99-7342. Notice of Proposed Revisions to Guidelines for the Implementation of Section 609 of Public Law 101-162 Relating to the Protection of Sea Turtles in Shrimp Trawl Fishing Operations  

  • [Federal Register Volume 64, Number 57 (Thursday, March 25, 1999)]
    [Notices]
    [Pages 14481-14485]
    From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
    [FR Doc No: 99-7342]
    
    
    
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    DEPARTMENT OF STATE
    
    [Public Notice 3013]
    
    
    Notice of Proposed Revisions to Guidelines for the Implementation 
    of Section 609 of Public Law 101-162 Relating to the Protection of Sea 
    Turtles in Shrimp Trawl Fishing Operations
    
    SUMMARY: Section 609 of Public Law 101-162 (``Section 609'') provides 
    that shrimp harvested with technology that may adversely affect certain 
    species of sea turtles may not be imported into the United States. This 
    import prohibition does not apply if the Department of State certifies 
    to Congress that the harvesting nation has a regulatory program and an 
    incidental take rate comparable to that of the United States, or, 
    alternatively, that the fishing environment in the harvesting nation 
    does not pose a threat of the incidental taking of sea turtles. In 
    response to recommendations of the Dispute Settlement Body of the World 
    Trade Organization, the Department of State is proposing several 
    revisions to the guidelines issued by the Department on August 28, 1998 
    for use in making such certifications. In order to comply with 
    provisions of the Uruguay Round Trade Agreements Act, 16 U.S.C. 3533, 
    the Department of State is requesting public comment on Sections II and 
    III of this notice. Section I provides background information. Comments 
    should be forwarded to the Office of Marine Conservation at the address 
    listed below no later than 30 days after publication of this notice.
        The August 28, 1998 guidelines contained additional information on 
    the Department's policy with respect to certain aspects of the 
    implementation of Section 609 for which no revisions are currently 
    being proposed. The Department's policy with respect to those aspects, 
    as set forth in the August 28, 1998 guidelines, remains unchanged.
    
    FOR FURTHER INFORMATION CONTACT: Mr. Bill Gibbons-Fly or Mr. David 
    Hogan, Office of Marine Conservation, Bureau of Oceans and 
    International Environmental and Scientific Affairs, Department of 
    State, Washington D.C., telephone number (202) 647-2335. Comments 
    should be submitted to the Department of State, Office of Marine 
    Conservation, Room 5806, 2201 C Street NW., Washington, D.C. 20520.
    
    I. Supplementary Information
    
    A. Section 609
    
        Section 609 provides that shrimp or products from shrimp harvested 
    with commercial fishing technology that may adversely affect certain 
    species of sea turtles protected under U.S. law and regulations may not 
    be imported into the United States. This import prohibition does not 
    apply if the President certifies to Congress by May 1, 1991, and 
    annually thereafter, that:
        a. The government of the harvesting nation has provided documentary 
    evidence of the adoption of a regulatory program governing the 
    incidental taking of such sea turtles in the course of such harvesting 
    that is comparable to that of the United States; and
        b. The average rate of that incidental taking by vessels of the 
    harvesting nation is comparable to the average rate of incidental 
    taking of sea turtles by United States vessels in the course of such 
    harvesting; or
        c. The particular fishing environment of the harvesting nation does 
    not pose a threat of the incidental taking of such sea turtles in the 
    course of such harvesting.
        The President has delegated to the Secretary of State the authority 
    to make certifications pursuant to Section 609 (Memorandum of December 
    19, 1990; 56 FR 357; January 4, 1991).
        The relevant species of sea turtles are: loggerhead (Caretta 
    caretta), Kemp's ridley (Lepidochelys kempi), green (Chelonia mydas), 
    leatherback (Dermochelys coriacea) and hawksbill (Eretmochelys 
    imbricata).
    
    B. Summary of WTO Recommendations and Measures Taken To Implement Those 
    Recommendations
    
        On November 6, 1998, the Dispute Settlement Body (DSB) of the World 
    Trade Organization (WTO) adopted a report of the WTO Appellate Body in 
    a case brought by India, Malaysia, Pakistan and Thailand challenging 
    the import prohibitions of Section 609. The Appellate Body report found 
    that Section 609 itself was not inconsistent with U.S. obligations 
    under the WTO Agreement and was, in fact, covered by the WTO provision 
    relating to the conservation of exhaustible natural resources. At the 
    same time, however, the Appellate Body report found that certain 
    aspects of the manner in which Section 609 was being implemented, in 
    their cumulative effect, were inconsistent with U.S. obligations under 
    the WTO Agreement. The Appellate Body report recommended that the 
    United States revise its implementation of Section 609 accordingly.
        On November 25, 1998, the United States announced its intention to 
    implement the recommendations and rulings of the DSB in a manner which 
    is consistent not only with U.S. WTO obligations, but also with the 
    firm commitment of the United States to the protection of threatened 
    and endangered species, including sea turtles.
        The following paragraphs summarize the findings of the WTO 
    Appellate Body report to which the revisions to the Guidelines proposed 
    in this notice respond:
        (1) WTO Finding: While Section 609 requires as a condition of 
    certification that foreign programs for the protection of sea turtles 
    in the course of shrimp trawl fishing be comparable to the U.S. 
    program, the practice of the Department of State in making 
    certification decisions was to require foreign programs to be 
    essentially the same as the U.S. program. In assessing foreign 
    programs, the Department of State should be more flexible in making 
    such determinations and, in particular, should take into consideration 
    different conditions that may exist in the territories of those other 
    nations.
        Analysis: In response to this recommendation, the proposed 
    revisions to the guidelines make clear that the Department of State 
    will fully consider any evidence that another nation may present that 
    its program to protect sea turtles in the course of shrimp trawl 
    fishing is comparable to the U.S. program. In reviewing such evidence, 
    the Department will take into account any demonstrated differences in 
    foreign shrimp fishing conditions, to the extent that such differences 
    may affect the extent to which sea turtles are subject to capture and 
    drowning in the commercial shrimp trawl fisheries. The Department will 
    also take such differences into account in making related 
    determinations under Section 609.
        (2) WTO Finding: The certification process under Section 609 is 
    neither transparent nor predictable and denies to exporting nations 
    basic fairness and due process. There is no formal opportunity for an 
    applicant nation to be heard or to respond to arguments against it. 
    There is no formal written, reasoned decision. But for notice in the 
    Federal Register, nations are not notified of decisions specifically. 
    There is no procedure for review of, or appeal from, a denial of 
    certification.
        Analysis: In response to this finding, the proposed revisions to 
    the guidelines institute a broad range of procedural changes in the 
    manner in which the Department of State will make certification 
    decisions under Section 609. The intention is to create a more 
    transparent and predictable process for reviewing foreign programs and 
    for making decisions on certifications and other related matters. The 
    proposed
    
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    revisions ensure that the governments of harvesting nations will be 
    notified on a timely basis of all pending and final decisions and are 
    provided a meaningful opportunity to be heard and to present any 
    additional information relevant to the certification decision. The 
    governments of harvesting nations that are not granted a certification 
    shall receive a full explanation of the reasons that the certification 
    was denied. Steps that the government must take to receive a 
    certification in the future shall be clearly identified. The following 
    paragraphs summarize certain other findings of the WTO Appellate Body 
    report to which the United States Government is responding, or has 
    responded.
        (3) WTO Finding: At the time the WTO complaint arose, the United 
    States did not permit imports of shrimp harvested by vessels using TEDs 
    comparable in effectiveness to those used in the United States, unless 
    the harvesting nation was certified pursuant to Section 609. In other 
    words, shrimp caught using methods identical to those employed in the 
    United States had been excluded from the United States market solely 
    because they had been caught in waters of uncertified nations.
        Analysis: For reasons unrelated to the WTO case, the Department of 
    State modified its implementing Guidelines on August 28, 1998 to allow 
    the importation of shrimp harvested by vessels using TEDs, even if the 
    exporting nation is not certified pursuant to Section 609. This policy 
    had, in fact, been in place as of April 19, 1996, but had been 
    overturned by a domestic court ruling that was subsequently vacated. 
    The provisions of the August 28, 1998 Guidelines pertaining to the 
    importation of such shrimp remain in effect.
        (4) WTO Finding: The United States failed to engage the nations 
    that brought the complaint, as well as other WTO Members exporting 
    shrimp to the United States, in serious across-the-board negotiations, 
    apart from negotiations on the Inter-American Convention for the 
    Protection and Conservation of Sea Turtles, for the purpose of 
    concluding agreements to conserve sea turtles before enforcing the 
    import prohibition on those other Members.
        Analysis: As early as 1996, the United States proposed to 
    governments in the Indian Ocean region the negotiation of an agreement 
    to protect sea turtles in that region, but received no positive 
    response. In 1998, even before the WTO Appellate Body issued its 
    report, the United States reiterated its desire to enter into such 
    negotiations with affected governments, including those that had 
    brought the WTO complaint. During the summer of 1998, the United States 
    informally approached several governments in the Indian Ocean region, 
    as well as numerous non-governmental organizations, in an effort to get 
    such negotiations underway. On October 14, 1998, following the issuance 
    of the Appellate Body report, but before its adoption by the DSB, the 
    Department of State formally renewed this proposal to high-level 
    representatives of the embassies of the four complainants in 
    Washington, D.C., and delivered the same message to a wide range of 
    nations in the Indian Ocean region through our embassies abroad. In 
    each case, the United States presented a list of ``elements'' that we 
    believe could form the basis of such an agreement. We also made clear 
    the willingness of the United States to support the negotiating process 
    in a number of ways. We are continuing to pursue this initiative.
        (5) WTO Finding: As compared to the 14 nations of the Caribbean and 
    western Atlantic that were initially affected by Section 609, the 
    United States provided less technical assistance to those nations that 
    first became affected by the law at the end of 1995 as a result of the 
    decision of the U.S. Court of International Trade.
        Analysis: The United States has renewed, and hereby reiterates, its 
    offer of technical training in the design, construction, installation 
    and operation of TEDs to any government that requests it. Any 
    government that wants to receive such training need only make such a 
    request to the United States in writing, through diplomatic channels. 
    The United States will make every effort to meet such requests. 
    Training programs will be scheduled on a first come, first served 
    basis, although special efforts will be made to accommodate nations 
    whose governments are making good faith efforts to adopt and maintain 
    nation-wide TEDs programs and who have not previously received such 
    training. In this way, the United States hopes to create an additional 
    incentive in favor of such programs.
    
    C. The U.S. Program
    
        Since certification decisions under Section 609(b)(2) (A) and (B) 
    are based on comparability with the U.S. program governing the 
    incidental taking of sea turtles in the course of shrimp harvesting, an 
    explanation of the components of that program follows. The U.S. program 
    requires that commercial shrimp trawl vessels use TEDs approved in 
    accordance with standards established by the U.S. National Marine 
    Fisheries Service (NMFS), in areas and at times when there is a 
    likelihood of intercepting sea turtles. The goal of this program is to 
    protect sea turtle populations from further decline by reducing the 
    incidental mortality of sea turtles in commercial shrimp trawl 
    operations.
        The commercial shrimp trawl fisheries in the United States in which 
    there is a likelihood of intercepting sea turtles occur in the 
    temperate waters of the Gulf of Mexico and the Atlantic Ocean from 
    North Carolina to Texas. With very limited exceptions, all U.S. 
    commercial shrimp trawl vessels operating in these waters must use 
    approved TEDs at all times and in all areas. The only exceptions to 
    this requirement are as follows:
        a. Vessels equipped exclusively with wing nets, skimmer trawls, and 
    pusher-head trawls when used in conjunction with certain restricted tow 
    times are not required to use TEDs because their operations do not pose 
    a threat to sea turtles. Vessels equipped with barred beam trawls and/
    or barred roller trawls are not required to use TEDs. Single try nets 
    (with less than a twelve foot headrope and fifteen foot rope) are not 
    required to use TEDs.
        b. Vessels whose nets are retrieved exclusively by manual rather 
    than mechanical means are not required to use TEDs because the lack of 
    a mechanical retrieval system necessarily limits tow times to a short 
    duration so as not to pose a threat of the incidental drowning of sea 
    turtles. This exemption applies only to vessels that have no power or 
    mechanical-advantage trawl retrieval system.
        c. In exceptional circumstances, where NMFS determines that the use 
    of TEDs would be impracticable because of special environmental 
    conditions such as the presence of algae, seaweed, or debris, or that 
    TEDs would be ineffective in protecting sea turtles in particular 
    areas, vessels are permitted to restrict tow times instead of using 
    TEDs. Such exceptions are generally limited to two periods of 30 days 
    each. In practice, NMFS has permitted such exceptions only rarely.
        With these limited exceptions, all other commercial shrimp trawl 
    vessels operating in waters subject to U.S. jurisdiction in which there 
    is a likelihood of intercepting sea turtles must use TEDs at all times. 
    For more information on the U.S. program governing the incidental 
    taking of sea turtles in the course of commercial shrimp trawl 
    harvesting, see 50 CFR 227.17 and 50 CFR 227.72(e).
    
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    II. Section 609
    
    A. Shrimp Harvested in a Manner Not Harmful to Sea Turtles
    
        The Department of State has determined that the import prohibitions 
    imposed pursuant to Section 609 do not apply to shrimp or products of 
    shrimp harvested under the following conditions, since such harvesting 
    does not adversely affect sea turtles:
        a. Shrimp harvested in an aquaculture facility in which the shrimp 
    spend at least 30 days in pond prior to being harvested.
        b. Shrimp harvested by commercial shrimp trawl vessels using TEDs 
    comparable in effectiveness to those required in the United States.
        c. Shrimp harvested exclusively by means that do not involve the 
    retrieval of fishing nets by mechanical devices or by vessels using 
    gear that, in accordance with the U.S. program described above, would 
    not required TEDs.
        d. Shrimp harvested in any other manner or under any other 
    circumstances that the Department of State may determine, following 
    consultation with the NMFS, does not pose a threat of the incidental 
    taking of sea turtles. The Department of State shall publish any such 
    determinations in the Federal Register and shall notify affected 
    foreign governments and other interested parties directly.
    
    B. Shrimp Exporter's/Importer's Declaration
    
        The requirement that all shipments of shrimp and products of shrimp 
    imported into the United States must be accompanied by a declaration 
    (DSP-121, revised) became effective as of May 1, 1996 and remains 
    effective. The DSP-121 attests that the shrimp accompanying the 
    declaration was harvested either under conditions that do not adversely 
    affect sea turtles (as defined above) or in waters subject to the 
    jurisdiction of a nation currently certified pursuant to Section 609. 
    All declarations must be signed by the exporter. The declaration must 
    accompany the shipment through all stages of the export process, 
    including any transformation of the original product and any shipment 
    through any intermediary nation. As before, the Department of State 
    will make copies of the declaration readily available. Local 
    reproduction of the declarations is fully acceptable.
        The requirement that a government official of the harvesting nation 
    not currently certified pursuant to Section 609 must also sign the DSP-
    121 asserting that the accompanying shrimp was harvested under 
    conditions that do not adversely affect sea turtles species remains 
    effective. In order to protect against fraud, the Department will 
    continue to conduct periodic reviews of the systems that such foreign 
    governments have put in place to verify the statements made on the DSP-
    121 form.
        Date of Export. Import prohibitions shall not apply to shipments of 
    shrimp and products of shrimp with a date of export falling at a time 
    in which the harvesting nation is currently certified pursuant to 
    Section 609.
        Country of Origin. For purposes of implementing Section 609, the 
    country of origin shall be deemed to be the nation in whose waters the 
    shrimp is harvested, whether or not the harvesting vessel is flying the 
    flag of another nation.
    
    C. Review of Information
    
        The government of any harvesting nation may request that the 
    Department of State review any information regarding the particular 
    shrimp fishing environment and conditions in that nation, or within a 
    distinct geographic region of that nation, in making decisions pursuant 
    to Section 609. Such information may be presented to demonstrate, inter 
    alia:
        (1) That some portion of the shrimp intended to be exported from 
    that nation to the United States is harvested under one of the 
    conditions identified above as not adversely affecting species of sea 
    turtles;
        (2) That the government of that nation has adopted a regulatory 
    program governing the incidental taking of sea turtles in the course of 
    commercial shrimp trawl fishing that is comparable to the U.S. program 
    and, therefore, that the nation is eligible for certification under 
    Section 609(b)(2)(A) and (B); or
        (3) That the fishing environment in that nation does not pose a 
    threat of the incidental taking of sea turtles and, therefore, that the 
    nation is eligible for certification under Section 609(b)(2)(C).
        Such information should be based on empirical data supported by 
    objective scientific studies of sufficient duration and scope to 
    provide the information necessary for a reliable determination. In 
    addition, information submitted to support a request for any such 
    determination should include available biological and commercial data 
    that are relevant to determining whether or not the fishing environment 
    of the harvesting nation is likely to pose a threat to sea turtles. 
    Studies intended to show the rate of incidental taking of sea turtles 
    in a given shrimp fishery should, at a minimum, contain data for an 
    entire fishing season. Upon request, the United States will review and 
    provide comments on a planned or existing study with respect to sample 
    size, scientific methodology and other factors that affect whether such 
    a study provides a sufficient basis for making a reliable 
    determination.
        The Department will fully review and take into consideration all 
    such information and, in consultation with the NMFS, respond in writing 
    to the government of the harvesting nation within 120 days from the 
    date on which the information is received.
        The Department, in consultation with the NMFS, will also take into 
    consideration information on the same subjects that may be available 
    from other sources, including but not limited to academic and 
    scientific organizations, intergovernmental organizations and non-
    governmental organizations with recognized expertise in the subject 
    matter.
    
    III. Guidelines for Making Certification Decisions
    
    A. Certification Pursuant to Section 609(b)(2)(C)
    
        Section 609(b)(2)(C) authorizes the Department of State to certify 
    a harvesting nation if the particular fishing environment of the 
    harvesting nation does not pose a threat of incidental taking of sea 
    turtles in the course of commercial shrimp trawl harvesting. 
    Accordingly, the Department shall certify any harvesting nation meeting 
    the following criteria without the need for action on the part of the 
    government of the harvesting nation:
        a. Any harvesting nation without any of the relevant species of sea 
    turtles occurring in waters subject to its jurisdiction;
        b. Any harvesting nation that harvests shrimp exclusively by means 
    that do not pose a threat to sea turtles, e.g., any nation that 
    harvests shrimp exclusively by artisanal means;
        c. Any nation whose commercial shrimp trawling operations take 
    place exclusively in waters subject to its jurisdiction in which sea 
    turtles do not occur.
    
    B. Certification Pursuant to Section 609(b)(2) (A) and (B)
    
        Under Section 609(b)(2), the Department of State shall certify any 
    other harvesting nation by May 1st of each year if ``the government of 
    [that] nation has provided documentary evidence of the adoption of a 
    regulatory program governing the incidental taking of such sea turtles 
    in the course of such harvesting that is comparable to that of the 
    United States'' and if ``the average
    
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    rate of that incidental taking by vessels of the harvesting nation is 
    comparable to the average rate of incidental taking of sea turtles by 
    United States vessels in the course of such harvesting.''
        a. Regulatory Program. The Department of State shall assess 
    regulatory programs, as described in any documentary evidence provided 
    by the governments of harvesting nations, for comparability with the 
    U.S. program.
        Where standard otter trawl nets are used in shrimp fisheries in 
    waters where sea turtles are present, sea turtles will inevitably be 
    captured and drowned. The Department of State is presently aware of no 
    measure or series of measures that can minimize the capture and 
    drowning of sea turtles in such nets that is comparable in 
    effectiveness to the required use of TEDs.
        1. If the government of the harvesting nation seeks certification 
    on the basis of having adopted a TEDs program, certification shall be 
    made if a program includes the following:
        (i) Required Use of TEDs--a requirement that all commercial shrimp 
    trawl vessels operating in waters in which there is a likelihood of 
    intercepting sea turtles use TEDs at all times. TEDs must be comparable 
    in effectiveness to those used in the United States. Any exceptions to 
    this requirement must be comparable to those of the U.S. program 
    described above; and
        (ii) Enforcement--a credible enforcement effort that includes 
    monitoring for compliance and appropriate sanctions.
        2. If the government of a harvesting nation demonstrates that it 
    has implemented and is enforcing a comparably effective regulatory 
    program to protect sea turtles in the course of shrimp trawl fishing 
    without the use of TEDs, that nation will also be eligible for 
    certification. As described above, such a demonstration would need to 
    be based on empirical data supported by objective scientific studies of 
    sufficient duration and scope to provide the information necessary for 
    a reliable determination. In reviewing any such information, the 
    Department of State will take fully into account any demonstrated 
    differences between the shrimp fishing conditions in the United States 
    and those in other nations, as well as information available from other 
    sources.
        b. Incidental Take. Average incidental take rates will be deemed 
    comparable if the harvesting nation requires the use of TEDs in a 
    manner comparable to that of the U.S. program or, as described above, 
    otherwise demonstrates that it has implemented a comparably effective 
    program to protect sea turtles in the course of shrimp trawl fishing 
    without the use of TEDs.
        c. Additional Considerations. 1. Form--A regulatory program may be 
    in the form of regulations promulgated by the government of the 
    harvesting nation and having the force of law. If the legal system and 
    industry structure of the harvesting nation permit voluntary 
    arrangements between government and the fishing industry, such an 
    arrangement may be acceptable so long as there is a governmental 
    mechanism to monitor compliance with the arrangement and to impose 
    penalties for non-compliance, and reliable confirmation that the 
    fishing industry is complying with the arrangement.
        2. Documentary Evidence--Documentary evidence may be in the form of 
    copies of the relevant laws, regulations or decrees. If the regulatory 
    program is in the form of a government-industry arrangement, then a 
    copy of the arrangement is required. Harvesting nations are encouraged 
    to provide, to the extent practicable, information relating to the 
    extent of shrimp harvested by means of aquaculture.
        3. Additional Sea Turtle Protection Measures--The Department of 
    State recognizes that sea turtles require protection throughout their 
    life cycle, not only when they are threatened during the course of 
    commercial shrimp trawl harvesting. In making certification 
    determinations, the Department shall also take fully into account other 
    measures the harvesting nation undertakes to protect sea turtles, 
    including national programs to protect nesting beaches and other 
    habitat, prohibitions on the directed take of sea turtles, national 
    enforcement and compliance programs, and participation in any 
    international agreement for the protection and conservation of sea 
    turtles. In assessing any information provided by the governments of 
    harvesting nations in this respect, the Department of State will rely 
    on the technical expertise of NMFS and, where appropriate, the US Fish 
    and Wildlife Service to evaluate threats to sea turtles and the 
    effectiveness of sea turtle protection programs.
        4. Consultations--The Department of State will engage in ongoing 
    consultations with the governments of harvesting nations. The 
    Department recognizes that, as sea turtle protection programs develop, 
    additional information will be gained about the interaction between sea 
    turtle populations and shrimp fisheries.
        These Guidelines may be revised in the future to take into 
    consideration that and other information, as well as to take into 
    account changes in the U.S. program. These Guidelines may also be 
    revised as a result of pending domestic litigation. In addition, the 
    Department will continue to welcome public input on the best ways to 
    implement both these Guidelines and Section 609 as a whole and may 
    revise these guidelines in the future accordingly.
    
    C. Timetable and Procedures for Certification Decisions
    
        Each year the Department will consider for certification: (a) Any 
    nation that is currently certified, and (b) any other shrimp harvesting 
    nation whose government requests such certification in a written 
    communication to the Department of State through diplomatic channels 
    prior to September 1 of the preceding year. Any such communication 
    should include any information not previously provided that would 
    support the request for certification, including the information 
    specified above under Review of Information.
        Between September 1 and March 1, U.S. officials will seek to visit 
    those nations requesting certifications pursuant to Section 
    609(b)(2)(A) and (B). Each visit will conclude with a meeting between 
    the U.S. officials and government officials of the harvesting nation to 
    discuss the results of the visit and to review any identified 
    deficiencies regarding the harvesting nation's program to protect sea 
    turtles in the course of shrimp trawl fishing.
        By March 15, the Department of State will notify in writing through 
    diplomatic channels the government of each nation that, on the basis of 
    available information, including information gathered during such 
    visits, does not appear to qualify for certification. Such notification 
    will explain the reasons for this preliminary assessment, suggest steps 
    that the government of the harvesting nation can take in order to 
    receive a certification and invite the government of the harvesting 
    nation to provide, by April 15, any further information. If the 
    government of the harvesting nation so requests, the Department of 
    State will schedule face-to-face meetings between relevant U.S. 
    officials and officials of the harvesting nation to discuss the 
    situation.
        Between March 15 and May 1, the Department of State will actively 
    consider any additional information that the government of the 
    harvesting nation believes should be considered by the Department in 
    making its determination concerning certification.
    
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        By May 1 of each year the Department of State will make formal 
    decisions on certification. The governments of all nations that have 
    requested certification will be notified in writing of the decision 
    promptly through diplomatic channels. In the case of those nations for 
    which certification is denied, such notification will again state the 
    reasons for such denial and the steps necessary to receive a 
    certification in the future.
        The government of any nation that is denied a certification by May 
    1 may, at any time thereafter, request reconsideration of that 
    decision. When the United States receives information from that 
    government demonstrating that the circumstances that led to the denial 
    of the certification have been corrected, U.S. officials will visit the 
    exporting nation as early as a visit can be arranged. If the visit 
    demonstrates that the circumstances that led to the denial of the 
    certification have indeed been corrected, the United States will 
    certify that nation immediately thereafter.
    
    D. Special Timetable for 1999
    
        The United States and the four nations that brought the WTO 
    complaint have agreed that the United States would implement the 
    recommendations and rulings of the DSB within 13 months of the adoption 
    of the WTO Appellate Body report by the DSB, i.e., by December 6, 1999.
        Accordingly, the Department of State hereby establishes the 
    following timetable to apply in 1999 only:
        After the date of publication of the revised guidelines, the 
    government of any harvesting nation that was denied certification by 
    May 1, 1999, may request to be certified in accordance with these 
    guidelines in a written communication to the Department of State 
    through diplomatic channels prior to August 15, 1999.
        Not later than October 15, 1999, U.S. officials will seek to visit 
    to those nations requesting such certifications. Each visit will 
    conclude with a meeting between the U.S. officials and government 
    officials of the harvesting nation to discuss the results of the visit 
    and to review any identified deficiencies regarding the harvesting 
    nation's program to protect sea turtles in the course of shrimp trawl 
    fishing.
        By November 1, 1999, the Department of State will notify in writing 
    through diplomatic channels the government of any nation that, on the 
    basis of available information, including information gathered during 
    such visits, does not appear to qualify for certification. Such 
    notification will explain the reasons for this preliminary assessment, 
    suggest steps that the government of the harvesting nation can take in 
    order to receive a certification and invite the government of the 
    harvesting nation to provide, by November 15, 1999, any further 
    information.
        Between November 15 and December 6, 1999, the Department of State 
    will actively consider any additional information that the government 
    of the harvesting nation believes should be considered by the 
    Department in making its determination concerning certification.
        By December 6, 1999, the Department of State will make formal 
    decisions on certification. The governments of all nations that have 
    requested certification under the special 1999 timetable will be 
    notified in writing of the decision promptly through diplomatic 
    channels. In the case of those nations for which certification is 
    denied, such notification will again state the reasons for such denial 
    and the steps necessary to receive a certification in the future.
        The government of any nation that is denied a certification by 
    December 6, 1999, may, at any time thereafter, request reconsideration 
    of that decision. When the United States receives information from that 
    government demonstrating that the circumstances that led to the denial 
    of the certification have been corrected, U.S. officials will visit the 
    exporting nation as early as a visit can be arranged. If the visit 
    demonstrates that the circumstances that led to the denial of the 
    certification have indeed been corrected, the United States will 
    certify that nation immediately thereafter.
    
    E. Related Determinations
    
        As noted above, any harvesting nation that is not certified on May 
    1 of any year may be certified prior to the following May 1 at such 
    time as the harvesting nation meets the criteria necessary for 
    certification. Conversely, any harvesting nation that is certified on 
    May 1 of any year may have its certification revoked prior to the 
    following May 1 at such time as the harvesting nation no longer meets 
    those criteria.
    * * * * *
        As a matter relating to the foreign affairs function, these 
    guidelines are exempt from the notice, comment, and delayed 
    effectiveness provisions of the Administrative Procedures Act. This 
    action is exempt from Executive Order 12866, and is not subject to the 
    requirements of the Regulatory Flexibility Act.
    
        March 19, 1999.
    R. Tucker Scully,
    Acting Deputy Assistant Secretary for Oceans, Fisheries and Space.
    [FR Doc. 99-7342 Filed 3-24-99; 8:45 am]
    BILLING CODE 4710-09-P
    
    
    

Document Information

Published:
03/25/1999
Department:
State Department
Entry Type:
Notice
Document Number:
99-7342
Pages:
14481-14485 (5 pages)
Docket Numbers:
Public Notice 3013
PDF File:
99-7342.pdf