04-55503. General Rules and Regulations, Securities Exchange Act of 1934  

  • Start Preamble

    CFR Correction

    In Title 17 of the Code of Federal Regulations, Part 240 to End, revised as of April, 1, 2003, § 240.17Ad-17 is corrected by revising paragraph (a)(3)(ii) to read as follows:

    Transfer agents' obligation to search for lost securityholders.

    (a) * * *

    (3) * * *

    (ii) The aggregate value of assets listed in the lost securityholder's account, including all dividend, interest, and other payments due to the lost securityholder and all securities owned by the lost securityholder as recorded in the transfer agent's master securityholder files, is less that $25; or

    * * * * *
    End Preamble

    [FR Doc. 04-55503 Filed 3-19-04; 8:45 am]

    BILLING CODE 1505-01-D

Document Information

Published:
03/22/2004
Department:
Securities and Exchange Commission
Entry Type:
Rule
Document Number:
04-55503
Pages:
13219-13219 (1 pages)
PDF File:
04-55503.pdf