94-4426. Requests Under Review by the Office of Management and Budget

[Federal Register Volume 59, Number 39 (Monday, February 28, 1994)]
[Unknown Section]
[Page ]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-4426]


[Federal Register: February 28, 1994]


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SECURITIES AND EXCHANGE COMMISSION


Requests Under Review by the Office of Management and Budget

    Agency Clearance Office: John J. Lane, [phone].
    Upon written request copy available from: Securities and Exchange 
Commission, Office of Filings, Information and Consumer Services, 
Washington, DC 20549.
    Revision: Rule 13h-1 and Form 13H. File No. 270-358.
    New: Rule 17a-23 and Form 17A-23. File No. 270-387.
    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1980 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget requests for approval of the following rules and forms under 
the Securities Exchange Act of 1934 (15 U.S.C. 78 et seq.).
    Proposed Rule 13h-1 and Form 13H provide for the Large Trader 
Reporting System, and would require that investors and broker-dealers 
disclose to the Commission information regarding large accounts and 
transactions.
    It is anticipated that approximately 630 broker-dealers and 750 
investors will spend a total of 11,454 hours annually complying with 
Rule 13h-1 and Form 13H.
    Proposed rule 17a-23 and Form 17A-23 would establish recordkeeping 
and reporting requirements for brokers and dealers that operate 
automated trading systems.
    It is anticipated that approximately 60 broker-dealers will spend a 
total of 6,612 hours annually complying with Rule 17a-23 and Form 17A-
23.
    Direct general comments to Gary Waxman at the address below. Direct 
any comments concerning the accuracy of the estimated average burden 
hours for compliance with the Commission rules and forms to John J. 
Lane, Associate Executive Director, Securities and Exchange Commission, 
450 Fifth Street, NW., Washington, DC 20549 and Gary Waxman, Clearance 
Officer, Office of Management and Budget, (Paperwork Reduction Act 
numbers 3235-0408; new), room 3208, New Executive Office Building, 
Washington, DC 20503.

    Dated: February 15, 1994.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 94-4426 Filed 2-25-94; 8:45 am]
BILLING CODE 8010-01-M