97-6797. Operating Requirements: Domestic, Flag, Supplemental, Commuter, and On-Demand Operations: Editorial and Other Changes  

  • [Federal Register Volume 62, Number 53 (Wednesday, March 19, 1997)]
    [Rules and Regulations]
    [Pages 13248-13257]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 97-6797]
    
    
    
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    Part III
    
    
    
    
    
    Department of Transportation
    
    
    
    
    
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    Federal Aviation Administration
    
    
    
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    14 CFR Part 21, et al.
    
    
    
    Operating Requirements: Domestic, Flag, Supplemental, Commuter, and On-
    Demand Operations: Editorial and Other Changes; Final Rule
    
    Federal Register / Vol. 62, No. 53 / Wednesday, March 19, 1997 / 
    Rules and Regulations
    
    [[Page 13248]]
    
    
    
    DEPARTMENT OF TRANSPORTATION
    
    Federal Aviation Administration
    
    14 CFR Parts 21, 25, 91, 119, 121, 125 and 135
    
    [Docket No. 28154; Amendment Nos. 21-74, 25-90, 91-253, 119-3, 121-262, 
    125-28, 135-66, and SFAR No. 80]
    RIN 2120-AG26
    
    
    Operating Requirements: Domestic, Flag, Supplemental, Commuter, 
    and On-Demand Operations: Editorial and Other Changes
    
    March 10, 1997.
    AGENCY: Federal Aviation Administration (FAA), DOT.
    
    ACTION: Final rule.
    
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    SUMMARY: The FAA is amending parts 21, 25, 91, 119, 121, 125, and 135 
    to correct errors, make terminology consistent, or clarify the intent 
    of the regulations published on December 20, 1995 (60 FR 65832). A few 
    changes are to clarify existing rules or to deal with other long-
    standing exemptions). A new Special Federal Aviation Regulation is 
    being issued to address three problems that relate to compliance with 
    requirements for communications facilities and aircraft dispatchers by 
    operators in Alaska and other areas.
    
    EFFECTIVE DATE: March 12, 1997.
    
    FOR FURTHER INFORMATION CONTACT:
    Katherine Hakala, Flight Standards Service (AFS); Federal Aviation 
    Administration, 800 Independence Avenue, SW., Washington, DC 20591; 
    telephone (202) 267-8166 or 267-3760.
    
    SUPPLEMENTARY INFORMATION:
    
    Availability of the Final Rule
    
        An electronic copy of this document may be downloaded using a modem 
    and suitable communications software from the FAA regulations section 
    of the Fedworld electronic bulletin board service (telephone: 703-321-
    3339) or the Federal Register's electronic bulletin board service 
    (telephone: 202-512-1661).
        Internet users may reach the FAA's web page at http://www.faa.gov 
    or the Federal Register's webpage at http://www.access.gpo.gov/su__docs 
    for access to recently published rulemaking documents.
        Any person may obtain a copy of this final rule by mail by 
    submitting a request to the Federal Aviation Administration, Office of 
    Rulemaking, 800 Independence Avenue, SW., Washington, DC 20591, or by 
    calling (202) 267-9677. Communications must identify the docket number 
    of this final rule.
        Persons interested in being placed on the mailing list for future 
    NPRM's should request from the FAA's Office of Rulemaking a copy of 
    Advisory Circular No. 11-2A, Notice of Proposed Rulemaking Distribution 
    System, that describes the application procedure.
    
    Background
    
        On December 20, 1995, new part 119, Certification: Air Carriers and 
    Commercial Operators, was published in the Federal Register (60 FR 
    65832; December 20, 1995). Part 119 reorganizes, into one part, 
    certification and operations specifications requirements that formerly 
    existed in SFAR 38-2 and in parts 121 and 135. The final rule for new 
    part 119 also deleted or changed certain sections in part 121, Subparts 
    A through D, and part 135, Subpart A, because the requirements in those 
    subparts have been recodified in part 119. On January 26, 1996, another 
    final rule was published (61 FR 2608) affecting parts 119, 121, and 
    135. That amendment made editorial and terminology changes in the 
    remaining subparts of parts 121 and 135 to conform those parts to the 
    language of part 119 and to make certain other changes. Additional 
    documents making editorial changes and corrections were published on 
    March 11, 1996 (61 FR 9612), and June 14, 1996 (61 FR 30432).
        Part 119 was issued as part of a large rulemaking effort, known as 
    the ``commuter rule,'' to upgrade the requirements that apply to 
    scheduled operations conducted in airplanes that have a passenger seat 
    configuration of 10 to 30 passengers. As of March 20, 1997, these 
    operations will be conducted under the requirements of part 121, in 
    accordance with the final rule published on December 20, 1995.
    
    Notice of Proposed Rulemaking
    
        On February 3, 1997, the FAA published an NPRM (62 FR 5076; Notice 
    No. 97-1) proposing changes to correct errors, make terminology 
    consistent, clarify the intent of part 119 and the commuter rule 
    published on December 20, 1995, as well as make other minor changes not 
    directly related to the commuter rule. These proposed changes are 
    considered important because, as a result of the implementation of part 
    119 and the completion of the transition process for commuter 
    operations affected by the final rule, a number of questions of 
    interpretation have been raised and errors in previous final rules have 
    been identified. In addition, a new Special Federal Aviation Regulation 
    (SFAR) is needed to address three problems that relate to compliance 
    with requirements for communications facilities and for aircraft 
    dispatchers by operators in Alaska and other areas.
    
    Public Comment
    
        The FAA requested comments, within 30 days of publication of Notice 
    No. 97-1, on a number of proposals contained in the NPRM. Interested 
    persons were invited to participate in this rulemaking action by 
    submitting written data, views, or arguments. All comments received 
    were considered before issuing this final rule.
        The FAA received 19 comments in response to Notice No. 97-1. 
    Comments were received from operators affected by the proposed rule, 
    aircraft dispatchers, industry associations, and a manufacturer of 
    communications system. Many commenters stressed the importance of 
    having the final rule issued before March 20, 1997, when the majority 
    of the commuter rule provisions go into effect. Other specific comments 
    are summarized in the following section-by-section discussion of the 
    final rule, which includes the FAA's responses to these comments.
    
    Explanation of Amendments
    
        A number of changes are necessary in parts 21, 25, 91, 119, 121, 
    125, and 135 to correct typographical errors, to make minor editorial 
    changes that help clarify the intent of the rules, or to make editorial 
    changes that make related rules consistent with each other. These types 
    of changes are not individually explained. However, a number of changes 
    requires some explanation, which follows:
        1. The proposal revised the definitions of ``on-demand operation,'' 
    ``scheduled operation,'' and ``supplemental operation'' in Sec. 119.3 
    to make it clear that public charter operations conducted under 14 CFR 
    part 380 are not considered scheduled operations.
        No comments were received on the proposed definitions and the 
    changes to Sec. 119.3 are adopted as proposed.
        2. The proposal amended Sec. 119.5 to add new paragraph (k), which 
    incorporated former Sec. 135.31 into part 119. As proposed, this 
    section prohibited advertising or otherwise offering to perform any 
    operation unauthorized by the FAA, and it was applicable to any person, 
    including certificate holders operating under part 121, as well as 
    those operating under part 135.
        The proposal also added Sec. 119.5(1) which stated that, for safety 
    purposes, people who operate aircraft under parts 121 and 135 must 
    comply with the provisions in a certificate holder's
    
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    operations specifications. This paragraph was proposed to prevent an 
    employee of a certificate holder (with or without other certificate 
    holder's knowledge) from violating the provisions of the certificate 
    holder's operations specifications. For example, if a certificate 
    holder is only authorized to carry cargo, a flight crewmember would not 
    be allowed to bring along a friend as a passenger on the commercial 
    flight.
        No comments were received on these proposals and the changes to 
    Sec. 119.5 are adopted as proposed.
        3. The proposal amended Sec. 119.9 to allow displaying the air 
    carrier or operating certificate number on an aircraft instead of the 
    name of the certificate holder. As described in the NPRM, a petition by 
    the National Air Transportation Association (NATA) and supporting 
    comments requested that, for security and financial reasons, operators 
    be allowed to display the air carrier or operating certificate number 
    in lieu of the name of the certificate holder. In the NPRM, the FAA 
    agreed that display of an air carrier or operating certificate number 
    would meet the intent of this requirement, which is to provide a ready 
    means of identifying a responsible certificate holder when an aircraft 
    is parked and the FAA has reason to identify or contact the certificate 
    holder. Therefore, the FAA proposed to amend Sec. 119.9(b)(4) as 
    requested by NATA.
        The proposal also deleted the provision allowing the Assistant 
    Administrator for Civil Aviation Security to grant deviations from the 
    requirements of this section because the FAA no longer believed that 
    these deviations were necessary.
        NATA, Helicopter Association International (HAI), and individual 
    operators affected by the proposed change to Sec. 119.9(b) comment in 
    support of allowing part 135 operators to display their air carrier or 
    operating certificate number on an aircraft instead of the name of the 
    certificate holder. Commenters emphasize that, if the FAA adopts the 
    proposed amendment, it is imperative to make the amendment effective 
    before March 20, 1997, so that they will not need to apply the 
    certificate holder's name temporarily on the aircraft, and then remove 
    it when the amendment takes effect later. One operator comments that 
    even having the operating certificate number on the aircraft creates a 
    security risk for some customers.
        As discussed above, the FAA must be able to readily identify the 
    responsible certificate holder conducting an operation, and having the 
    air carrier or operating certificate number on an aircraft will provide 
    the necessary identification. Therefore, the changes to Sec. 119.9 are 
    adopted as proposed and are effective as of the date of issuance of 
    this final rule.
        4. The proposal amended Sec. 119.21(a)(1) to allow domestic 
    operations conducted from the Pribilof Islands and the Shumagin Islands 
    to request permission to comply with the dispatching requirements of 
    subpart U of part 121 applicable to flag operations. The NPRM also 
    stated that, in the final rule, the FAA may include other Alaskan 
    island locations in this provision, if requested to do so by commenters 
    and if adding the names of those islands is consistent with safety 
    considerations.
        No comments were received on the proposal and the changes to 
    Sec. 119.21 are adopted as proposed.
        5. The proposal amended Sec. 119.35 to clarify that the additional 
    financial and contract reporting requirements of this section apply 
    only to commercial operators. The proposal split Sec. 119.35 into two 
    sections: Proposed Sec. 119.35 contained just the certificate 
    application procedures that apply to all applicants, and new 
    Sec. 119.36 contained the additional requirements for commercial 
    operators.
        In the NPRM, the FAA proposed that Sec. 119.36 distinguish between 
    requirements for all commercial operators and those applicable only to 
    commercial operators under part 121. In addition, the FAA proposed to 
    delete the financial reporting requirements of Sec. 135.64(b), but to 
    retain the contract retention requirements in Sec. 135.64(a).
        No comments were received on the proposal and Secs. 119.35 and 
    119.36 are adopted as proposed.
        6. The proposal revised Sec. 119.67 (c) and (d) to amend the 
    qualification requirements applicable to Directors of Maintenance and 
    Chief Inspectors under part 121. The proposal also revised 
    Sec. 119.71(e) to amend the qualification and experience requirements 
    applicable to the Director of Maintenance under part 135.
        Both proposals established requirements for a person becoming the 
    Director of Maintenance or Chief Inspector for the first time. These 
    proposals were designed to ensure that persons holding these required 
    management positions have the measure of experience and the 
    demonstrated capability of effectively managing these programs.
        The FAA proposed that, under Secs. 119.67(c)(1) and 119.71(e)(1), 
    the Director of Maintenance must have held the airframe and powerplant 
    ratings for 3 years.
        The proposal also amended Sec. 119.67(c)(2) by changing the 
    existing 1 year of maintenance experience in a supervisory capacity in 
    maintaining the category and class of airplane used by the certificate 
    holder, to 3 years of supervisory experience within the last 6 years in 
    a position that exercised operational control over maintenance program 
    functions.
        In addition, the proposal amended Sec. 119.67(c)(4)(i)(B) by 
    replacing the word ``repairing'' with the word ``maintaining'', as the 
    latter is consistent with the definition of maintenance as defined in 
    14 CFR 1.1. In addition, the word ``maintaining'' reflects the broader 
    experience level more appropriate to the Director position.
        For the Chief Inspector position, the proposal changed 
    Sec. 119.67(d)(2) to require 3 years of supervisory or managerial 
    experience within the last 6 years.
        The proposal also revised Sec. 119.67(e) to clarify that 
    certificate holders may request a deviation from the experience 
    requirements of the section, but not from the airman certificate 
    requirements of the section. Therefore, a certificate holder would not 
    be allowed to employ a person who does not hold the required airman 
    certificates (e.g., ATP certificate, commercial pilot certificate, 
    mechanic certificate).
        Proposed Sec. 119.71 contained the management qualification 
    requirements that formerly appeared in 0135.39. Section 119.71 (b) and 
    (d) required that the Director of Operations and the Chief Pilot, 
    respectively, must hold at least a commercial pilot certificate with an 
    instrument rating. However, under former Sec. 135.39 the instrument 
    rating was required only if any pilot in command for that certificate 
    holder was required to have an instrument rating. For operations such 
    as a VFR only helicopter operation, the pilot in command is not 
    required to hold an instrument rating. Therefore the FAA proposed that 
    Sec. 119.71 (b) and (d) be revised to match the intent of former 
    Sec. 135.39.
        HAI comments in support of the proposed amendment of Sec. 119.71 
    (b) and (d) on behalf its membership, which includes a substantial 
    number of VFF-only helicopter operations. HAI states that without the 
    amendment to Sec. 119.71 (b) and (d) many operators would be forced to 
    suspend operations until personnel that meet the current requirements 
    can be identified and hired, and that there may not be enough such 
    personnel available. HAI believes that this burden would be onerous and 
    inappropriate in view of the fact that the
    
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    operators in question do not conduct instrument operations.
        The FAA agrees with HAI's comments and the amendments to 
    Sec. 119.71 (b) and (d) are adopted as proposed. No comments were 
    received on the proposal to revise Secs. 119.67(e) and 119.71(f) and 
    those amendments are adopted as proposed. The FAA has reviewed the 
    proposed changes to the experience requirements for Director of 
    Maintenance and Chief Inspector in light of issues raising during 
    implementation of the commuter rule and the determined that further 
    study of these proposal is necessary. Therefore the FAA withdraws the 
    proposal amendments to Secs. 119.67(c) and (d) and 119.71(e), for 
    consideration in a future rulemaking.
        7. In the NPRM, the FAA proposed that anew Special Federal Aviation 
    Regulation (SFAR) be added to part 121 to address two problems that 
    relate to compliance with Sec. 121.99 and a third problem that relates 
    to compliance with 0121.395. These are outlined below.
        (1) The first problem involves certain communications difficulties 
    in Alaska and other areas affecting certificate holders who are 
    required by Sec. 121.99 to ``show that a two-way air/ground 
    communication system is available at all points that will ensure 
    reliable and rapid communications under normal operating conditions 
    over the entire route (either direct or via approved point to point 
    circuits) between each airplane and the appropriate dispatch office and 
    between each airplane and the appropriate air traffic control unit.''
        The NPRM pointed out that, in certain areas, the lack of 
    infrastructure or appropriate technology has prevented certificate 
    holders from establishing such systems. For other certificate holder 
    the nature of their operations (e.g., flying at low altitudes or in 
    mountainous terrain) has prevented them from using current 
    communication systems that may be reliable only at higher altitudes.
        If a certificate holder shows to the Administrator that 
    communications gaps exist due to such reasons as lack of 
    infrastructure, ATC operating restrictions, the terrain, operating 
    altitude, or feasibility of a certain kind of communications system, 
    the certificate holder would be allowed to continue to operate over 
    that route if the certificate holder establishes alternative procedures 
    for prompt re-establishment of communication, for establishment that 
    the airplane arrived at its destination, and for flight locating 
    purposes. Under the SFAR, relief would only be granted after the 
    certificate holder shows that it would meet the requirements to the 
    maximum extent possible. In granting such approval, the Administrator 
    would consider certain factors that are listed in the SFAR.
        Under the proposed SFAR, the certificate holder would obtain the 
    approval of the Administrator in its operations specifications. The 
    requests will be processed through the certificate-holding district 
    office, with concurrence by the FAA's Air Transportation Division (AFS-
    200). This type of alternative compliance approval would only be 
    available for scheduled operations with airplanes having a passenger-
    seat configuration of 30 seats of fewer, excluding each crewmember 
    seat, and a physical capacity of 7,500 pounds of less under part 121 of 
    this chapter.
        (2) The second Sec. 121.99-related problem involves certificate 
    holder who have conducted or who might in the future conduct scheduled 
    intrastate operations in Alaska. Under the pre-commuter rule amendments 
    these operations under the rules applicable to flag air carriers and 
    thus, under the last sentence of Sec. 121.99, were not prohibited from 
    using a communications system operated by the United States. For 
    certificate holders operating intrastate in Alaska, whether certificate 
    before or after January 19, 1996, it was considered impractical at that 
    time to mandate that the required communications systems be independent 
    of any system operated by the United States.
        Therefore even though these certificate holder would otherwise have 
    been required to comply with the operating rules for domestic 
    operations, under the proposed SFAR they would be allowed to use 
    systems operated by the United States, when there is no practical 
    alternative, for the 4-year effective period of the SFAR. The FAA 
    further propose to amend Sec. 121.99 to require that, concurrent with 
    the expiration of the SFAR, all flag operations in Alaska, not just 
    those affected by the commuter rule change mentioned above, have 
    communications systems that re independent of any system operated by 
    the United States.
        (3) The third issue addressed by the proposed SFAR relates to the 
    use of aircraft dispatchers by former computer operations in Alaska who 
    are required by the computer rule to have a part 121 dispatch system. 
    It is long-standing FAA policy that each certificate holder subject to 
    Sec. 121.395 have aircraft dispatchers that are employed exclusively by 
    that certificate holder. However, small operations located in remote 
    areas have found it hard to attract qualified, certificated aircraft 
    dispatchers to work and live in those areas.
        Therefore the FAA proposed to allow certificate holders conducting 
    scheduled operations in Alaska with airplanes having a passenger-seat 
    configuration of 30 seats or fewer, excluding each crewmember seat, and 
    a payload capacity of 7,500 pounds or less under part 121 of this 
    chapter, to share aircraft dispatchers if they are authorized to do so 
    by the Administrator in their operations specifications. The requests 
    will be processed through the certificate-holding district office, with 
    concurrence by the FAA's Air Transportation Division (AFS-200). Before 
    granting such an authorization, the Administrator would consider 
    certain factors that are listed in the SFAR.
        The FAA proposed that the SFAR would expire 4 years after it is 
    issued because the FAA expects that adequate communications facilities 
    would become available in all parts of Alaska and other areas within 
    that time.
        Several commenters address the provisions in the proposed SFAR. The 
    Air Transport Association (ATA) sees no reason why the SFAR should be 
    so restrictive and limited to commuter operations, because from a 
    safety standpoint, larger aircraft have greater fuel capacity and 
    alternate airport capability, and generally have a larger safety margin 
    built in than small commuter aircraft. NATA believes that the proposed 
    SFAR does not adequately address the special nature of flight 
    operations in rural Alaskan areas, because the inherent problem is that 
    Alaska simply does not have the infrastructure to guarantee 
    communications in remote areas. Also NATA believes that operations in 
    designated remote areas, where flights are mainly VFR, flight plans 
    frequently change, and airports are often unattended, should not be 
    subjected to the same stringent dispatching requirements applied to 
    other part 121 operations. An aeronautical communications company 
    disagrees with FAA's statements on lack of infrastructure and 
    availability of appropriate technology. This commenter believes that 
    there is a wide variety of choices available to meet the communication 
    needs for positive operational control and that operators in remote 
    geographical areas may need to make a combination of choices to allow 
    them to meet the requirements of the current rules.
        The Airline Dispatchers Federal (ADF) and an individual aircraft 
    dispatcher address the relationship between the communications system
    
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    required by Sec. 121.99 and the role of the aircraft dispatcher in 
    providing information that may affect the safety of the flight to the 
    pilot in command. ADF believes that adequate air ground communication 
    technology is available for Alaskan operations, but that if there is a 
    lack of weather reporting along their routes, air carriers can provide 
    station and other personnel with telephone, dial access radio, HF, VHF, 
    or SatComm communications and provide them with the training to provide 
    accurate weather and aerodrome information. ADF further suggests that 
    Alaskan air carriers cooperate to build their own radio network to 
    cover their routes or that the State of Alaska may want to help finance 
    any additional infrastructure required for scheduled air service in 
    Alaska.
        ADF suggests that Alaskan pilots, operating under a ``bush'' 
    mentality, have knowingly flown in IMC or VFR flights in response to 
    operational pressures, and that when adequate communication systems are 
    in place and aircraft dispatchers are able to obtain accurate 
    information on weather and other local conditions, the pilots will no 
    longer be able to decide on their own whether or not to initiate or 
    continue a particular flight, because, if the information does not show 
    the operation can be conducted safely, the dispatcher may not authorize 
    the flight.
        ADF and the aircraft dispatcher object to FAA's proposal to allow 
    Alaskan air carriers to share aircraft dispatchers under certain 
    conditions. The commenters fear that a dispatcher working under 
    contract or exercising operational control on a competitor's flight may 
    have his or her actions second-guessed by the management of the other 
    airline. ADF comments that a shared dispatcher may be kept at a 
    distance from the operations and only told what company employees want 
    the dispatcher to know.
        ADF and the dispatcher believes that part 135 operators who have 
    faced the challenge of complying with the communications and 
    dispatching rules of part 121 should be commended and not effectively 
    penalized economically by competitors who take advantage of the 
    provisions in the proposed SFAR.
        After careful consideration of these comments, the FAA has decided 
    to issue the SFAR as proposed. The FAA disagree with ATA's assertion 
    that the SFAR should also apply to air carriers operating larger 
    planes, but instead agrees with ADF that the rules in part 121 
    requiring adequate communications system and a full aircraft 
    dispatching system for scheduled operations have contributed for many 
    years to a high level of safety that should be applied as well to 
    scheduled operations affected by the commuter rule. The purpose of the 
    SFAR is to allow the FAA, the affected commuter operators, and the 
    communications equipment industry to work together to bring every 
    commuter operator into compliance with part 121 as soon as possible. 
    However, the FAA's experience in implementing the commuter rule has 
    been that there are gaps in certain remote areas that could not be 
    remedied before the March 20, 1997, deadline for implementing the 
    commuter rule. This is the exception rather than the rule. The limited 
    number of commuter operators who have not been able to close the 
    communications gaps along all of their routes have been evaluating 
    systems and trying to develop plans for complying with Sec. 121.99. The 
    SFAR will allow extra time for the installation of ground-based 
    systems, the development of satellite systems, or the development and 
    approval of technology appropriate to the needs of remote operators.
        The FAA agrees with commenters that the role of aircraft 
    dispatchers is critical to ensuring the safety of flight, particularly 
    in areas such as Alaska that are subject to difficult and changing 
    weather conditions. That is why the FAA is not excepting Alaskan 
    carriers from the dispatcher requirement. However, under section 1205 
    of the Federal Aviation Reauthorization Act of 1996 (Pub. L. 104-264), 
    when modifying regulations affecting intrastate aviation in Alaska, the 
    FAA Administrator must consider the extent to which Alaska is not 
    served by transportation modes other than aviation, and must establish 
    such regulatory distinctions as the Administrator considers 
    appropriate. Also, in implementing the commuter rule, the FAA has found 
    that in the unique environment of Alaska, it is difficult to recruit 
    and retain qualified certificated aircraft dispatchers. The commenters' 
    fears about the potential for contract dispatchers or dispatchers 
    exercising operational control over competitors' flights are 
    unwarranted because the SFAR allows for the sharing of dispatchers by 2 
    companies would be authorized to share a dispatcher only when the 
    companies can show the FAA that they have joint plans for complying 
    with the dispatcher training and qualification rules and that the 
    number of flights for which the dispatcher would be responsible would 
    not be beyond the capacity of a single dispatcher.
        The FAA does not think that authority to operate under the SFAR 
    would provide an economic advantage to a commuter operator because the 
    authority will be granted in a very limited number of cases and only 
    when the operator has shown to the FAA that it is proceeding on a plan 
    and has a schedule for coming into full compliance with the part 121 
    rules within 4 years.
        8. The proposal amended Sec. 121.99 to allow for ``other means of 
    communication approved by the Administrator'' as an alternative to the 
    tow-way radio communication system required by that section. This would 
    allow certificate holders to use other types of technology, such as 
    datalink or telephonic communication systems, to comply with this 
    section.
        No comments were received on the proposal and the changes to 
    Sec. 121.99 are adopted as proposed.
        9. The proposal amended the manual requirements in Secs. 121.137, 
    121.139, 125.71, 135.21, and 135.427 to make these sections compatible 
    with Sec. 121.133. (Section 121.133 had been revised in the commuter 
    rule to allow a certificate holder to prepare its maintenance manual in 
    any form acceptable to the Administrator.) Therefore, the FAA proposed 
    in the NPRM to include the language ``any form acceptable to the 
    Administrator'' in the sections above.
        The proposal also amended these sections to clarify that, 
    regardless of the form of the maintenance manual, it must be 
    retrievable in the English language. Certificate holders who purchase 
    equipment from foreign manufacturers or previous foreign owners must 
    ensure that the maintenance instructions to be followed by their 
    employees and reviewed by the FAA are in English.
        No comments were received on the proposal and the changes to the 
    manual requirements are adopted as proposed.
        10. The proposal revised Sec. 121.305(j) to clarify the 
    requirements for third attitude indicators for turbopropeller powered 
    airplanes having a passenger seat configuration of 30 seats or fewer 
    and turbopropeller powered airplanes with more than 30 seats. The 
    latter have been required to have third attitude indicators since 
    October 1994.
        No comments were received on the proposal and the changes to 
    Sec. 121.305 are adopted as proposed.
        11. The FAA proposed to allow 2 years from the date of the final 
    rule for the affected operators to install emergency exit locating 
    signs that comply with Sec. 121.310(b)(1). The additional 2 years for 
    compliance would be granted to both in-service 10-19 seat airplanes and 
    newly manufactured 10-19 seat airplanes. Paragraph (b)(1) of 
    Sec. 121.310 requires that the identity and
    
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    location of each passenger emergency exit must be marked so that the 
    exit is recognizable from a distance equal to the width of the cabin 
    and that the location of the exit must be indicated by a sign visible 
    to occupants approaching along the main passenger aisle. Paragraph 
    (b)(1)(i) requires that one of the locating signs must be on the 
    ceiling of the cabin. Because of limited headrooms, most of the 10-19 
    seat airplanes used by operators subject to the commuter rule do not 
    have locating signs mounted flush to the cabin sidewalls. For these 10-
    19 seat airplanes with limited headroom, the simplest means of 
    complying may be to replace the two-dimensional signs with beveled or 
    three-dimensional signs that can be read easily at the cabin extremes; 
    that type of sign would function to both identify and locate the 
    corresponding exit.
        The FAA also proposed adding a paragraph (b)(2)(iii) to 
    Sec. 121.310; this paragraph identifies the certification requirements 
    for passenger emergency exit marking and locating signs. The proposal 
    addressed the 10-19 passenger seat nontransport category airplanes. 
    Similar to paragraph (b)(2)(i), it would mandate that the sign 
    luminescence be 160 microlamberts at the time of manufacture; it would 
    also prohibit the use of a sign in service if the luminescence 
    decreases to below 100 microlamberts. Proposed paragraph (b)(2)(iii) 
    should provide adequate levels of luminescence; the signs would have 
    the same brightness as signs in some transport category airplanes 
    currently manufactured and currently operated under part 121, which 
    have no longer distances between exits than the 10-19 passenger seat 
    airplanes.
        No comments were received on the proposals and the changes to 
    Sec. 121.310 are adopted as proposed.
        12. The proposal amended Sec. 121.133(c) to correct an omission 
    concerning the use of quick-donning oxygen masks at flight levels above 
    250 as a substitute for having one pilot at the controls wear and use 
    an oxygen mask at all times. For pressurized turbine engine powered 
    airplanes, Sec. 121.333(c) has allowed the availability of a quick-
    donning mask to be a substitute for wearing and using a mask at all 
    times at or below flight level 410. However, under Sec. 135.89(b)(3) at 
    least one pilot at the controls of a pressurized airplane is required 
    at altitudes above flight level 350 to wear and use an oxygen mask at 
    all times.
        For those 10-30 passenger airplanes that will be operating under 
    part 121 as a result of the commuter rule amendments, the proposal 
    stated that flight level 350 rather than flight level 410 would 
    continue to be the appropriate altitude at which at least one pilot at 
    the controls would be required to wear an oxygen mask at all times.
        Since the commuter rule was not intended to relax this requirement, 
    the FAA proposed to amend Sec. 121.333(c) to incorporate the 
    requirements of Sec. 135.89(b)(3) for airplanes with less than 31 
    seats, excluding any required crewmember seat, and a payload capacity 
    of 7,500 pounds or less.
        No comments were received on the proposal and the changes to 
    Sec. 121.333 are adopted as proposed.
        13. The proposal amended Sec. 121.437 to eliminate a redundancy 
    that was created by an earlier corrective amendment and by adding a new 
    sentence that would have the effect of codifying an existing exemption 
    that had been in effect since 1980.
        The FAA granted the ATA an exemption from Sec. 121.437 (Exemption 
    No. 2965), allowing a pilot employed by a part 121 certificate holder 
    as a flight crewmember to be issued additional category and class 
    ratings to the pilot's certificate if the pilot had satisfactorily 
    completed the appropriate training requirements of subpart N and the 
    proficiency check requirements of Sec. 121.441 by presenting proof of 
    this to the Administrator. This exemption was extended 9 times and is 
    due to expire on July 31, 1997.
        Over the 16 years that the exemption has been in effect, there has 
    been no known derogation of safety. Therefore, since the FAA has not 
    had the resources to conduct each proficiency check required by the 
    rule, the FAA proposed to codify Exemption 2965 into Sec. 121.437.
        ATA supports the proposed changes to Sec. 121.437 and adds that 
    codifying the exemption will also reduce the administrative burden on 
    both the airlines and the FAA. The final rule is adopted as proposed.
    
    Tables 1-4 From the Commuter Rule
    
        In the preamble of the NPRM for this final rule, the FAA corrected 
    and republished 3 tables that were a part of the original commuter rule 
    preamble: Table 2, Comparable Sections in Parts 121 and 135, and Tables 
    3 and 4, the Derivation and Distribution Tables for Part 119. There 
    have been no changes to these informational tables since the NPRM was 
    published (February 3, 1997; 62 FR 5076). The FAA is in the process of 
    updating Table 1, Summary of New Equipment and Performance 
    Modifications for Affected Commuters, originally published in the 
    commuter rule, to present the delayed compliance dates for the 
    equipment and performance modifications required by the commuter rule 
    and subsequent amendments.
        Any person may obtain a copy of Tables 1-4 by mail by submitting a 
    request to: Linda Williams, Federal Aviation Administration, Office of 
    Rulemaking, 800 Independence Avenue, SW., Washington, DC 20691, or by 
    calling (202) 267-9685.
    
    Federalism Implications
    
        The regulations herein do not have substantial direct effects on 
    the states, on the relationship between national government and the 
    states, or on the distribution of power and responsibilities among 
    various levels of government. Therefore, in accordance with Executive 
    Order 12612, it is determined that this rule does not have sufficient 
    federalism implications to warrant the preparation of a Federalism 
    Assessment.
    
    Paperwork Reduction Act
    
        In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C. 
    3507(d)), there are no new requirements for information collection 
    associated with this rule.
    
    Good Cause Justification for Immediate Adoption
    
        This amendment is needed to make editorial corrections and other 
    changes to the commuter rule that must be in place before the commuter 
    rule takes final effect on March 20, 1997. In view of this need to 
    expedite these changes, and because the amendments would impose no 
    additional burdens on the public, I find that the amendment should be 
    made effective in less than 30 days after publication. Therefore, this 
    final rule is effective as of the date of issuance.
    
    Conclusion
    
        The FAA has determined that this final rule imposes no additional 
    burden on any person. Accordingly, it has been determined that the 
    action: (1) Is not a significant rule under Executive Order 12866; and 
    (2) is not a significant rule under Department of Transportation 
    Regulatory Policies and Procedures (44 FR 11034; February 26, 1979). No 
    cost impact is expected to result and a full regulatory evaluation is 
    not required. In addition, the FAA certifies that the final rule will 
    not have a significant cost impact, positive or negative, on a 
    substantial number of small entities under the criteria of the 
    Regulatory Flexibility Act.
    
    [[Page 13253]]
    
    List of Subjects
    
    14 CFR Part 21
    
        Aircraft, Aviation safety, Exports, Imports, Reporting and 
    recordkeeping requirements.
    
    14 CFR Part 25
    
        Air transportation, Aircraft, Aviation safety, Safety, Gusts.
    
    14 CFR Part 91
    
        Agriculture, Air traffic control, Aircraft, Airmen, Airports, 
    Aviation safety, Freight, Noise control, Political candidates, 
    Reporting and recordkeeping requirements.
    
    14 CFR Part 119
    
        Administrative practice and procedures, Air carriers, Air taxis, 
    Aircraft, Aviation safety, Charter flights, Commuter operations, 
    Reporting and recordkeeping requirements.
    
    14 CFR Part 121
    
        Air carriers, Aircraft, Airmen, Aviation safety, Charter flights, 
    Reporting and recordkeeping requirements.
    
    14 CFR Part 125
    
        Aircraft, Airmen, Aviation safety, Reporting and recordkeeping 
    requirements.
    
    14 CFR Part 135
    
        Aircraft, Airplanes, Airworthiness, air transportation.
    
    Adoption of Amendments
    
        Accordingly, the Federal Aviation Administration (FAA) amends 14 
    CFR parts 21, 25, 91, 119, 121, 125, and 135 as follows:
    
    PART 21--CERTIFICATION PROCEDURES FOR PRODUCTS AND PARTS
    
        1. the authority citation for part 21 continues to read as follows:
    
        Authority: 42 U.S.C. 7572; 49 U.S.C. 106(g), 40105, 40113, 
    44701-44702, 44707, 44709, 44711, 44713, 44715, 45303.
    
    
    Sec. 21.431  [Amended]
    
        2. Section 21.431 is amended in paragraph (b) by removing the 
    parenthetical ``except air taxi operators)''.
    
    PART 25--AIRWORTHINESS STANDARDS: TRANSPORT CATEGORY AIRPLANES
    
        3. The authority citation for part 25 continues to read as follows:
    
        Authority: 49 U.S.C. 106(g), 40113, 44701, 44702 and 44704.
    
    
    Sec. 25.1303  [Amended]
    
        4. Section 25.1303(b)(4) is amended by removing the reference to 
    ``Sec. 121.305(j)'' and adding in place thereof a reference to 
    ``Sec. 121.305(k).''
    
    PART 91--GENERAL OPERATING AND FLIGHT RULES
    
        5. The authority citation for part 91 continues to read as follows:
    
        Authority: 49 U.S.C. 106(g), 40103, 40113, 40120, 44101, 44111, 
    44701, 44709, 44711, 44712, 44715, 44716, 44717, 44722, 46306, 
    46315, 46316, 46502, 46504, 46506-46507, 47122, 47508, 47528-47531.
    
        6. Section 91.23 is amended by revising paragraph (b)(1)(ii) to 
    read as follows:
    
    
    Sec. 91.23  Truth-in-leasing clause requirement in leases and 
    conditional sales contracts.
    
    * * * * *
        (b) * * *
        (1) * * *
        (ii) The party furnishing the aircraft is a foreign air carrier or 
    a person operating under part 121, 125, and 141 of this chapter, or a 
    person operating under part 135 of this chapter having authority to 
    engage in on-demand operations with large aircraft.
    * * * * *
        7. Section 91.323 is amended by revising paragraph (a)(1) to read 
    as follows:
    
    
    Sec. 91.323  Increased maximum certificated weights for certain 
    airplanes operated in Alaska.
    
        (a) * * *
        (1) A certificate holder conducting operations under part 121 or 
    part 135 of this chapter; or
    * * * * *
    
    PART 119--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
    
        8. The authority citation for part 119 continues to read as 
    follows:
    
        Authority: 49 U.S.C. 106(g), 1153, 40101, 40102, 40103, 44105, 
    44106, 44111, 44701-44717, 44722, 44901, 44903, 44904, 44906, 44912, 
    44914, 44936, 44938, 46013, 46105.
    
        9. Section 119.3 is amended by revising paragraph (1) introductory 
    text of the definition for ``on-demand operation,'' by revising the 
    definition for ``scheduled operation,'' and by revising paragraph (2) 
    of the definition of ``supplemental operation'' to read as follows:
    
    
    Sec. 119.3  Definitions.
    
    * * * * *
        On-demand operation * * *
        (1) Passenger-carrying operations conducted as a public charter 
    under part 380 of this title or any operations in which the departure 
    time, departure location, and arrival location are specifically 
    negotiated with the customer or the customer's representative that are 
    any of the following types of operations:
    * * * * *
        Scheduled operation means any common carriage passenger-carrying 
    operation for compensation or hire conducted by an air carrier or 
    commercial operator for which the certificate holder or its 
    representative offers in advance the departure location, departure 
    time, and arrival location. It does not include any passenger-carrying 
    operation that is conducted as a public charter operation under part 
    380 of this title.
        Supplemental operation * * *
        (2) Types of operation:
        (i) Operations for which the departure time, departure location, 
    and arrival location are specifically negotiated with the customer or 
    the customer's representative;
        (ii) All-cargo operations; or
        (iii) Passenger-carrying public charter operations conducted under 
    part 380 of this title.
    * * * * *
        10. Section 119.5 is amended by adding paragraph (k) and (l) to 
    read as follows:
    
    
    Sec. 119.5  Certifications, authorizations, and prohibitions.
    
    * * * * *
        (k) No person may advertise or otherwise offer to perform an 
    operation subject to this part unless that person is authorized by the 
    Federal Aviation Administration to conduct that operation.
        (l) No person may operate an aircraft under this part, part 121 of 
    this chapter, or part 135 or this chapter in violation of an air 
    carrier operating certificate, operating certificate, or appropriate 
    operations specifications issued under this part.
        11. Section 199.9(b) is revised to read as follows:
    
    
    Sec. 119.9  Use of business names.
    
    * * * * *
        (b) No person may operate an aircraft under part 121 or part 135 of 
    this chapter unless the name of the certificate holder who is operating 
    the aircraft, or the air carrier or operating certificate number of the 
    certificate holder who is operating the aircraft, is legibly displayed 
    on the aircraft and is clearly visible and readable from the outside of 
    the aircraft to a person
    
    [[Page 13254]]
    
    standing on the ground at any time except during flight time. The means 
    of displaying the name on the aircraft and its readability must be 
    acceptable to the Administrator.
        12. Section 119.21 is amended by revising paragraph (a)(1) to read 
    as follows:
    
    
    Sec. 119.21  Commercial operators engaged in intrastate common carriage 
    and direct air carriers.
    
        (a) * * *
        (1) Domestic operations in accordance with the applicable 
    requirements of part 121 of this chapter, and shall be issued 
    operations specifications for those operations in accordance with those 
    requirements. However, based on a showing of safety in air commerce, 
    the Administrator may permit persons who conduct domestic operations 
    between any point located within any of the following Alaskan islands 
    and any point in the State of Alaska to comply with the requirements 
    applicable to flag operations contained in subpart U of part 121 of 
    this chapter:
        (i) The Aleutian Islands.
        (ii) The Pribilof Islands.
        (iii) The Shumagin Islands.
    * * * * *
        13. Section 119.35 is revised to read as follows:
    
    
    Sec. 119.35  Certificate application requirements for all operators.
    
        (a) A person applying to the Administrator for an Air Carrier 
    Certificate or Operating Certificate under this part (applicant) must 
    submit an applicaiton--
        (1) In a form and manner prescribed by the Administrator; and
        (2) Containing any information the Administrator requires the 
    applicant to submit.
        (b) Each applicant must submit the application to the Administrator 
    at least 90 days before the date of intended operation.
        14. Section 119.36 is added to read as follows:
    
    
    Sec. 119.36  Additional certificate application requirements for 
    commercial operators.
    
        (a) Each applicant for the original issue of an operating 
    certificate for the purpose of conducting intrastate common carriage 
    operations under part 121 or part 135 of this chapter must submit an 
    application in a form and manner prescribed by the Administrator to the 
    Flight Standards District Office in whose area the applicant proposes 
    to establish or has established his or her principal base of 
    operations.
        (b) Each application submitted under paragraph (a) of this section 
    must contain a signed statement showing the following:
        (1) For corporate applicants:
        (i) The name and address of each stockholder who owns 5 percent or 
    more of the total voting stock of the corporation, and if that 
    stockholder is not the sole beneficial owner of the stock, the name and 
    address of each beneficial owner. An individual is considered to own 
    the stock owned, directly or indirectly, by or for his or her spouse, 
    children, grandchildren, or parents.
        (ii) The name and address of each director and each officer and 
    each person employed or who will be employed in a management position 
    described in Secs. 119.65 and 119.69, as applicable.
        (iii) The name and address of each person directly or indirectly 
    controlling or controlled by the applicant and each person under direct 
    or indirect control with the applicant.
        (2) For non-corporate applicants:
        (i) The name and address of each person having a financial interest 
    therein and the nature and extent of that interest.
        (ii) The name and address of each person employed or who will be 
    employed in a management position described in Secs. 119.65 and 119.69, 
    as applicable.
        (c) In addition, each applicant for the original issue of an 
    operating certificate under paragraph (a) of this section must submit 
    with the application a signed statement showing--
        (1) The nature and scope of its intended operation, including the 
    name and address of each person, if any, with whom the applicant has a 
    contract to provide series as a commercial operator and the scope, 
    nature, date, and duration of each of those contracts; and
        (2) For applicants intending to conduct operations under part 121 
    of this chapter, the financial information listed in paragraph (e) of 
    this section.
        (d) Each applicant for, or holder of, a certificate issued under 
    paragraph (a) of this section, shall notify the Administrator within 10 
    days after--
        (1) A change in any of the persons, or the names and addresses of 
    any of the persons, submitted to the Administrator under paragraph 
    (b)(1) or (b)(2) of this section; or
        (2) For applicants intending to conduct operators under part 121 of 
    this chapter, a change in the financial information submitted to the 
    Administrator under paragraph (e) of this section that occurs while the 
    application for the issue is pending before the FAA and that would make 
    the applicant's financial situation substantially less favorable than 
    originally reported.
        (e) Each applicant for the original issue of an operating 
    certificate under paragraph (a) of this section who intends to conduct 
    operations under part 121 of this chapter must submit the following 
    financial information:
        (1) A balance sheet that shows assets, liabilities, and net worth, 
    as of a date not more than 60 days before the date of application.
        (2) An itemization of liabilities more than 60 days past due on the 
    balance sheet date, if any, showing each creditor's name and address, a 
    description of the liability, and the amount and due date of the 
    liability.
        (3) An itemization of claims in litigation, if any, against the 
    applicant as of the date of application showing each claimant's name 
    and address and a description and the amount of the claim.
        (4) A detailed projection of the proposed operation covering 6 
    complete months after the month in which the certificate is expected to 
    be issued including--
        (i) Estimated amount and source of both operating and nonoperating 
    revenue, including identification of its existing and anticipated 
    income producing contracts and estimated revenue per mile or hour of 
    operation by aircraft type;
        (ii) Estimated amount of operating and nonoperating expenses by 
    expense objective classification; and
        (iii) Estimated net profit or loss for the period.
        (5) An estimate of the cash that will be needed for the proposed 
    operations during the first 6 months after the month in which the 
    certificate is expected to be issued, including--
        (i) Acquisition of property and equipment (explain);
        (ii) Retirement of debt (explain);
        (iii) Additional working capital (explain);
        (iv) Operating losses other than depreciation and amortization 
    (explain); and
        (v) Other (explain).
        (6) An estimate of the cash that will be available during the first 
    6 months after the month in which the certificate is expected to be 
    issued, from--
        (i) Sale of property or flight equipment (explain);
        (ii) New debt (explain);
        (iii) New equity (explain);
        (iv) Working capital reduction (explain);
        (v) Operations (profits) (explain);
        (vi) Depreciation and amortization (explain); and
        (vii) Other (explain).
    
    [[Page 13255]]
    
        (7) A schedule of insurance coverage in effect on the balance sheet 
    date showing insurance companies; policy numbers; types, amounts, and 
    period of coverage; and special conditions, exclusions, and 
    limitations.
        (8) Any other financial information that the Administrator requires 
    to enable him or her to determine that the applicant has sufficient 
    financial resources to conduct his or her operations with the degree of 
    safety required in the public interest.
        (f) Each financial statement containing financial information 
    required by paragraph (e) of this section must be based on accounts 
    prepared and maintained on an accrual basis in accordance with 
    generally accepted accounting principles applied on a consistent basis, 
    and must contain the name and address of the applicant's public 
    accounting firm, if any. Information submitted must be signed by an 
    officer, owner, or partner of the applicant or certificate holder.
        15. Section 119.67 is amended by revising paragraph (e) to read as 
    follows:
    
    
    Sec. 119.67   Management personnel: Qualifications for operations 
    conducted under part 121 of this chapter.
    
    * * * * *
        (e) A certificate holder may request a deviation to employ a person 
    who does not meet the appropriate airman experience, managerial 
    experience, or supervisory experience requirements of this section if 
    the Manager of the Air Transportation Division, AFS-200, or the Manager 
    of the Aircraft Maintenance Division, AFS-300, as appropriate, finds 
    that the person has comparable experience, and can effectively perform 
    the functions associated with the position in accordance with the 
    requirements of this chapter and the procedures outlined in the 
    certificate holder's manual. Grants of deviation under this paragraph 
    may be granted after consideration of the size and scope of the 
    operation and the qualifications of the intended personnel. The 
    Administrator may, at any time, terminate any grant of deviation 
    authority issued under this paragraph.
        16. Section 119.71 is amended by revising the introductory text of 
    paragraph (b), the introductory text of paragraph (d), and the first 
    sentence of paragraph (f) to read as follows:
    
    
    Sec. 119.71  Management personnel: Qualifications for operations 
    conducted under part 135 of this chapter.
    
    * * * * *
        (b) To serve as Director of Operations under Sec. 119.69(a) for a 
    certificate holder that only conducts operations for which the pilot in 
    command is required to hold a commercial pilot certificate, a person 
    must hold at least a commercial pilot certificate. If an instrument 
    rating is required for any pilot in command for that certificate 
    holder, the Director of Operations must also hold an instrument rating. 
    In addition, the Director of Operations must either--
    * * * * *
        (d) To serve as Chief Pilot under Sec. 119.69(a) for a certificate 
    holder that only conducts operations for which the pilot in command is 
    required to hold a commercial pilot certificate, a person must hold at 
    least a commercial pilot certificate. If an instrument rating is 
    required for any pilot in command for that certificate holder, the 
    Chief Pilot must also hold an instrument rating. The Chief Pilot must 
    be qualified to serve as pilot in command in at least one aircraft used 
    in the certificate holder's operation. In addition, the Chief Pilot 
    must:
    * * * * *
        (f) A certificate holder may request a deviation to employ a person 
    who does not meet the appropriate airmen experience requirements, 
    managerial experience requirements, or supervisory experience 
    requirements of this section if the Manager of the Air Transportation 
    Division, AFS-200, or the Manager of the Aircraft Maintenance Division, 
    AFS-300, as appropriate, find that the person has comparable 
    experience, and can effectively perform the functions associated with 
    the position in accordance with the requirements of this chapter and 
    the procedures outlined in the certificate holder's manual. * * *
    
    PART 121--OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL 
    OPERATIONS
    
        17. The authority citation for part 121 continues to read as 
    follows:
    
        Authority: 49 U.S.C. 106(g), 40113, 40119, 44101, 44701-44702, 
    44705, 44709-44711, 44713, 44716-44717, 44722, 44901, 44903-44904, 
    44912, 46105.
    
        18. SFAR 80 is added to read as follows:
    
    SFAR ________--Alternative Communications and Dispatching Procedures
    
        1. Applicability. This Special Federal Aviation Regulation applies 
    to each holder of an air carrier or operating certificate (hereafter, 
    certificate holder) that meets one of the following eligibility 
    requirements:
        a. The certificate holder conducts scheduled operations with 
    airplanes having a passenger-seat configuration of 30 seats or fewer, 
    excluding each crewmember seat, and a payload capacity of 7,500 pounds 
    or less under part 121 of this chapter.
        b. The certificate holder conducts domestic operations in Alaska 
    under part 121 of this chapter.
        2. Alternative requirements.
        a. If an operator described in paragraph 1.a. of this SFAR is 
    conducting a flight with an airplane described in 1.a. and if 
    communications cannot be maintained over the entire route (which would 
    be contrary to the requirements of Sec. 121.99 of this chapter), such 
    an operator may continue to operate over such a route subject to 
    approval by the Administrator. In granting such approval the 
    Administrator considers the following:
        i. The operator has an established dispatch communication system.
        ii. Gaps in communication are not over the entire route, but only 
    over portions of the route.
        iii. When communication gaps occur, they occur due to one or more 
    of the following:
        A. Lack of infrastructure.
        B. Geographical considerations.
        C. Assigned operating altitude.
        iv. Procedures are established for the prompt re-establishment of 
    communications.
        v. The operator has presented a plan or schedule for coming into 
    compliance with the requirements in Sec. 121.99 of this chapter.
        b. A certificate holder who conducts domestic operations in Alaska 
    may, notwithstanding the requirements of Sec. 121.99 of this chapter, 
    use a communication system operated by the United States for those 
    operations.
        c. An operator described in paragraph 1.a. of this SFAR who 
    conducts operations in Alaska may share the aircraft dispatcher 
    required by Sec. 121.395 with another operator described in paragraph 
    1.a. of this SFAR who conducts operations in Alaska if authorized to do 
    so by the Administrator. Before granting such an authorization, the 
    Administrator considers:
        i. The operators' joint plans for complying with the aircraft 
    dispatcher training rules in subpart N of part 121 of this chapter and 
    the aircraft dispatcher qualification and duty time limitation rules in 
    subpart P of part 121 of this chapter.
        ii. The number of flights for which the aircraft dispatcher would 
    be responsible.
        iii. Whether the responsibilities of the dispatcher would be beyond 
    the capability of a single dispatcher.
        3. Expiration. This Special Federal Aviation Regulation terminates 
    on
    
    [[Page 13256]]
    
    March 12, 2001, unless sooner terminated.
        19. Section 121.2 is amended by adding paragraphs (d)(1)(iv) and 
    (e)(1)(iv) to read as follows:
    
    
    Sec. 121.2  Compliance schedule for operators that transition to part 
    121; certain new entrant operators.
    
    * * * * *
        (d) * * *
        (1) * * *
        (iv) March 12, 1999: Section 121.310(b)(1), Interior emergency exit 
    locating sign.
    * * * * *
        (e) * * *
        (1) * * *
        (iv) Manufactured on or after March 12, 1999: Section 
    121.310(b)(1), Interior emergency exit locating sign.
    * * * * *
        20. Section 121.99 is revised to read as follows:
    
    
    Sec. 121.99  Communication facilities.
    
        (a) Each certificate holder conducting domestic or flag operations 
    must show that a two-way radio communication system or other means of 
    communication approved by the Administrator is available at points that 
    will ensure reliable and rapid communications, under normal operating 
    conditions over the entire route (either direct or via approved point-
    to-point circuits) between each airplane and the appropriate dispatch 
    office, and between each airplane and the appropriate air traffic 
    control unit, except as specified as Sec. 121.351(c).
        (b) For the following types of operations, the communications 
    systems between each airplane and the dispatch office must be 
    independent of any system operated by the United States:
        (1) All domestic operations;
        (2) Flag operations in the 48 contiguous States and the District of 
    Columbia; and
        (3) After March 12, 2001, flag operations outside the 48 contiguous 
    States and the District of Columbia.
        21. Section 121.137(c) is revised to read as follows:
    
    
    Sec. 121.137  Distribution and availability.
    
    * * * * *
        (c) For the purpose of complying with paragraph (a) of this 
    section, a certificate holder may furnish the persons listed therein 
    the maintenance part of the manual in printed form or other form, 
    acceptable to the Administrator, that is retrievable in the English 
    language.
        22. Section 121.139(a) is revised to read as follows:
    
    
    Sec. 121.139  Requirements for manual aboard aircraft: Supplemental 
    operations.
    
        (a) Except is provided in paragraph (b) of this section, each 
    certificate holder conducting supplemental operations shall carry 
    appropriate parts of the manual on each airplane when away from the 
    principal base of operations. The appropriate parts must be available 
    for use by ground of flight personnel. If the certificate holder 
    carries aboard an airplane all or any portion of the maintenance part 
    of its manual in other than printed form, it must carry a compatible 
    reading device that produces a legible image of the maintenance 
    information and instructions or a system that is able to retrieve the 
    maintenance information and instructions in the English language.
    * * * * *
        23. Section 121.305 is amended by removing the words ``paragraph 
    (j) of this section'' in paragraph (f) and adding, in their place, the 
    words ``paragraph (k) of this section;'' and by revising paragraph (j) 
    to read as follows:
    
    
    Sec. 121.305  Flight and navigational equipment.
    
    * * * * *
        (j) On the airplane described in this paragraph, in addition to two 
    gyroscopic bank and pitch indicators (artificial horizons) for use at 
    the pilot stations, a third such instrument is installed in accordance 
    with paragraph (k) of this section:
        (1) On each turbojet powered airplane.
        (2) On each turbopropeller powered airplane having a passenger-seat 
    configuration of more than 30 seats, excluding each crewmember seat, or 
    a payload capacity of more than 7,500 pounds.
        (3) On each turbopropeller powered airplane having a passenger-seat 
    configuration of 30 seats or fewer, excluding each crewmember seat, and 
    a payload capacity of 7,500 pounds or less that is manufactured on or 
    after March 20, 1997.
        (4) After December 20, 2010, on each turbopropeller powered 
    airplane having a passenger seat configuration of 10-30 seats and a 
    payload capacity of 7,500 pounds or less that was manufactured before 
    March 20, 1997.
    * * * * *
        24. Section 121.310 is amended by adding the words ``Except as 
    provided in paragraph (b)(2)(iii) of this section,'' to the beginning 
    of paragraph (b)(2)(i); by revising the words ``For an airplane'' to 
    read ``For a transport category airplane'' in paragraph (b)(2)(ii); and 
    by adding a new paragraph (b)(2)(iii) to read as follows:
    
    
    Sec. 121.310  Additional emergency equipment
    
    * * * * *
        (b) * * *
        (2) * * *
        (iii) For a nontransport category turbopropeller powered airplane 
    type certificated after December 31, 1964, each passenger emergency 
    exit marking and each locating sign must be manufactured to meet the 
    requirements of Sec. 23.811(b) of this chapter. On these airplanes, no 
    sign may continue to be used if its luminescence (brightness) decreases 
    to below 100 microlamberts.
    * * * * *
        25. Section 121.333 is amended by revising paragraph (c)(2) to read 
    as follows:
    
    
    Sec. 121.333  Supplemental oxygen for emergency descent and for first 
    aid; turbine engine powered airplanes with pressurized cabins.
    
    * * * * *
        (c) * * *
        (2) When operating at flight altitudes above flight level 250, one 
    pilot at the controls of the airplane shall at all times wear and use 
    an oxygen mask secured, sealed, and supplying oxygen, in accordance 
    with the following:
        (i) The one pilot need not wear and use an oxygen mask at or below 
    the following flight levels if each flight crewmember on flight deck 
    duty has a quick-donning type of oxygen mask that the certificate 
    holder has shown can be placed on the face from its ready position, 
    properly secured, sealed, and supplying oxygen upon demand, with one 
    hand and within five seconds:
        (A) For airplanes having a passenger seat configuration of more 
    than 30 seats, excluding any required crewmember seat, or a payload 
    capacity of more than 7,500 pounds, at or below flight level 410.
        (B) For airplanes having a passenger seat configuration of less 
    than 31 seats, excluding any required crewmember seat, and a payload 
    capacity of 7,500 pounds or less, at or below flight level 350.
        (ii) Whenever a quick-donning type of oxygen mask is to be used 
    under this section, the certificate holder shall also show that the 
    mask can be put on without disturbing eye glasses and without delaying 
    the flight crewmember from proceeding with his assigned emergency 
    duties. The oxygen mask after being put on must not prevent 
    communication between the flight crewmember and other crewmembers over 
    the airplane intercommunication system.
    * * * * *
    
    [[Page 13257]]
    
        26. Section 121.437 is amended by removing paragraph (b), by 
    redesignating current paragraph (c) as paragraph (b) and by adding a 
    new sentence to redesignated paragraph (b) to read as follows:
    
    
    Sec. 121.437  Pilot qualification: Certificates required.
    
    * * * * *
        (b) * * * Notwithstanding the requirements of Sec. 61.63 (b) and 
    (c) of this chapter, a pilot who is currently employed by a certificate 
    holder and meets applicable training requirements of subpart N of this 
    part, and the proficiency check requirements of Sec. 121.441, may be 
    issued the appropriate category and class ratings by presenting proof 
    of compliance with those requirements to a Flight Standards District 
    Office.
    
    
    Sec. 121.590  [Amended]
    
        27. Section 121.590 is amended in paragraph (a) by removing the 
    words ``operate an aircraft into a land airport'' and adding, in their 
    place, the words ``operate an airplane designed for at least 31 
    passenger seats into a land airport.''
        28. Section 121.713 is amended by revising paragraph (b)(2) to read 
    as follows:
    
    
    Sec. 121.713  Retention of contracts and amendments: Commercial 
    operators who conduct intrastate operations for compensation or hire.
    
    * * * * *
        (b) * * *
        (2) The information required by Sec. 119.36(e)(2), (e)(7), and 
    (e)(8) of this chapter.
    * * * * *
    
    PART 125--CERTIFICATION AND OPERATIONS: AIRPLANES HAVING A SEATING 
    CAPACITY OF 20 OR MORE PASSENGERS OR A MAXIMUM PAYLOAD CAPACITY OF 
    6,000 POUNDS OR MORE
    
        29. The authority citation for part 125 continues to read as 
    follows:
    
        Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44705, 44710--
    44711, 44713, 44716-44717, 44722.
    
        30. Section 125.71(f) is revised to read as follows:
    
    
    Sec. 125.71  Preparation
    
    * * * * *
        (f) For the purpose of complying with paragraph (d) of this 
    section, a certificate holder may furnish the persons listed therein 
    with the maintenance part of its manual in printed form or other form, 
    acceptable to the Administrator, that is retrievable in the English 
    language. If the certificate holder furnishes the maintenance part of 
    the manual in other than printed form, it must ensure there is a 
    compatible reading device available to those persons that provides a 
    legible image of the maintenance information and instructions or a 
    system that is able to retrieve the maintenance information and 
    instructions in the English language.
    * * * * *
    
    PART 135--OPERATING REQUIREMENTS: COMMUTER AND ON-DEMAND OPERATIONS
    
        31. The authority citation for part 135 continues to read as 
    follows:
    
        Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44705, 44709, 
    44711-44713, 44715-44717, 44722.
    
        32. Section 135.2 is amended in paragraphs (d)(1)(1) introductory 
    text, (d)(2)(i) introductory text, and (e)(1))ii) by removing the words 
    ``December 22, 1997'' and adding, in their place, the words ``December 
    20, 1997;'' and by adding paragraphs (d)(1))iv) and (e)(1)(iv) to read 
    as follows:
    
    
    Sec. 135.2  Compliance schedule for operators that transition to part 
    121 of this chapter; certain new entrant operators.
    
    * * * * *
        (d) * * *
        (1) * * *
        (iv) March 12, 1999: Section 121.310(b)(1), Interior emergency exit 
    locating sign.
    * * * * *
        (e) * * *
        (1) * * *
        (iv) Manufactured on or after March 12, 1999: Section 
    121.310(b)(1), Interior emergency exit locating sign.
    * * * * *
        33. Section 135.21(f) is revised to read as follows:
    
    
    Sec. 135.21  Manual requirements.
    
    * * * * *
        (f) For the purpose of complying with paragraph (d) of this 
    section, a certificate holder may furnish the persons listed therein 
    with the maintenance part of its manual in printed form or other form, 
    acceptable to the Administrator, that is retrievable in the English 
    language. If the certificate holder furnishes the maintenance part of 
    the manual in other than printed form, it must ensure there is a 
    compatible reading device available to those persons that provide a 
    legible image of the maintenance information and instructions, or a 
    system that is able to retrieve the maintenance information and 
    instructions in the English language.
    * * * * *
    
    
    Sec. 135.25  [Amended]
    
        34. Section 135.25 is amended in paragraph (b) by removing the 
    words ``air taxi or commercial operations'' and adding, in their place, 
    the words ``operations under this part.''
    
    
    Sec. 135.64  [Amended]
    
        35. Section 135.64 is amended by removing paragraph (b) and 
    removing the paragraph designation ``(a)'' from the remaining 
    paragraph.
        36. Section 135.153 is amended by revising paragraph (a) and 
    removing and reserving paragraph (b) to read as follows:
    
    
    Sec. 135.153  Ground proximity warning system.
    
        (a) No person may operate a turbine-powered airplane having a 
    passenger seat configuration of 10 seats or more, excluding any pilot 
    seat, unless it is equipped with an approved ground proximity warning 
    system.
        (b) [Reserved]
    * * * * *
        37. Section 135.427 is amended by adding a new paragraph (d) to 
    read as follows:
    
    
    Sec. 135.427  Manual requirements.
    
    * * * * *
        (d) For the purposes of this part, the certificate holder must 
    prepare that part of its manual containing maintenance information and 
    instructions, in whole or in part, in printed form or other form, 
    acceptable to the Administrator, that is retrievable in the English 
    language.
    
        Issued in Washington, D.C., on March 12, 1997.
    Barry L. Valentine,
    Acting Administrator.
    [FR Doc. 97-6797 Filed 3-14-97; 1:09 pm]
    BILLING CODE 4910-13-M
    
    
    

Document Information

Effective Date:
3/12/1997
Published:
03/19/1997
Department:
Federal Aviation Administration
Entry Type:
Rule
Action:
Final rule.
Document Number:
97-6797
Dates:
March 12, 1997.
Pages:
13248-13257 (10 pages)
Docket Numbers:
Docket No. 28154, Amendment Nos. 21-74, 25-90, 91-253, 119-3, 121-262, 125-28, 135-66, and SFAR No. 80
RINs:
2120-AG26
PDF File:
97-6797.pdf
CFR: (30)
14 CFR 119.71(e)
14 CFR 21.431
14 CFR 25.1303
14 CFR 91.23
14 CFR 91.323
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