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Home » 2002 Issues » 67 FR (03/27/2002) » 02-7287. Approved Information Collections

  02-7287. Approved Information Collections

  • Start Preamble

    AGENCY:

    Securities and Exchange Commission.

    ACTION:

    Final rule.

    SUMMARY:

    The Commission is amending its rules concerning information collection requirements under the Paperwork Reduction Act to update the display of OMB control numbers associated with the Commission's collection of information. The display does not alter any Commission collection of information.

    EFFECTIVE DATE:

    March 27, 2002.

    Start Further Info

    FOR FURTHER INFORMATION CONTACT:

    Michael E. Bartell, Associate Executive Director at U.S. Securities and Exchange Commission, 450 5th Street, NW., Washington, DC 20549, 202-942-8800.

    End Further Info End Preamble Start Supplemental Information

    SUPPLEMENTARY INFORMATION:

    The Securities and Exchange Commission (“Commission”) is updating the information displayed at 17 CFR 200.800. This amendment sets forth control numbers assigned by the Office of Management and Budget to information collection requirements of the Commission as of the date of this release. The Commission finds that this amendment pertains to agency organization, procedure, or practice and is therefore not subject to the provisions of the Administrative Procedure Act, 5 U.S.C. 553, requiring advance notice and opportunity for public comment prior to publication. In addition, the Commission finds good cause for immediate effectiveness upon publication in the Federal Register. Delayed effectiveness is unnecessary because this is a technical amendment and will not affect any rights or obligations of members of the public.

    Start List of Subjects

    List of Subjects in 17 CFR Part 200

    • Administrative practice and procedure
    • Freedom of information
    • Privacy
    End List of Subjects

    Text of Amendment

    Start Amendment Part

    For the reasons set forth in the Preamble, Title 17, Chapter II of the Code of Federal Regulations is amended as follows:

    End Amendment Part Start Part

    PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS

    End Part Start Amendment Part

    1. The title to Subpart N and Subpart N are revised to read as follows:

    End Amendment Part

    Subpart N—Commission Information Collection Requirements Under the Paperwork Reduction Act: OMB Control Numbers

    Start Authority

    Authority: 44 U.S.C. 3506; 44 U.S.C. 3507.

    End Authority
    OMB control numbers assigned pursuant to the Paperwork Reduction Act.

    (a) Purpose: This subpart collects and displays the control numbers assigned to information collection requirements of the Commission by the Office of Management and Budget pursuant to the Paperwork Reduction Act of 1980, 44 U.S.C. 3500 et seq. This subpart displays current OMB control numbers for those information collection requirements of the Commission that are rules and regulations and codified in 17 CFR either in full text or incorporated by reference with the approval of the Director of the Office of the Federal Register.

    (b) Display.

    Information collection requirement17 CFR part or section where identified and describedCurrent OMB Control No.
    Regulation S-XPART 2103235-0009
    Start Printed Page 14635
    Regulation S-BPART 2283235-0417
    Regulation S-KPART 2293235-0071
    Rule 154230.1543235-0495
    Rule 155230.1553235-0549
    Rule 236230.2363235-0095
    Rule 237230.2373235-0528
    Regulation A230.251 thru 230.2633235-0286
    Regulation C230.400 thru 230.4943235-0074
    Rule 425230.4253235-0521
    Rule 477230.4773235-0550
    Rule 489230.4893235-0411
    Rule 498230.4983235-0488
    Regulation D230.501 thru 230.5063235-0076
    Regulation E230.601 thru 230.610a3235-0232
    Rule 604230.6043235-0232
    Rule 605230.6053235-0232
    Rule 609230.6093235-0233
    Rule 701230.7013235-0522
    Regulation S230.901 thru 230.9053235-0357
    Regulation S-TPart 2323235-0424
    Form SB-1239.93235-0423
    Form SB-2239.103235-0418
    Form S-1239.113235-0065
    Form S-2239.123235-0072
    Form S-3239.133235-0073
    Form N-2239.143235-0026
    Form N-1A239.15A3235-0307
    Form S-6239.163235-0184
    Form S-8239.16b3235-0066
    Form N-3239.17a3235-0316
    Form N-4239.17b3235-0318
    Form S-11239.183235-0067
    Form N-14239.233235-0336
    Form N-5239.243235-0169
    Form S-4239.253235-0324
    Form F-1239.313235-0258
    Form F-2239.323235-0257
    Form F-3239.333235-0256
    Form F-4239.343235-0325
    Form F-6239.363235-0292
    Form F-7239.373235-0383
    Form F-8239.383235-0378
    Form F-9239.393235-0377
    Form F-10239.403235-0380
    Form F-80239.413235-0404
    Form F-X239.423235-0379
    Form F-N239.433235-0411
    Form ET239.623235-0329
    Form ID239.633235-0328
    Form SE239.643235-0327
    Form TH239.653235-0425
    Form 1-A239.903235-0286
    Form 2-A239.913235-0286
    Form 144239.1443235-0101
    Form 1-E239.2003235-0232
    Form CB239.8003235-0518
    Rule 6a-1240.6a-13235-0017
    Rule 6a-3240.6a-33235-0021
    Rule 6a-4240.6a-43235-0554
    Rule 6h-1240.6h-13235-0555
    Rule 8c-1240.8c-13235-0514
    Rule 9b-1240.9b-13235-0480
    Rule 10a-1240.10a-13235-0475
    Rule 10b-10240.10b-103235-0444
    Rule 10b-17240.10b-173235-0476
    Rule 10b-18240.10b-183235-0474
    Rule 10A-1240.10A-13235-0468
    Rule 11a1-1(T)240.11a1-1(T)3235-0478
    Rule 11Aa3-2240.11Aa3-23235-0500
    Rule 11Ab2-1240.11Ab2-13235-0043
    Rule 11Ac1-3240.11Ac1-33235-0435
    Rule 11Ac1-4240.11Ac1-43235-0462
    Start Printed Page 14636
    Rule 11Ac1-5240.11Ac1-53235-0542
    Rule 11Ac1-6240.11Ac1-63235-0541
    Rule 11Ac1-6240.11Ac1-63235-0541
    Rule 11Ac1-7240.11Ac1-73235-0543
    Rule 12a-5240.12a-53235-0079
    Regulation 12B240.12b-1 thru 240.12b-363235-0062
    Rule 12d1-3240.12d1-33235-0109
    Rule 12d2-1240.12d2-13235-0081
    Rule 12d2-2240.12d2-23235-0080
    Rule 12f-1240.12f-13235-0128
    Rule 13a-16240.13a-163235-0116
    Regulation 13D/G240.13d-1 thru 240.13d-73235-0145
    Schedule 13D240.13d-1013235-0145
    Schedule 13G240.13d-1023235-0145
    Rule 13e-1240.13e-13235-0305
    Rule 13e-3240.13e-33235-0007
    Schedule 13E-3240.13e-1003235-0007
    Schedule 13e-4F240.13e-1013235-0375
    Regulation 14A240.14a-1 thru 240.14a-123235-0059
    Schedule 14A240.14a-1013235-0059
    Regulation 14C240.14c-13235-0057
    Schedule 14C240.14c-1013235-0057
    Regulation 14D240.14d-1 thru 240.14d-93235-0102
    Schedule TO240.14d-1003235-0515
    Schedule 14D-1240.14d-1013235-0102
    Schedule 14D-9240.14d-1013235-0102
    Schedule 14D-1F240.14d-1023235-0376
    Schedule 14D-9F240.14d-1033235-0382
    Regulation 14E240.14e-1 thru 240.14e-23235-0102
    Rule 14f-1240.14f-13235-0108
    Rule 15a-4240.15a-43235-0010
    Rule 15a-6240.15a-63235-0371
    Rule 15b1-1240.15b1-13235-0012
    Rule 15b6-1(a)240.15b6-1(a)3235-0018
    Rule 15c1-5240.15c1-53235-0471
    Rule 15c1-6240.15c1-63235-0472
    Rule 15c1-7240.15c1-73235-0134
    Rule 15c2-1240.15c2-13235-0485
    Rule 15c2-5240.15c2-53235-0198
    Rule 15c2-7240.15c2-73235-0479
    Rule 15c2-8240.15c2-83235-0481
    Rule 15c2-11240.15c2-113235-0202
    Rule 15c2-12240.15c2-123235-0372
    Rule 15c3-1240.15c3-13235-0200
    Rule 15c3-1(c)(13)240.15c3-1(c)(13)3235-0499
    Appendix F to Rule 15c3-1240.15c3-1f3235-0496
    Rule 15c3-3240.15c3-33235-0078
    Rule 15c3-4240.15c3-43235-0497
    Rule 15d-16240.15d-163235-0116
    Rule 15g-2240.15g-23235-0434
    Rule 15g-3240.15g-33235-0392
    Rule 15g-4240.15g-43235-0393
    Rule 15g-5240.15g-53235-0394
    Rule 15g-6240.15g-63235-0395
    Rule 15g-9240.15g-93235-0385
    Rule 15Aj-1240.15Aj-13235-0044
    Rule 15Ba2-1240.15Ba2-13235-0083
    Rule 15Ba2-5240.15Ba2-53235-0088
    Rule 15Bc3-1240.15Bc3-13235-0087
    Rule 17a-1240.17a-13235-0208
    Rule 17a-2240.17a-23235-0201
    Rule 17a-3240.17a-33235-0033
    Rule 17a-3(a)(16)240.17a-3(a)(16)3235-0508
    Rule 17a-4240.17a-43235-0279
    Rule 17a-4(b)(10)240.17a-4(b)(10)3235-0506
    Rule 17a-5240.17a-53235-0123
    Rule 17a-5(c)240.17a-5(c)3235-0199
    Rule 17a-6240.17a-63235-0489
    Rule 17a-7240.17a-73235-0131
    Rule 17a-8240.17a-83235-0092
    Rule 17a-9T240.17a-9T3235-0524
    Rule 17a-10240.17a-103235-0122
    Start Printed Page 14637
    Rule 17a-11240.17a-113235-0085
    Rule 17a-12240.17a-123235-0498
    Rule 17a-13240.17a-133235-0035
    Rule 17a-19240.17a-193235-0133
    Rule 17a-22240.17a-223235-0196
    Rule 17a-25240.17a-253235-0540
    Rule 17f-1(b)240.17f-1(b)3235-0032
    Rule 17f-1(c)240.17f-1(c)3235-0037
    Rule 17f-1(g)240.17f-1(g)3235-0290
    Rule 17f-2(a)240.17f-2(a)3235-0034
    Rule 17f-2(c)240.17f-2(c)3235-0029
    Rule 17f-2(d)240.17f-2(d)3235-0028
    Rule 17f-2(e)240.17f-2(e)3235-0031
    Rule 17f-5240.17f-53235-0269
    Rule 17h-1T240.17h-1T3235-0410
    Rule 17h-2T240.17h-2T3235-0410
    Rule 17Ab2-1240.17Ab2-1(a)3235-0195
    Rule 17Ac2-1240.17Ac2-13235-0084
    Rule 17Ad-2(c), (d), and (h)240.17Ad-2(c), (d) and (h)3235-0130
    Rule 17Ad-3(b)240.17Ad-3(b)3235-0473
    Rule 17Ad-4 (b) and (c)240.17Ad-4(b) and (c)3235-0341
    Rule 17Ad-6240.17Ad-63235-0291
    Rule 17Ad-7240.17Ad-73235-0291
    Rule 17Ad-10240.17Ad-103235-0273
    Rule 17Ad-11240.17Ad-113235-0274
    Rule 17Ad-13240.17Ad-133235-0275
    Rule 17Ad-15240.17Ad-153235-0409
    Rule 17Ad-16240.17Ad-163235-0413
    Rule 17Ad-17240.17Ad-173235-0469
    Rule 19b-1240.19b-13235-0354
    Rule 19b-4240.19b-43235-0045
    Rule 19b-4(e)240.19b-4(e)3235-0504
    Rule 19b-5240.19b-53235-0507
    Rule 19b-7240.19b-73235-0553
    Rule 19d-1240.19d-1(b) thru 240.19d-1(i)3235-0206
    Rule 19d-2240.19d-23235-0205
    Rule 19d-3240.19d-33235-0204
    Rule 19h-1240.19h-1(a), (c) thru (e), and (g)3235-0259
    Rule 24b-1240.24b-13235-0194
    Rule 101242.1013235-0464
    Rule 102242.1023235-0467
    Rule 103242.1033235-0466
    Rule 104242.1043235-0465
    Rule 301242.3013235-0509
    Rule 302242.3023235-0510
    Rule 303242.3033235-0505
    Regulation FD243.100 thru 243.1033235-0536
    Regulation S-PPart 2483235-0537
    Form 1249.13235-0017
    Form 1-N249.103235-0554
    Form 25249.253235-0080
    Form 26249.263235-0079
    Form 3249.1033235-0104
    Form 4249.1043235-0287
    Form 5249.1053235-0362
    Form 8-A249.208a3235-0056
    Form 10249.2103235-0064
    Form 10-SB249.210b3235-0419
    Form 18249.2183235-0121
    Form 20-F249.220f3235-0288
    Form 40-F249.240f3235-0381
    Form 6-K249.3063235-0116
    Form 8-K249.3083235-0060
    Form 10-Q249.308a3235-0070
    Form 10-QSB249.308b3235-0416
    Form 10-K249.3103235-0063
    Form 10-KSB249.310b3235-0420
    Form 11-K249.3113235-0082
    Form 18-K249.3183235-0120
    Form 12B-25249.3223235-0058
    Form 15249.3233235-0167
    Form 13F249.3253235-0006 Start Printed Page 14638
    Form SE249.4443235-0327
    Form ET249.4453235-0329
    Form ID249.4463235-0328
    Form DF249.4483235-0482
    Form BD249.5013235-0012
    Form BDW249.501a3235-0018
    Form BD-N249.501b3235-0556
    Form X-17A-5249.6173235-0123
    Form X-17A-19249.6353235-0133
    Form ATS249.6373235-0509
    Form ATS-R249.6383235-0509
    Form X-15AJ-1249.8023235-0044
    Form X-15AJ-2249.8033235-0044
    Form 19b-4249.8193235-0045
    Form 19b-4(e)249.8203235-0504
    Form Pilot249.8213235-0507
    Form SIP249.10013235-0043
    Form MSD249.11003235-0083
    Form MSDW249.11103235-0087
    Form X-17F-1A249.12003235-0037
    Form TA-1249b.1003235-0084
    Form TA-W249b.1013235-0151
    Form TA-2249b.1023235-0337
    Form CA-1249b.2003235-0195
    Rule 1(a)250.1(a)3235-0170
    Rule 1(b)250.1(b)3235-0170
    Rule 1(c)250.1(c)3235-0164
    Rule 2250.23235-0161
    Rule 3250.33235-0160
    Rule 7250.73235-0165
    Rule 7(d)250.7(d)3235-0165
    Rule 20(b)250.20(b)3235-0125
    Rule 20(c)250.20(c)3235-0125
    Rule 20(d)250.20(d)3235-0163
    Rule 23250.233235-0125
    Rule 24250.243235-0126
    Rule 26250.263235-0183
    Rule 29250.293235-0149
    Rule 44250.443235-0147
    Rule 45250.453235-0154
    Rule 47(b)250.47(b)3235-0163
    Rule 52250.523235-0369
    Form 53250.533235-0426
    Rule 54250.543235-0427
    Rule 57(a)250.57(a)3235-0428
    Rule 57(b)250.57(b)3235-0429
    Rule 58250.583235-0457
    Rule 62250.623235-0152
    Rule 71(a)250.71(a)3235-0173
    Rule 72250.723235-0149
    Rule 83250.833235-0181
    Rule 87250.873235-0552
    Rule 88250.883235-0182
    Rule 93250.933235-0153
    Rule 94250.943235-0153
    Rule 95250.953235-0162
    Rule 100(a)250.100(a)3235-0125
    Uniform System of Accounts for Mutual Service Companies and Subsidiary Service Companies, Public Utility Holding Company Act of 1935.Part 2563235-0153
    Preservation and Destruction of Records of Registered Public Utility Holding Companies and of Mutual and Subsidiary Service Companies.Part 2573235-0306
    Form U5A259.5a3235-0170
    Form U5B259.5b3235-0170
    Form U5S259.5s3235-0164
    Form U-1259.1013235-0125
    Form U-13-1259.1133235-0182
    Form U-6B-2259.2063235-0163
    Form U-57259.2073235-0428
    Form U-9C-3259.2083235-0457
    Form U-12(I)-A259.212a3235-0173 Start Printed Page 14639
    Form U-12(I)-B259.212b3235-0173
    Form U-13E-1259.2133235-0162
    Form U-R-1259.2213235-0152
    Form U-13-60259.3133235-0153
    Form U-3A-2259.4023235-0161
    Form U-3A3-1259.4033235-0160
    Form U-7D259.4043235-0165
    Form U-33-S259.4053235-0429
    Form ET259.6013235-0329
    Form ID259.6023235-0328
    Form SE259.6033235-0327
    Rule 7a-15 thru 7a-37260.7a-15 thru 260.7a-373235-0132
    Form T-1269.13235-0110
    Form T-2269.23235-0111
    Form T-3269.33235-0105
    Form T-4269.43235-0107
    Form ET269.63235-0329
    Form ID269.73235-0328
    Form SE269.83235-0327
    Form T-6269.93235-0391
    Rule 0-1270.0-13235-0531
    Rule 2a-7270.2a-73235-0268
    Rule 2a19-1270.2a19-13235-0332
    Rule 3a-4270.3a-43235-0459
    Rule 6c-7270.6c-73235-0276
    Rule 6e-2270.6e-23235-0177
    Rule 7d-1270.7d-13235-0311
    Rule 7d-2270.7d-23235-0527
    Section 8(b) of the Investment Company Act of 1940270.8b-1 thru 270.8b-323235-0176
    Rule 10f-3270.10f-33235-0226
    Rule 11a-2270.11a-23235-0272
    Rule 11a-3270.11a-33235-0358
    Rule 12b-1270-12b-13235-0212
    Rule 17a-7270.17a-73235-0214
    Rule 17a-8270.17a-83235-0235
    Rule 17e-1270.17e-13235-0217
    Rule 17f-1270.17f-13235-0222
    Rule 17f-2270.17f-23235-0223
    Rule 17f-4270.17f-43235-0225
    Rule 17f-6270.17f-63235-0447
    Rule 17f-7270-17f-73235-0529
    Rule 17g-1(g)270.17g-1(g)3235-0213
    Rule 17j-1270.17j-13235-0224
    Rule 18f-1270.18f-13235-0211
    Rule 18f-3270.18f-33235-0441
    Rule 19a-1270.19a-13235-0216
    Rule 20a-1270-20a-13235-0158
    Rule 22d-1270-22d-13235-0310
    Rule 23c-1270.23c-13235-0260
    Rule 23c-3270.23c-33235-0422
    Rule 27e-1270.27e-13235-0545
    Rule 30b2-1270.30b2-13235-0220
    Rule 30d-2270.30d-23235-0494
    Rule 30e-1270.30e-13235-0025
    Rule 31a-1270.31a-13235-0178
    Rule 31a-2270.31a-23235-0179
    Rule 32a-4270.32a-43235-0530
    Rule 34b-1270.34b-13235-0346
    Rule 35d-1270-35d-13235-0548
    Form N-5274.53235-0169
    Form N-8A274.103235-0175
    Form N-2274.11a-13235-0026
    Form N-3274.11b3235-0316
    Form N-4274.11c3235-0318
    Form N-8B-2274.123235-0186
    Form N-6F274.153235-0238
    Form 24F-2274.243235-0456
    Form N-18F-1274.513235-0211
    Form N-54A274.533235-0237
    Form N-54C274.543235-0236
    Form N-SAR274.1013235-0330
    Form N-27E-1274.127e-13235-0545
    Start Printed Page 14640
    Form N-27F-1274.127f-13235-0546
    Form N-17D-1274.2003235-0229
    Form N-23C-1274.2013235-0230
    Form N-8F274.2183235-0157
    Form N-17F-1274.2193235-0359
    Form N-17F-2274.2203235-0360
    Form N-23c-3274.2213235-0422
    Form ET274.4013235-0329
    Form ID274.4023235-0328
    Form SE274.4033235-0327
    Rule 0-2275.0-23235-0240
    Rule 203-3275.203-33235-0538
    Rule 204-2275.204-23235-0278
    Rule 204-3275.204-33235-0047
    Rule 206(3)-2275.206(3)-23235-0243
    Rule 206(4)-2275.206(4)-23235-0241
    Rule 206(4)-3275.206(4)-33235-0242
    Rule 206(4)-4275.206(4)-43235-0345
    Form ADV279.13235-0049
    Schedule I to Form ADV279.13235-0490
    Form ADV-W279.23235-0313
    Form ADV-H379.33235-0538
    Form 4-R279.43235-0240
    Form 5-R279.53235-0240
    Form 6-R279.63235-0240
    Form 7-R279.73235-0240
    Form ADV-E279.83235-0361
    Start Signature

    Dated: March 20, 2002.

    By the Commission.

    Jonathan G. Katz,

    Secretary.

    End Signature End Supplemental Information

    [FR Doc. 02-7287 Filed 3-26-02; 8:45 am]

    BILLING CODE 8010-01-P

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Document Information

Effective Date:
3/27/2002
Published:
03/27/2002
Department:
Securities and Exchange Commission
Entry Type:
Rule
Action:
Final rule.
Document Number:
02-7287
Dates:
March 27, 2002.
Pages:
14634-14640 (7 pages)
Docket Numbers:
Release Nos. 33-8071, 34-45601 35-27505, 39-2396, IC-25471, and IA-2021
Topics:
Administrative practice and procedure, Freedom of information, Privacy
PDF File:
02-7287.pdf
CFR: (1)
17 CFR 200.800