[Federal Register Volume 59, Number 23 (Thursday, February 3, 1994)]
[Unknown Section]
[Page 0]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 94-2641]
[[Page Unknown]]
[Federal Register: February 3, 1994]
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SECURITIES AND EXCHANGE COMMISSION
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meetings during the week of
February 7, 1994.
A closed meeting will be held on Tuesday, February 8, 1994, at 11
a.m. An open meeting will be held on Wednesday, February 9, 1994, at 10
a.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the closed meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(4), (8), (9)(A) and (10) and 17 CFR 200.402(a)(4),
(8), (9)(i) and (10), permit consideration of the scheduled matters at
a closed meeting.
Commissioner Beese, as duty officer, voted to consider the items
listed for the closed meeting in a closed session.
The subject matter of the closed meeting scheduled for Tuesday,
February 8, 1994, at 11 a.m., will be:
Settlement of administrative proceedings of an enforcement
nature.
Settlement of injunctive actions.
Institution of injunctive actions.
Institution of administrative proceedings of an enforcement
nature.
Regulatory matter regarding financial institutions.
Opinion.
The subject matter of the open meeting scheduled for Wednesday,
February 9, 1994, at 10 a.m., will be:
Consideration of the reproposal of rules implementing the large
trader reporting section of the Market Reform Act of 1990. The
reproposed rules would: (1) Require a person that effects
significant quantities of transactions in publicly traded securities
to file Form 13H with the Commission disclosing such person's
identity and accounts; (2) require broker-dealers that carry
accounts to maintain records of transactions effected by or for such
person's accounts; and (3) require such broker-dealers to report to
the Commission upon request, transactions effected by or for such
person's accounts.
For further information, please contact Nicholas T. Chapekis at
(202) 272-3115.
Consideration of a release that would discuss the need to
establish recordkeeping and reporting requirements for brokers and
dealers that operate automated trading systems. The release would
propose for comment a rule that would require registered broker-
dealer sponsors of these systems to maintain participant, volume and
transaction records, and to report system activity periodically to
the Commission.
For further information, please contact Gordon K. Fuller, Sheila
C. Slevin, or Kristen N. Geyer (202) 272-2067.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items. For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact: Anita Klein at (202) 272-2400.
Dated: February 1, 1994.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 94-2641 Filed 2-1-94; 3:41 pm]
BILLING CODE 8010-01-M
