96-2345. Office of the General Counsel; Ruling 1995-1; Ruling Concerning 10 CFR Parts 830 (Nuclear Safety Management) and 835 (Occupational Radiation Protection)  

  • [Federal Register Volume 61, Number 24 (Monday, February 5, 1996)]
    [Rules and Regulations]
    [Pages 4209-4213]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-2345]
    
    
    
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    DEPARTMENT OF ENERGY
    
    10 CFR Parts 830 and 835
    
    
    Office of the General Counsel; Ruling 1995-1; Ruling Concerning 
    10 CFR Parts 830 (Nuclear Safety Management) and 835 (Occupational 
    Radiation Protection)
    
    AGENCY: Department of Energy.
    
    ACTION: Notice of Ruling 1995-1.
    
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    SUMMARY: The Department of Energy (DOE) has issued Ruling 1995-1 which 
    interprets certain regulatory provisions relating to DOE's nuclear 
    safety requirements. This Ruling is intended to be a generally 
    applicable clarification that addresses questions concerning the 
    applicability and effect of these provisions.
    
    FOR FURTHER INFORMATION CONTACT: Ben McRae, Office of the Assistant 
    General Counsel for Civilian Nuclear Programs, Room 6A 167, Forrestal 
    Building, 1000 Independence Ave., SW., Washington DC 20585; telephone 
    (202) 586-6975.
    
    SUPPLEMENTARY INFORMATION:
    
    Department of Energy's Ruling 1995-1
    
    A. Introduction
    
        The Assistant Secretary for Environment, Safety and Health has 
    requested that the General Counsel respond to several questions 
    regarding nuclear safety regulations 10 CFR Parts 830 (Nuclear Safety 
    Management) and 835 (Occupational Radiation Protection).
        This ruling responds to those questions and constitutes an 
    interpretation under Subpart D of 10 CFR Part 820.1
    
        \1\ Subpart D of Part 820 sets forth the procedural framework 
    for issuing an interpretation, which is defined in Part 820.2(a) to 
    mean:
        A statement by the General Counsel concerning the meaning or 
    effect of the [Atomic Energy] Act, a Nuclear Statute, or a DOE 
    Nuclear Safety Requirement which relates to a specific factual 
    situation but may also be a ruling of general applicability where 
    the General Counsel determines such action to be appropriate.
        Sections 820.50, .51 and .52 state:
        The General Counsel shall be * * * responsible for formulating 
    and issuing any interpretation * * * [and] may utilize any procedure 
    which he deems appropriate to comply with his responsibilities under 
    this subpart. * * * Any written or oral response to any written or 
    oral question which is not provided pursuant to this subpart does 
    not constitute an interpretation and does not provide any basis for 
    action inconsistent with the [Atomic Energy] Act, a Nuclear Statute, 
    or a DOE Nuclear Safety Requirement.
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    B. Questions and Responses
    
        1. Is the scope of either Part 830 or Part 835 limited to those 
    facilities or activities involving byproduct, source, or special 
    nuclear materials, as defined in the Atomic Energy Act?
        No, neither Part 830 nor 835 is limited to activities or facilities 
    involving byproduct, source, or special nuclear material. The 
    requirements in Parts 830 and 835 cover all activities under DOE's 
    auspices with the potential to cause radiological harm. These rules are 
    promulgated pursuant to section 161 of the Atomic Energy Act of 1954, 
    as amended (AEA). Section 161b. of the AEA authorizes the Department to 
    promulgate rules ``to govern the possession and use of special nuclear 
    material, source material, and byproduct material'' and section 161i. 
    authorizes the Department to prescribe such regulations as it deems 
    necessary to govern any activity authorized pursuant to the AEA, 
    specifically including standards for the protection of health and 
    minimization of danger to life or property.
        Although most sources of ionizing radiation are encompassed by the 
    terms ``byproduct material,'' ``source material'' and ``special nuclear 
    material,'' some sources, such as machine-produced radioactive 
    material, are not. Because all ionizing radiation has the potential to 
    cause harm, the Department did not limit the application of the nuclear 
    safety requirements in Parts 830 and 835 
    
    [[Page 4210]]
    to situations involving byproduct, source and special nuclear material.
        Part 830 covers activities at facilities even where no nuclear 
    material is present such as facilities that prepare the nonnuclear 
    components of nuclear weapons, but which could cause radiological 
    damage at a later time. 10 CFR 830.3(a)(6).
        2. Do Parts 830 and 835 apply to Government employees in general 
    and to the Department's Government-owned, Government-operated 
    facilities specifically?
        Part 830. Part 830.1 states that it governs the conduct of the 
    Department's ``management and operating contractors and other persons 
    at DOE nuclear facilities.'' 2 Section 830.4(a) provides that no 
    person shall take or cause to be taken any action inconsistent with 
    Part 830 or any document implementing Part 830. The definition of 
    ``person'' in Part 830 excludes the Department, the Nuclear Regulatory 
    Commission (NRC), as well as their employees when these employees are 
    acting within the scope of their employment.3 Therefore, the 
    requirements in Part 830 do not apply to DOE employees.4
    
        \2\ Section 830.1 states:
        This part governs the conduct of the Department of Energy (DOE) 
    management and operating contractors and other persons at DOE 
    nuclear facilities.
        \3\ Sections 830.3(a) and 835.2(a) state:
        Person means any individual, corporation, partnership, firm, 
    association, trust, estate, public or private institution, group, 
    Government agency, any State or political subdivision of, or any 
    political entity within a State, any foreign government or nation or 
    other entity and any legal successor, representative, agent or 
    agency of the foregoing; provided that person does not include the 
    Department or the United States NRC. (emphasis added)
        The only government agencies and employees thereof excluded from 
    this definition are the Department and the NRC.
        \4\ Section 830.4(b) states:
        With respect to a particular DOE nuclear facility, the 
    contractor responsible for the design, construction, operation, or 
    decommissioning of that facility shall be responsible for 
    implementation of, and compliance with, the requirements of this 
    part.
        Section 830.4(a) states:
        No person shall take or cause to be taken any action 
    inconsistent with the requirements of this part or any program, 
    plan, schedule, or other process established by this part.
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        The preamble to the final Part 830 rule explained that the 
    Department rejected comments that Part 830 be expanded to include DOE 
    employees. The Department found that equivalent requirements were 
    imposed on its employees through DOE directives.5
    
        \5\ 59 FR 15845 (1994).
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        The requirements in Part 830 do not apply to the Department's 
    Government-owned, Government-operated (GOGOs) facilities.6 While 
    the definition of nuclear facility in Part 830 does not contain an 
    explicit exclusion for facilities operated by the Department, Part 830 
    only covers nuclear facilities operated and managed by a contractor. 
    GOGOs are governed by the nuclear safety provisions contained in DOE 
    directives.
    
        \6\ DOE is considering expanding the scope of 830 to cover GOGOs 
    and has requested comments on this issue in its Notice of limited 
    reopening of comment periods published on August 31, 1995, 60 FR 
    45381.
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        Part 835. The requirements in Part 835 apply to DOE employees. The 
    scope provision, section 835.1(a), does not limit its applicability to 
    contractors.7 Moreover, the general rule provision of section 
    835.3(a) explicitly provides that DOE personnel shall act consistently 
    with the requirements of Part 835.8
    
        \7\ Section 835.1(a) states:
        The rules in this part establish radiation protection standards, 
    limits, and program requirements for protecting individuals from 
    ionizing radiation resulting from the conduct of DOE activities.
        \8\ Section 835.3(a) states:
        No person or DOE personnel shall take or cause to be taken any 
    action inconsistent with the requirements of:
        (1) This part; or
        (2) Any program, plan, schedule, or other process established by 
    this part. (emphasis added)
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        The requirements in Part 835 also apply to activities at the 
    Department's Government-owned, Government-operated facilities. Unlike 
    Part 830, the general rule provision of Part 835 explicitly provides 
    that, where there is no contractor responsible for a DOE activity, the 
    Department shall ensure the implementation of and compliance with the 
    requirements of Part 835.9
    
        \9\ Section 835.3(c) states:
        Where there is no contractor for a DOE activity, DOE shall 
    ensure implementation of and compliance with the requirements of 
    this part.
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        3. Is the scope of either Part 830 or Part 835 limited to those 
    facilities or activities subject to civil penalties?
        No, neither Part 830 nor 835 is not limited to those facilities or 
    activities subject to civil penalties. The Department's authority to 
    regulate its activities and those of its contractors derives from 
    section 161 of the AEA. Section 161i. extends this authority to all 
    activities undertaken by or for the Department pursuant to the AEA. The 
    Price-Anderson Amendments Act of 1988 added section 234A to the Atomic 
    Energy Act to provide the Department with authority to assess civil 
    penalties for violations of rules, regulations or orders relating to 
    nuclear safety by contractors and subcontractors who are indemnified by 
    the Department pursuant to the Price-Anderson Act.10 Section 234A 
    did not limit the Department's regulatory authority under the Atomic 
    Energy Act to those situations where the Department can assess civil 
    penalties (that is, situations where there is a Price-Anderson 
    indemnity agreement). Nor does Part 820, 830, or 835 contain any 
    provision that would limit the exercise of this authority to only those 
    facilities or activities subject to civil penalties.
    
        \10\ Section 234A.a. states:
        Any person who has entered into an agreement of indemnification 
    under subsection 170d. (or any subcontractor or supplier thereto) 
    who violates (or whose employee violates) any applicable rule, 
    regulation, or order related to nuclear safety prescribed or issued 
    by the Secretary of Energy pursuant to this Act * * * shall be 
    subject to a civil penalty. * * *
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        4. To what extent do Parts 830 and 835 apply to subcontractors and 
    suppliers, and is applicability dependent upon indemnification under 
    the Price-Anderson provisions of the Atomic Energy Act?
        Both Parts 830 and 835 apply to subcontractors and suppliers. As 
    discussed in the response to question 3, there is no provision in the 
    AEA or in 10 CFR Part 820, 830, or 835 that would limit the 
    applicability of the requirements in Parts 830 and 835 to persons 
    indemnified under the Price-Anderson provisions of the Atomic Energy 
    Act.11 Both parts provide that ``no person shall take or cause to 
    be taken any action inconsistent with the requirements of the[ese] 
    Part[s] or any program, plan, schedule, or other process established by 
    the[ese] Part[s].'' 12 As discussed in the response to question 2, 
    the definition of ``person'' in Parts 830 and 835 covers all 
    individuals and entities other than the Department, the Commission and 
    their employees. Thus, Parts 830 and 835 and implementation plans 
    adopted thereunder apply to all contractors, subcontractors, suppliers 
    and their employees. Even a visitor to a facility is obligated to 
    comply with applicable requirements in these rules.
    
        \11\ Section 11 of the Atomic Energy Act defines ``person 
    indemnified'' as ``the person with whom an indemnity agreement is 
    executed * * * and any other person who may be liable for public 
    liability. * * *'' (emphasis added)
        \12\ Sections 830.4(a) and 835.3(a) are set forth in footnotes 4 
    and 8, supra.
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        5. To what extent are activities performed on a DOE site subject to 
    Parts 830 and 835 if they are regulated by the Nuclear Regulatory 
    Commission (including activities certified by the NRC under section 
    1701 of the Atomic Energy Act) or by a State under an agreement with 
    the NRC?
        Both Parts 830 and 835 contain an explicit exclusion for activities 
    regulated through a license by the Nuclear Regulatory Commission or a 
    State under an Agreement with the 
    
    [[Page 4211]]
    NRC 13 (or certified by the NRC under section 1701 of the Atomic 
    Energy Act).14 This exclusion is intended to prevent an activity 
    from being subject to dual regulation under the Atomic Energy Act. The 
    exclusion is not intended to permit activities to escape regulation and 
    thus applies only to the portion of a facility or activity conducted 
    pursuant to a NRC license or certification or state authorization 
    derived from an agreement with the NRC.
    
        \13\ Section 274 of the Atomic Energy Act provides that the NRC 
    can enter into an agreement with a State to permit the State to 
    regulate byproduct, special nuclear, and source material in certain 
    specified situations. To the extent the NRC exercises this provision 
    to transfer authority to a State, the State is considered an 
    ``Agreement State.''
        \14\ Section 830.2 states:
        This part does not apply to:
        (a) Activities that are regulated through a license by the 
    Nuclear Regulatory Commission (NRC) or a State under an Agreement 
    with the NRC, including activities certified by the NRC under 
    section 1701 of the Atomic Energy Act.
        Section 835.1(b) states:
        The requirements in this part do not apply to:
        (1) Activities that are regulated through a license by the 
    Nuclear Regulatory Commission or a State under an Agreement with the 
    Nuclear Regulatory Commission, including activities certified by the 
    Nuclear Regulatory Commission under section 1701 of the Atomic 
    Energy Act.
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        6. To what extent are DOE activities performed off a DOE site 
    subject to Parts 830 and 835, and what is the effect if these 
    activities are performed on a site regulated by the Nuclear Regulatory 
    Commission or by an Agreement State?
        Part 830/Offsite Activities. Part 830 provides that it ``governs 
    the conduct of the Department of Energy (DOE) management and operating 
    contractors and other persons at DOE nuclear facilities.'' 10 CFR 830.1 
    (emphasis added) Section 830.3 provides that a ``nuclear facility'' may 
    be either a ``reactor'' or a ``nonreactor nuclear facility.'' 15 
    ``Nonreactor nuclear facility means those activities or operations that 
    involve radioactive or fissionable material in such form and quantity 
    that a nuclear hazard potentially exists to the employees or the 
    general public.'' 16 Thus, nonreactor facility includes not just 
    facilities but activities and operations. However, because Part 830 
    applies only at a DOE nuclear facility, Part 830 applies only at DOE 
    operations and activities and would not apply, for example, at a 
    supplier's facility.17
    
        \15\ Section 830.3(a) states:
        Nuclear facility means reactor and nonreactor nuclear 
    facilities.
        *        *        *        *        *
        Non-reactor nuclear facility means those activities or 
    operations that involve radioactive and/or fissionable materials in 
    such form and quantity that a nuclear hazard potentially exists to 
    the employees or the general public. Incidental use and generating 
    of radioactive materials in a facility operation (e.g., check and 
    calibration sources, use of radioactive sources in research and 
    experimental and analytical laboratory activities, electron 
    microscopes, and X-ray machines) would not ordinarily require the 
    facility to be included in this definition. Transportation of 
    radioactive materials, accelerators and reactors and their 
    operations are not included. The application of any rule to a 
    nonreactor nuclear facility shall be applied using a graded 
    approach. Included are activities or operations that:
        (1) Produce, process, or store radioactive liquid or solid 
    waste, fissionable materials, or tritium;
        (2) Conduct separations operations;
        (3) Conduct irradiated materials inspections, fuel fabrication, 
    decontamination, or recovery operations;
        (4) Conduct fuel enrichment operations;
        (5) Perform environmental remediation or waste management 
    activities involving radioactive materials; or
        (6) Design, manufacture, or assemble items for use with 
    radioactive materials and/or fissionable materials in such form or 
    quantity that a nuclear hazard potentially exists.
        *        *        *        *        *
        Reactor means * * * the entire nuclear reactor facility, 
    including the housing, equipment, and associated areas devoted to 
    the operation and maintenance of one or more reactor cores. * * *
        \16\ 10 CFR Part 830.3(a). Neither the AEA nor Part 830 limits 
    the meaning of radioactive or fissionable material. In the preamble 
    to the final rule that adopted Part 830, the Department rejected 
    comments that requested a threshold to exclude coverage of low 
    hazard facilities and reaffirmed its intent to cover all facilities 
    that involve radioactive material in such form and quantity that a 
    nuclear hazard potentially exists. See comment 9 and the response 
    thereto, 59 FR 15844 (1994). In the same preamble, the Department 
    stated that the definition of hazard in Part 830 is intended to 
    cover ``all situations with any potential to cause harm to people, 
    facilities, or the environment.'' See comment 7 and the respose 
    thereto, 59 FR 15488 (1994). We are considering limiting the scope 
    of Part 830 to those nuclear facilities classified as category 3 or 
    higher in DOE Standard 1027. See Notice of Limited Reopening of 
    Comment Periods, 60 FR 45381, August 31, 1995.
        The only activities involving radioactive or fissionable 
    materials not covered are those explicitly excluded by the 
    definition of ``nonreactor nuclear facility,'' that is, activities 
    that involve (1) transportation of radioactive material, (2) 
    accelerators, or (3) the incidental use or generation of radioactive 
    material associated with devices such as check and calibration 
    sources, electron microscopes, and X-ray machines. While some 
    activities at nuclear weapons facilities are excluded from coverage 
    pursuant to section 830.2, these facilities are nonetheless nuclear 
    facilities for purposes of section 830.3 and most activities at 
    these facilities are covered by Part 830.
        \17\ DOE is considering expanding the scope of 830 to include 
    those off-site activities that may affect the safe management of DOE 
    sites and has requested comments on this issue in its Notice of 
    Limited Reopening of Comment Periods published on August 31, 1995 in 
    the Federal Register, 60 FR 45381.
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        Part 835/Offsite Activities. Part 835 is not limited to DOE 
    activities at a DOE facility. Part 835 applies to the ``conduct of DOE 
    activities.'' 18 ``DOE activities'' include ``an activity taken 
    for or by the DOE that has the potential to result in * * * exposure * 
    * * to radiation or radioactive material.'' 19 Thus, Part 835 
    covers activities performed off a DOE site and would include, for 
    example, an action taken for DOE by a supplier at the supplier's 
    faciltiy.20
    
        \18\ See footnote 7.
        \19\ Section 835.2(a) states:
        DOE activities means an activity [sic] taken for or by the DOE 
    that has the potential to result in the occupational exposure of an 
    individual to radiation or radioactive material. The activity may 
    be, but is not limited to, design, construction, operation, or 
    decommissioning. To the extent appropriate, the activity may involve 
    a single DOE facility or operation or a combination of facilities 
    and operations, possibly including an entire site.
        \20\ The scope of Part 835 is also broader than 830 in that it 
    does not exclude accelerators, transportation activities or 
    incidental use of radioactive materials that are excluded from the 
    definition of nonreactor nuclear facility in 830. See comment 11 and 
    response thereto in the preamble to the final Part 835 rule, 59 FR 
    15845 (1994).
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        Effect of NRC or State Licensing on Applicability of Parts 830 and 
    835. DOE activities that are subject to Nuclear Regulatory Commission 
    licensing or certification or to Agreement State regulation are 
    excluded from regulation under Parts 830 and 835. See answer to 
    Question 5 above. With respect to activities regulated by a State, this 
    exclusion only applies to the extent the State is regulating pursuant 
    to AEA authority derived through an Agreement with the NRC.
        7. To what extent do Parts 830 and 835 apply to activities 
    performed under cooperative agreements, grants, and work-for-others?
        Parts 830 and 835 apply to activities undertaken pursuant to the 
    Department's authority under the Atomic Energy Act, including 
    arrangements involving activities under cooperative agreements, grants, 
    and work-for-others pursuant to its authority under section 31 
    (Research Assistance) and section 33 (Research For Others) of the AEA. 
    Because neither Part 830 nor Part 835 contain any explicit exclusion of 
    activities performed under work-for-others arrangements, cooperative 
    agreements, or grants, the requirements in Parts 830 and 835 apply to 
    such activities to the same extent the requirements apply to other 
    activities undertaken pursuant to the Department's authority under the 
    AEA.
        Section 31d. of the Atomic Energy Act provides that arrangements 
    under that section (cooperative agreements and grants) ``shall contain 
    such provisions (1) to protect health [and] (2) to minimize danger to 
    life and property * * * as the [Department] may determine.'' Thus, the 
    Department has discretion to exclude from a particular arrangement some 
    or all of the requirements in Parts 830 and 835.
        Although the requirements of Parts 830 and 835 apply to 
    arrangements other than contracts, civil penalty assessments are 
    authorized only for a 
    
    [[Page 4212]]
    ``person who may conduct activities under a contract with the 
    Department of Energy * * *'' and any subcontractor or supplier thereto. 
    Civil penalties are not authorized for activities conducted under a 
    cooperative agreement, grant, or work-for-others arrangement, as 
    distinguished from a contract. See Sections 234Aa. and 170d.(1)(A) of 
    the AEA and the answer to question 8 below.
        8. May DOE assess civil penalties against persons other than 
    contractors indemnified under the Price-Anderson provisions of the 
    Atomic Energy Act?
        Civil penalties apply only to contractors who are indemnified under 
    the Price-Anderson Act and any subcontractors and suppliers thereto.
        Section 234A of the AEA authorizes civil penalties assessment for 
    contractors of the Department (or any subcontractor or supplier 
    thereto) that have entered into a Price-Anderson indemnity agreement 
    with the Department. Section 170d.(1)(A) of the AEA mandates a Price-
    Anderson indemnity agreement between the Department and a contractor if 
    activities by the contractor for the Department involve the risk of 
    public liability.21 Section 11 of the Atomic Energy Act defines 
    public liability as ``any legal liability arising out of or resulting 
    from a nuclear incident'' and defines nuclear incident as ``any 
    occurrence * * * causing [damage or injury] * * * arising out of or 
    resulting from * * * source, special nuclear, or byproduct material.''
    
        \21\ Section 170d.(1)(A) states:
        [T]he Secretary shall * * * enter into agreements of 
    indemnification * * * with any person who may conduct activities 
    under a contract with the Department of Energy that involve the risk 
    of public liability.* * *
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        Section 234A further limits civil penalties to situations where a 
    contractor (or any subcontractor or supplier thereto) violates any 
    applicable rule, regulation, or order of the Secretary of Energy 
    relating to nuclear safety. 10 CFR Part 820 sets forth the procedural 
    rules for DOE nuclear activities, including the procedures for 
    assessing civil penalties. Part 820 defines nuclear safety requirement 
    broadly to include all ``enforceable rules, regulations, or orders 
    relating to nuclear safety adopted by DOE.* * *'' 22 Section 
    820.20(b) limits the basis for assessment of civil penalties to 
    violations of a DOE Nuclear Safety Requirement, i.e., one set forth in 
    the Code of Federal Regulations, a Compliance Order under part 820, or 
    a plan or program implementing those provisions.23 Thus, the 
    requirements in Parts 830 and 835 form part of the set of nuclear 
    safety requirements which, if violated, provide a basis for the 
    assessment of civil penalties.
    
        \22\ Part 820.2(a) states:
        DOE Nuclear Safety Requirements means the set of enforceable 
    rules, regulations, or orders relating to nuclear safety adopted by 
    DOE (or by another agency if DOE specifically identifies the rule, 
    regulation, or order) to govern the conduct of persons in connection 
    with any DOE activity and includes any programs, plans, or other 
    provisions intended to implement these rules, regulations, orders, a 
    Nuclear Statute [that is, any statute or provision of a statute that 
    relates to a DOE nuclear activity and for which DOE is responsible], 
    the [Atomic Energy] Act, including technical specifications and 
    operational safety requirements for DOE nuclear facilities. For 
    purposes of the assessment of civil penalties, the definition of DOE 
    Nuclear Safety Requirements is limited to those set forth in 10 CFR 
    section 820.20(b). (emphasis added)
        \23\ Section 820.20(b) provides that the basis for the 
    assessment of civil penalties is a violation of:
        (1) Any DOE Nuclear Safety Requirement set forth in the Code of 
    Federal Regulations;
        (2) Any Compliance Order issued pursuant to subpart C of this 
    part; or
        (3) Any program, plan, or other provision required to implement 
    any requirement or order identified in paragraphs (b)(1) or (b)(2) 
    of this section.
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        Therefore, only a Price-Anderson indemnified DOE contractor, and 
    any subcontractor or supplier thereto, who violates a nuclear safety 
    requirement of the type listed in section 820.20(b), may be assessed a 
    civil penalty by the Department.
        9. Are there any indemnification provisions other than the Price-
    Anderson provisions that apply to DOE facilities and activities and, if 
    so, could such indemnification be used to invoke civil penalties for 
    violations of Parts 830 and 835 or the applicability of the 
    requirements in Parts 830 and 835?
        Although there are other indemnification provisions that could be 
    applied to DOE facilities and activities, there are no other 
    indemnification provisions that could be used to invoke civil penalties 
    under section 234A of the AEA. Section 170d.(1)(B)(i)(I) of the Atomic 
    Energy Act provides that agreements of indemnification under the Price-
    Anderson provisions of that Act shall be the ``exclusive means of 
    indemnification for public liability arising from activities'' 
    conducted under a contract with the Department. This restriction on the 
    Secretary's use of indemnity authority is directed to indemnification 
    for public liability. With respect to situations involving liability 
    other than public liability as defined in section 11 of the AEA,24 
    other indemnification provisions (such as Public Law 85-804) may be 
    available.
    
        \24\ See discussion in the answer to Question 8 above, regarding 
    the definition of public liability.
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        As discussed in the response to question 8, civil penalties under 
    section 234A may be assessed only with respect to contractors 
    indemnified under the Price-Anderson provisions of the AEA. The 
    requirements of Parts 830 and 835, however, may be applied to DOE 
    facilities or activities whether or not such facilities or activities 
    are covered by DOE indemnification. As discussed in the response to 
    question 3, section 161 of the AEA is the authority for the 
    requirements in Parts 830 and 835 and the exercise of this authority is 
    not dependent on whether the Department provides an indemnification for 
    liability resulting from the activities to which the requirements 
    apply.
        10. What is the purpose of the exclusion in Parts 830 and 835 for 
    activities conducted under the Nuclear Explosives and Weapons Safety 
    Program relating to the prevention of accidental or unauthorized 
    nuclear detonations and what activities are intended to be included 
    within the scope of this exclusion?
        Parts 830 and 835 contain identical exclusions for ``[a]ctivities 
    conducted under the Nuclear Explosives and Weapons Safety Program 
    relating to the prevention of accidental or unauthorized nuclear 
    detonations.'' 25 This exclusion is drafted narrowly to cover only 
    those activities necessary to prevent an accidental or unauthorized 
    nuclear detonations (that is, where the component parts of a nuclear 
    weapon have been assembled in a manner such that a nuclear detonation 
    could take place). The basis for this exclusion is the paramount 
    importance of preventing accidental or unauthorized nuclear detonations 
    and ensuring that the requirements in Parts 830 and 835 do not come 
    into conflict with activities necessary to prevent any such detonation.
    
        \25\ Sections 830.2(c) and 835.1(b)(3).
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        However, these exclusions are not intended to relieve the person 
    responsible for a DOE nuclear facility or a DOE activity from complying 
    with the requirements in Parts 830 and 835 to the extent they do not 
    interfere with the conduct of activities undertaken to prevent an 
    accidental or unauthorized nuclear detonation. For example, under Part 
    830, a contractor must develop and implement a Quality Assurance 
    Program for a nuclear facility where nuclear weapons are or may be 
    present. A provision within the Quality Assurance Program may be 
    disregarded, however, to the extent it limits the conduct of an 
    activity to prevent the detonation of a nuclear weapon. Under Part 835, 
    for example, a contractor must implement and comply with the 
    radiological posting requirements with respect to a 
    
    [[Page 4213]]
    DOE activity that involves or may involve nuclear weapons. These 
    posting requirements may be disregarded, however, to the extent they 
    limit the conduct of a particular activity to prevent the detonation of 
    a nuclear weapon, such as moving the weapon to an area that is not 
    posted correctly for the presence of a nuclear weapon.
        The Department, recognizes that the exclusion could be interpreted 
    more broadly than intended and therefore may adopt a clarifying 
    amendment to the exclusions stated in 10 CFR 830.2(c) and 
    835.1(b)(3).26
    
        \26\ See Notice of Limited Reopening of Comment Periods, 60 FR 
    45381, 45384 (1995) for a discussion of the weapons exclusion.
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    Robert R. Nordhaus,
    General Counsel.
    [FR Doc. 96-2345 Filed 2-2-96; 8:45 am]
    BILLING CODE 6450-01-P
    
    

Document Information

Published:
02/05/1996
Department:
Energy Department
Entry Type:
Rule
Action:
Notice of Ruling 1995-1.
Document Number:
96-2345
Pages:
4209-4213 (5 pages)
PDF File:
96-2345.pdf
CFR: (2)
10 CFR 830
10 CFR 835