[Federal Register Volume 60, Number 23 (Friday, February 3, 1995)]
[Sunshine Act Meetings]
[Pages 6771-6772]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-2810]
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SECURITIES AND EXCHANGE COMMISSION
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Pub. L. 94-409, that the Securities and
Exchange Commission will hold the following meetings during the week of
February 6, 1995.
An open meeting will be held on Wednesday, February 8, 1995, at
10:00 a.m., in Room 1C30. A closed meeting will be held on Friday,
February 10, 1995, at 2:00 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the closed meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(4), (8), (9)(A) and (10) and 17 CFR 200.402(a)(4),
(8), (9)(i) and (10), permit consideration of the scheduled matters at
a closed meeting.
Commissioner Wallman, as duty officer, voted to consider the items
listed for the closed meeting in a closed session.
The subject matter of the open meeting scheduled for Wednesday,
February 8, 1995, at 10:00 a.m., will be:
The Commission will consider the adoption of proposed rules 18f-
3 and 6c-10 under the Investment Company Act of 1940, and related
rule and form amendments. Rule 18f-3 would allow mutual funds to
issue multiple classes of shares, and form amendments would
prescribe prospectus disclosure requirements for multiple class and
master-feeder funds. Rule 6c-10 would allow mutual funds to impose
back-end loads, including contingent deferred sales loads; the form
amendment would clarify that prospectus disclosure requirements for
deferred sales loads apply to all types of back-end loads.
The Commission also will consider proposing for public comment
amendments to rule 6c-10 to allow mutual funds to impose sales loads
paid in one or more installments. Related form amendments would
prescribe prospectus disclosure requirements for installment loads.
For further information, please contact Karrie McMillan at (202)
942-0695 (rule 18f-3) or Nadya B. Roytblat at (202) 942-0693 (rule
6c-10).
The Commission will consider whether to approve proposed rule
changes by the American Stock Exchange, Inc., Chicago
[[Page 6772]] Board Options Exchange, Incorporated, Chicago Stock
Exchange, Incorporated, Municipal Securities Rulemaking Board,
National Association of Securities Dealers, Inc., New York Stock
Exchange, Inc., Pacific Stock Exchange Incorporated, and
Philadelphia Stock Exchange, Inc. adopting a continuing education
requirement for registered persons. For further information, please
contact Francois Mazur at (202) 942-0184.
The subject matter of the closed meeting scheduled for Friday,
February 10, 1995, at 2:00 p.m., will be:
Institution of injunctive actions.
Settlement of injunctive actions.
Settlement of administrative proceedings of an enforcement
nature.
Institution of administrative proceedings of an enforcement
nature.
Opinion.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items. For further information and to
ascertain what, if any, matters have been added, deleted or postponed,
please contact: The Office of the Secretary (202) 942-7070.
Dated: February 1, 1995.
Jonathan G. Katz,
Secretary.
[FR Doc. 95-2810 Filed 2-1-95; 11:38 am]
BILLING CODE 8010-01-M
