or death 
    allegedly attributable to the vaccine occurred no more than 8 years 
    before the effective date of the revision. Section 2116(b) of the Act 
    provides a 2-year period after the effective date of a revision to the 
    Table for a petition to be filed based on the revision. The injury or 
    death alleged to be related to the vaccine must have occurred no more 
    than 8 years before the date of the revision. However, section 
    2111(a)(5)(B) of the Act states that ``[i]f a plaintiff has pending a 
    civil action for damages for a vaccine-related injury or death, such 
    person may not file a petition under the subsection (b) (of the Act) 
    for such injury or death.'' reading these provisions together, it 
    appears that if a plaintiff in such a case dismisses the civil action 
    and files a Program petition within the applicable time limit, the 
    petition may proceed. (If the civil action led to an award of damages 
    or a settlement, section 2111(a)(7) of the Act would prohibit the 
    filing of the petition.) In the light of these statutory provisions, we 
    believe that the issue raised by the commenter is adequately addressed.
        The final comment was from a group representing vaccine-injured 
    persons and their families. The group had comments in several areas. 
    The Secretary has carefully considered these comments and responds to 
    them below. The first assertion of the group was that two independent 
    IOM committees concluded that the scientific evidence favors a causal 
    relationship between oral polio vaccine and tetanus vaccine and 
    Guillain-Barre Syndrome (GBS). The commenter questions why, given this 
    information, the Secretary is proposing to remove GBS from the Table. 
    First, it is worth noting that this condition has never been included 
    in the Table. Moreover, the preamble to the NPRM explained in detail 
    the Department's reasons for proposing not to extend the Table's 
    coverage to this condition. (60 FR 56292-3 and 56296-7.) The 
    commenter's reference to the IOM committee's report does not provide a 
    sufficient basis to reverse the Department's analysis, given that this 
    analysis fully considered the IOM committee's report, as well as other 
    relevant data.
        The commenter's second concern asked for an explanation of why 
    anaphylaxis is the only Table injury for hepatitis B vaccine when the 
    IOM review stated that no scientific studies have been conducted to 
    determine if there is a causal relationship between hepatitis B and 
    arthritis, Sudden Infant Death Syndrome (SIDS), GBS, myoptic (sic: 
    optic) neuritis, multiple sclerosis, transverse myelitis or other 
    central
    
    [[Page 7686]]
    
    demyelinating disease. Similarly, the group questions why there is no 
    Table injury for Hemophilus influenzae type b (Hib) vaccine when no 
    scientific studies have been done to determine whether there is a 
    causal connection between the Hib vaccine and transverse myelitis, GBS, 
    thrombocytopenia, anaphylaxis and SIDS. The Secretary is charged with 
    revising the Table where such revisions are in keeping with scientific 
    evidence. The goal is to have the Table and Qualifications and Aids 
    reflect current scientific knowledge on the relationship between 
    certain adverse events and covered vaccines. Where that scientific 
    research concerning the relationship between a disorder and a vaccine 
    is incomplete or nonexistent, the Secretary believes it would be 
    inappropriate and inconsistent with her statutory responsibility to 
    revise the Table to establish a presumption that a relationship exists.
        The group also commented upon the ability of the Vaccine Adverse 
    Events Reporting System (VAERS) to capture adequately the frequency and 
    severity of vaccine reactions. VAERS is a passive reporting system for 
    events that are temporally related to vaccine administration. See 
    section 2125 of the Act. VAERS is not, however, a matter within the 
    scope of this rulemaking.
        Finally, the group states that no vaccine should be added to the 
    Table until credible scientific studies have been conducted to 
    determine which chronic health problems are being caused by new 
    vaccines. Under section 2114(e) of the Act, the Secretary is required 
    to revise the Table to include vaccines recommended to the Secretary by 
    the Centers for Disease Control and Prevention (CDC), for routine 
    administration to children. If the scientific evidence is insufficient 
    to establish that an illness or condition is associated with such a 
    vaccine, then it is appropriate to include the vaccine on the Table 
    without establishing that such illness or condition is presumed to be 
    caused by the vaccine. The addition of vaccines to the Table allows 
    individuals alleging injury by such vaccines to file petitions for 
    compensation and to prevail on the basis of the Act's ``causation in 
    fact'' standard. See section 2111(c)(1)(C)(ii)(I) of the Act. Such 
    petitioners benefit from participating in the Program in that they need 
    not show negligence or some other standard of liability, as would be 
    required in a civil action. Should the Department learn that these new 
    vaccines have associated illnesses or conditions, rulemaking will be 
    initiated to amend the Table.
    
    Other Information
    
        The Act provides that a revision to the Table based on the addition 
    of vaccines under section 2114(e) of the Act shall take effect upon the 
    effective date of a tax enacted to provide funds for compensation for 
    injuries from vaccines that are added to the Table. See section 
    13632(a)(3) of the Omnibus Budget Reconciliation Act of 1993, Pub. L. 
    103-66 enacted August 10, 1993. The tax for the hepatitis B, the Hib 
    and the varicella vaccines has not been enacted yet; accordingly, 
    claimants alleging an injury or death as a result of a hepatitis B, 
    Hib, or varicella vaccination will not have a cause of action against 
    the Secretary until the tax is enacted and become effective. See 
    Sec. 100.3(c)(2). However, the other changes to the Qualifications and 
    Aids to Interpretation of the Table and the addition of certain 
    illnesses, disabilities or conditions to the Table, e.g., brachial 
    neuritis as a Table injury for DPT, will become effective on March 24, 
    1997. See Sec. 100.3(c)(1). Thus, there will be some delay between the 
    time the final rule becomes effective and the time the hepatitis B, 
    Hib, and varicella vaccines provide a cause of action for petitioners. 
    As soon as the tax becomes effective, a petitioner may file a claim for 
    an injury or death allegedly caused by these vaccines. The Clerk of the 
    U.S. Court of Federal Claims will determine how a filing will be 
    processed when a petitioner files a claim for hepatitis B, Hib, or 
    varicella injuries before the tax becomes effective.
    
    Hemophilus Influenzae Type B (Hib) Vaccine
    
        As noted in the preamble to the NPRM (p. 56297), unconjugated Hib 
    polysaccharide vaccine (PRP) was found to be associated with early 
    onset invasive Hib disease. As discussed elsewhere in this preamble, 
    the option to file a petition for an injury associated with vaccines 
    now being added to the Table is limited to cases based on vaccine-
    related injuries or deaths that occurred within the 8-year period 
    before the effective date of the addition. As almost all cases of early 
    onset invasive Hib disease which are vaccine-related will be associated 
    with vaccines given before December 1987 (when the Hib conjugate 
    vaccine took the place of the PRP vaccine for routine administration), 
    the result of this 8-year limitation means that the likely cases of 
    this vaccine-associated condition will not be able to file for 
    compensation under the Program, absent a change to the statute. 
    Nevertheless, we are retaining this as a Table injury in case the 
    vaccine has been administered within the 8-year period or is 
    administered in the future.
    
    Varicella Vaccine
    
        As provided in the NPRM, the Table includes any new vaccine 
    recommended by the CDC for routine administration to children. Since 
    the publication of the NPRM, CDC has recommended the varicella vaccine 
    for routine administration to children and, consistent with the 
    Secretary's obligations under section 2114(e), the varicella vaccine 
    has been added to the Table as item XI. No adverse reactions for the 
    varicella vaccine are being added to the table, as there is no evidence 
    of any serious illness or condition related to this vaccine. However, 
    should the Department become aware of any adverse events associated 
    with the varicella vaccine, rulemaking will be initiated to revise the 
    Table accordingly.
    
    Technical Amendments
    
        In the Notice of Proposed Rulemaking published in the Federal 
    Register on November 8, 1995, items I.C, II.C., III.C., IV.B, and V.C. 
    of the Table read: ``[a]ny sequela (including death) of an illness, 
    disability, injury, or condition referred to above which illness, 
    disability, injury, or condition arose within the time period 
    prescribed.'' These items are being revised to read: ``[a]any acute 
    complication or sequela (including death) of an illness, disability, 
    injury, or condition referred to above which illness, disability, 
    injury, or condition arose within the time period prescribed.'' The 
    additional language does not represent a change in the available Table 
    injuries; rather, the language is added to provide internal consistency 
    within the Table. In addition, because the varicella vaccine has been 
    added to the Table as item XI, former item XI designated in the NPRM is 
    now renumbered as item XII in the final rule. Further, we have revised 
    the format of the Table to make it more readable.
        Finally, as we indicated in the preamble to the 1995 regulation, we 
    did not intend that hospitalization be viewed as an absolute 
    requirement to establish an acute encephalopathy, but rather as an 
    indicator of the severity of the acute event. (See the qualifications 
    and aids to interpretation at Sec. 100.3 (b)(2)(i)). To allay concerns 
    in this regard, we have made this explicit in the regulation itself by 
    adding the following parenthetical phrase at the end of the sentence in 
    paragraph (i): ``whether or not a hospitalization occurred''.
    
    [[Page 7687]]
    
    Guidelines
    
        As noted in the NPRM, section 313 requires that the Secretary 
    establish guidelines based on the results of the 313 report 
    ``respecting the administration'' of the vaccines that were reviewed, 
    which guidelines shall include:
        ``(i) The circumstances under which any such vaccine should not be 
    administered,
        ``(ii) The circumstances under which administration of any such 
    vaccine should be delayed beyond its usual time of administration, and
        ``(iii) The groups, categories, or characteristics of potential 
    recipients of such vaccine who may be at significantly higher risk of 
    major adverse reactions to such vaccine than the general population of 
    potential recipients.''
        We have examined the recommendations of the Advisory Committee on 
    Immunization Practices (ACIP) of the CDC, as set forth in the Morbidity 
    and Mortality Weekly Reports Recommendations and Reports, dated 
    September 6, 1996 entitled, ``Update: Vaccine Side Effects, Adverse 
    Reactions, Contraindications and Precautions.'' Members of the public 
    may obtain copies of the report by writing to MS Publications, C.S.P.O. 
    Box 9120, Waltham, MA 02254, telephone 1-800-843-6356, 617-893-3800 
    (Massachusetts). The cost of the publication is $4.00. It may be 
    obtained without charge through use of the World-Wide Web (WWW). The 
    address is ``http://www.cdc.gov/epo/mmwr/mmwr__rr.html.'' We find that 
    the ACIP recommendations are consistent with the findings that the 
    Department made as part of section 313 NPRM and this final rule, and 
    that they satisfy the statutory requirements for guidelines. 
    Accordingly, we proposed that the ACIP recommendations will constitute 
    the guidelines called for by section 313.
        Section 313 calls for consultation with the ACCV and notice and 
    opportunity for public hearing with respect to these guidelines. The 
    ACIP recommendations were submitted to the ACCV at its meeting of June 
    6-7, 1996. We will also offer the opportunity for public comment on the 
    use of the ACIP recommendations as the section 313 guidelines at a 
    hearing which we anticipate will be scheduled in conjunction with a 
    future ACCV meeting. A separate notice will be published in the Federal 
    Register to invite public comment at that hearing. After consideration 
    of any comments which we receive, we will publish a notice about the 
    final adoption of these guidelines.
        Future revisions of the ACIP recommendations will also be effective 
    for 313 purposes and a notice to that effect will accompany the 
    publication of the ACIP recommendations in the MMWR.
    
    Economic Impact
    
        The Secretary certifies that this final rule will not have a 
    significant impact on a substantial number of small businesses, because 
    it will have only small effects, and those primarily on individuals. 
    The effects will be primarily on the ability of certain individuals to 
    obtain compensation without having a burden of proving causation in 
    fact. Attorneys who represent such individuals will be affected only to 
    the extent that they may have a harder or easier burden of proof with 
    respect to the petitions filed. However, under section 2115(e) of the 
    Act, in almost all cases, attorneys' reasonable fees and costs are 
    reimbursed from the Vaccine Injury Compensation Trust Fund.
        Executive Order 12866 requires that all regulations reflect 
    consideration of alternatives, of costs, of benefits, of incentives, of 
    equity, and of available information. Regulations must meet certain 
    standards, such as avoiding unnecessary burden. Regulations which are 
    ``significant'' because of cost, adverse effects on the economy, 
    inconsistency with other agency actions, effects on the budget, or 
    novel legal or policy issues, require special analysis.
        As stated above, this final rule would modify the Vaccine Injury 
    Table based on legal authority, and under that authority the Court will 
    award such fees and costs as appropriate under the law. As such, the 
    regulation would have little direct effect on the economy or on Federal 
    or State expenditures. For the same reasons, the Secretary has also 
    determined that this is not a ``significant'' rule under Executive 
    Order 12866.
    
    Effect of the New Rule
    
        The final rule will have an effect for individuals who were not 
    eligible to file petitions based on the earlier versions of the Vaccine 
    Injury Table, but who may be eligible to file petitions based on the 
    revised Table. The Act permits such individuals to file a petition for 
    such compensation not later than 2 years after the effective date of 
    the revision if the injury or death occurred not more than 8 years 
    before the effective date of the revision of the Table. See 42 U.S.C. 
    300aa-16(b). As part of the Omnibus Budget Reconciliation Act of 1993 
    (Pub. L. 103-66), Congress amended this section to permit individuals 
    to file claims within this 2-year period, even if they had already 
    filed a claim involving a particular vaccine, but only if the Table 
    revision will ``significantly increase the likelihood of obtaining 
    compensation.'' See Pub. L. 103-66, sec. 13632(a)(1). For example, this 
    amendment would permit an individual whose claim alleging MMR vaccine-
    related thrombocytopenic purpura had been dismissed by the Claims Court 
    to file a new claim for the same vaccine-related injury, if the 
    individual can show that the addition of thrombocytopenic purpura to 
    the Table as a MMR vaccine-related condition has significantly 
    increased the likelihood of obtaining compensation.
    
    Possible Effect on Other Legislation
    
        This rule will not have an effect on the Vaccine for Children 
    Program, implemented by the CDC under section 1928 of the Social 
    Security Act, as enacted by section 13631 of Pub. L. 103-66. This 
    section provides for the establishment of a program to distribute free 
    vaccines to all vaccine-eligible children, as defined by this section. 
    The rule modifies the existing Vaccine Injury Table, a mechanism by 
    which compensation is awarded to individuals who have been found to 
    have suffered from vaccine-related injuries. Because the two 
    authorities are not related, the publication of this rule should not 
    have any impact on the Vaccines for Children Program.
    
    Paperwork Reduction Act of 1980
    
        This final rule has no information collection requirements.
    
    List of Subjects in 42 CFR Part 100
    
        Biologics, Health insurance, and Immunization.
    
        Dated: September 23, 1996.
    Ciro V. Sumaya,
    Administrator, Health Resources and Services Administration.
        Approved: November 22, 1996.
    Donna E. Shalala,
    Secretary.
    
        Accordingly, 42 CFR part 100 is amended as set forth below.
    
    PART 100--VACCINE INJURY COMPENSATION
    
        1. The authority citation for part 100 is revised to read as 
    follows:
    
        Authority: Sec. 215 of the Public Health Service Act (42 U.S.C. 
    216); sec. 2115 of the PHS Act, 100 Stat. 3767, as revised (42 
    U.S.C. 300aa-15); Sec. 100.3, Vaccine Injury Table, issued under 
    secs. 312 and 313 of Pub. L. 99-660, 100 Stat. 3779--3782 (42 U.S.C. 
    300aa-
    
    [[Page 7688]]
    
     1 note) and sec. 2114(c) and (e) of the PHS Act, 100 Stat. 3766 and 
    107 Stat. 645 (42 U.S.C. 300aa-14(c) and (e)).
    
        2. Section 100.3 is amended by revising the Vaccine Injury Table in 
    paragraph (a); by republishing the introductory text in paragraph (b); 
    by revising paragraph (b)(2)(i); by revising paragraph (b)(6); by 
    adding paragraphs (b)(7), (b)(8), (b)(9), (b)(10), and (b)(11); and by 
    revising paragraph (c) to read as follows:
    
    
    Sec. 100.3  Vaccine injury table.
    
        (a) * * *
    
                              Vaccine Injury Table                          
    ------------------------------------------------------------------------
                                                           Time period for  
                                                          first symptom or  
                                                          manifestation of  
                                  Illness, disability,       onset or of    
               Vaccine             injury or condition       significant    
                                         covered          aggravation after 
                                                               vaccine      
                                                           administration   
    ------------------------------------------------------------------------
    I. Vaccines containing        A. Anaphylaxis or     4 hours.            
     tetanus toxoid (e.g., DTaP,   anaphylactic shock.  2-28 days.          
     DTP, DT, Td, or TT).         B. Brachial Neuritis                      
                                  C. Any acute          Not applicable.     
                                   complication or                          
                                   sequela (including                       
                                   death) of an                             
                                   illness,                                 
                                   disability, injury,                      
                                   or condition                             
                                   referred to above                        
                                   which illness,                           
                                   disability, injury,                      
                                   or condition arose                       
                                   within the time                          
                                   period prescribed.                       
    II. Vaccines containing       A. Anaphylaxis or     4 hours.            
     whole cell pertussis          anaphylactic shock.  72 hours.           
     bacteria, extracted or       B. Encephalopathy     Not applicable.     
     partial cell pertussis        (or encephalitis).                       
     bacteria, or specific        C. Any acute                              
     pertussis antigen(s) (e.g.,   complication or                          
     DTP, DTaP, P, DTP-Hib).       sequela (including                       
                                   death) of an                             
                                   illness,                                 
                                   disability, injury,                      
                                   or condition                             
                                   referred to above                        
                                   which illness,                           
                                   disability, injury,                      
                                   or condition arose                       
                                   within the time                          
                                   period prescribed.                       
    III. Measles, mumps, and      A. Anaphylaxis or     4 hours.            
     rubella vaccine or any of     anaphylactic shock.  5-15 days (not less 
     its components (e.g., MMR,   B. Encephalopathy      than 5 days and not
     MR, M, R).                    (or encephalitis).    more than 15 days).
                                  C. Any acute          Not applicable.     
                                   complication or                          
                                   sequela (including                       
                                   death) of an                             
                                   illness,                                 
                                   disability, injury,                      
                                   or condition                             
                                   referred to above                        
                                   which illness,                           
                                   disability, injury,                      
                                   or condition arose                       
                                   within the time                          
                                   period prescribed.                       
    IV. Vaccines containing       A. Chronic arthritis  7-42 days.          
     rubella virus (e.g., MMR,    B. Any acute          Not applicable.     
     MR, R).                       complication or                          
                                   sequela (including                       
                                   death) of an                             
                                   illness,                                 
                                   disability, injury,                      
                                   or condition                             
                                   referred to above                        
                                   which illness,                           
                                   disability, injury,                      
                                   or condition arose                       
                                   within the time                          
                                   period prescribed.                       
    V. Vaccines containing        A. Thrombocytopenic   7-30 days.          
     measles virus (e.g., MMR,     purpura.             6 months.           
     MR, M).                      B. Vaccine-Strain                         
                                   Measles Viral                            
                                   Infection in an                          
                                   immunodeficient                          
                                   recipient.                               
                                  C. Any acute          Not applicable.     
                                   complication or                          
                                   sequela (including                       
                                   death) of an                             
                                   illness,                                 
                                   disability, injury,                      
                                   or condition                             
                                   referred to above                        
                                   which illness,                           
                                   disability, injury,                      
                                   or condition arose                       
                                   within the time                          
                                   period prescribed.                       
    VI. Vaccines containing       A. Paralytic Polio                        
     polio live virus (OPV).                                                
                                    --in a non-         30 days.            
                                     immunodeficient                        
                                     recipient.                             
                                    --in an             6 months.           
                                     immunodeficient                        
                                     recipient.                             
                                    --in a vaccine      Not applicable.     
                                     associated                             
                                     community case.                        
                                  B. Vaccine-Strain                         
                                   Polio Viral                              
                                   Infection                                
                                    --in a non-         30 days.            
                                     immunodeficient                        
                                     recipient.                             
                                    --in an             6 months.           
                                     immunodeficient                        
                                     recipient.                             
                                    --in a vaccine      Not applicable.     
                                     associated                             
                                     community case.                        
                                  C. Any acute          Not applicable.     
                                   complication or                          
                                   sequela (including                       
                                   death) of an                             
                                   illness,                                 
                                   disability, injury,                      
                                   or condition                             
                                   referred to above                        
                                   which illness,                           
                                   disability, injury,                      
                                   or condition arose                       
                                   within the time                          
                                   period prescribed.                       
    VII. Vaccines containing      A. Anaphylaxis or     4 hours             
     polio inactivated virus       anaphylactic shock.                      
     (e.g., IPV).                                                           
                                  B. Any acute          Not applicable.     
                                   complication or                          
                                   sequela (including                       
                                   death of an                              
                                   illness,                                 
                                   disability, injury,                      
                                   or condition                             
                                   referred to above                        
                                   which illness,                           
                                   disability, injury,                      
                                   or condition arose                       
                                   within the time                          
                                   period prescribed..                      
    VIII. Hepatitis B. vaccines.  A. Anaphylaxis or     4 hours.            
                                   anaphylactic shock.                      
    
    [[Page 7689]]
    
                                                                            
                                  B. Any acute          Not applicable.     
                                   complication or                          
                                   sequela (including                       
                                   death) of an                             
                                   illness,                                 
                                   disability, injury,                      
                                   or condition                             
                                   referred to above                        
                                   which illness,                           
                                   disability, injury,                      
                                   or condition arose                       
                                   within the time                          
                                   period prescribed.                       
    IX. Hemophilus influenzae     A. Early-onset Hib    7 days.             
     type b polysaccharide         disease.             Not applicable.     
     vaccines (unconjugated, PRP  B. Any acute                              
     vaccines).                    complication or                          
                                   sequela (including                       
                                   death) of an                             
                                   illness,                                 
                                   disability, injury,                      
                                   or condition                             
                                   referred to above                        
                                   which illness,                           
                                   disability, injury,                      
                                   or condition arose                       
                                   within the time                          
                                   period prescribed.                       
    X. Hemophilus influenzae      No Condition          Not applicable.     
     type b polysaccharide         Specified.                               
     conjugate vaccines.                                                    
    XI. Varicella vaccine.......  No Condition          Not applicable.     
                                   Specified.                               
    XII. Any new vaccine          No Condition          Not applicable.     
     recommended by the Centers    Specified.                               
     for Disease Control and                                                
     Prevention for routine                                                 
     administration to children,                                            
     after publication by the                                               
     Secretary of a notice of                                               
     coverage.                                                              
    ------------------------------------------------------------------------
    
        (b) Qualifications and aids to interpretation. The following 
    qualifications and aids to interpretation shall apply to the Vaccine 
    Injury Table to paragraph (a) of this section:
    * * * * *
        (2) * * *
        (i) An acute encephalopathy is one that is sufficiently severe so 
    as to require hospitalization (whether or not hospitalization 
    occurred).
    * * * * *
        (6) Chronic Arthritis. (i) For purposes of paragraph (a) of this 
    section, chronic arthritis may be found in a person with no history in 
    the 3 years prior to vaccination of arthropathy (joint disease) on the 
    basis of:
        (A) Medical documentation, recorded within 30 days after the onset, 
    of objective signs of acute arthritis (joint swelling) that occurred 
    between 7 and 42 days after a rubella vaccination;
        (B) Medical documentation (recorded within 3 years after the onset 
    of acute arthritis) of the persistence of objective signs of 
    intermittent or continuous arthritis for more than 6 months following 
    vaccination; and
        (C) Medical documentation of an antibody response to the rubella 
    virus.
        (ii) For purposes of paragraph (a) of this section, the following 
    shall not be considered as chronic arthritis: Musculoskeletal disorders 
    such as diffuse connective tissue diseases (including but not limited 
    to rheumatoid arthritis, juvenile rheumatoid arthritis, systemic lupus 
    erythematosus, systemic sclerosis, mixed connective tissue disease, 
    polymyositis/determatomyositis, fibromyalgia, necrotizing vascultitis 
    and vasculopathies and Sjogren's Syndrome), degenerative joint disease, 
    infectious agents other than rubella (whether by direct invasion or as 
    an immune reaction) metabolic and endocrine diseases, trauma, 
    neoplasms, neuropathic disorders, bone and cartilage disorders and 
    arthritis associated with ankylosing spondylitis, psoriasis, 
    inflammatory bowel disease, Reiter's syndrome, or blood disorders.
        (iii) Arthralgia (joint pain) or stiffness without joint swelling 
    shall not be viewed as chronic arthritis for purposes of paragraph (a) 
    of this section.
        (7) Brachial neuritis. (i) This term is defined as dysfunction 
    limited to the upper extremity nerve plexus (i.e., its trunks, 
    divisions, or cords) without involvement of other peripheral (e.g., 
    nerve roots or a single peripheral nerve) or central (e.g., spinal 
    cord) nervous system structures. A deep, steady, often severe aching 
    pain in the shoulder and upper arm usually heralds onset of the 
    condition. The pain is followed in days or weeks by weakness and 
    atrophy in upper extremity muscle groups. Sensory loss may accompany 
    the motor deficits, but is generally a less notable clinical feature. 
    The neuritis, or plexopathy, may be present on the same side as or the 
    opposite side of the injection; it is sometimes bilateral, affecting 
    both upper extremities.
        (ii) Weakness is required before the diagnosis can be made. Motor, 
    sensory, and reflex findings on physical examination and the results of 
    nerve conduction and electromyographic studies must be consistent in 
    confirming that dysfunction is attributable to the brachial plexus. The 
    condition should thereby be distinguishable from conditions that may 
    give rise to dysfunction of nerve roots (i.e., radiculopathies) and 
    peripheral nerves (i.e., including multiple monoeuropathies), as well 
    as other peripheral and central nervous system structures (e.g., 
    cranial neuropathies and myelopathies).
        (8) Thrombocytopenic purpura. This term is defined by a serum 
    platelet count less than 50,000/mm3. Thrombocytopenic purpura does 
    not include cases of thrombocytopenia associated with other causes such 
    as hypersplenism, autoimmune disorders (including alloantibodies from 
    previous transfusions) myelodysplasias, lymphoproliferative disorders, 
    congenital thrombocytopenia or hemolytic uremic syndrome. This does not 
    include cases of immune (formerly called idiopathic) thrombocytopenic 
    purpura (ITP) that are mediated, for example, by viral or fungal 
    infections, toxins or drugs. Thrombocytopenic purpura does not include 
    cases of thrombocytopenia associated with disseminated intravascular 
    coagulation, as observed with bacterial and viral infections. Viral 
    infections include, for example, those infections secondary to Epstein 
    Barr virus, cytomegalovirus, hepatitis A and B, rhinovirus, human 
    immunodeficiency virus (HIV), adenovirus, and dengue virus. An 
    antecedent viral infection may be demonstrated by clinical signs and 
    symptoms and need not be confirmed by culture or serologic testing. 
    Bone marrow examination, if performed, must reveal a normal or an 
    increased number of megakaryocytes in an otherwise normal marrow.
    
    [[Page 7690]]
    
        (9) Vaccine-strain measles viral infection. This term is defined as 
    a disease caused by the vaccine-strain that should be determined by 
    vaccine-specific monoclonal antibody or polymerase chain reaction 
    tests.
        (10) Vaccine-strain polio viral infection. This term is defined as 
    a disease caused by poliovirus that is isolated from the affected 
    tissue and should be determined to be the vaccine-strain by 
    oligonucleotide or polymerase chain reaction. Isolation of poliovirus 
    from the stoll is not sufficient to establish a tissue specific 
    infection or disease caused by vaccine-strain poliovirus.
        (11) Early-onset Hib disease. This term is defined as invasive 
    bacterial illness associated with the presence of Hib organism on 
    culture of normally sterile body fluids or tissue, or clinical findings 
    consistent with the diagnosis of epiglottitis. Hib pneumonia qualifies 
    as invasive Hib disease when radiographic findings consistent with the 
    diagnosis of pneumonitis are accompanied by a blood culture positive 
    for the Hib organism. Otitis media, in the absence of the above 
    findings, does not qualify as invasive bacterial disease. A child is 
    considered to have suffered this injury only if the vaccine was the 
    first Hib immunization received by the child.
        (c) Effective date provisions. (1) Except as provided in paragraph 
    (c)(2) of this section, the revised Table of Injuries set forth in 
    paragraph (a) of this section and the Qualifications and Aids to 
    Interpretation set forth in paragraph (b) of this section apply to 
    petitions for compensation under the Program filed with the United 
    States Court of Federal Claims on or after March 24, 1997. Petitions 
    for compensation filed before such date shall be governed by section 
    2114(a) and (b) of the Public Health Service Act as in effect on 
    January 1, 1995, or by Sec. 100.3 as in effect on March 10, 1995 (see 
    60 FR 7678, et seq., February 8, 1995), as applicable.
        (2) The inclusion of hepatitis B, Hib, and varicella vaccines and 
    other new vaccines (Items VIII, IX, X, XI and XII of the Table) will be 
    effective on the effective date of a tax enacted to provide funds for 
    compensation paid with respect to such vaccines. A notice will be 
    published in the Federal Register to announce the effective date of 
    such a tax.
    
    [FR Doc. 97-4088 Filed 2-19-97; 8:45 am]
    BILLING CODE 4160-15-M
    
    
    

Document Information

Effective Date:
3/24/1997
Published:
02/20/1997
Department:
Public Health Service
Entry Type:
Rule
Action:
Final rule.
Document Number:
97-4088
Dates:
This regulation is effective March 24, 1997.
Pages:
7685-7690 (6 pages)
RINs:
0906-AA36: National Vaccine Injury Compensation Program: Revisions and Additions to the Vaccine Injury Table -- II
RIN Links:
https://www.federalregister.gov/regulations/0906-AA36/national-vaccine-injury-compensation-program-revisions-and-additions-to-the-vaccine-injury-table-ii
PDF File:
97-4088.pdf
CFR: (2)
42 CFR 100.3(c)(2)
42 CFR 100.3