98-4308. Federal Acquisition Regulation; Small Entity Compliance Guide  

  • [Federal Register Volume 63, Number 35 (Monday, February 23, 1998)]
    [Rules and Regulations]
    [Pages 9069-9071]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 98-4308]
    
    
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    DEPARTMENT OF DEFENSE
    
    GENERAL SERVICES ADMINISTRATION
    
    NATIONAL AERONAUTICS AND SPACE ADMINISTRATION
    
    48 CFR Chapter 1
    
    
    Federal Acquisition Regulation; Small Entity Compliance Guide
    
    AGENCIES: Department of Defense (DOD), General Services Administration 
    (GSA), and National Aeronautics and Space Administration (NASA).
    
    ACTION: Small Entity Compliance Guide.
    
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    SUMMARY: This document is issued under the joint authority of the 
    Secretary of Defense, the Administrator of General Services, and the 
    Administrator for the National Aeronautics and Space Administration as 
    the Federal Acquisition Regulation (FAR) Council. This Small Entity 
    Compliance Guide has been prepared in accordance with Section 212 of 
    the Small Business Regulatory Enforcement Fairness Act of 1996 (Public 
    Law 104-121). It consists of a summary of the rules appearing in 
    Federal Acquisition Circular (FAC) 97-04 which amends the FAR. The 
    rules marked with an asterisk (*) are those for which a final 
    regulatory flexibility analysis has been prepared in accordance with 5 
    U.S.C. 604. Further information regarding these rules may be obtained 
    by referring to FAC 97-04 which precedes this document. This document 
    may be obtained from the Internet at http://www.arnet.gov/far.
    
    FOR FURTHER INFORMATION CONTACT: The FAR Secretariat, (202) 501-4755. 
    For clarification of content, contact the analyst whose name appears in 
    the table below.
    
                           List of Rules in FAC 97-04                       
    ------------------------------------------------------------------------
         Item               Subject             FAR case         Analyst    
    ------------------------------------------------------------------------
    I.............  Use of Data Universal   95-307           Moss.          
                     Numbering System as                                    
                     the Primary                                            
                     Contractor                                             
                     Identification.                                        
    
    [[Page 9070]]
    
                                                                            
    II *..........  Federal Compliance      92-054B          Linfield.      
                     With Right-To-Know                                     
                     Laws and Pollution                                     
                     Prevention                                             
                     Requirements.                                          
    III...........  Review of Procurement   97-601           Linfield.      
                     Integrity Clauses.                                     
    IV............  Certificate of          96-002           Moss.          
                     Competency.                                            
    V.............  Applicability of Cost   97-020           Nelson.        
                     Accounting Standards                                   
                     (CAS) Coverage.                                        
    VI............  OMB Circular No. A-133  97-029           Olson.         
    VII...........  SIC Code and Size       97-026           Moss.          
                     Standard Appeals.                                      
    VIII..........  Small Business          97-305           Moss.          
                     Competitiveness                                        
                     Demonstration Program.                                 
    IX............  Special Disabled and    95-602           O'Neill.       
                     Vietnam Era Veterans.                                  
    X.............  Treatment of Caribbean  97-039           Linfield.      
                     Basin Country End                                      
                     Products.                                              
    XI............  Administrative Changes  97-025           Nelson.        
                     to Cost Accounting                                     
                     Standards (CAS)                                        
                     Applicability.                                         
    XII...........  Changes in Contract     95-022           Klein.         
                     Administration and                                     
                     Audit Cognizance.                                      
    XIII..........  Limitation on           97-303           Nelson.        
                     Allowability of                                        
                     Compensation for                                       
                     Certain Contractor                                     
                     Personnel (Interim).                                   
    XIV...........  Transfer of Assets      96-006           Nelson.        
                     Following a Business                                   
                     Combination.                                           
    XV............  Modular Contracting...  96-605           Nelson.        
    ------------------------------------------------------------------------
    
    Item I--Use of Data Universal Numbering System as the Primary 
    Contractor Identification (FAR Case 95-307)
    
        This final rule amends FAR Subpart 4.6, Contract Reporting, and 
    52.212-1, Instructions to Offerors--Commercial Items; and adds a new 
    solicitation provision at 52.204-6, Data Universal Numbering System 
    (DUNS) Number; to replace the Contractor Establishment Code (CEC) with 
    the Data Universal Numbering System (DUNS) number as the means of 
    identifying contractors in the Federal Procurement Data System (FPDS). 
    It reflects Dun and Bradstreet procedures for offerors located 
    overseas.
    
    Item II--Federal Compliance With Right-To-Know Laws and Pollution 
    Prevention Requirements (FAR Case 92-054B)
    
        The interim rule published as Item V of FAC 90-46 is revised and 
    finalized. The rule implements Executive Order 12856 of August 3, 1993, 
    ``Federal Compliance With Right-To-Know Laws and Pollution Prevention 
    Requirements.'' The final rule differs from the interim rule in that it 
    amends FAR 23.1004 and 52.223-5 to clarify the obligations of Federal 
    facilities to comply with the reporting and emergency planning 
    requirements of the Pollution Prevention Act of 1990 and the Emergency 
    Planning and Community Right-to-Know Act of 1986.
    
    Item III--Review of Procurement Integrity Clauses (FAR Case 97-601)
    
        This final rule amends FAR Parts 4 and 52 to revise the application 
    of procurement integrity requirements to contracts for commercial 
    items. The rule amends (1) 4.803 to remove an obsolete requirement for 
    maintenance of a record of persons having access to proprietary or 
    source selection information, (2) the clause at 52.212-4 to add the 
    procurement integrity provisions of 41 U.S.C. 423 to the list of laws 
    applicable to contracts for commercial items, and (3) the clause at 
    52.212-5 to remove 52.203-10, Price or Fee Adjustment for Illegal or 
    Improper Activity, from the list of FAR clauses required to implement 
    provisions of law or Executive orders. As amended by the Clinger-Cohen 
    Act of 1996, 41 U.S.C. 423 no longer requires that a contract clause 
    specify administrative remedies for procurement integrity violations.
    
    Item IV--Certificate of Competency (FAR Case 96-002)
    
        The interim rule published as Item IX of FAC 97-01 is converted to 
    a final rule with a minor change at 19.302(d). The rule implements 
    revisions made to the Small Business Administration's procurement 
    assistance programs contained in 13 CFR Part 125.
    
    Item V--Applicability of Cost Accounting Standards (CAS) Coverage (FAR 
    Case 97-020)
    
        This final rule amends FAR Parts 12 and 52 to exempt contracts and 
    subcontracts for the acquisition of commercial items from Cost 
    Accounting Standards requirements when these contracts and subcontracts 
    are firm-fixed-price or fixed-price with economic price adjustment 
    (provided that the price adjustment is not based on actual costs 
    incurred).
    
    Item VI--OMB Circular No. A-133 (FAR Case 97-029)
    
        This final rule amends FAR 15.209 and the associated clause at 
    52.215-2, Audits and Records--Negotiation, Alternate II, to implement 
    revisions to OMB Circular No. A-133. The circular has a new title, 
    ``Audits of States, Local Governments, and Non-Profit Organizations,'' 
    and now addresses audits of State and local governments as well as 
    audits of institutions of higher learning and other nonprofit 
    organizations.
    
    Item VII--SIC Code and Size Standard Appeals (FAR Case 97-026)
    
        This final rule amends FAR Subpart 19.3 to conform to the Small 
    Business Administration regulations at 13 CFR 121 and 134 pertaining to 
    protest of an offeror's small business representation, and appeal of a 
    contracting officer's standard industrial classification code 
    designation and related small business size standard.
    
    Item VIII--Small Business Competitiveness Demonstration Program (FAR 
    Case 97-305)
    
        This final rule amends FAR Subpart 19.10 to eliminate the 
    termination date of the Small Business Competitiveness Demonstration 
    Program, in accordance with Section 401 of the Small Business 
    Reauthorization Act of 1997 (Public Law 105-135).
    
    Item IX--Special Disabled and Vietnam Era Veterans (FAR Case 95-
    602)
    
        This final rule amends FAR Subpart 22.13 and the clauses at 52.212-
    5, 52.222-35, and 52.222-37 to implement revised Department of Labor 
    regulations regarding affirmative action for disabled veterans and 
    veterans of the Vietnam era.
    
    Item X--Treatment of Caribbean Basin Country End Products (FAR Case 97-
    039)
    
        This final rule revises FAR 25.402(b) to extend the time period for 
    treatment of Caribbean Basin country end products as eligible products 
    under the Trade Agreements Act. The United States Trade Representative 
    has directed that such treatment continue through September 30, 1998.
    
    [[Page 9071]]
    
    Item XI--Administrative Changes to Cost Accounting Standards (CAS) 
    Applicability (FAR Case 97-025)
    
        This final rule amends FAR 30.101 and the clauses at 52.230-1 and 
    52.230-5 to conform to changes made to the Cost Accounting Standards 
    (CAS) Board rules and regulations (FAR Appendix), pertaining to the 
    applicability of CAS to negotiated contracts and subcontracts.
    
    Item XII--Changes in Contract Administration and Audit Cognizance (FAR 
    Case 95-022)
    
        This final rule amends FAR Parts 31, 32, 42, 46, 47, and 52 to add 
    policies and procedures for assigning and performing contract audit 
    services, and to clarify the policy for assigning or delegating 
    responsibility for establishing forward pricing and billing rates and 
    final indirect cost rates.
    
    Item XIII--Limitation on Allowability of Compensation for Certain 
    Contractor Personnel (FAR Case 97-303)
    
        This interim rule revises FAR 31.205-6(p) to implement Section 808 
    of the National Defense Authorization Act for Fiscal Year 1998 (Public 
    Law 105-85). Section 808 limits the allowable compensation costs for 
    senior executives of contractors to the benchmark compensation amount 
    determined applicable for each fiscal year by the Administrator for 
    Federal Procurement Policy.
    
    Item XIV--Transfer of Assets Following a Business Combination (FAR Case 
    96-006)
    
        This final rule revises FAR 31.205-10(a)(5) and 31.205-52 to 
    conform to changes made to the Cost Accounting Standards regarding the 
    treatment of gains and losses attributable to tangible capital assets 
    subsequent to business mergers or combinations.
    
    Item XV--Modular Contracting (FAR Case 96-605)
    
        This final rule amends FAR Part 39 to implement Section 5202 of the 
    Information Technology Management Reform Act of 1996 (Public Law 104-
    106). Section 5202 encourages maximum practicable use of modular 
    contracting for acquisition of major systems of information technology. 
    Agencies may also use modular contracting to acquire non-major systems 
    of information technology.
    
        Dated: February 13, 1998.
    Edward C. Loeb,
    Director, Federal Acquisition Policy Division.
    [FR Doc. 98-4308 Filed 2-20-98; 8:45 am]
    BILLING CODE 6820-EP-P
    
    
    

Document Information

Published:
02/23/1998
Department:
National Aeronautics and Space Administration
Entry Type:
Rule
Action:
Small Entity Compliance Guide.
Document Number:
98-4308
Pages:
9069-9071 (3 pages)
PDF File:
98-4308.pdf
CFR: (1)
48 CFR None