[Federal Register Volume 60, Number 27 (Thursday, February 9, 1995)]
[Notices]
[Page 7808]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 95-3281]
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SECURITIES AND EXCHANGE COMMISSION
[Investment Company Act Release No. 20880; 811-7304]
Brookhollow Trust; Application for Deregistration
February 3, 1995.
AGENCY: Securities and Exchange Commission (``SEC'').
ACTION: Notice of application for deregistration under the Investment
Company Act of 1940 (the ``Act'').
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APPLICANT: Brookhollow Trust.
RELEVANT ACT SECTION: Section 8(f).
SUMMARY OF APPLICATION: Applicant seeks an order declaring that it has
ceased to be an investment company.
FILING DATES: The application on Form N-8F was filed on October 28,
1994, and amended on January 13, 1995, and January 27, 1995.
HEARING OR NOTIFICATION OF HEARING: An order granting the application
will be issued unless the SEC orders a hearing. Interested persons may
request a hearing by writing to the SEC's Secretary and serving
applicant with a copy of the request, personally or by mail. Hearing
requests should be received by the SEC by 5:30 p.m. on February 28,
1995, and should be accompanied by proof of service on applicant, in
the form of an affidavit or, for lawyers, a certificate of service.
Hearing requests should state the nature of the writer's interest, the
reason for the request, and the issues contested. Persons who wish to
be notified of a hearing may request notification by writing to the
SEC's Secretary.
ADDRESSES: Secretary, SEC, 450 5th Street NW., Washington, D.C. 20549.
Applicant, 6 St. James Avenue, Boston, Massachusetts 02116.
FOR FURTHER INFORMATION CONTACT:
James J. Dwyer, Staff Attorney, at (202) 942-0581, or C. David Messman,
Branch Chief, at (202) 942-0564 (Office of Investment Company
Regulation, Division of Investment Management).
SUPPLEMENTARY INFORMATION: The following is a summary of the
application. The complete application may be obtained for a fee at the
SEC's Public Reference Branch.
Applicant's Representations
1. Applicant is a Massachusetts business trust and a diversified
open-end management investment company. On October 19, 1992, applicant
filed a notification of registration on Form N-8A to register as an
investment company under section 8(a) of the Act. On November 20, 1992,
applicant filed a registration statement on Form N-1A under section
8(b) of the Act and under the Securities Act of 1933 to register an
indefinite number of shares.
2. Applicant's registration statement was declared effective on May
7, 1993. The registration statement initially pertained only to
applicant's Brookhollow Treasury Money Market Fund series. No public
offering or sales of securities of such series were made.
3. An amendment to applicant's registration statement pertaining to
the Brookhollow Short Duration U.S. Government Fund (``Short Duration
Fund'') series was declared effective on March 3, 1993. The public
offering of the shares of such series commenced on April 2, 1993. No
sales of such shares were completed.
4. On October 1, 1993, pursuant to an action by unanimous written
consent, applicant's board of trustees adopted resolutions appoving
applicant's liquidation. On October 29, 1993, applicant had outstanding
10,168.813 shares of beneficial interest of Short Duration Fund, with a
net asset value of $9.93 per share and an aggregate net asset value of
$100,977.79, which amount applicant distributed on that date to its
sole securityholder of record (the seed capital investor).
5. Legal, accounting, printing, mailing, deregistration,
termination, and other expenses incurred in connection with applicant's
liquidation, totalling approximately $17,412, were paid by Signature
Financial Group, Inc. (``Signature''). EBC Distributors, Inc.,
applicant's principal underwriter, is a wholly-owned subsidiary of
Signature.
6. At the time of the application, applicant had no
securityholders, assets, or liabilities. Applicant is not a party to
any litigation or administrative proceeding. Applicant is not presently
engaged in, nor does it propose to engage in, any business activities
other than those necessary for the winding up of its affairs.
7. Applicant intends to make all legally required filings with the
Massachusetts Secretary of State to terminate applicant.
For the SEC, by the Division of Investment Management, under
delegated authority.
Margaret H. McFarland,
Deputy Secretary.
[FR Doc. 95-3281 Filed 2-8-95; 8:45 am]
BILLING CODE 8010-01-M
