C0-995. Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers Inc. Relating to Trading in Hot Equity Offerings

  • [Federal Register Volume 65, Number 35 (Tuesday, February 22, 2000)]
    [Corrections]
    [Page 8768]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: C0-995]
    
    
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    SECURITIES AND EXCHANGE COMMISSION
    
    [Release No. 34-42325; File No. SR-NASD-99-60]
    
    
    Self-Regulatory Organizations; Notice of Filing of Proposed Rule 
    Change by the National Association of Securities Dealers Inc. Relating 
    to Trading in Hot Equity Offerings
    
    Correction
    
        In notice document 00-995, beginning on page 2656, in the issue of 
    Tuesday, January 18, 2000, make the following corrections:
        1. On page 2656, in the third column, in the 18th line, 
    ``Withholding''['' should read ``Withholding'']''.
        2. On the same page, in the same column, in paragraph (a)(2), in 
    the last line, ``The receipt of a management or performance based fee 
    for operating a collective investment account shall not be considered a 
    beneficial interest in the account'' should be added after 
    ``interest.''.
        3. On page 2657, in the second column, in paragraph (b)(1), in the 
    seventh line, ``expect'' should read ``except''.
        4. On the same page, in the third column, in the first paragraph 
    under paragraph ``(e) General Exemptions'', in the second line, ``with 
    a member'' should be removed.
        5. On page 2658, in the first column, in the fourth line, ``this'' 
    should read ``the''.
        6. On the same page, in the same column, in paragraph (f)(2), in 
    the second line, ``not'' should be added after ``shall''.
        7. On the same page, in the second column, in paragraph (e)(1), in 
    the fifth line ``through'' should read ``though''.
        8. On the same page, in the same column, in paragraph (d)(1), in 
    the first line, ``2520'' should be added after ``2450''.
        9. On the same page, in the same column, in paragraph (a), in the 
    second line, ``Rules'' should read ``Rule''.
    [FR Doc. C0-995 Filed 2-18-00; 8:45 am]
    BILLING CODE 1505-01-D
    
    
    

Document Information

Published:
02/22/2000
Department:
Securities and Exchange Commission
Entry Type:
Correction
Document Number:
C0-995
Pages:
8768-8768 (1 pages)
Docket Numbers:
Release No. 34-42325, File No. SR-NASD-99-60
PDF File:
c0-995.pdf