96-4476. Special Projects of National Significance; Evaluation Technical Assistance Center  

  • [Federal Register Volume 61, Number 40 (Wednesday, February 28, 1996)]
    [Notices]
    [Pages 7527-7530]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-4476]
    
    
    
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    DEPARTMENT OF HEALTH AND HUMAN SERVICES
    
    Special Projects of National Significance; Evaluation Technical 
    Assistance Center
    
    AGENCY: Health Resources and Services Administration, HHS.
    
    ACTION: Notice of Availability of Funds
    
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    SUMMARY: The Health Resources and Services Administration (HRSA) 
    announces that applications will be accepted for fiscal year (FY) 1996 
    Grants for Special Projects of National Significance (SPNS) funded 
    under the authority of Section 2618 (a) of the Public Health Service 
    Act, as established by the Ryan White Comprehensive AIDS Resources 
    Emergency (CARE) Act of 1990, Public Law 101-381, dated August 18, 
    1990. This announcement solicits applications to design and develop an 
    HIV Evaluation Technical Assistance Center. This Evaluation Technical 
    Assistance Center will provide technical assistance to SPNS grantees in 
    designing and implementing evaluation studies and dissemination 
    activities for individual projects and develop and coordinate the 
    implementation of any multi-site evaluations. Evaluation activities 
    will 
    
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    include a description and evaluation of the various demonstration 
    projects involved in an effort to determine which models might be 
    replicated and integrated into HIV/AIDS health care delivery systems 
    nationally and an analysis of changes in client outcomes. Applicants 
    must apply for a 5 year project period. The SPNS program, in 
    collaboration with the HIV Evaluation Technical Assistance Center 
    grantee, will provide technical assistance and support for the program 
    evaluation studies for three groups of SPNS grantees. These grantee 
    groups are: (1) Models of Integrated Service Delivery for Persons with 
    HIV Disease, (2) HIV Multiple Diagnoses Initiative (a collaborative 
    effort between the Departments of Health and Human Services and Housing 
    and Urban Development) and (3) Health Care Services Demonstration 
    Models for HIV Infected Youth.
        This program announcement is subject to the appropriation of funds. 
    Applicants are advised that this program announcement is a contingency 
    action being taken to assure that should funds become available for 
    this purpose, they can be awarded in a timely fashion consistent with 
    the needs of the program as well as to provide for an even distribution 
    of funds throughout the fiscal year. At this time, given a continuing 
    resolution and the absence of FY 1996 appropriations for the Ryan White 
    CARE Act programs, the amount of available funding for these specific 
    grant programs cannot be estimated.
        The authorizing legislation specifies three SPNS program 
    objectives: (1) to assess the effectiveness of particular models of 
    care; (2) to support innovative program design; and (3) to promote 
    replication of effective models. The SPNS program endeavors to advance 
    knowledge and skills in HIV services delivery by stimulating the design 
    of innovative models of care. SPNS accomplishes its purpose through 
    funding the technical support and evaluation of innovative and 
    potentially replicable HIV service delivery models.
    
    DATES:
    
    Notification
    
        In order to allow HRSA to plan for the Objective Review Process, 
    applicants are encouraged to contact the grants office in writing to 
    notify HRSA of their intent to apply. This notification serves to 
    inform HRSA of the anticipated number of applications which are being 
    submitted. If notification is offered, it should be received within 30 
    days after publication of the Notice of Availability of Funds in the 
    Federal Register. The address is: Grants Management Branch; Bureau of 
    Health Resources Development; Health Resources and Services 
    Administration; Room 7-15; Rockville, MD 20857.
    
    Application
    
        Applications for this announced grant must be received in the 
    Grants Management Branch by the close of business April 29, 1996 to be 
    considered for competition. Applications will meet the deadline if they 
    are either (1) received on or before the deadline date or (2) 
    postmarked on or before the deadline date, and received in time for 
    submission to the objective review panel. A legibly dated receipt from 
    a commercial carrier or U.S. Postal Service will be accepted as proof 
    of timely mailing. Applications received after the deadline will be 
    returned to the applicant.
    
    ADDRESSES: Grant applications, guidance materials, and additional 
    information regarding business, administrative, and fiscal issues 
    related to the awarding of grants under this Notice may be requested 
    from Mr. Neal Meyerson, Grants Management Branch, Bureau of Health 
    Resources Development, Health Resources and Services Administration, 
    5600 Fishers Lane, Room 7-15, Rockville, MD, 20857. The telephone 
    number is (301) 443-2280 and the FAX number is (301) 594-6096. 
    Applicants for grants will use Form PHS 5161-1, approved under OMB 
    Control No. 0937-0189. Completed applications should be sent to the 
    Grants Management Branch.
    
    FOR FURTHER INFORMATION CONTACT: Additional technical information may 
    be obtained from the SPNS Branch, Office of Science and Epidemiology, 
    Bureau of Health Resources Development, Health Resources and Services 
    Administration, 5600 Fishers Lane, Room 7A-07, Rockville, MD 20857. The 
    telephone number is (301) 443-9976 and the FAX number is (301) 594-
    2511. Questions concerning the Health Care Services Demonstration 
    Models for HIV Infected Youth should be directed to Evelyn M. 
    Rodriguez, M.D., M.P.H., Office of the Director, Bureau of Health 
    Resources Development, Health Resources and Services Administration, 
    5600 Fishers Lane, Room 7-13, Rockville, MD 20857. The telephone number 
    is (301) 443-9530 and the FAX number is (301) 443-9645.
    
    HEALTHY PEOPLE 2000 OBJECTIVES: The Department of Health and Human 
    Services (DHHS) urges applicants to address specific objectives of 
    Healthy People 2000 in their work plans. Potential applicants may 
    obtain a copy of Healthy People 2000 (Full Report; Stock No. 017-
    001-00474-0) or Healthy People 2000 (Summary Report; Stock No. 017-
    001-00473-1) through the Superintendent of Documents, Government 
    Printing Office, Washington, D.C. 200402-9325 (Telephone 202-783-
    3238).
    
    SUPPLEMENTARY INFORMATION:
    
    Description of Grant
    
        This grant will support the establishment of an Evaluation 
    Technical Assistance Center to provide evaluation and dissemination 
    technical assistance. Applicants should propose a plan to provide 
    technical assistance to design and implement outcome evaluation studies 
    and dissemination activities for SPNS grantees funded under the Models 
    of Integrated Service Delivery for Persons with HIV Disease 
    Demonstration Projects, the HIV Multiple Diagnoses Initiative and the 
    Health Care Services Demonstration Models for HIV Infected Youth. In 
    addition, the HIV Evaluation Technical Assistance Center will be 
    responsible for developing and coordinating the implementation of any 
    multi-site evaluations within groups of similar projects.
        Evaluation and technical assistance will include providing overall 
    evaluation coordination, including data management and analysis, 
    training in common procedures, and distribution of necessary materials 
    to all projects. Specifically, the Evaluation Technical Assistance 
    Center will work with the grantees in the planning phase to: (1) 
    Provide advice regarding the evaluation personnel needs at the project 
    level; (2) develop criteria for compatible computer equipment; (3) 
    recommend cross-cutting outcome measures; (4) develop model data 
    collection formats that can be used by grantees at their discretion and 
    (5) provide assistance in the development, preparation and 
    dissemination of evaluation results and findings. It is anticipated 
    that many of these tasks will be coordinated through a series of 
    grantee meetings to commence early in the first project year.
    
    Description of SPNS Projects
    
        The Models of Integrated Service Delivery Demonstration Projects 
    will be a group of approximately eight to ten grants. These projects 
    will focus on defining and evaluating innovative 
    
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    models of care that address the formal linkage and integration of 
    mental health, substance abuse treatment, rehabilitation and/or other 
    critical services with HIV ambulatory medical care (such as primary 
    medical care and/or home health care). In developing integrated models, 
    projects will address the following sub-categories: (1) Coordinated 
    delivery of HIV health and support services to specified transient, 
    homeless, migrant, immigrant or mobile populations to ensure the 
    delivery of a comprehensive continuum of care throughout the course of 
    HIV infection and disease; (2) Delivery of comprehensive health and 
    support services to Native Americans (American Indian, Alaskan Natives 
    and Native Hawaiians) through a linked network of providers experienced 
    in caring for Native American communities; and, (3) Development of a 
    formally linked system of HIV ambulatory care services for an 
    underserved population group experiencing significant barriers to care, 
    (e.g., ethnic and language minorities, visually or hearing impaired 
    communities, the severely and persistently mentally ill, rural 
    communities or others) that improves access to and retention in the 
    health care delivery system.
        The HIV Multiple Diagnoses Initiative. This initiative, a 
    collaborative effort between the Departments of Health and Human 
    Services (HHS) and Housing and Urban Development (HUD), is designed to 
    develop and evaluate programs for the integration of medical, substance 
    abuse, mental health services and other support services with housing 
    assistance for homeless persons with HIV/AIDS and a serious mental 
    illness and/or alcohol or substance abuse problems. The collaboration 
    targets ``on the street'' homeless persons who currently do not have a 
    place to live. Applicants should propose an innovative strategy for 
    developing an integrated system of outreach, needs assessment, 
    comprehensive health and other support services and various types of 
    transitional and permanent housing which has the potential for 
    replication. Related assistance is being announced under the Special 
    Projects of National Significance component of HUD's Housing 
    Opportunities for Persons with AIDS (HOPWA) program. The Evaluation 
    Technical Assistance Center will be responsible for evaluating the 
    medical, substance abuse, mental health and other support services 
    components of these jointly funded projects.
        Projects funded under the Health Care Services Demonstration Models 
    for HIV Infected Youth will develop, expand, implement, and provide 
    health and related support services for youth with HIV infection. Three 
    to four grantees will be funded to incorporate innovative health, 
    nursing, and ancillary care services (such as mental health and 
    substance abuse treatment) to improve participation by youth in HIV 
    counseling and testing, diagnosis, prophylaxis, and treatment of 
    manifestations and complications of HIV infection and AIDS, including: 
    (1) Antiretroviral therapy to children and youth, and (2) prophylactic 
    therapy for opportunistic infections for children and youth, including 
    tuberculosis. Models will also determine the spectrum of HIV disease 
    among treated and untreated children/adolescents (upon entry to care), 
    the progression of HIV disease among children/adolescents, physical 
    growth and development, adherence to antiretroviral treatment and PCP 
    prophylaxis.
    
    Review Criteria
    
        Applications submitted to the SPNS program under this announcement 
    will be reviewed and rated by an objective review panel. Criteria for 
    the technical review of applications will include the following 
    factors:
    
    Evaluation Technical Assistance Center
    
        Factor 1: Professional Qualifications of Personnel (15 points) 
    Qualifications, i.e., professional degree(s), work experience, 
    publication(s), training provider, etc., of the project director, 
    existing staff, proposed staff and/or consultants in (a) the design and 
    direction of national and multi-site health services models evaluation 
    and/or research, (b) the dissemination of progress reports and final 
    results of completed studies, (c) the provision of technical assistance 
    on both qualitative and quantitative evaluation techniques, and in (d) 
    the development of various types of dissemination products, i.e., 
    professional journal articles, media work, manuals, training programs, 
    etc.
        Factor 2: Organizational Capacity (20 points) Proficiency of 
    applicant's administrative, fiscal and professional management in the 
    use of grant funds and personnel resources as evidenced in (a) the 
    appropriateness of the proposed budget for the entire project period, 
    (b) proposed staffing patterns during various phases, e.g., planning, 
    start up, implementation, analysis and reporting of the project's 
    operations, (c) proposed apportionment of existing facilities and 
    information management resources, and (d) the justification(s) for 
    additional space and equipment if requested.
        Factor 3: Implementation Plan (25 points) Comprehensiveness of 
    applicant's plan for implementing national and multi-site evaluation 
    studies as evidenced by (a) the relevancy of the goals and objectives 
    for measuring progress and achievement of completion of the evaluation 
    studies, (b) the feasibility of the projected time line, (c) capability 
    of meeting the needs of the Federal government through production of 
    timely reports and providing assistance in managing the meetings of the 
    three groups of grantees, and (d) meeting the needs of the grantees 
    through the provision of ongoing technical assistance, designing 
    efficient measurement tools, and the initiation and receipt of 
    continuous support in their data collection process.
        Factor 4: Management Information Systems (MIS) and Procedures (20 
    points) Capacity of the applicant's MIS hardware and software to manage 
    the scope of the proposed project; the professional expertise of the 
    MIS staff in programming, maintaining data set(s), implementing the 
    applicant organization's quality control policies and in providing 
    technical assistance to the grantees; the adequacy of the applicant's 
    plan for providing technical assistance to grantees and coordinating 
    grantee project evaluations; and the feasibility of the policies and 
    procedures utilized to ensure reliable and confidential management of 
    the data set(s).
        Factor 5: Dissemination Activities (20 points) Thoroughness of 
    means for addressing and assessing the knowledge and skills needed 
    within the field of HIV/AIDS health services delivery; creativity and 
    timeliness of approaches for the dissemination of ``lessons learned'' 
    and ``best practices''; the release of various types of dissemination 
    products that describe unique and cross-cutting operational issues, 
    i.e., small studies using interim data, qualitative reports on 
    implementation barriers experienced by the grantees, ``special 
    reports'', etc.; and capability to assist grantees in preparation of 
    reports, releases to local media, training curricula, manual 
    development and consultant services for replication of grantee service 
    delivery models.
    
    Other Grant Information
    
    Allowable Costs
    
        The basis for determining allocable and allowable costs to be 
    charged to PHS grants is set forth in 45 CFR part 74, subpart Q and 45 
    CFR part 92 for State, local or tribal governments. The four separate 
    sets of cost principles prescribed for public and private non-profit 
    recipients are OMB Circular A-87 for State, local or tribal 
    governments; 
    
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    OMB Circular A-21 for institutions of higher education; 45 CFR part 74, 
    appendix E for hospitals; and OMB Circular A-122 for nonprofit 
    organizations.
    
    Reporting and Other Requirements
    
        A successful applicant under this notice will submit semi-annual 
    activity summary reports in accordance with provisions of the general 
    regulations which apply under 45 CFR part 74, subpart 74.51, 
    ``Monitoring and Reporting Program Performance,'' with the exception of 
    State and local governments to which 45 CFR part 92, Subpart C 
    reporting requirements apply. Also, grantees must be prepared to 
    collaborate with other grantees on the design and implementation of 
    project evaluations which may include multi-site evaluation studies.
    
    Public Health System Reporting Requirements
    
        This program is subject to the Public Health System Reporting 
    Requirements which have been approved by the Office of Management and 
    Budget under No. 0937-0195. Under these requirements, any community-
    based, non-governmental applicant must prepare and submit a Public 
    Health System Impact Statement (PHSIS). The PHSIS is intended to keep 
    State and local health officials apprised of proposed health services 
    grant applications submitted from within their jurisdictions.
        Community-based, non-governmental applicants are required to 
    submit, no later than the Federal due date for receipt of the 
    application, the following information to the administrator of the 
    State and local AIDS programs in the area(s) to be impacted by the 
    proposal: (a) a copy of the face page of the application (SF424); and, 
    (b) a summary of the project (PHSIS), not to exceed one page, which 
    provides: (1) a description of the population to be served; (2) a 
    summary of the services to be provided; and, (3) a description of the 
    coordination planned with the appropriate State or local health 
    agencies. Copies of the letters forwarding the PHSIS to these 
    authorities must be contained in the application materials submitted to 
    this program.
    
    Certification Regarding Environmental Tobacco Smoke
    
        The Public Health Service strongly encourages all grant and 
    contract recipients to provide a smoke-free workplace and to promote 
    the non-use of all tobacco products. In addition, Public Law 103-227, 
    the Pro-Children Act of 1994, prohibits smoking in certain facilities 
    (or in some cases, any portion of a facility) in which regular or 
    routine education, library, day care, health care or early childhood 
    development services are provided to children.
    
    Executive Order 12372
    
        The Special Projects of National Significance Grant Program has 
    been determined to be a program subject to the provisions of Executive 
    Order 12372, as implemented by 45 CFR part 100. Executive Order 12372 
    allows States the option of setting up a system for reviewing 
    applications from within their States for assistance under certain 
    Federal programs.
        The application packages to be made available under this notice 
    will contain a listing of States which have chosen to set up a review 
    system and will provide a Single Point of Contact (SPOC) in the State 
    for the review. Applicants (other than federally recognized Indian 
    tribes) should contact their SPOCs as early as possible to alert them 
    to the prospective applications and receive any necessary instructions 
    on the State process. For proposed projects serving more than one 
    State, the applicant is advised to contact the SPOC of each affected 
    state. The due date for State process recommendations is 60 days after 
    the appropriate deadline dates. The Health Resources and Services 
    Administration does not guarantee that it will accommodate or explain 
    its responses to State process recommendations received after the due 
    date. (See ``Intergovernmental Review of Federal Programs,'' Executive 
    Order 12372, and 45 CFR part 100, for a description of the review 
    process and requirements.)
    
    OMB Catalog of Federal Domestic Assistance
    
        Number for the Special Projects of National Significance is 93.928.
    
        Dated: February 14, 1996.
    Ciro V. Sumaya,
    Administrator.
    [FR Doc. 96-4476 Filed 2-27-96; 8:45 am]
    BILLING CODE 4160-15-P
    
    

Document Information

Published:
02/28/1996
Department:
Health and Human Services Department
Entry Type:
Notice
Action:
Notice of Availability of Funds
Document Number:
96-4476
Pages:
7527-7530 (4 pages)
PDF File:
96-4476.pdf