[Federal Register Volume 60, Number 24 (Monday, February 6, 1995)]
[Notices]
[Pages 7087-7088]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-2817]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 20871; 811-7125]
Rivers Funds; Notice of Application
January 31, 1995.
Agency: Securities and Exchange Commission (``SEC'').
Action: Notice of Application for Deregistration under the Investment
Company Act of 1940 (the ``Act'').
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Applicant: Rivers Funds.
Relevant Act Section: Section 8(f) of the Act.
Summary of Application: Applicant seeks an order declaring it has
ceased to be an investment company.
Filing Date: The application was filed on November 16, 1994, and
refiled January 26, 1995.
Hearing or Notification of Hearing: An order granting the application
will be issued unless the SEC orders a hearing. Interested persons may
request a hearing by writing to the SEC's Secretary and serving
applicant with a copy of the request, personally or by mail. Hearing
requests should be received by the SEC by 5:30 p.m. on February 27,
1995, and should be accompanied by proof of service on the applicant,
in the form of an affidavit or, for lawyers, a certificate of service.
Hearing requests should state the nature of the writer's interest, the
reason for the request, and the issues contested. Persons may request
notification of a hearing by writing to the SEC's Secretary.
Addresses: Secretary, SEC, 450 Fifth Street, N.W., Washington, D.C.
20549. Applicant, Federated Investors Tower, Pittsburgh, Pennsylvania
15222-3779.
For Further Information Contact: Diane L. Titus, Paralegal Specialist,
at (202) 942-0584, or Barry D. Miller, Senior Special Counsel, at (202)
942-0564 (Division of Investment Management, Office of Investment
Company Regulation).
Supplementary Information: The following is a summary of the
application. The complete application may be obtained for a fee from
the SEC's Public Reference Branch.
Applicant's Representations
1. Applicant is registered as an open-end, diversified management
company under the Act and organized as a business trust under the laws
of the Commonwealth of Massachusetts. On November 23, 1993, applicant
filed a Notification of Registration under the Act and a registration
statement under the Securities Act of 1933 (the ``1933 Act'') to
register an indefinite number of [[Page 7088]] shares. Applicant never
made a public offering of its securities and its registration statement
under the 1933 Act was withdrawn pursuant to rule 477 of Regulation C
of the 1933 Act as of December 29, 1993.
2. Applicant has no shareholder, liabilities, or assets. Applicant
is not a party to any litigation or administrative proceeding.
3. Applicant is not now engaged, nor does it propose to engage in
any business activities other than those necessary to wind up its
affairs.
For the SEC, by the Division of Investment Management, under
delegated authority.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 95-2817 Filed 2-3-95; 8:45 am]
BILLING CODE 8010-01-M
