95-6459. Endangered and Threatened Species; Proposed Threatened Status for Southern Oregon and Northern California Steelhead  

  • [Federal Register Volume 60, Number 51 (Thursday, March 16, 1995)]
    [Proposed Rules]
    [Pages 14253-14261]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 95-6459]
    
    
    
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    DEPARTMENT OF COMMERCE
    National Oceanic and Atmospheric Administration
    [Docket No. 941084-4284; I.D. 080894C]
    50 CFR Part 227
    
    Endangered and Threatened Species; Proposed Threatened Status for 
    Southern Oregon and Northern California Steelhead
    
    AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
    Atmospheric Administration (NOAA), Commerce.
    ACTION: Proposed rule; request for comments.
    
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    SUMMARY: NMFS is issuing a proposed rule to list natural steelhead 
    (Oncorhynchus mykiss) populations (progeny of naturally-spawning fish) 
    occurring between Cape Blanco, OR, and the Klamath River Basin, in 
    Oregon and California (inclusive; hereinafter referred to as the 
    Klamath Mountains Province) as threatened under the Endangered Species 
    Act of 1973 (ESA). NMFS has determined that Klamath Mountains Province 
    steelhead populations constitute a ``species'' as interpreted under the 
    ESA. Should the proposed listing be made final, protective regulations 
    under the ESA would be put into effect and a recovery program would be 
    implemented.
    DATES: Comments must be received by May 15, 1995. Requests for a public 
    hearing must be received by May 1, 1995.
    ADDRESSES: Comments on this proposed rule, requests for public 
    hearings, and requests for supporting documents should be sent to the 
    Environmental and Technical Services Division, NMFS, Northwest Region, 
    911 NE. 11th Avenue, Suite 620, Portland, OR 97232.
    
    FOR FURTHER INFORMATION CONTACT: Garth Griffin, 503-230-5430; R. Craig 
    Wingert, 310-980-4021; or Marta Nammack, 301/713-2322. [[Page 14254]] 
    
    SUPPLEMENTARY INFORMATION:
    
    Petition Background
    
        On May 5, 1992, NMFS received a petition from the Oregon Natural 
    Resources Council, the Siskiyou Regional Education Project, Federation 
    of Fly Fishers, Kalmiopsis Audubon Society, Siskiyou Audubon Society, 
    Klamath/Siskiyou Coalition, Headwaters, The Wilderness Society, North 
    Coast Environmental Center, The Sierra Club - Oregon Chapter, and the 
    National Wildlife Federation, to list indigenous, naturally-spawning 
    Illinois River winter steelhead (Oncorhynchus mykiss) and to designate 
    critical habitat under the ESA. After publishing a document that a 
    listing may be warranted (57 FR 33939, July 31, 1992), and soliciting 
    information about the status of this population, the NMFS Northwest 
    Fisheries Science Center Biological Review Team (BRT) completed a 
    status review (Busby et al. 1993) that was summarized in a May 20, 
    1993, publication (58 FR 29390). The BRT concluded that the Illinois 
    River winter steelhead did not represent a ``species'' under the ESA 
    (see 56 FR 58612, November 20, 1991), and therefore, a proposal to list 
    Illinois River winter steelhead under the ESA was not warranted. 
    However, NMFS recognized that this population was part of a larger 
    Evolutionarily Significant Unit ((ESU); see Consideration as a 
    ``Species'' Under the ESA, below), whose extent had not yet been 
    determined, but whose status may warrant listing because of declining 
    trends in steelhead abundance in several southern Oregon streams. An 
    expanded status review was initiated (58 FR 29390, May 20, 1993) to 
    identify ESU(s) within California, Oregon, and Washington, and to 
    determine whether any identified ESU(s) warrant listing under the ESA. 
    NMFS received an additional petition to list Deer Creek summer 
    steelhead, and found that listing of this population may be warranted 
    (58 FR 68108, December 23, 1993). In response to a petition from the 
    Oregon Natural Resources Council and 15 co-petitioners, February 16, 
    1994, NMFS later announced that the status review of steelhead was 
    further expanded to include Idaho populations (59 FR 27527, May 27, 
    1994).
    
    Biological Background
    
        The BRT has completed biological evaluations associated with the 
    determination of the geographic boundaries of the ESU that includes the 
    Illinois River winter steelhead and whether the ESU warrants listing as 
    endangered or threatened under the ESA. The BRT has prepared an 
    administrative report detailing the conclusions of their status review 
    (Northwest Fisheries Science Center BRT 1994). A summary of this report 
    follows. A more complete discussion of the subject, including 
    additional references, will be available upon request in the near 
    future (see ADDRESSES).
        The name steelhead refers to the anadromous form of the rainbow 
    trout. Recently, the scientific name for the biological species that 
    includes both steelhead and rainbow trout was changed from Salmo 
    gairdneri to Oncorhynchus mykiss. This change reflects a belief that 
    all trouts from western North America share a common lineage with 
    Pacific salmon. The present endemic distribution of steelhead extends 
    from the Kamchatka Peninsula, Asia, east and south, along the Pacific 
    coast of North America, to Malibu Creek in southern California.
        Steelhead exhibit a wide variety of life history strategies. In 
    general, steelhead migrate to the sea after spending 2 years in fresh 
    water and then spend 2 years in the ocean prior to returning to fresh 
    water to spawn. Variations of this pattern are common. Some spawners 
    survive and return to the ocean for 1 or more years between spawning 
    migrations. Some steelhead return to fresh water after only a few 
    months at sea and are termed ``half-pounders,'' having attained the 
    approximate size that inspired this term. Half-pounders generally spend 
    the winter in fresh water and then return to sea for several months 
    before returning to fresh water to spawn.
        Steelhead exhibit several spawning migration strategies. ``Summer-
    run steelhead'' enter fresh water between May and October, and begin 
    their spawning migration in a sexually immature state. After several 
    months in fresh water, summer steelhead mature and spawn. ``Winter-run 
    steelhead'' enter fresh water between November and April with well-
    developed gonads. In drainages with populations of both summer- and 
    winter-run steelhead, there may or may not be temporal or spatial 
    separation of spawning.
    
    Consideration as a ``Species'' Under the ESA
    
        To qualify for listing as a threatened or endangered species, the 
    identified populations of steelhead must be a ``species'' under the 
    ESA. The ESA defines a ``species'' to include any ``distinct population 
    segment of any species of vertebrate . . . which interbreeds when 
    mature.'' NMFS published a policy (56 FR 58612, November 20, 1991) 
    describing how the agency will apply the ESA definition of ``species'' 
    to Pacific salmonid species, including steelhead. This policy provides 
    that a salmonid population will be considered distinct, and hence a 
    species under the ESA, if it represents an ESU of the biological 
    species. The population must satisfy two criteria to be considered an 
    ESU: (1) It must be reproductively isolated from other conspecific 
    population units, and (2) it must represent an important component in 
    the evolutionary legacy of the biological species. The first criterion, 
    reproductive isolation, need not be absolute, but must be strong enough 
    to permit evolutionarily important differences to develop in different 
    population units. The second criterion would be met if the population 
    contributed substantially to the ecological/genetic diversity of the 
    species as a whole. Guidance on the application of this policy is 
    contained in ``Pacific Salmon (Oncorhynchus spp.) and the Definition of 
    Species under the Endangered Species Act,'' which is available upon 
    request (see ADDRESSES).
    
    Reproductive Isolation
    
        For this criterion, NMFS considered available information on the 
    geographic extent and reproductive strategies (e.g., run timing) of the 
    ESU containing the Illinois River winter steelhead. In general, 
    steelhead are believed to have strong tendencies to home to their natal 
    streams, but there are few studies directly relevant to the area under 
    consideration. There is evidence that some adult steelhead move between 
    the Klamath, Rogue, and Smith Rivers. However, it is not clear whether 
    this wandering results in spawning within non-natal streams.
        Available genetic information indicates that there is a genetic 
    discontinuity (or at least a transition) between steelhead from coastal 
    streams in southern and northern Oregon. Although the discontinuity/
    transition appears to be in the vicinity of Cape Blanco, the resolution 
    of genetic sampling does not allow for precise definition of this 
    boundary.
        Several genetic samples from northern California steelhead were 
    considered during this status review. Samples from the Klamath River 
    and the Trinity River (a tributary to the Klamath River) do not differ 
    substantially from steelhead populations to the north. However, there 
    are large genetic differences between samples from the Klamath River 
    Basin and those taken from rivers to the south. The differences between 
    steelhead from these two areas are stronger than those between southern 
    [[Page 14255]] and northern Oregon steelhead populations.
        Within the area bounded by Cape Blanco and the Klamath River Basin, 
    there is evidence of genetic heterogeneity, suggesting a reasonable 
    degree of reproductive isolation between individual populations. 
    However, the genetic structuring has no clear geographic pattern that 
    would allow identification of major subgroups within this area.
        In addition to summer- and winter-run steelhead, there are 
    populations sometimes referred to as fall-run steelhead in the Klamath 
    River Basin. Disagreement exists as to whether these fall-run steelhead 
    should be considered summer-run, winter-run, or a separate entity. 
    During this status review, NMFS considered fall-run steelhead from the 
    Klamath River Basin to be part of the summer run.
        Because most summer-run steelhead populations in the Klamath 
    Mountains Province are substantially depressed and difficult to sample, 
    genetic studies during the expanded status review focused on winter-run 
    steelhead. However, other genetic studies that considered both winter 
    and summer steelhead from other areas have failed to find consistent 
    genetic differences between run-types within individual regions 
    (Allendorf 1975; Utter and Allendorf 1977; Chilcote et al. 1980; 
    Schreck et al. 1986; Reisenbichler and Phelps 1989; Reisenbichler et 
    al. 1992). Therefore, NMFS concludes that all runs of steelhead within 
    the Klamath Mountains Province should be considered part of the same 
    ESU.
        Patterns of ocean migration of salmon and steelhead may reflect 
    reproductive isolation of spawning populations. Chinook salmon 
    populations from south of Cape Blanco are generally considered south-
    migrating (e.g., to ocean areas off southern Oregon and California), 
    whereas stocks from north of Cape Blanco are considered north-
    migrating. Other studies suggest that coho salmon and steelhead from 
    south of Cape Blanco may not be highly migratory, remaining instead in 
    the highly productive oceanic waters off southern Oregon and northern 
    California (Pearcy et al. 1990; Pearcy 1992).
        NMFS is not aware of any direct evidence about the relationship 
    between the anadromous and nonanadromous life history forms of O. 
    mykiss within the Klamath Mountains Province. Although it has been 
    reported that these two life history forms within a geographic area may 
    be more genetically similar to each other than either is to the same 
    form from outside the area, other studies have found evidence for 
    reproductive isolation between anadromous and nonanadromous O. mykiss. 
    NMFS' policy contained in ``Pacific Salmon and the Definition of 
    Species under the ESA'' states that anadromous and nonanadromous forms 
    should be considered separately if they are reproductively isolated. 
    Reproductive isolation, as previously noted, is a question of degree. 
    NMFS has determined that, until specific information regarding these 
    two life history forms within the Klamath Mountains Province becomes 
    available, nonanadromous fish will not be considered part of the ESU. 
    This determination may be reconsidered if information demonstrating 
    that the two forms share a common gene pool becomes available.
    
    Ecological/Genetic Diversity
    
        Several types of physical and biological information were 
    considered during evaluation of the contribution of Klamath Mountains 
    Province steelhead to ecological/genetic diversity, including: (1) 
    Physical environment, (2) zoogeography, and (3) life history 
    characteristics. The Klamath Mountains Geological Province extends from 
    the vicinity of Cape Blanco in the north to the Klamath River Basin 
    (inclusive) in the south. Ecologically, the province includes areas 
    that are warmer and drier than coastal regions to the north and south; 
    interior valleys receive less precipitation than any other Pacific 
    Northwest location west of the Cascade Mountain Range. The nearshore 
    ocean environment in this region is strongly affected by seasonal 
    upwelling, which extends southward from Cape Blanco, with some local 
    variations as far south as 33 deg.N. lat.
        Zoogeographic studies of freshwater fishes have consistently 
    identified differences in fish assemblages between the Rogue River 
    Basin and streams to the north. Also, similarities have been noted 
    between freshwater fish communities in the Klamath and Rogue River 
    basins. For marine fishes, Cape Mendocino in California has been 
    identified as an important southern limit of many northern species.
        The occurrence of the half-pounder life history form of steelhead 
    appears to be restricted to southern Oregon and northern California, 
    identified in the Rogue, Klamath, Eel, and Mad rivers. It is likely 
    that expression of this life history strategy is due to a combination 
    of distinctive genetic and environmental factors.
    
    ESU Determination
    
        Several lines of evidence suggest that Cape Blanco is the northern 
    boundary and the Klamath River Basin forms the southern boundary of the 
    ESU that contains the Illinois River winter steelhead. Genetic and 
    ocean distribution data suggest that there is substantial reproductive 
    isolation between steelhead populations from north and south of Cape 
    Blanco. Cape Blanco is also an approximate northern boundary for the 
    Klamath Mountains Province, an area of intense upwelling in the ocean, 
    the range of the half-pounder life history, and the Klamath-Rogue 
    freshwater zoogeographic zone. Although Cape Mendocino in California is 
    a natural landmark associated with changes in ocean currents, and also 
    represents the approximate southern limit of the half-pounder life 
    history, the Klamath River Basin forms the southern boundary of the 
    Klamath Mountains Province and the Klamath-Rogue freshwater fish 
    zoogeographic zone. Furthermore, genetic data show a sharp 
    discontinuity between steelhead populations from the Klamath River 
    Basin and those farther south. Based on available information, the BRT 
    concluded that the geographic range of the ESU containing the Illinois 
    River winter steelhead extends from the vicinity of Cape Blanco in 
    southern Oregon to the Klamath River Basin (inclusive) in northern 
    California (see Figure 1).
    
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        Although diversity in run-timing is an important life history 
    characteristic of steelhead within this ESU, and this diversity may be 
    in part genetically based, there is little direct information about the 
    degree of reproductive isolation between identified runs within the 
    Klamath Mountains Province. Furthermore, previous genetic studies have 
    failed to find consistent genetic differences between run-types within 
    individual regions, and suggest that summer- and winter-run steelhead 
    are not independent, monophyletic groups over broad geographic regions. 
    Based on available evidence, the BRT concluded that all steelhead runs 
    (those termed summer-, fall-, and winter-run) within the identified 
    geographic boundaries should be considered together as one ESU, and 
    therefore a species, as defined under the ESA.
    
    Status of the Klamath Mountains Province ESU
    
        NMFS uses a number of factors that should be considered in 
    evaluating the level of risk faced by an ESU, including: (1) Absolute 
    numbers of fish and their spatial and temporal distribution, (2) 
    current abundance in relation to historical abundance and current 
    carrying capacity of the habitat, (3) trends in abundance, (4) natural 
    and human-influenced factors that cause variability in survival and 
    abundance, (5) possible threats to genetic integrity (e.g., from strays 
    or outplants from hatchery programs), and (6) recent events (e.g., a 
    drought or changes in harvest management) that have predictable short-
    term consequences for abundance of the ESU.
        During consideration of the ESU status, the BRT evaluated both 
    qualitative and quantitative information. Recent qualitative analyses 
    of the status of steelhead stocks within the Klamath Mountains Province 
    have been conducted by agencies and conservation groups (Nehlsen et al. 
    1991; Nickelson et al. 1992; U.S. Forest Service 1993a,b; McEwan and 
    Jackson 1994). Most winter steelhead stocks in the region are 
    considered to be depressed and/or declining. Of the exceptions (those 
    from the Rogue, Winchuck, Smith, and subbasins of the Klamath and 
    Trinity Rivers), most are heavily influenced by hatchery production. 
    Only the Smith River appears to have healthy and largely natural 
    production of winter-run steelhead in this region. The best assessment 
    of any summer steelhead stock in this region is depressed, and most 
    were considered to be at moderate to high risk of extinction.
        Quantitative evaluations included comparisons of current and 
    historic abundance of steelhead. Because historical abundance 
    information for the Klamath Mountains Province ESU is largely 
    anecdotal, coastwide abundance trends provide a larger perspective for 
    this review. Rough estimates of total coastwide steelhead abundance 
    made in 1972 and 1987 suggested significant declines (Sheppard 1972, 
    Light 1987). However, by all accounts, there has been significant 
    replacement of natural production with hatchery fish. Over a large 
    region (British Columbia, Washington, and Oregon), steelhead stocks 
    (both natural and hatchery) have exhibited recent decreases in survival 
    that may be due, in part, to climate and ocean production.
        Historical abundance information for the Klamath Mountains Province 
    ESU is largely anecdotal. Within this area, time-series data are 
    available for most populations only since 1970. The BRT compiled and 
    analyzed available information to provide summary statistics of 
    spawning abundance. Not all summary statistics were available for all 
    populations.
        NMFS policy, as stated in ``Pacific Salmon and the Definition of 
    ``Species'' under the ESA,'' focuses on viability of natural 
    populations, and notes that an ESU is not healthy unless a viable 
    population exists in the natural habitat. The BRT attempted to 
    distinguish between naturally produced fish and hatchery produced fish. 
    Total abundance (including hatchery populations) varies widely among 
    populations within the proposed ESU, with several populations having 
    run sizes of 10,000 or more fish. The heavily hatchery-influenced 
    summer-run steelhead population from the Klamath River may total 
    100,000 or more fish. At the other extreme, a number of populations 
    have less than 1,000 spawners per year.
        Estimates of percent annual change in run size indicate that most 
    of the steelhead populations in the Klamath Mountains Province are in 
    significant decline, even with hatchery production included. The BRT 
    considered that this assessment may be influenced by the recent 
    coastwide decreases in steelhead survival (due to climate and ocean 
    conditions). However, excluding recent years from the trend analysis 
    did not substantially change overall conclusions for the stocks 
    considered here.
        Natural steelhead production was roughly indexed using natural 
    return ratios. This index is an estimate of the ratio of naturally 
    produced spawners in one generation to total spawners (both hatchery 
    and naturally produced) in the previous generation. Natural production 
    of all winter-, summer-, and fall-run steelhead within the Klamath 
    Mountains Province appears to be below replacement for all populations 
    for which the BRT had sufficient quantitative information. Considering 
    the qualitative assessments, there is little reason to believe that 
    other populations are in better condition (with the exception of the 
    Smith River winter-run steelhead). Based on angler catch data, Illinois 
    River winter steelhead (the natural population in southern Oregon with 
    the least hatchery influence) have declined at an average rate of about 
    10 percent annually for the last 20 years. With this analysis, the BRT 
    was unable to demonstrate that any steelhead populations in the Klamath 
    Mountains Province are naturally self-sustaining.
    
    Summary of Factors Affecting the Species
    
        Section 2(a) of the ESA states that various species of fish, 
    wildlife, and plants in the United States have been rendered extinct as 
    a consequence of economic growth and development untempered by adequate 
    concern and conservation. Section 4(a)(1) of the ESA and the listing 
    regulations (50 CFR part 424) set forth procedures for listing species. 
    NMFS must determine, through the regulatory process, if a species is 
    endangered or threatened based upon any one or a combination of the 
    following factors: (1) The present or threatened destruction, 
    modification, or curtailment of its habitat or range; (2) 
    overutilization for commercial, recreational, scientific, or education 
    purposes; (3) disease or predation; (4) inadequacy of existing 
    regulatory mechanisms; or (5) other natural or human-made factors 
    affecting its continued existence.
    
    A. The Present or Threatened Destruction, Modification, or Curtailment 
    of its Habitat or Range
    
        Logging, mining, agricultural activities (e.g., livestock grazing), 
    and water withdrawals have likely contributed to the decline of 
    steelhead populations within the Klamath Mountains Province ESU. 
    Removal of trees within the riparian zone of streams in the Klamath 
    Mountains Province has resulted in increased summer water temperatures 
    and has eliminated the potential for trees to fall into streams. Large 
    woody material in streams can provide cover, shade, and create pools; 
    these habitat features are required by juvenile steelhead. Logging 
    activities, and the associated road networks, can result in soil 
    erosion and sedimentation of streams. Livestock grazing can eliminate 
    streamside vegetation and [[Page 14258]] prevent riparian species from 
    growing to maturity, resulting in shallow, warm streams that are not 
    suitable for juvenile and adult steelhead. Water withdrawals reduce 
    stream flow, sometimes during critical periods, and can contribute to 
    high water temperature problems.
        In the Klamath and Rogue River Basins, dams without fish passage 
    facilities have decreased the amount of habitat available for 
    steelhead, and may have contributed to the decrease in Klamath 
    Mountains Province steelhead populations. There are also fish passage 
    concerns regarding dams with inadequate fish passage facilities.
    
    B. Overutilization for Commercial, Recreational, Scientific, or 
    Education Purposes
    
        Klamath Mountains Province steelhead are not currently targeted for 
    commercial harvest, and scientific and educational programs have had 
    little or no impact on Klamath Mountains Province steelhead 
    populations. However, steelhead are popular gamefish throughout the 
    Pacific Northwest and, in some locations, recreational fishing may 
    contribute to the general decline of steelhead populations. Also, 
    poaching may pose an additional threat to some depressed populations of 
    adult steelhead. Summer-run steelhead are particularly susceptible to 
    poaching activity because of holding/resting behavior in deep pools.
    
    C. Disease or Predation
    
        Disease is not believed to be a major factor contributing to the 
    decline of steelhead populations in the Klamath Mountains Province. 
    Declines in some summer steelhead populations are reportedly due, in 
    part, to predation by marine mammals (Nehlsen et al. 1991).
    
    D. Inadequacy of Existing Regulatory Mechanisms
    
        Early mechanisms regulating local mining and timber harvest 
    activities in the Klamath Mountains Province clearly were inadequate. 
    Early mining practices were particularly destructive in portions of the 
    Rogue and Trinity River (a tributary of the Klamath River) watersheds. 
    Although most of these particularly destructive mining and timber 
    harvest activities no longer occur, land management activities still 
    contribute to adverse habitat modifications.
        The continued decline of Klamath Mountains Province steelhead 
    suggests that management plans and practices followed by the U.S. 
    Forest Service (USFS), Bureau of Land Management (BLM), Oregon 
    Department of Fish and Wildlife, and California Department of Fish and 
    Game have not provided adequate protection for this species. A Federal 
    interagency cooperative program, the Record of Decision for Amendments 
    to USFS and BLM Planning Documents Within the Range of the Spotted Owl 
    (the Forest Plan, April 1994), has recently been implemented to provide 
    a coordinated land management direction for the lands administered by 
    USFS and BLM within the range of the northern spotted owl, which 
    includes the Klamath Mountains Province. While the extent of protection 
    provided by the Forest Plan is not yet known, its region-wide 
    management direction will amend existing management plans, including 
    Forest Plans, Regional Guides, Timber Sale Plans, and Resource 
    Management Plans for lands within the range of the northern spotted 
    owl. As part of the Forest Plan, implementation of the Aquatic 
    Conservation Strategy (ACS) may help reverse the trend of aquatic 
    ecosystem degradation and contribute toward fish habitat recovery. 
    Coordination between the Federal land management agencies and NMFS, the 
    Environmental Protection Agency, and the U.S. Fish and Wildlife Service 
    should ensure that the ACS objectives are achieved.
        Steelhead are popular gamefish throughout the Pacific Northwest 
    and, in some locations, recreational fishing may contribute to the 
    general decline of Klamath Mountains Province steelhead populations. 
    Existing harvest regulations may not be adequate to protect a 
    substantial portion of the Klamath Mountains Province's juvenile and 
    adult steelhead populations from overutilization by recreational 
    anglers.
    
    E. Other Natural or Manmade Factors Affecting its Continued Existence
    
        Drought conditions may contribute to reduced Klamath Mountains 
    Province steelhead production. In general, drought conditions have 
    existed in southern Oregon since 1977.
        Unusually warm ocean surface temperatures and associated changes in 
    coastal currents and upwelling, known as El Nino conditions, have 
    occurred in recent years and resulted in ecosystem alterations such as 
    reductions in primary and secondary productivity and changes in prey 
    and predator species distributions. Based on fish distribution, El Nino 
    conditions may affect individual salmonid populations differently. For 
    example, during El Nino conditions, chinook salmon stocks that rear in 
    ocean areas south of Vancouver Island generally survive at a lower rate 
    than chinook salmon stocks that inhabit northerly ocean areas (Johnson 
    1988). As there is some evidence that steelhead originating from south 
    of Cape Blanco rarely migrate north of Cape Blanco, Klamath Mountains 
    Province steelhead populations may be particularly susceptible to the 
    adverse affects of El Nino conditions.
        Artificial propagation has, in some cases, impacted Klamath 
    Mountains Province steelhead populations. Potential problems associated 
    with hatchery programs include genetic impacts on indigenous wild 
    populations, difficulty in determination of wild run status due to 
    incomplete marking of hatchery releases, and replacement (rather than 
    supplementation) of wild stocks through continued annual introductions 
    of steelhead.
    
    Proposed Determination
    
        The ESA defines an endangered species as any species in danger of 
    extinction throughout all or a significant portion of its range, and a 
    threatened species as any species likely to become an endangered 
    species within the foreseeable future throughout all or a significant 
    portion of its range. Section 4(b)(1) of the ESA requires that the 
    listing determination be based solely on the best scientific and 
    commercial data available, after conducting a review of the status of 
    the species and after taking into account those efforts, if any, being 
    made to protect such species.
        Based on its assessment of the best scientific and commercial 
    information available, NMFS determines that all Klamath Mountains 
    Province steelhead populations (i.e., summer-, fall-, and winter-run) 
    constitute an ESU and, therefore, a ``species'' under the ESA. 
    Estimates of percent annual change in run size indicate that most of 
    the steelhead populations in the Klamath Mountains Province are in 
    significant decline. Although trends in abundance of most steelhead 
    populations within the ESU have been downward, absolute abundance of 
    steelhead in several streams within the proposed ESU remains fairly 
    high; thus the BRT concluded that the ESU as a whole cannot be 
    considered to be endangered at this time. However, available 
    information indicates that Klamath Mountains Province steelhead 
    populations are not self-sustaining. If present trends continue, there 
    is a significant probability that the ESU will become endangered. 
    Therefore, NMFS proposes to list all Klamath Mountains Province natural 
    steelhead (progeny of naturally-spawning fish) as threatened. Prior to 
    development of a final rule, NMFS will continue to consider the 
    [[Page 14259]] status of steelhead populations within the Klamath 
    Mountains Province and determine which, if any, hatchery populations 
    are essential for recovery of listed steelhead.
    
    Proposed Protective Regulations and Measures
    
        In addition to the proposed listing, NMFS proposes to adopt 
    protective measures, pursuant to section 4(d) of the ESA, to prohibit, 
    with respect to Klamath Mountains Province natural steelhead, taking, 
    interstate commerce, import and export, and the other prohibitions 
    pursuant to section 9 of the ESA applicable to endangered species, with 
    the exceptions provided by section 10 of the ESA.
        NMFS recognizes that protective regulations and recovery programs 
    for Klamath Mountains Province steelhead will need to be developed in 
    the context of conserving aquatic ecosystem health, and intends that 
    Federal lands and Federal activities bear as much of the burden as 
    possible for conserving listed populations. However, steelhead habitat 
    within this ESU occurs and can be affected by activities on state, 
    tribal and private land. Non-Federal landowners are encouraged to 
    assess the impacts of their actions on potentially threatened steelhead 
    and to participate in the formulation of watershed partnerships that 
    promote conservation in accordance with ecosystem principles. NMFS will 
    seek the advice and assistance of Federal and non-Federal 
    jurisdictions, including tribal and county governments, private 
    organizations and affected individuals in recovery plan development and 
    implementation.
        NMFS will identify, to the extent known at the time of a final 
    rule, specific activities that will not be considered likely to result 
    in adverse impacts to listed Klamath Mountains Province steelhead. NMFS 
    is soliciting recommendations as to what activities should be so 
    identified, as well as terms and conditions for specific types of land 
    or water use activities that would avoid adverse impacts to listed 
    steelhead. The activities, as modified by the recommended terms and 
    conditions, should promote the conservation of Klamath Mountains 
    Province steelhead.
        Conservation measures provided to species listed as threatened or 
    endangered under the ESA included prohibitions on taking, recovery 
    actions, and Federal agency consultation requirements. Recognition 
    through listing promotes conservation actions by Federal and state 
    agencies and private groups and individuals.
        Section 7(a)(4) of the ESA requires that Federal agencies confer 
    with NMFS on any actions likely to jeopardize the continued existence 
    of a species proposed for listing and on actions resulting in 
    destruction or adverse modification of proposed critical habitat. 
    ``Conference'' is defined at 50 CFR 402.02 to mean ``a process which 
    involves informal discussions between a Federal agency and the Service 
    . . . regarding the impact of an action on proposed species or proposed 
    critical habitat and recommendations to minimize or avoid the adverse 
    effects.'' For listed species, section 7(a)(2) requires Federal 
    agencies to ensure that activities they authorize, fund, or conduct are 
    not likely to jeopardize the continued existence of a listed species or 
    to destroy or adversely modify its critical habitat. If a Federal 
    action may adversely affect a listed species or its critical habitat, 
    the responsible Federal agency must enter into formal consultation with 
    NMFS. Non-Federal entities requesting the incidental take of listed 
    species must develop a conservation plan associated with their proposed 
    action. Prior to issuance of an incidental take permit, NMFS must 
    review the conservation plan and determine that the proposed action 
    will not appreciably reduce the likelihood of the survival and recovery 
    of the species in the wild (see 50 CFR 222.22).
        Examples of Federal actions that may be affected by this proposal 
    include, but are not limited to, various Federal land management agency 
    activities (e.g., actions associated with timber harvest, mining, and 
    grazing), U.S. Army Corps of Engineers (COE) Clean Water Act section 
    404 permitting activities, Federal Energy Regulatory Commission 
    licenses for non-Federal development and operation of hydropower, 
    commercial fishery management under a regional fishery management 
    council, and hatchery operations authorized, carried out, or funded by 
    a Federal agency.
        Measures that could be implemented to help protect and conserve the 
    species include, but are not limited to:
        1. All water diversions could have adequate headgate and staff 
    gauge structures installed to control and monitor water usage 
    accurately. Water rights should be enforced to prevent irrigators from 
    exceeding the amount of water to which they are legally entitled.
        2. All irrigation diversions affecting downstream migrating Klamath 
    Mountains Province steelhead could be screened. A thorough review of 
    the impact of irrigation diversions on steelhead could be conducted.
        3. Artificial propagation could be conducted in a manner minimizing 
    impacts upon native populations of steelhead.
        4. Efforts could be made to ensure that adult passage facilities at 
    dams effectively pass migrating salmon upstream.
        5. Evaluation of existing recreational harvest regulations could 
    identify any changes necessary in light of the Klamath Mountains 
    Province steelhead status.
        Some or all of these measures, as well as other measures not 
    enumerated here, may be required to be undertaken through the section 7 
    consultation or section 10 permitting processes. NMFS will also 
    consider these and additional measures in developing a recovery plan 
    pursuant to section 4(f).
        NMFS encourages non-Federal landowners to assess the impacts of 
    their actions on potentially threatened or endangered salmonids. In 
    particular, NMFS encourages the formulation of watershed partnerships 
    to promote conservation in accordance with ecosystem principles. These 
    partnerships will be successful only if all watershed stakeholders 
    (i.e., state, tribal, and local governments, landowner representatives, 
    and Federal and non-Federal biologists) participate and share the goal 
    of restoring steelhead to the watersheds. To assist with such efforts, 
    NMFS, the U.S. Fish and Wildlife Service and the U.S. Environmental 
    Protection Agency, with technical assistance from the Natural Resources 
    Conservation Service, have contracted a study to provide technical 
    guidance and training to agency staff. This guidance is intended to 
    produce a technical foundation and informational support base for 
    fostering development of conservation plans pursuant to section 10 of 
    the ESA and cooperative agreements with the states of Washington, 
    Oregon, and California, pursuant to section 6 of the ESA. Furthermore, 
    NMFS intends to enlist non-Federal jurisdictions, including tribal and 
    county governments, private organizations and affected individuals, in 
    recovery plan development and implementation.
    
    Critical Habitat
    
        Section 4(a)(3)(A) of the ESA requires that, to the extent prudent 
    and determinable, critical habitat be designated concurrently with the 
    listing of a species. While NMFS has completed its analysis of the 
    biological status of Klamath Mountains Province steelhead, it has not 
    completed the analysis necessary for designating critical habitat. 
    Therefore, to avoid [[Page 14260]] delaying this listing proposal, NMFS 
    will propose critical habitat in a separate rulemaking.
    
    Public Comments Solicited
    
        To ensure that the final action resulting from this proposal will 
    be as accurate and as effective as possible, NMFS is soliciting 
    comments and suggestions from the public, other concerned governmental 
    agencies, the scientific community, industry, and any other interested 
    parties (see DATES and ADDRESSES) regarding the stock composition and 
    abundance of all steelhead stocks within the Klamath Mountains 
    Province. NMFS is also requesting information identifying specific 
    areas that qualify as critical habitat for Klamath Mountains Province 
    steelhead and the economic costs and benefits of additional 
    requirements of management measures likely to result from designating 
    critical habitat. Information about the relationship between existing 
    hatchery populations and natural populations within the ESU, and the 
    relationship between anadromous and nonanadromous populations of O. 
    mykiss within the ESU, is also of great interest.
        NMFS is also requesting suggestions for specific regulations under 
    section 4(d) of the ESA that could apply to Klamath Mountains Province 
    steelhead. Suggested regulations should address activities, plans, or 
    guidelines that, despite their potential to result in the incidental 
    take of listed fish, will ultimately promote the conservation of this 
    ESU.
        NMFS will review all public comments and any additional information 
    regarding the status of the proposed ESU, and, as required under the 
    ESA, intends to complete a final rule within one year of this proposed 
    rule. The availability of new information may cause NMFS to re-assess 
    the status of this ESU. The final decision on this proposal will take 
    into consideration the comments and any additional information received 
    by NMFS, and may differ from this proposed rule.
    
    Classification
    
        The 1982 amendments to the ESA, in section 4(b)(1)(A), restrict the 
    information that may be considered when assessing species for listing. 
    Based on this limitation of criteria for a listing decision and the 
    opinion in Pacific Legal Foundation v. Andrus, 675 F. 2d 825 (6th Cir., 
    1981), NMFS has categorically excluded all ESA listing actions from 
    environmental assessment requirements of National Environmental Policy 
    Act (48 FR 4413, February 6, 1984).
        This proposed rule is exempt from review under E.O. 12866.
    
    References
    
        Allendorf, F.W. 1975. Genetic Variability in a Species Possessing 
    Extensive Gene Duplication: Genetic Interpretation of Duplicate Loci 
    and Examination of Genetic Variation in Populations of Rainbow Trout. 
    Ph.D. Dissertation, Univ. Washington, Seattle, 98 p.
        Busby, P.J., O.W. Johnson, T.C. Wainwright, F.W. Waknitz, and R.S. 
    Waples. 1993. Status Review for Oregon's Illinois River Winter 
    Steelhead. NOAA Technical Memorandum. NMFS-NWFSC-10.
        Chilcote, M. N., B. A. Crawford, and S. A. Leider. 1980. A Genetic 
    Comparison of Sympatric Populations of Summer and Winter Steelheads. 
    Trans. Am. Fish. Soc. 109:203-208.
        Johnson, S.L. 1988. The Effects of the 1983 El Nino on Oregon's 
    Coho (Oncorhynchus kisutch), and Chinook (Oncorhynchus tshawytscha) 
    Salmon. Fisheries Research. 6:105-123.
        Light, J.T. 1987. Coastwide Abundance of North American Steelhead 
    Trout. (Document Submitted to the Annual Meeting of the INPFC, 1987.) 
    Fisheries Research Institute Report FRI-UW-8710. Univ. Washington, 
    Seattle, WA. 18 p.
        McEwan, D., and Jackson, T. A. 1994. Steelhead Management Plan for 
    California. California Department Fish and Game. (Available 
    Environmental and Technical Services Division, NMFS, 911 N.E. 11th 
    Ave., Room 620, Portland, OR 97232.)
        Nehlsen, W., J.E. Williams, and J.A. Lichatowich. 1991. Pacific 
    Salmon at the Crossroads: Stocks at Risk from California, Oregon, 
    Idaho, and Washington. Fisheries 16(2):4-21.
        Nickelson, T.E., J.W. Nicholas, A.M. McGie, R.B. Lindsay, D.L. 
    Bottom, R.J. Kaiser, and S.E. Jacobs. 1992. Status of Anadromous 
    Salmonids in Oregon Coastal Basins. Unpubl. manuscr., 83 p., Research 
    and Development Section, Oregon Department of Fish and Wildlife (ODFW), 
    Corvallis, and Ocean Salmon Management, ODFW, Newport, OR.
        Northwest Fisheries Science Center Biological Review Team (BRT). 
    1994. May 2 Administrative Report: Conclusions of the Northwest Science 
    Center's Status Review of Southern Oregon/Northern California 
    Steelhead. 13 p.
        Pearcy, W.G. 1992. Ocean Ecology of North Pacific Salmonids. 
    University of Washington Press, Seattle, WA. 179 p.
        Pearcy, W.G., R.D. Brodeur, and J.P. Fisher. 1990. Distribution and 
    Biology of Juvenile Cutthroat Trout Oncorhynchus clarki clarki and 
    Steelhead O. mykiss in Coastal Waters of Oregon and Washington. Fish. 
    Bull., U.S. 88(4):697-711.
        Reisenbichler, R.R., J.D. McIntyre, M.F. Solazzi, and S.W. Landino. 
    1992. Genetic Variation in Steelhead of Oregon and Northern California. 
    Trans. Am. Fish. Soc. 121:158-169.
        Reisenbichler, R.R., and S.R. Phelps. 1989. Genetic Variation in 
    Steelhead (Salmo gairdneri) from the North Coast of Washington. Can. J. 
    Fish. Aquat. Sci. 46:66-73.
        Schreck, C.B., H.W. Li, R.C. Hjort, and C.S. Sharpe. 1986. Stock 
    Identification of Columbia River Chinook Salmon and Steelhead Trout. 
    Final Report to Bonneville Power Administration, Contract DE-A179-
    83BP13499, Project 83-451, 184 p. (Available Bonneville Power 
    Administration, P.O. Box 351, Portland, OR 97208.)
        Sheppard, D. 1972. The Present Status of the Steelhead Trout Stocks 
    Along the Pacific Coast. In D.H. Rosenberg (editor), A Review of the 
    Oceanography and Renewable Resources of the Northern Gulf of Alaska, p. 
    519-556. IMS Report R72-23, Sea Grant Report 73-3. Institute of Marine 
    Science, University of Alaska, Fairbanks, AK.
        United States Forest Service, U.S. Department of Agriculture 
    (USFS). 1993a. Letter to ESA Administrative Record for coastal 
    steelhead from Hugh Black. Letter Dated July 19, 1993, 2 p. and 
    Enclosures. (Available Environmental and Technical Services Division, 
    NMFS, 911 NE. 11th Ave., Room 620, Portland, OR 97232.)
        United States Forest Service, U.S. Department of Agriculture 
    (USFS). 1993b. Letter to ESA Administrative Record for Coastal 
    Steelhead from Hugh Black. Letter Dated August 4, 1993, 2 p. and 
    Enclosures. (Available Environmental and Technical Services Division, 
    NMFS, 911 NE. 11th Ave., Room 620, Portland, OR 97232.)
        Utter, F.M., and F.W. Allendorf. 1977. Determination of the 
    Breeding Structure of Steelhead Populations through Gene Frequency 
    Analysis. In T.J. Hassler and R.R. VanKirk (editors), Proceedings of 
    the Genetic Implications of Steelhead Management Symposium, May 20-21, 
    1977, Arcata, CA, p. 44-54. Special Report 77-1. Calif. Coop. Fish. 
    Res. Unit.
    
    List of Subjects in 50 CFR Part 227
    
        Endangered and threatened species, Exports, Imports, Marine 
    mammals, Transportation.
    
        [[Page 14261]] Dated: March 10, 1995.
    Gary Matlock,
    Program Management Officer, National Marine Fisheries Service.
    
        For the reasons set out in the preamble, 50 CFR part 227 is 
    proposed to be amended as follows:
    
    PART 227--THREATENED FISH AND WILDLIFE
    
        1. The authority citation for part 227 continues to read as 
    follows:
    
        Authority: 16 U.S.C. 1531 et seq.
    
        2. In Sec. 227.4, a new paragraph (g) is added to read as follows:
    
    
    Sec. 227.4  Enumeration of threatened species.
    
    * * * * *
        (g) Klamath Mountains Province steelhead (Oncorhynchus mykiss).
    
    [FR Doc. 95-6459 Filed 3-10-95; 4:47 pm]
    BILLING CODE 3510-22-P
    
    

Document Information

Published:
03/16/1995
Department:
National Oceanic and Atmospheric Administration
Entry Type:
Proposed Rule
Action:
Proposed rule; request for comments.
Document Number:
95-6459
Dates:
Comments must be received by May 15, 1995. Requests for a public hearing must be received by May 1, 1995.
Pages:
14253-14261 (9 pages)
Docket Numbers:
Docket No. 941084-4284, I.D. 080894C
PDF File:
95-6459.pdf
CFR: (1)
50 CFR 227.4