97-4192. AmeriCorps: State, National, Indian Tribes, and U.S. Territories Programs  

  • [Federal Register Volume 62, Number 34 (Thursday, February 20, 1997)]
    [Notices]
    [Pages 7757-7760]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-4192]
    
    
    =======================================================================
    -----------------------------------------------------------------------
    
    CORPORATION FOR NATIONAL AND COMMUNITY SERVICE
    
    
    AmeriCorps: State, National, Indian Tribes, and U.S. Territories 
    Programs
    
    AGENCY: Corporation for National and Community Service.
    
    ACTION: Notice of Availability of Funds for New and Renewal Grants, 
    Notice of Availability of 1997 Application Guidelines, and Responses to 
    Public Comments.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The Corporation for National and Community Service 
    (Corporation) announces the availability of funds for new and renewal 
    AmeriCorps program grants in the approximate amounts of: (1) $162 
    million for AmeriCorps State program grants (CFDA # 94.003); (2) $40 
    million for AmeriCorps National program grants (CFDA # 94.004); and (3) 
    $5 million for AmeriCorps Indian Tribes and U.S. Territories program 
    grants (CFDA # 94.004). The application forms and guidelines for 
    completing these applications are contained in the (1) ``1997 
    AmeriCorps Guidelines and Instructions for State Commissions'', (2) the 
    ``AmeriCorps National 1997 Application Guidelines'', and (3) the ``1997 
    AmeriCorps Application Guidelines for Indian Tribes and U.S. 
    Territories'' respectively.
        The second section of this notice addresses comments submitted in 
    response to the Corporation notice published in the Federal Register on 
    August 6, 1996, which described proposed changes to Corporation grant-
    making guidelines, policies, and priorities for 1997, and invited 
    comments with regard to its AmeriCorps State, National, Indian Tribes, 
    and U.S. Territories programs. The changes proposed for the Fiscal Year 
    1997 grant cycle were non-regulatory in nature. In response to this 
    notice, the Corporation received comments from eleven organizations.
    
    DATES: All AmeriCorps State program applications must be received by 
    3:30 p.m. (E.S.T.), April 15, 1997. Although AmeriCorps State program 
    applications must be received at the Corporation by that date, 
    applicants seeking AmeriCorps funds from State Commissions should 
    contact their respective State Commissions since individual State 
    Commissions set their own deadlines. Applicants for new AmeriCorps 
    National grants must be received by 3:30 p.m. (E.S.T.), April 1, 1997. 
    Notice regarding the renewal application deadline for AmeriCorps 
    National grants will be provided to existing grantees at a later date. 
    All AmeriCorps Indian Tribe and U.S. Territory applications must be 
    received by 3:30 p.m. (E.S.T.), April 15, 1997.
    
    ADDRESSES: All applications should be submitted to the Corporation for 
    National Service, 1201 New York Avenue, NW, Box AS (for AmeriCorps 
    States), Box ACD (for AmeriCorps National), Box ITT (for AmeriCorps 
    Indian Tribes and U.S. Territories), Washington, D.C. 20525. Facsimiles 
    will not be accepted.
    
    FOR FURTHER INFORMATION CONTACT: Questions about the AmeriCorps State 
    application process should be directed to the State Commission offices. 
    Copies of the ``AmeriCorps National 1997 Application Guidelines'' and 
    ``1997 AmeriCorps Application Guidelines for Indian Tribes and U.S. 
    Territories'' should be requested by calling (202) 606-5000, extension 
    260. If potential applicants have questions about the AmeriCorps 
    National and AmeriCorps Indian Tribes and U.S. Territories application 
    guidelines or the application process, they should contact the 
    Corporation for National Service, AmeriCorps Direct, 1201 New York 
    Avenue, NW, Washington, D.C. 20525. Phone: (202) 606-5000, extension 
    125. Organizations interested in applying for the AmeriCorps National 
    program funds may participate in conference calls on February 27, 1997, 
    and March 7, 1997, during which Corporation staff will provide 
    technical assistance to potential applicants. Both calls will commence 
    at 10 AM and end at 12 PM (E.S.T.). To register for these calls, please 
    contact Baqiya Adam at (202) 606-5000, extension 549. The Corporation 
    staff will also conduct conference calls to provide technical 
    assistance to potential applicants seeking AmeriCorps Indian Tribes and 
    U.S. Territories program funds on March 3, 1997, and March 10, 1997. 
    All calls will commence at 2 pm (E.S.T.). To register for these calls, 
    please contact Rosa Harrison at (202)-606-5000, extension 433.
    
    SUPPLEMENTARY INFORMATION: The Corporation's requirements for 
    AmeriCorps programs are set forth in the Corporation's authorizing 
    statute (42 U.S.C. section 12501 et seq.), its implementing regulations 
    (45 CFR Part 2500 et seq.), and grant application guidelines. In 
    addition to being thoroughly familiar with the statute and its 
    implementing regulations,
    
    [[Page 7758]]
    
    prospective applicants should read the application carefully because, 
    in some cases, more specific information is provided there.
    
    I. AmeriCorps Program Fund Availability
    
        AmeriCorps engages thousands of Americans on a full and part-time 
    basis to help communities address their toughest challenges while 
    earning support for college, graduate school, or job training.
    
    A. AmeriCorps State
    
        Approximately $74.5 million in program funds are available for new 
    and renewal grants to States under State allotments, and approximately 
    $87.5 million in program funds are available to States for new and 
    renewal grants on a competitive basis.
        The Corporation is committed to supporting only high-quality 
    AmeriCorps programs, and State allotments are not entitlements.
        (1) Eligible applicants.
        States, the District of Columbia, and Puerto Rico, through a 
    Corporation-approved State Commission or Alternative Administrative 
    Entity (AAE), are eligible to submit a State application to the 
    Corporation for funds available through the AmeriCorps State program.
        (2) Estimated amount and quantity of awards.
        The following chart details the amount of funding for which each 
    State may apply. The chart also lists the number of new program 
    applications that each State may submit for funding on a competitive 
    basis.
    
    ------------------------------------------------------------------------
                                                                  Number of 
                                                      Formula     allowable 
                         State                       allotment   competitive
                                                                 submissions
    ------------------------------------------------------------------------
    Alabama.......................................   $1,142,224            8
    Alaska........................................      450,000            5
    Arizona.......................................    1,132,813            8
    Arkansas......................................      667,066            7
    California....................................    8,483,903           29
    Colorado......................................    1,006,221            8
    Connecticut...................................      879,476            7
    Delaware......................................      450,000            6
    District of Columbia..........................      450,000            5
    Florida.......................................    3,804,449           16
    Georgia.......................................    1,933,942           10
    Hawaii........................................      450,000            6
    Idaho.........................................      450,000            6
    Illinois......................................    3,177,168           14
    Indiana.......................................    1,558,639            9
    Iowa..........................................      763,213            7
    Kansas........................................      688,970            7
    Kentucky......................................    1,036,739            8
    Louisiana.....................................    1,166,221            8
    Maine.........................................      450,000            6
    Maryland......................................    1,354,248            9
    Massachusetts.................................    1,631,174            9
    Michigan......................................    2,564,671           12
    Minnesota.....................................    1,237,987            8
    Mississippi...................................      724,399            7
    Missouri......................................    1,429,739            9
    Montana.......................................      450,000            6
    Nebraska......................................      450,000            6
    Nevada........................................      450,000            6
    New Hampshire.................................      450,000            6
    New Jersey....................................    2,133,870           11
    New Mexico....................................      452,648            6
    New York......................................    4,870,809           19
    North Carolina................................    1,932,399           11
    North Dakota..................................      450,000            0
    Ohio..........................................    2,994,693           13
    Oklahoma......................................      880,289            7
    Oregon........................................      843,467            7
    Pennsylvania..................................    3,242,136           14
    Puerto Rico (1995)............................    1,008,515            8
    Rhode Island..................................      450,000            6
    South Carolina................................      986,535            8
    South Dakota..................................      450,000            0
    Tennessee.....................................    1,411,618            9
    Texas.........................................    5,028,705           19
    Utah..........................................      524,090            6
    Vermont.......................................      450,000            5
    Virginia......................................    1,777,493           10
    Washington....................................    1,458,588            9
    West Virginia.................................      490,984            6
    Wisconsin.....................................    1,375,850            9
    Wyoming.......................................      450,000            5
                                                   -------------------------
        Total.....................................   74,545,951          446
    ------------------------------------------------------------------------
    
    B. AmeriCorps National
    
        Approximately $40 million is available for new and renewal grants 
    through the AmeriCorps National program competition.
        (1) Eligible applicants.
        National nonprofit organizations, Indian Tribes, public or private 
    nonprofit organizations (including labor organizations), subdivisions 
    of states, and institutions of higher education are eligible to apply 
    for AmeriCorps National program funds. For the purpose of this grant 
    process, a national nonprofit organization is any nonprofit 
    organization whose mission, membership, activities, or constituencies 
    are national in scope. However, an organization described in Section 
    501(c)(4) of the Internal Revenue Code of 1986, 26 U.S.C. 501(c)(4), 
    that engages in lobbying activities is not eligible to apply, serve as 
    a host site for Member placements, or act in any type of supervisory 
    role in the program.
        Eligible applicants that propose programs in more than one State 
    are encouraged to seek funding directly from the Corporation. These 
    applicants may operate programs directly or provide subgrants to local 
    chapters or affiliates. The Corporation strongly encourages applicants 
    that propose programs in a single State to apply to that State's 
    Commission on National and Community Service.
        (2) Estimated amount and quantity of awards.
        The Corporation expects to make fewer than forty (40) awards for 
    new AmeriCorps National operating programs in Fiscal Year 1997 grant 
    cycle. The grant size will vary by circumstance, need, and program 
    model. The Corporation anticipates that it will not be able to fund 
    AmeriCorps National programs at the same level as it has in the past 
    because of a congressionally-imposed cap and a lack of available 
    carryover funds. For this reason, grantees that have previously 
    received AmeriCorps funding should consider significantly reducing the 
    amount of requested support.
    
    C. AmeriCorps Indian Tribes and U.S. Territories
    
        Approximately $2.5 million is available for new and renewal 
    AmeriCorps Indian Tribe program grants, and approximately $2.5 million 
    is available for new and renewal AmeriCorps U.S. Territories program 
    grants under a population-based formula.
        (1) Eligible applicants.
        Eligible applicants include Indian Tribes and U.S. Territories. For 
    the purposes of this grant program an Indian Tribe is an: (a) Indian 
    Tribe, band, nation, or other organized group or community, including 
    any Native village, as defined in 43 U.S.C. section 1602(c), whether 
    organized traditionally or pursuant to the Act of June 18, 1934 
    (commonly known as the ``Indian Reorganization Act,'' 26 U.S.C. section 
    l461 et seq.); (b) any Regional Corporation or Village Corporation, as 
    defined in 43 U.S.C. section 1602 (g) or (j), respectively, that is 
    recognized as eligible for the special programs and services provided 
    by the United States under Federal law to Indians because of their 
    status as Indians; and (c) any tribal organization controlled, 
    sanctioned, or chartered by an entity described in (a) or (b) of this 
    paragraph. For the purposes of this grant program, U.S. Territories are 
    (a) American Samoa, (b) the Commonwealth of the Northern Mariana 
    Islands, (c) Guam, and (d) the U.S. Virgin Islands.
        (2) Estimated amount and quantity of awards.
        Eligible applicants may apply for operating funds to establish 
    AmeriCorps programs. The Corporation expects to make fewer than ten 
    (10) AmeriCorps Indian Tribe program grants, and fewer than ten (10) 
    AmeriCorps U.S.
    
    [[Page 7759]]
    
    Territories program grants. The average award under each program will 
    be under $300,000.
    
    II. Education Awards
    
        On September 4, 1996, the Corporation published a Notice of 
    availability of education awards that describes the AmeriCorps 
    Education Award program. Applicants for AmeriCorps State, National, and 
    Tribes and U.S. Territories program grants are advised that instead of 
    applying through the AmeriCorps Education Award program, they may 
    include in their AmeriCorps State, National, or Tribes and U.S. 
    Territories applications a request for positions for participants who 
    receive only education awards from the Corporation. AmeriCorps State, 
    National, or Indian Tribes and U.S. Territories programs that include 
    these positions are subject to all of the requirements that apply to 
    AmeriCorps State, National, or Indian Tribes and U.S. Territories 
    programs.
    
    III. Professional Corps
    
        The Corporation particularly invites applications for professional 
    corps programs. A professional corps program is defined in 42 U.S.C. 
    section 12572(a)(8). These programs must be sponsored by public or 
    private nonprofit employers who agree to pay 100 percent of AmeriCorps 
    Members' salaries and benefits (excluding the national service 
    education award which is provided by the Corporation). Members' 
    salaries may exceed the maximum living allowance in other national 
    service programs.
    
    IV. 16-Year-Old AmeriCorps Participants
    
        In general, an individual must be at least 17 years of age at the 
    time he or she begins the term of service in order to be eligible for 
    receipt of an education award. However, certain 16-year-olds may enroll 
    as AmeriCorps participants. Applicants who have an interest in 
    enrolling 16-year-olds are advised that the participant must be an 
    ``out of school youth'' as defined in 42 U.S.C. section 12511(16) and 
    serve in one of two types of youth corps programs described in the 
    authorizing statute. (See 42 U.S.C. section 12572(a)(2) and (a)(9)).
    
    V. Responses to Public Comments on Proposed Changes to Corporation 
    Grant Making Guidelines
    
    A. Renewals, Re-competition and New Applications 1997 Issue Area 
    Priorities
    
        The Corporation received one comment requesting that specific 
    language be added to permit existing or former operating sites of 
    AmeriCorps National grantees to apply for new grant funds through State 
    Commissions while continuing their contractual relationship for 
    training and technical assistance with the AmeriCorps National grantee 
    organization. The Corporation decided not to add the language because 
    any grantee or subgrantee can currently contract with any other 
    national, State or local organization for technical assistance. 
    Therefore, we do not need to specifically state this for operating 
    sites or subgrantees of AmeriCorps National grantees only.
    
    B. 1997 Priorities
    
        The Corporation received several comments on the Corporation's new 
    FY97 focus on children and youth within the four issue areas of 
    educational, public safety, environmental and other human needs. The 
    comments were divided equally between those favoring the new priorities 
    and those suggesting that the priorities needed some clarification and 
    should not be focused so narrowly. The Corporation has decided to 
    maintain its focus on children and youth for the 1997 priorities. 
    However, clarifying language was added to recognize that some high 
    quality programs have different expertise and would dilute their 
    effectiveness if they redesign their programs to focus on children and 
    youth. Those programs are encouraged to apply if they are high quality 
    programs and can demonstrate compelling needs. Applicants who received 
    funding from the Corporation for the first time in 1995 or 1996 are 
    considered renewals and therefore, may continue to address areas 
    covered by the 1995 or 1996 priorities and need not change their focus 
    to meet the Corporation's new priority focus on children and youth.
    
    C. Summer Programs
    
        The Corporation received several comments requesting some 
    clarification on summer programs and a recommendation that the 
    applicants be encouraged to apply for summer programs that are operated 
    as components of AmeriCorps programs, rather than as free-standing 
    programs. The Corporation added clarifying language to this section of 
    the grant application guidelines indicating that the Corporation 
    encourages, but does not require, applicants to operate summer programs 
    as a component of their year-round AmeriCorps programs and to ensure 
    that a summer component is consistent with the overall mission of the 
    applying organization and its AmeriCorps programs.
    
    D. State Coordination with AmeriCorps National Applicants
    
        The Corporation received four comments about the grant application 
    guideline language related to coordination between State Commissions 
    and AmeriCorps National applicants. The comments were equally divided 
    between concurrence with the language and requests for changes. Based 
    on the comments received, the Corporation decided not to change the 
    requirements for coordination and to continue such requirements. 
    Additional language was added to the grant application guidelines 
    describing the Corporation's expectations of AmeriCorps National 
    applicants and of State Commissions with regard to better coordination 
    between the two.
    
    E. Issue Area Specialization
    
        The Corporation received three comments suggesting that limiting 
    programs to one issue area may restrict their ability to raise match 
    funds and fulfill program objectives. The Corporation's experience is 
    that when programs try to meet many needs at once, it is more difficult 
    to demonstrate impact and fulfill program objectives. Therefore, the 
    Corporation will continue to encourage programs to focus their efforts 
    on one issue area. The grant application guidelines do recognize that 
    certain types of programs (e.g., volunteer generator models or programs 
    operating in rural areas) may not be able to focus on singles issues. 
    Programmatic needs or designs that lead an applicant to focus on multi-
    issues will be taken into consideration during the grant application 
    review and selection processes.
    
    F. Program Focus and Service Ethic
    
        Several responders suggested that language in the grant application 
    guidelines which indicates that the Corporation will not fund programs 
    whose primary focus is job training should be softened. However, given 
    the requirements in the National and Community Service Act of 1990, as 
    amended, and its implementing regulations, the emphasis on imparting 
    the service ethic and providing service to communities is appropriate. 
    The Corporation did change the word ``primary'' to ``major'' to clarify 
    the Corporation's intent to continue to support programs that do assist 
    participants in job development activities, so long as it is not the 
    major focus of the program.
    
    G. Living Allowance
    
        Four responders recommended that the Corporation continue its 
    current
    
    [[Page 7760]]
    
    flexibility concerning the amount of living allowances provided to 
    AmeriCorps members. This recommendation suggests a misunderstanding of 
    the Corporation's intent. The current language does not require 
    programs to pay the lowest living allowance. It only encourages it. The 
    Corporation has emphasized this in the final grant application 
    guidelines, but continues to encourage programs to offer the minimum 
    statutorily permitted living allowances--not more than the average 
    annual subsistence allowance provided to VISTAs.
    
    H. Corporation Cost per Member
    
        All responders addressed this issue in their recommendations. Some 
    indicated that lowering the allowable cost per Member would have a 
    negative impact on program quality and the Corporation should take 
    varying local conditions and program designs into account and allow for 
    some flexibility. Others felt the reduction in Member costs is within 
    reason, but wanted some clarification concerning what was included in 
    the calculation.
        The Corporation cannot increase the limit on the Corporation share 
    of the cost per Member, but it does provide flexibility to applicants 
    by allowing them to meet the target as an average across all programs 
    within the application rather than as an absolute number for each 
    program. For example, a single State must meet the Corporation's 
    required maximum cost per member as its average cost per member in that 
    State. In addition, the Corporation only limits the cost per member of 
    the Corporation share. Programs are free to have a higher cost per 
    member so long as it comes from a funding source other than the 
    Corporation. The Corporation also delineated in the grant application 
    guidelines all items included in the calculation of cost per Member.
    
    I. Timelines
    
        Only one responder requested that the deadlines for grant 
    applications be extended. Other responders expressed appreciation that 
    the Corporation is providing more time between grant application 
    deadlines and actual program start-up. One responder asked that the 
    grant application deadlines remain the same, but that the Corporation 
    make final decisions at least two months before programs are expected 
    to begin.
        The Corporation cannot change the grant application deadlines and 
    still meet a reasonable timeline for final decisions. Therefore, the 
    grant application deadlines will remain as published in the Federal 
    Register and reflected in this notice. Currently, the Corporation does 
    notify potential grantees of decisions at least two months before 
    programs are expected to begin. However, the actual grant award letters 
    may not reach the grantee two months ahead of start dates.
    
    J. Application Evaluation and Selection of New Programs
    
        The Corporation received several comments concerning the ``ability 
    to monitor'' section of the review criteria. Several felt that the 
    Corporation needed to reexamine its assessment that individual 
    placements are ``hard to monitor'' and suggested that the ``ability to 
    monitor'' criterion be dropped from the application review criteria. In 
    addition, one responder recommended that the Corporation base its peer 
    review criteria on results rather than systems.
        The Corporation considered these comments and their bases and 
    decided not to eliminate the ``ability to monitor'' criterion, and to 
    add language in the grant application guidelines asking applicants with 
    individual placements to describe what they will do to ensure that they 
    would be able to monitor their sites effectively despite their 
    geographically-dispersed locations.
        The Corporation has not changed its overall review criteria because 
    those criteria do place a heavy emphasis on results. Currently, the 
    Corporation's review criteria base 65 percent of the evaluation on 
    results related to getting things done, strengthening communities and 
    developing Members, and the ability of the program to evaluate those 
    results.
    
    K. Miscellaneous
    
        The Corporation also received other comments requesting some 
    clarification on how the selection criteria will be applied and whether 
    or not organizations that have already received funding will be 
    eligible to apply. Additional language was added to indicate that 
    organizations that have already received three years of funding from 
    the Corporation are eligible to apply but will be competed as new 
    applicants rather than renewal applicants. The Corporation also added 
    language that distinguishes the Corporation's request for individual 
    programs to focus on fewer priority areas from the Corporation's need 
    to ensure that we select programs that meet priorities in all four 
    issue areas within the overall group of selected programs. The language 
    states that, while we encourage individual programs to focus on an 
    issue area, the Corporation will ensure that it has diversity among 
    priorities across the programs that it funds.
    
        Dated: February 14, 1997.
    Barry W. Stevens,
    Acting General Counsel, Corporation for National and Community Service.
    [FR Doc. 97-4192 Filed 2-19-97; 8:45 am]
    BILLING CODE 6050-28-P