96-4473. Fredrick Jay Shainfeld; Debarment Order  

  • [Federal Register Volume 61, Number 40 (Wednesday, February 28, 1996)]
    [Notices]
    [Pages 7521-7522]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-4473]
    
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Food and Drug Administration
    [Docket No. 95N-0280]
    
    
    Fredrick Jay Shainfeld; Debarment Order
    
    AGENCY: Food and Drug Administration, HHS.
    
    ACTION: Notice.
    
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    SUMMARY: The Food and Drug Administration (FDA) is issuing an order 
    under the Federal Food, Drug, and Cosmetic Act (the act) permanently 
    debarring Dr. Fredrick Shainfeld from providing services in any 
    capacity to a person that has an approved or pending drug product 
    application. FDA bases this order on a finding that Dr. Shainfeld was 
    convicted of a felony under Federal law for conduct relating to the 
    development or approval, including the process for development or 
    approval, of a drug product; and relating to the regulation of a drug 
    product under the act. Dr. Shainfeld has notified FDA that he 
    acquiesces to debarment and, therefore, has waived his opportunity for 
    a hearing concerning this action.
    
    EFFECTIVE DATE: March 10, 1995.
    
    ADDRESSES: Application for termination of debarment to the Dockets 
    Management Branch (HFA-305), Food and Drug Administration, 12420 
    Parklawn Dr.,
    rm. 1-23, Rockville, MD 20857.
    
    FOR FURTHER INFORMATION CONTACT:  Tamar S. Nordenberg, Center for Drug 
    Evaluation and Research (HFD-7), Food and Drug Administration, 7500 
    Standish Pl., Rockville, MD 20855, 301-594-2041.
    
    SUPPLEMENTARY INFORMATION:
    
    -I. Background-
    
        -Dr. Fredrick Shainfeld, a former senior vice president of 
    Technical and Regulatory Affairs and New Product Development at Halsey 
    Drug Co. (Halsey), was sentenced on January 6, 1995, pursuant to a 
    guilty plea, for obstruction of an agency proceeding, a Federal felony 
    under 18 U.S.C. 1505. The basis for this conviction was as follows:
        -Dr. Shainfeld, in his capacity as senior vice president for 
    Technical and Regulatory Affairs and New Product Development, 
    supervised Halsey's regulatory filings to FDA. During a 1989 FDA 
    establishment inspection of Halsey, Dr. Shainfeld and other members of 
    Halsey's upper management provided FDA inspectors with a falsified raw 
    material inventory card for Fenoprofen Calcium.
        -Dr. Shainfeld knew that the raw material card falsely stated that 
    Halsey had received 50 kilograms of Fenoprofen Calcium on September 11, 
    1987, when in fact Halsey had received half that amount, and Dr. 
    Shainfeld knew that the purpose of the falsification was to conceal 
    from FDA that Halsey did not have enough raw material to manufacture 
    its pilot batches in the sizes represented in abbreviated new drug 
    applications (ANDA's) for the generic drug product Fenoprofen Calcium.
        -Dr. Shainfeld is subject to debarment based on a finding, under 
    section 306(a)(2) of the act (21 U.S.C. 335a(a)(2)), that he was 
    convicted of a felony under Federal law for conduct relating to the 
    development, approval, and regulation of a drug product.
        -The purpose of the falsification of the raw material inventory 
    cards for Fenoprofen Calcium was to conceal from FDA the fact that 
    Halsey did not have enough raw material to manufacture its pilot 
    batches in the sizes represented in the product's ANDA's. The 
    falsification relates to the development or approval of a drug product 
    because FDA makes its decisions whether to approve a product based on 
    the information in the ANDA's. If the pilot batches were not 
    manufactured in the sizes represented in the ANDA's, FDA made its 
    approval decisions based on erroneous information.
        -The falsification of the raw material inventory cards relates to 
    the regulation of drug products because FDA's regulatory decisions 
    about Halsey drug 
    
    [[Page 7522]]
    products may have been affected by the conduct.
        -In a letter received by FDA on March 10, 1995, Dr. Shainfeld 
    notified FDA of his acquiescence to debarment, as provided for in 
    section 306(c)(2)(B) of the act. A person subject to debarment is 
    entitled to an opportunity for an agency hearing on disputed issues of 
    material fact under section 306(i) of the act, but by acquiescing to 
    debarment, Dr. Shainfeld waived his opportunity for a hearing and any 
    contentions concerning his debarment.
    
    -II. Findings and Order
    
        -Therefore, the Deputy Commissioner for Operations, under section 
    306(a) of the act, and under authority delegated to him (21 CFR 5.20), 
    finds that Dr. Fredrick Shainfeld has been convicted of a felony under 
    Federal law for conduct: (1) Relating to the development or approval, 
    including the process for development or approval, of a drug product 
    (21 U.S.C. 335a(a)(2)(A)); and (2) relating to the regulation of a drug 
    product (21 U.S.C. 335a(a)(2)(B)).
        - As a result of the foregoing findings and based on his 
    notification of acquiescence, Dr. Fredrick Shainfeld is permanently 
    debarred from providing services in any capacity to a person with an 
    approved or pending drug product application under section 505, 507, 
    512, or 802 of the act (21 U.S.C. 355, 357, 360b, or 382), or under 
    section 351 of the Public Health Service Act (42 U.S.C. 262), effective 
    March 10, 1995, the date of notification of acquiescence (21 U.S.C. 
    335a(c)(1)(B) and (c)(2)(A)(ii) and 21 U.S.C. 321(dd)). Any person with 
    an approved or pending drug product application who knowingly uses the 
    services of Dr. Shainfeld, in any capacity, during his period of 
    debarment, will be subject to civil money penalties. If Dr. Shainfeld, 
    during his period of debarment, provides services in any capacity to a 
    person with an approved or pending drug product application, he will be 
    subject to civil money penalties. In addition, FDA will not accept or 
    review any abbreviated new drug applications submitted by or with the 
    assistance of Dr. Shainfeld during his period of debarment.
        -Any application by Dr. Shainfeld for termination of debarment 
    under section 306(d)(4) of the act should be identified with Docket No. 
    95N-0280 and sent to the Dockets Management Branch (address above). All 
    such submissions are to be filed in four copies. The public 
    availability of information in these submissions is governed by 21 CFR 
    10.20(j). Publicly available submissions may be seen in the Dockets 
    Management Branch between 9 a.m. and
    4 p.m., Monday through Friday.
    
        Dated: February 8, 1996.
    Michael A. Friedman,
    Deputy Commissioner for Operations.
    [FR Doc. 96-4473 Filed 2-27-96; 8:45 am]
    BILLING CODE 4160-01-F
    
    

Document Information

Effective Date:
3/10/1995
Published:
02/28/1996
Department:
Food and Drug Administration
Entry Type:
Notice
Action:
Notice.
Document Number:
96-4473
Dates:
March 10, 1995.
Pages:
7521-7522 (2 pages)
Docket Numbers:
Docket No. 95N-0280
PDF File:
96-4473.pdf