96-2636. Energy Research Financial Assistance Program Notice 96-09: Human Genome Program; Ethical, Legal, and Social Implications  

  • [Federal Register Volume 61, Number 26 (Wednesday, February 7, 1996)]
    [Notices]
    [Pages 4631-4633]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 96-2636]
    
    
    
    -----------------------------------------------------------------------
    
    
    DEPARTMENT OF ENERGY
    
    Energy Research Financial Assistance Program Notice 96-09: Human 
    Genome Program; Ethical, Legal, and Social Implications
    
    AGENCY: U.S. Department of Energy (DOE).
    
    ACTION: Notice inviting grant applications.
    
    -----------------------------------------------------------------------
    
    SUMMARY: The Office of health and Environmental Research (OHER) of the 
    Office of Energy Research (ER), U.S. Department of Energy, hereby 
    announces its interest in receiving applications in support of the 
    Ethical, Legal, and Social Implications (ELSI) subprogram of the Human 
    Genome Program (HGP). This program is a coordinated, multidisciplinary, 
    directed research effort aimed at obtaining a detailed understanding of 
    the human genome at the molecular level. This particular research 
    notice encompasses research grants that address ethical, legal, and 
    social issues that may arise from the use of information and knowledge 
    resulting from the HGP.
    
    DATES: Potential applicants are strongly encouraged to submit a brief 
    preapplication. All preapplications 
    
    [[Page 4632]]
    referencing Program Notice 96-09, should be received by DOE by 4:30 
    P.M. E.S.T., March 28, 1996. A response discussing the potential 
    program relevance of a formal application generally will be 
    communicated to the applicant within 30 days of receipt. The deadline 
    for receipt of formal applications submitted in response to this notice 
    must be received by 4:30 p.m., E.D.T., July 11, 1996, to be accepted 
    for merit review in September 1996 and to permit timely consideration 
    for award in fiscal year 1997.
    
    ADDRESSES: Preapplications referencing Program Notice 96-09 should be 
    sent to Dr. Daniel W. Drell, U.S. Department of Energy, Office of 
    Health and Environmental Research, ER-72, 19901 Germantown Road, 
    Germantown, MD 20874-1290.
        After receiving notification from DOE concerning successful 
    preapplications, applicants may prepare formal applications and send 
    them to: U.S. Department of Energy, Office of Energy Research, Grants 
    and Contracts Division, ER-64, 19901 Germantown Road, Germantown, MD, 
    20874-1290, ATTN: Program Notice 96-09. The above address for formal 
    applications also must be used when submitting formal applications by 
    U.S. Postal Service Express mail, and commercial mail delivery service, 
    or when handcarried by the applicant.
    
    FOR FURTHER INFORMATION CONTACT:
    Dr. Daniel W. Drell, U.S. Department of Energy, Office of health and 
    Environmental Research, ER-72, 19901 Germantown Road, Germantown, MD 
    20874-1290, by telephone (301) 903-6488, by FAX (301) 903-8521, or 
    preferably by E-mail, joanne.corcoran@oer.doe.gov.
    
    SUPPLEMENTARY INFORMATION: The DOE encourages the submission of 
    applications to conduct research on privacy and confidentiality issues 
    from the creation, use, maintenance, and disclosure of genetic 
    information. This may include (but is not limited to) issues of 
    ownership, commercialization, and control of genetic information, and 
    the protection of the privacy of genetic information in various 
    settings, including the workplace. Applications should demonstrate 
    knowledge of the relevant literature and should include detailed plans 
    for the gathering and analysis of factual information and the 
    associated ethical, legal, and social implications. All applications 
    should include, where appropriate, detailed discussion of human 
    subjects protection issues, e.g., storage of, manipulation of, and 
    access to data. Provisions to ensure the inclusion of women, 
    minorities, and potentially disabled individuals must be described, 
    unless specific exclusions are scientifically necessary and justified 
    in detail. All proposed research applications should address the issue 
    of efficient dissemination of results to the widest appropriate 
    audience. All applications involving collaborations should include 
    letters of support from the potential collaborators; these letters 
    should specify the contributions the collaborator intends to make if 
    the application is accepted and funded.
        The DOE also solicits applications for the preparation and 
    dissemination of educational materials in any appropriate medium that 
    will enhance understanding of scientific, as well as the ethical, 
    legal, and social aspects of the HGP among public or specified groups. 
    If an educational effort for a specific group is proposed, the value to 
    the HGP of that group or community should be explained in detail. In 
    addition, the DOE encourages applications for the support of 
    conferences focusing on the ethical, legal, and social implications of 
    the HGP. Issues to be examined may include (but are not limited to) 
    implications of advances in the genetic characterization of complex 
    traits (e.g., disease predisposition or susceptibility genes) and the 
    impacts of advances in knowledge about polygenic conditions for various 
    communities potentially faced with these impacts (e.g., courts, 
    schools, etc.).
        Educational and conference applications should demonstrate 
    awareness of the relevant literature and include detailed plans for the 
    accomplishment of project goals. In applications that propose the 
    production of series for broadcast, audio-visuals, or other educational 
    materials, the DOE requests that samples of previous similar work by 
    the producers and writers be submitted along with the application. In 
    applications for the support of educational activities, the DOE 
    requests inclusion of a plan for assessment of the effectiveness of the 
    proposed activities. For conference applications, a detailed and 
    largely complete roster of speakers is necessary. At the completion of 
    the conference, a summary or report is required. Educational and 
    conference applications must also demonstrate awareness of the need to 
    reach the widest appropriate audience.
        Ordinarily, DOE does not encourage applications dealing with issues 
    consequent to genetic testing protocols. Additionally, DOE does not 
    encourage survey-based research, unless a compelling case is made that 
    this methodology is critical to address an issue of uncommon 
    significance. For applications that propose the development of college-
    level curricula, DOE requests both detailed justification of the need 
    for external support beyond normal departmental and college resources, 
    evidence of commitment from the parent department or college, and a 
    dissemination plan. Applications for the writing of scholarly 
    publications or books should include justifications for the relevance 
    of the publications or book to the goals of the HGP as well as 
    discussion of the estimated readership and impact. DOE ordinarily will 
    not provide unlimited support for a funded program and, thus, strongly 
    encourages the inclusion of plans for transition to self-sustaining 
    status.
        The brief preapplication, in accordance with 10 CFR 600.10(d)(2), 
    should consist of two to three pages of narrative describing the 
    research project objectives and methods of accomplishment. The 
    reapplications will be reviewed for relevance to the notice, and 
    further instructions will be provided with the response. 
    Preapplications determined by staff of the Office of Health and 
    Environmental Research to be insufficiently directed at the goals of 
    the notice will be returned without further review to the applicant. 
    Telephone and facsimile numbers are required parts of the 
    preapplication, and electronic mail addresses are desirable.
        It is anticipated that approximately $1,300,000 will be available 
    for grant awards in this area during FY 1997, contingent upon 
    availability of appropriated funds. Multiple year funding of grant 
    awards is expected, and is also contingent upon availability of funds. 
    Previous awards have ranged from $50,000 per year up to $500,000 per 
    year with terms from 1 to 3 years; most awards average about $200,000 
    per year for 2 or 3 years. Similar award sizes are anticipated for new 
    grants.
        Information about development and submission of applications, 
    eligibility, limitations, evaluation, selection process, and other 
    policies and procedures may be found in 10 CFR Part 605, and in the 
    Application Guide for the Office of Energy Research Financial 
    Assistance Program. The Application Guide is available from the U.S. 
    Department of Energy, Office of Health and Environmental Research, 
    Health Effects and Life Sciences Research Division, ER-72, 19901 
    Germantown Road, Germantown, MD 20874-1290. Telephone requests may be 
    made by calling (301) 903-6488. Internet requests can be made to: 
    joanne.corcoran@oer.doe.gov. Electronic access to ER's Financial 
    Assistance Guide is possible via the Internet using 
    
    [[Page 4633]]
    the following E-mail address: http//www.er.doe.gov
        The Office of Energy Research, as part of its grant regulations, 
    requires at 10 CFR 605.11(b) that a grantee funded by ER and performing 
    research involving recombinant DNA molecules and/or organisms and 
    viruses containing recombinant DNA molecules shall comply with the 
    National Institutes of Health ``Guidelines for Research Involving 
    Recombinant DNA Molecules'' (59 FR 34496, July 5, 1994), or such later 
    revision of those guidelines as may be published in the Federal 
    Register.
        The dissemination of materials and research data in a timely manner 
    is essential for progress towards the goals of the DOE HGP. The OHER 
    requires the timely sharing of resources and data. Applicants should, 
    in their applications, discuss their plans for disseminating research 
    results and materials that may include, where appropriate, publication 
    in the open literature, wide-scale mailings, etc. Once OHER and the 
    applicant have agreed upon a distribution plan, it will become part of 
    the award conditions. Funds to defray the costs of disseminating 
    results and materials are allowable; however, such requests must be 
    sufficiently detailed and adequately justified. Applicants should also 
    provide timelines projecting progress toward achieving proposed goals.
        The Catalog of Federal Domestic Assistance Number for this program 
    is 81.049, and the solicitation control number is ERFAP 10 CFR part 
    605.
    
        Issued in Washington, DC on January 24, 1996.
    John Rodney Clark,
    Associate Director for Resource Management, Office of Energy Research.
    [FR Doc. 96-2636 Filed 2-6-96; 8:45 am]
    BILLING CODE 6450-01-M