94-2165. Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged With Felonies  

  • [Federal Register Volume 59, Number 26 (Tuesday, February 8, 1994)]
    [Unknown Section]
    [Page 0]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 94-2165]
    
    
    [[Page Unknown]]
    
    [Federal Register: February 8, 1994]
    
    
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    COMMODITY FUTURES TRADING COMMISSION
    
    17 CFR Parts 1 and 10
    
     
    
    Registration of Floor Traders; Mandatory Ethics Training for 
    Registrants; Suspension of Registrants Charged With Felonies
    
    AGENCY: Commodity Futures Trading Commission.
    
    ACTION: Final rules; correction.
    
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    SUMMARY: This document contains corrections to the final rules which 
    were published Thursday, April 15, 1993 (58 FR 19575). The rules 
    implemented requirements mandated by the Futures Trading Practices Act 
    of 1992 and imposed requirements for registration of floor traders and 
    ethics training for registrants.
    
    EFFECTIVE DATE: February 8, 1994.
    
    FOR FURTHER INFORMATION CONTACT:Barbara Webster Black, Office of 
    General Counsel, Commodity Futures Trading Commission, 2033 K Street 
    NW., Washington, DC 20581. Telephone: (202) 254-9880.
    SUPPLEMENTARY INFORMATION: 
    
    Background
    
        The final rules that are the subject of this correction amended 
    chapter 1 of title 17 of the Code of Federal Regulations by revising 
    Section 1.62, Contract market requirement for floor broker and floor 
    trader registration, and by revising Section 10.1, Scope and 
    applicability of rules of practice on the effective date.
    
    Need for Correction
    
        As published, the final rules contain typographical errors which 
    are in need of clarification.
    
    Correction of Publication
    
        Accordingly, the publication on April 15, 1993, of the final rules, 
    which were the subject of FR Doc. 93-8798, is corrected as follows:
    
    
    Sec. 1.62  [Corrected]
    
        Paragraph 1. On page 19589, in the second column, in Sec. 1.62, 
    paragraph (a)(1), line four, the section designation ``5a(12)'' is 
    corrected to read ``5a(a)(12)(A)''.
        Par. 2. On page 19589, in the third column, in Sec. 1.62, paragraph 
    (a)(2), line four, the section designation ``5a(12)'' is corrected to 
    read ``5a(a)(12)(A)''.
    
    
    Sec. 10.1  [Corrected]
    
        Par. 3. On page 19597, in the third column, in Sec. 10.1, paragraph 
    (a), lines 10 and 11, the phrase ``7 U.S.C. 9, 12a(2), 12a(3), 12a(4) 
    and 12(a)(11),'' is corrected to read ``7 U.S.C. 9 and 15, 12a(2), 
    12a(3), 12a(4) and 12a(11)''.
    * * * * *
        Issued in Washington, DC on January 25, 1994, by the Commission.
    Jean A. Webb,
    Secretary of the Commission.
    [FR Doc. 94-2165 Filed 2-7-94; 8:45 am]
    BILLING CODE 6351-01-M
    
    
    

Document Information

Published:
02/08/1994
Department:
Commodity Futures Trading Commission
Entry Type:
Uncategorized Document
Action:
Final rules; correction.
Document Number:
94-2165
Dates:
February 8, 1994.
Pages:
0-0 (1 pages)
Docket Numbers:
Federal Register: February 8, 1994