[Federal Register Volume 64, Number 38 (Friday, February 26, 1999)]
[Notices]
[Pages 9551-9552]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 99-4885]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meetings during the week of
March 1, 1999.
An open meeting will be held on Tuesday, March 2, 1999, at 10:00. A
closed meeting will be held on Tuesday, March 2, 1999, following the
10:00 a.m. open meeting.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the closed meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c) (4), (8), (9) (A) and (10) and 17 CFR 200.402(a)
(4), (8), (9) (i) and (10), permit consideration of the scheduled
matters at the closed meeting.
[[Page 9552]]
Commissioner Carey, as duty officer, voted to consider the items
listed for the closed meeting in a closed session.
The subject of the open meeting scheduled for Tuesday, March 2,
1999, at 10:00 a.m., will be:
(1) The Commission will hear oral argument on an appeal from the
initial decision of an administrative law judge by Al Rizek, a former
vice president of Painewebber Incorporated of Puerto Rico, a registered
broker-dealer. For further information, contact William S. Stern at
(202) 942-0949.
(2) The Commission will consider proposing rules regarding
operational capability of non-bank transfer agents and broker-dealers.
In addition, the Commission will consider rules regarding the
protection of investors from non-bank transfer agents and broker-
dealers that are not Year 2000 compliant. For further information,
contact: Kevin An at (202) 942-0198 or Kevin Ehrlich, at (202) 942-
0778.
The subject matter of the closed meeting scheduled for Tuesday,
March 2, 1999, following the 10:00 a.m. open meeting will be: Post
argument discussion. Institution of administrative proceedings of an
enforcement nature.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items. For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact: The Office of the Secretary at (202) 942-7070.
Dated: February 23, 1999.
Jonathan G. Katz,
Secretary.
[FR Doc. 99-4885 Filed 2-23-99; 4:28 pm]
BILLING CODE 8010-01-M
